`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Western District of Texas
`on the following
`(] Trademarks or
`(MW Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKETNO,
`6:22-cv-00350
`PLAINTIFF
`
`ECOFACTOR, INC.
`
`DATE FILED
`4/1/2022
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Western District of Texas
`
`GOOGLE LLC
`
`A I
`
`n the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`_] Amendment
`
`LC] Answer
`
`CL) Cross Bill
`
`L] Other Pleading
`
`Caes
`Ea
`Es
`
`
`
` CLERK
`
`aa I
`
`n the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`KXCSSRQqQW EXXXUoOWWi
`
`CRC
`
`PETITIONER GOOGLE EX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`|
`03-01-22
`
`18:18
`
`Best Available Copy
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`From-RUSS,AUGUSTKARAT=~. SNS
`
`Sw Piz ce ee
`SIV]
`Wives
`
`+
`
`222 MAR -3 PRO3
`
`TOC
`
`P01
`
`F-086
`
`1-963
`
`=
`RECEIVED
`PrNTRAT FAX CPNTFR
`MAR O14 2022
`
`PTO}SB/66 (21-22)
`Apprawad fay us TrOugn 11/90/2024. OMB Obss-00U8
`v5, Parent and Trademark Otte, U.S DEPARTMENT OF COnaMERCE
`bnder ihePaperwork Reduction ACT ut 1995, nO PefeOns ate PeQuired 0 1cSpand £05 collection of INforMaLON uNlcoa it choplave o vithd OMB contiGl Hummer,
`PETITION TQ ACCEPT UNINTENTIONALLY DELAYED PAYMENT OF[|Pocket nunbes (Opuonall
`MAINTENANCEFEE IN AN EXPIRED PATENT (37 CFR 1.378{h)}
`.
`Page Lof4
`
`Mau to: Mail Stop Petition
`Commissioned: Tor Paton
`CO Oon 2850
`aleaangna, va 22333-1450
`Fax. (573] 273-8300
`NOTES,
`If informationor assptante 3 needed in complening ths form, please contact the Office of Pethens at (873) 272-3222
`
`Pytent Na.
`
`leawe Date
`
`Apphcotian Nuinber 12/778052
`8,596,550
`ring pare May 11, 2040
`December 3, 2013
`CAUTION. MaAtenance fee payment must carrectly entity. (1) the plent nucnder (Or reissue Patent NuMner,if a resssue} ING (2) the
`Aapphcetion Number of the acai US appicanon (or ressut spphcstun) aang TO S$Suance Of thar patent to eure the feels)
`sa/are USsOCatE wilh The CONFERT MATANT 37 CFR 1 3G6iC) and id).
`Atso complete the following informaugn, if appteubis,
`The above.Qeutified patent
`Cj 8 2 (essue of orginal Purcnt No.
`onginal appicstion number
`
`EFACT.Q07A
`
`Orginal woue dete
`
`Orga) fany gate
`
`C resuited from the entry inte the U.S. under 35 UI $.C 373 of intemanonal apphcanan
`filed an
`
`NOTE. A prantavie PeTHON requires The foltowng zens.
`(1)
`¥enuonitey,
`{2} Maintenancetee, and
`(3} Statement rhat tne delay in paymentof inc maintenance tee was unintentional
`
`CERTIFICATE OF MAIUNG OR TRANSMISSION (37 CFR 1 8{a))
`1 nerepy certdy that rms paper(° along with any paper referrec To as being atracnec o¢ enclosed)«: HeMZ depasited with the uMted Statcs
`Postal Seance On the date shown oclow with ouffcient postage as first Class mar in sn envelope aaaressed TO Mail Stop Petmen,
`Comrmnssoner for parents, P.O. Box 145D, Aleaandnha, VA 22313-1450, or pewg cranymitted to the US Patent and Trademark Office by EFS-
`WE9,Or By facsimile yo (57 2} 273-8300, on the dete snown pelow
`March 1, 2022
`Dare
`
`/Alexandra Loew/
`Signature
`
`Alexandra Loew
`Typed or Printed NameofPorson Swniny Cerificate
`
`ipage + OF 5]
`A Feaural agency May NOt CONT OF sponds,oF.a PESTON & HOt TequilGa DS Mespand co, nor shall o PeMan be bLeMET TS & peMaity fOr tsilure to comply wath an
`INTOMMAWAA CofleCtian subject to the requiruinenta Of the Paperwork Recuction Act of 1995. unkme tne inforMegen caliechion hes 2 currently wahd OMS Contras
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`INCMOINE INE HTS TOF Forceig MalhuChONs, sadrehing BAISWHE GTZ SOurces, Ratherng and mantening Ine QW hecoca, 2ng complenng and revowiny the
`INtorMsweN catlcction Seng comunsotswacaNg this Perden state OF any Sher Tpack OF Fis MPSCMALGA Collecuan wnchydicy sumpMENOls fr EtEINE Ep.r
`burdyr 16 The Chet Adnunctrstive Officer, United States Patent ana Traoemars Ornce, PQ Box 1650, Alosandra, VA 223131490 or cma
`IntormapanCollection@uspto.gav. OO NOT SEND FEES OK COMPLETED FORMS TO Tris ADDRESS 2ENP TO Commpananeslor Patents, P.O. Box 2450, Algapndtea,
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`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
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`
`
`03-01-22 P.02/11=F-08616:18 From-RUSS AUGUST KABAT + T-963
`
`Best Available Copy
`
`
`
`
`
`
`
`
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`
`
`PTO/SB/G6 (11-21)
`Approves far wor Mhrouph 11/90/2024 Omp Je$4-0016
`US Patunt «nd Traaeman Once; ws GEPARTMENT OF COMMERCE
`Uncer thu Paperwork Reducteon AG or 1995, no personsone reguifua 10 163pend 10 a CoNecuON of InterMaTaN wNlesa Wt toPlova c vale OMB control Number
`PETITION TO ACCEPT UNINTENTIONALLY DELAYED PAYMENT
`OF MAINTENANCEFEE IN AN EXPIRED PATENT (37 CFR 1.378(b))
`
`L} Palentee assers, or has previqualy asserteu, cmail ennty status See 37 CFR 2.27.
`2. 4OSS OF ENTITLEMENT TO SMALL ENTITY STATUS
`Patentee 5 no fonger entitled to imal entity status See 37 CFR 2.2718).
`3. MICRO ENTITY
`Cc Patentee cerihes, of nds previdusly CaTufied, micro entity status See 37 CFR 2 29
`Form FTO/58/25A of 5 Of equyvslcnt mar esther bw anslOscd OF NAVE Been submited ProvOvaly
`
`4, LOSS OF ENTITLEMENT TO MICRO ENTITY STATUS
`Cc] Parentee ms no fonger ented TO micro entity status. See 3? CFR 2 29)
`5. MAINTENANCE FEE (37 CFR 12Me}4e))
`
`Page 2 of 4 2 SMALLENTITY
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`The appropriate Maintenance tee must bE SuUPMITed with This penton, urpless J was paid earker.
`
`Unanscounted
`Fee
`3%, yr fee
`
`(Code)
`
`AMOUNT
`
`Micro Entity
`Sma} Entity
`Fee
`Fer
`3A yrtee — 3% yr fee
`
`(3552)
`
`(3552)
`—___ Myrtee
`—__._ Ta yr fee
`2% yt fee
`
`
`
`11% yr fee ———ssWA yrfeeLIA yr tee §=(3553)
`
`MAINTENANCE FEE BEING SUBMyTTED 5 3.760.00__
`
`&. PETITION FEE
`
`Tne penton fee required by 37 CFR 2 17{m)of.
`$ 2,100.00 nacounted (Fee Code 1558), o1
`So Sat Entity {Fee Coue 2538); or
`S_ MtrEntity (Fee Code 35538)
`Must be paid ae 3 condition of accepung ail uruntentionally delayed payrnent of a maintenance fee.
`PETITION FEE BEING suamiTreD $ 2 100 00
`
`7, MANNER OF PAYMENT
`
`[} Enciused ss a cneck for the sum of §
`—.., The wait OFS
`Cc Pipaea charge Nepnvea o¢rMint WA
`Payment by credit cord. Form PTO-2034 15 arractd.
`CI Payment mace wa EFs-web
`& AUTHORIZATION TO CHARGE ANY FFE DERCENCY
`| The Oirector is hereby anthorzed Ta charge any maintenance fee or potion defeency to Depasit Account NO
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`PAGE 2/11 * RCVD AT 3/1/2022 6:15:02 PM [Eastern Standard Time] * SVR:W-PTOFAX-DTS-E4/4 * DNIS:2738300 * CSID:+ * ANI:3108266991 * