throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`DEXCOM, INC.,
`Petitioner,
`
`v.
`
`ABBOTT DIABETES CARE INC.,
`Patent Owner.
`
`U.S. Patent No.: 11,298,056
`Issued: April 12, 2022
`Application No.: 17/411,154
`Filed: August 25, 2021
`
`Title: METHODS AND SYSTEMS FOR EARLY SIGNAL ATTENUATION
`DETECTION AND PROCESSING
`_________________
`
`DECLARATION OF BRIAN D. GROSS
`
`Page 1
`
`

`

`TABLE OF CONTENTS
`
`
`
`Page
`
`INTRODUCTION AND ENGAGEMENT .................................................... 8
`I.
`BACKGROUND AND QUALIFICATIONS ................................................. 8
`II.
`III. SCOPE OF OPINION ...................................................................................10
`IV. MATERIALS CONSIDERED AND INFORMATION
`
`RELIED UPON REGARDING THE ’056 PATENT ...................................11
`A.
`LIST OF EXHIBITS ...........................................................................11
`V. UNDERSTANDING OF PATENT LAW ....................................................14
`VI. THE ’056 PATENT .......................................................................................17
`A.
`Specification ........................................................................................18
`B.
`Prosecution History .............................................................................20
`VII. STATE-OF-THE-ART AND LEVEL OF SKILL IN THE ART .................20
`A.
`State-of-the-Art ...................................................................................20
`1.
`Sensors With Working and Counter Electrodes .......................21
`2.
`Sensor Sensitivity In Calibration ..............................................23
`3. Microprocessor Computations ..................................................25
`4.
`Bluetooth Communication ........................................................30
`B. Ordinary Level Of Skill In The Art .....................................................31
`VIII. GROUND 1: PATEL-2009 AND PARADIGM® REAL-TIME .................37
`A.
`Patel-2009 (Ex1012) Is Supported
`By Its Provisional Application (Ex1014) ............................................37
`The Medtronic Diabetes Website’s
`Publication Of Webpages And Other
`Information On Paradigm® REAL-Time (Ex1011)
`Was Publicly Accessible And Known By Positas ..............................45
`
`B.
`
`Declaration of Brian D. Gross
`
`
`
`Page 2
`
`

`

`
`
`C.
`
`Patel-2009 And Paradigm® Real-Time
`Disclose Glucose Monitoring Systems Easily Combined,
`And The Motivation To Do So With An Expectation Of Success .....47
`1.
`Patel-2009 .................................................................................47
`2.
`Paradigm® REAL-Time ...........................................................50
`3.
`Combination of Patel-2009 And Paradigm® REAL-Time ......51
`4. Motivation To Combine And Expectation Of Success.............53
`D. Ground 1 Claim Mappings ..................................................................56
`1.
`Claim 1 ......................................................................................56
`a)
`[1.A] (preamble) .............................................................56
`b)
`[1.B] ................................................................................59
`c)
`[1.C] ................................................................................61
`d)
`[1.D] ................................................................................63
`e)
`[1.E] ................................................................................65
`f)
`[1.F].................................................................................67
`g)
`[1.G] ................................................................................69
`h)
`[1.H] ................................................................................70
`i)
`[1.I] .................................................................................70
`j)
`[1.J] .................................................................................72
`k)
`[1.K] ................................................................................73
`l)
`[1.L] ................................................................................74
`Claim 2 ......................................................................................76
`Claim 3 ......................................................................................77
`Claims 5 and 6 ...........................................................................77
`Claim 7 ......................................................................................78
`
`2.
`3.
`4.
`5.
`
`Declaration of Brian D. Gross
`
`
`
`Page 3
`
`

`

`
`
`Claim 8 ......................................................................................79
`6.
`Claim 11 ....................................................................................79
`7.
`Claim 12 ....................................................................................80
`8.
`Claim 17 ....................................................................................81
`9.
`10. Claim 18 ....................................................................................81
`11. Claim 19 ....................................................................................82
`12. Claim 20 ....................................................................................83
`13. Claim 21 ....................................................................................84
`14. Claim 22 ....................................................................................85
`15. Claim 23 ....................................................................................86
`16. Claim 24 ....................................................................................87
`17. Claim 26 ....................................................................................87
`18. Claim 27 ....................................................................................88
`19. Claim 28 ....................................................................................88
`20. Claim 30 ....................................................................................88
`IX. GROUND 2: CLAIMS 4, 9-10, 15-16,
`
`AND 25 ARE OBVIOUS OVER PATEL-2009
`
`AND PARADIGM® REAL-TIME IN VIEW OF CAUSEY ........................89
`A.
`Causey .................................................................................................89
`B.
`Combination Of Patel-2009,
`Paradigm® REAL-Time, And Causey ................................................92
`C. Motivation To Combine And Expectation Of Success .......................93
`D. Ground 2 Claim Mappings ..................................................................95
`1.
`Claim 4 ......................................................................................96
`2.
`Claim 9 ......................................................................................96
`3.
`Claim 10 ....................................................................................97
`
`Declaration of Brian D. Gross
`
`
`
`Page 4
`
`

`

`
`
`C.
`
`Claim 14 ....................................................................................98
`4.
`Claim 15 ....................................................................................99
`5.
`Claim 16 ....................................................................................99
`6.
`Claim 25 ..................................................................................100
`7.
`X. GROUND 3: CLAIMS 1-12, 14-18,
`
`20-28, AND 30 ARE OBVIOUS OVER
`
`PATEL-2008 AND INCORPORATED REFERENCES............................101
`A.
`Patel-2008 ..........................................................................................101
`B.
`Incorporation of Mastrototaro, Shahmirian, and Causey ..................103
`1. Mastrototaro ............................................................................104
`2.
`Shahmirian ..............................................................................109
`3.
`Causey .....................................................................................111
`Combination, Motivation To
`Combine, And Expectation Of Success ............................................111
`D. Ground 3 Claim Mappings ................................................................115
`1.
`Claim 1 ....................................................................................115
`a)
`[1.A] (preamble) ...........................................................115
`b)
`[1.B] ..............................................................................117
`c)
`[1.C] ..............................................................................117
`d)
`[1.D] ..............................................................................120
`e)
`[1.E] ..............................................................................123
`f)
`[1.F]...............................................................................125
`g)
`[1.G] ..............................................................................129
`h)
`[1.H] ..............................................................................130
`i)
`[1.I] ...............................................................................131
`j)
`[1.J] ...............................................................................132
`
`Declaration of Brian D. Gross
`
`
`
`Page 5
`
`

`

`
`
`[1.K] ..............................................................................133
`k)
`[1.L] ..............................................................................134
`l)
`Claim 2 ....................................................................................134
`2.
`Claim 3 ....................................................................................135
`3.
`Claim 4 ....................................................................................136
`4.
`Claims 5 And 6 .......................................................................136
`5.
`Claim 7 ....................................................................................137
`6.
`Claim 8 ....................................................................................137
`7.
`Claim 9 ....................................................................................138
`8.
`Claim 10 ..................................................................................139
`9.
`10. Claim 11 ..................................................................................139
`11. Claim 12 ..................................................................................140
`12. Claim 14 ..................................................................................141
`13. Claim 15 ..................................................................................141
`14. Claim 16 ..................................................................................142
`15. Claim 17 ..................................................................................142
`16. Claim 18 ..................................................................................143
`17. Claim 20 ..................................................................................143
`18. Claim 21 ..................................................................................145
`19. Claim 22 ..................................................................................146
`20. Claim 23 ..................................................................................146
`21. Claim 24 ..................................................................................146
`22. Claim 25 ..................................................................................148
`23. Claim 26 ..................................................................................148
`24. Claim 27 ..................................................................................148
`
`Declaration of Brian D. Gross
`
`
`
`Page 6
`
`

`

`25. Claim 28 ..................................................................................149
`26. Claim 30 ..................................................................................149
`
`
`
`
`
`
`Declaration of Brian D. Gross
`
`
`
`Page 7
`
`

`

`
`
`I, Brian D. Gross, BSEE, M.Sc., do hereby declare as follows:
`
`I.
`
`INTRODUCTION AND ENGAGEMENT
`
`1. My name is Brian D. Gross, and I have been retained as an independent
`
`expert on behalf of Dexcom, Inc. in connection with the above-captioned Petition
`
`for Inter Partes Review (“IPR”) to provide my analyses and opinions on certain
`
`technical issues related to U.S. Patent No. 11,298,056 (hereinafter “the ’056
`
`Patent”).
`
`2.
`
`I am being compensated at my usual and customary rate for the time I
`
`spent in connection with this IPR. My compensation is not affected by the outcome
`
`of this IPR.
`
`3.
`
`Specifically, I have been asked to provide my opinions regarding
`
`whether claims 1-12, 14-28 and 30 of the ’056 Patent would have been obvious to
`
`persons having ordinary skill in the art (“POSITAs”) as of April 2009. After
`
`reviewing the prior art discussed herein, it is my opinion that each of claims 1-12,
`
`14-28 and 30 of the ’056 Patent would have been obvious to a POSITA.
`
`II. BACKGROUND AND QUALIFICATIONS
`
`4.
`
`Among other qualifications elaborated in my CV (EX 1009), I receive
`
`my Bachelor of Science in Electrical and Biomedical Engineering (BSEE) in 1990
`
`and my Masters of Science in Biomedical Engineering (M.Sc.) in 1991.
`
`Declaration of Brian D. Gross
`
`
`
`Page 8
`
`

`

`5.
`
`In 1991 and 1992, I worked as a scientist in product development
`
`engineering at VivaScan. At VivaScan, my work included designing and building
`
`microprocessor-controlled
`
`instrumentation
`
`in many cases,
`
`from discrete
`
`components. The efforts at VivaScan focused on physiological monitoring and
`
`included research and development related to determining glucose and other analytes
`
`in the blood as manifest U.S. Patent No. 5,372,135 (“the ’135 Patent”) for “Blood
`
`constituent determination based on differential spectral analysis” of which I am a
`
`co-inventor.
`
`6.
`
`From 2003 through 2013, I was co-investigator of a bioengineering
`
`research partnership with the Massachusetts Institute of Technology focused on ICU
`
`patient monitoring and including the development and application of physiological
`
`monitoring concepts and algorithms.
`
`7.
`
`From 2006 through 2014, I was a Principal Scientist of Patient Care and
`
`Monitoring Solutions at Philips where my work related to physiological monitoring.
`
`For example, in February 2008, some of my work on recognizing that gaps in
`
`monitored data due to poor network quality could be resolved by caching missed
`
`data and transmitting this data when sufficient bandwidth became available was filed
`
`as U.S. Provisional Application 61/032,532 on “optimizing physiological
`
`monitoring based on available but variable signal quality,” which later became U.S.
`
`Patent Application 12/918,822 and published as U.S. Publication 2011/0002223
`
`Declaration of Brian D. Gross
`
`Page 9
`
`

`

`related to “physiological monitoring over a healthcare network.” From 2014 to 2022,
`
`I was a Fellow Scientist and Clinical System Architect at Philips where I taught,
`
`trained, mentored, and supervised, members of the organization with less
`
`experience, as well as drove risk management and design tradeoff decisions for the
`
`Businesses and Research groups.
`
`8.
`
`In 2014, I was appointed by the International Standards Association to
`
`serve on the IEC-TC62/SC 62D/JWG 22 as a technical and clinical expert in medical
`
`device design. There I participated and led multi-national and multi-domain experts
`
`in drafting global safety standards pertaining to medical devices and their design. As
`
`a final example of my experience, I participated in technical and clinical research,
`
`and co-authored scores of papers including an abstract on how “delayed intravenous
`
`insulin therapy initiation is associated with mortality in the ICU,” which was
`
`presented to the SCCM 40th Critical Care Congress in 2011.
`
`III.
`
`SCOPE OF OPINION
`
`9.
`
`I have been asked to provide my opinions regarding whether claims 1-
`
`12, 14-28, and 30 of the ’056 patent would have been unpatentable to a person of
`
`ordinary skill in the art (POSITA) as of April 2009 in view of:
`
`•
`
`U.S. Patent Publication 2009/0085768 to Patel (Ex1012, “Patel-
`
`2009”);
`
`Declaration of Brian D. Gross
`
`Page 10
`
`

`

`
`
`•
`
`An FAQ webpage, features and benefits fact sheet, and sensor features
`
`user guide for the Medtronic MiniMed Paradigm® REAL-Time
`
`System archive of the Medtronic Diabetes website in October 2007
`
`(Ex1011, “Paradigm® REAL-Time”);
`
`•
`
`•
`
`•
`
`•
`
`U.S. Publication 2008/0119705 to Patel (Ex1015, “Patel-2008”)
`
`U.S. Patent 6,641,533 to Causey (Ex1017, “Causey”);
`
`U.S. Patent Publication 2006/0202859 (Ex1019, “Mastrototaro”); and
`
`U.S. Patent Publication 2004/0122353 (Ex1023, “Shahmirian”).
`
`IV. MATERIALS CONSIDERED AND
`INFORMATION RELIED UPON REGARDING THE ’056 PATENT
`In preparing this declaration, I have reviewed the following materials
`10.
`
`bearing Exhibit Nos. that I understand are being referenced in the IPR which this
`
`declaration accompanies:
`
`A. LIST OF EXHIBITS
`
`No.
`1001
`1002
`
`1009
`1011
`
`1012
`
`Description
` U.S. Patent No. 11,298,056 (“the ’056 Patent”)
` Excerpts from Prosecution File History of U.S. Patent
`Application No. 17/411,154 (“Harper ’154 file history”)
` Curriculum Vitae of Brian Gross
` Exhibits A and B to Affidavit of Nathaniel E Frank-White
`(“Paradigm® REAL-Time Archive”)
` U.S. Patent Application Publication No. 2009/0085768 to Patel
`et. al. (“Patel-2009”)
`
`Declaration of Brian D. Gross
`
`
`
`Page 11
`
`

`

`
`
`1014
`
`1015
`
`1017
`1019
`
`1020
`
`1022
`
`1023
`
`1025
`
`1026
`
`1027
`
`1028
`
`1029
`
`1030
`1031
`
` U.S. Provisional Patent Application No. 60/976,886 (“Patel-
`2009 provisional”)
` U.S. Patent Application Publication No. 2008/0119705 to Patel
`et. al. (“Patel-2008”)
` U.S. Patent No. 6,641,533 to Causey et. al. (“Causey”)
` U.S. Patent Application Publication No. 2006/0202859 to
`Mastrototaro et. al. (“Mastrototaro”)
` U.S. Patent Application 11/322,568 to Mastrototaro
`(“Mastrototaro ’568 Application”)
` U.S. Patent Application 10/335,256 to Shahmirian et al.
`(“Shahmirian ’568 Application”)
` U.S. Patent Application Publication No. 2004/0122353 to
`Shahmirian et Al. (“Shahmirian”)
` McGarraugh, Geoffrey. “The chemistry of commercial
`continuous glucose monitors.” Diabetes technology &
`therapeutics 11.S1 (2009): S-17.
` U.S. Patent Application Publication No. 2004/0193025 to Steil et
`al.
` Choleau, C., et al. “Calibration of a subcutaneous amperometric
`glucose sensor implanted for 7 days in diabetic patients: Part 2.
`Superiority of the one-point calibration method.” Biosensors and
`Bioelectronics 17.8 (2002): 647-654.
` Velho, G., et al. “In vivo calibration of a subcutaneous glucose
`sensor for determination of subcutaneous glucose
`kinetics.” Diabetes, American Diabetes Association 1.3 (1988):
`227-233.
` Mastrototaro, John J. “The MiniMed continuous glucose
`monitoring system.” Diabetes technology & therapeutics 2.1,
`Supplement 1 (2000): 13-18.
` U.S. Patent No. 6,424,847 to Mastrototaro et al.
` Poitout, V., et al. “A glucose monitoring system for on line
`estimation in man of blood glucose concentration using a
`
`Declaration of Brian D. Gross
`
`
`
`Page 12
`
`

`

`
`
`1032
`
`1033
`
`1035
`
`1036
`
`1037
`1038
`1039
`
`1040
`
`1042
`
`1043
`
`1044
`
`miniaturized glucose sensor implanted in the subcutaneous tissue
`and a wearable control unit.” Diabetologia 36 (1993): 658-663.
` U.S. Patent Application Publication No. 2006/0224109 to Steil et
`al.
` Keenan, D. Barry, et al. “Delays in minimally invasive
`continuous glucose monitoring devices: a review of current
`technology.” Journal of diabetes science and technology 3.5
`(2009): 1207-1214.
` Armstrong, Siân. “Wireless connectivity for health and sports
`monitoring: a review.” British journal of sports medicine 41.5
`(2007): 285-289.
` Pantelopoulos, Alexandros, and Nikolaos Bourbakis. “A survey
`on wearable biosensor systems for health monitoring.” 2008 30th
`Annual International Conference of the IEEE Engineering in
`Medicine and Biology Society. IEEE, 2008.
` Excerpts from Diabetes forecast, November 2007
` Excerpts from Diabetes forecast, February 2007
` Buckingham, Bruce, Kimberly Caswell, and Darrell M. Wilson.
`“Real-time continuous glucose monitoring.” Current Opinion in
`Endocrinology, Diabetes and Obesity 14.4 (2007): 288-295.
` Buckingham, Bruce. “Clinical overview of continuous glucose
`monitoring.” Journal of Diabetes Science and Technology 2.2
`(2008): 300-306.
` Excerpts from Smith, Steven W. The scientist and engineer’s
`guide to digital signal processing. California Technical Pub.,
`1997.
` Shenoi, Belle A. Introduction to digital signal processing and
`filter design. John Wiley & Sons, 2006.
` Breton, Marc D., et. al. “Optimum Subcutaneous Glucose
`Sampling and Fourier Analysis of Continuous Glucose
`Monitors.” Journal of Diabetes Science and Technology 2.3
`(2008): 495-500.
`
`Declaration of Brian D. Gross
`
`
`
`Page 13
`
`

`

`
`
`1045
`
` Burge, Mark R., et. al. “Continuous Glucose Monitoring: The
`Future of Diabetes Management.” Diabetes Spectrum 21.2
`(2008): 112-119.
`
`11.
`
`I have also relied on my professional experience in formulating the
`
`opinions expressed in this declaration.
`
`V. UNDERSTANDING OF PATENT LAW
`
`12.
`
`I am not an attorney. For the purposes of this declaration, I have been
`
`informed about certain aspects of the law that are relevant to my opinions. My
`
`understanding of the law was provided to me by the Petitioner’s attorneys.
`
`13.
`
`I understand that when considering the scope of the claims of a patent
`
`that the patent claim terms should generally be given the ordinary meaning that the
`
`terms would have to a person of ordinary skill in the art in question after reading the
`
`patent as of the earliest claimed priority date.
`
`14.
`
`I understand that the person of ordinary skill in the art is deemed to read
`
`the claim term not only in the context of the particular claim in which the term
`
`appears, but in the context of the entire patent, including the specification. I further
`
`understand that the principal considerations regarding the scope and meaning of the
`
`claims are the plain language of the claim (including the surrounding claim language
`
`and context), the patent specification, and the prosecution history. I understand that
`
`while a claim is to be read in light of the specification, one must generally avoid
`
`importing limitations into the claim from the specification. I am also informed that
`
`Declaration of Brian D. Gross
`
`
`
`Page 14
`
`

`

`
`
`the prosecution history can often inform the meaning of the claim by demonstrating
`
`how the inventor understood the invention and whether the inventor limited the
`
`invention in the course of prosecution, making the claim scope narrower than it
`
`would otherwise be. I applied these understandings when considering the scope and
`
`meaning of the claims of the ’056 patent.
`
`15.
`
`I understand that a prior art reference anticipates an asserted claim, and
`
`thus renders the claim unpatentable, if all elements of the claim are disclosed in that
`
`prior art reference, either explicitly or inherently (i.e., necessarily present or
`
`implied).
`
`16.
`
`I further understand that a claim is unpatentable if it would have been
`
`obvious. Obviousness of a claim requires that the claim would have been obvious
`
`from the perspective of a POSITA at the time the alleged invention was made. I
`
`understand that a claim could have been obvious from a single prior art reference or
`
`from a combination of two or more prior art references.
`
`17.
`
`I understand that an obviousness analysis requires an understanding of
`
`the scope and content of the prior art, any differences between the alleged invention
`
`and the prior art, and the level of ordinary skill in evaluating the pertinent art.
`
`18.
`
`I further understand that a claim would have been obvious if it unites
`
`old elements with no change to their respective functions, or merely substitutes one
`
`element for another known in the field, and that combination yields predictable
`
`Declaration of Brian D. Gross
`
`
`
`Page 15
`
`

`

`
`
`results. While it may be helpful to identify a reason for this combination, I
`
`understand that there is no strict requirement of finding an express teaching,
`
`suggestion, or motivation to combine within the references. When a product is
`
`available, design incentives and other market forces can prompt variations of it,
`
`either in the same field or different one. If a POSITA can implement a predictable
`
`variation, obviousness likely bars its patentability. For the same reason, if a
`
`technique has been used to improve one device and a POSITA would recognize that
`
`it would improve similar devices in the same way, using the technique would have
`
`been obvious. I understand that a claim would have been obvious if common sense
`
`directs one to combine multiple prior art references or add missing features to
`
`reproduce the alleged invention recited in the claims.
`
`19.
`
`I further understand that certain factors may support or rebut the
`
`obviousness of a claim. I understand that such secondary considerations include,
`
`among other things, commercial success of the patented invention, skepticism of
`
`those having ordinary skill in the art at the time of invention, unexpected results of
`
`the invention, any long-felt but unsolved need in the art that was satisfied by the
`
`alleged invention, the failure of others to make the alleged invention, praise of the
`
`alleged invention by those having ordinary skill in the art, and copying of the alleged
`
`invention by others in the field. I understand that there must be a nexus—a
`
`connection—between any such secondary considerations and the alleged invention.
`
`Declaration of Brian D. Gross
`
`
`
`Page 16
`
`

`

`
`
`I also understand that contemporaneous and independent invention by others is a
`
`secondary consideration tending to show obviousness.
`
`20.
`
`I am not aware of any allegations by the named inventors of the ’056
`
`patent or any assignee of the ’056 patent that any secondary considerations tend to
`
`rebut the obviousness of any Challenged Claim of the ’056 patent.
`
`21.
`
`I understand that in considering obviousness, it is important not to
`
`determine obviousness using the benefit of hindsight derived from the descriptions
`
`found in the patent being considered.
`
`22.
`
`I understand that other challenges to the patentability of a patent,
`
`including patent ineligibility, enablement, written description, and definiteness or
`
`clarity of claim language, cannot be raised in IPR proceedings before the Board.
`
`23.
`
`I understand that Petitioner has the burden of proving unpatentability
`
`by a preponderance of evidence, which means that the claims are more likely than
`
`not unpatentable.
`
`24. The analysis in this declaration is in accordance with the above-stated
`
`legal principles.
`
`VI. THE ’056 PATENT
`
`25. As part of my analysis, I reviewed and considered the ’056 patent
`
`(Ex1001) titled “Methods and Systems for Early Signal Attenuation Detection and
`
`Processing” which Counsel for Petitioner informed me issued from U.S. Application
`
`Declaration of Brian D. Gross
`
`
`
`Page 17
`
`

`

`17/411,154 on April 12, 2022. The following highlights general aspects of the ’056
`
`patent and is not meant to describe my full understanding of the patent or its
`
`
`
`prosecution history.
`
`A.
`
`Specification
`
`26. The ’056 patent describes an analyte monitoring system including
`
`a sensor unit, a data processing and transmitter unit, and a primary receiver unit.
`
`(Ex1001, 4:56-61.)
`
`27. The transmitter unit “receives analyte related sensor data” from the
`
`sensor and transmits this data to the receiver unit. (Ex1001, 11:27-37.) The
`
`transmitter unit is described as operating on approximate radio frequency bands of
`
`315-322MHz or 400-470MHz. (Ex1001, 9:15-22.) The communication link between
`
`the transmitter and receiver is discussed as including various infrared, Bluetooth®,
`
`802.11x, or other wireless communication protocols. (Ex1001, 7:25-33.)
`
`28. The ’056 patent defines “analyte related sensor data herein and
`
`throughout [the] specification” as both “current signal received from the analyte
`
`sensor” and “current signal which has undergone … processing routines including,
`
`for example filtering, clipping, digitizing,” encoding, conditioning, or further
`
`processing. (Ex1001, 11:37-44, 14:21-23.) For example, unprocessed or
`
`uncalibrated sensor data is processed with “calibration data such as [a] sensitivity
`
`ratio.” (Ex1001, 12:54-61.) Calibration “ensure[s] the analyte related data signals …
`
`Declaration of Brian D. Gross
`
`
`
`Page 18
`
`

`

`
`
`are correctly converted to corresponding analyte levels,” but various conditions
`
`render calibration unsuitable. (Ex1001, 10:62-66, 11:6-8.) The ’056 patent then
`
`describes that “when a scheduled calibration event fails …, the output display of the
`
`processed, calibrated sensor data is disabled” resulting in a gap “where the analyte
`
`monitoring system was not properly calibrated [and] analyte related sensor data was
`
`not processed:”
`
`(Ex1001, 12:32-45, Fig. 7A.) The ’056 patent specification describes backfilling
`
`gaps by processing unprocessed sensor data with the sensitivity ratio from a
`
`subsequent calibration:
`
`
`
`Declaration of Brian D. Gross
`
`
`
`Page 19
`
`

`

`
`
`
`
`(Ex1001, 12:47-13:5, Fig. 7B.)
`
`B.
`
`Prosecution History
`
`29. Counsel for Petitioner informed me that the ’056 Patent (Ex1001)
`
`issued from U.S. Patent Application No. 17/411,154 filed August 25, 2021
`
`(Ex1002), which claims priority to the April 29, 2009 filing of Provisional
`
`Application 61/173,600 through a series of continuation applications.
`
`30.
`
` I have reviewed U.S. Patent Application No. 17/411,154 and its
`
`prosecution files history. (Ex1002).
`
`VII. STATE-OF-THE-ART AND LEVEL OF SKILL IN THE ART
`
`A.
`
`State-of-the-Art
`
`31. The ’056 patent pertains to glucose monitoring systems, including:
`
`•
`
`two and three-electrode sensors that generate analyte signals
`
`(Ex1001, 1:34-37);
`
`Declaration of Brian D. Gross
`
`
`
`Page 20
`
`

`

`
`
`•
`
`•
`
`•
`
`calibration to determine a “sensitivity ratio” that is used to
`
`convert sensor data to analyte levels (Ex1001, 12:47-61);
`
`signal processing
`
`(e.g.,
`
`filtering,
`
`clipping, digitizing,
`
`conditioning) (Ex1001, 5:58-64, 11:37-44); and
`
`RF transmission (e.g., 315-322MHz, 400-470MHz, Bluetooth,
`
`802.11x/WLAN). (Ex1001, 7:25-33, 9:15-22.)
`
`As discussed in this section, these were each well-known, fundamental concepts of
`
`glucose monitoring by April 2009. (See Paragraphs 32-49.)
`
`1.
`
`Sensors With Working and Counter Electrodes
`
`32. Analyte sensors with “two or three-electrode (work, reference, and
`
`counter electrodes) configuration[s]” were well known to POSITAs by April 2009.
`
`This knowledge is illustrated by the references in paragraphs 33-35 below.
`
`33. For example, a May 2009 article on “The Chemistry of Commercial
`
`Continuous Glucose Monitors” by McGarraugh provides:
`
`•
`
`a typical glucose sensor “includes three electrodes: a GOx working
`
`electrode, a counter electrode, and an Ag/AgCl reference electrode”
`
`(Ex1025, S-19); and
`
`•
`
`each of the Medtronic Guardian REAL-Time, DexCom™ STS™-7,
`
`and Abbot FreeStyle Navigator® “measure[d] the current flowing from
`
`an oxidation (electron-producing) reaction at a working electrode to a
`
`Declaration of Brian D. Gross
`
`
`
`Page 21
`
`

`

`
`
`reduction (electron-consuming) reaction at a counter electrode.”
`
`(Ex1025, S-19.)
`
`34. Medtronic’s U.S. Publication 2006/0202859 to Mastrototaro discloses
`
`a sensor with three sensor electrodes 20:
`
`(Ex1019, [0045], Fig. 6 (annotated in red).)
`
`35. Medtronic’s U.S. Publication 2004/0193025 labels the counter (CNT)
`
`electrode in a similar figure:
`
`
`
`Declaration of Brian D. Gross
`
`
`
`Page 22
`
`

`

`
`
`
`
`(Ex1026, [0038], Fig. 4 (annotated in red).)
`
`36. Therefore, it is my opinion that skilled artisans were familiar with
`
`sensor configurations including work and counter electrodes.
`
`2.
`
`Sensor Sensitivity In Calibration
`
`37. Sensor calibration was well known to POSITAs by April 2009. As
`
`illustrated by the references in paragraphs 38-39 below, glucose sensor calibration
`
`was typically performed by using blood glucose reference values to determine a
`
`sensitivity coefficient or ratio between sensor cu

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket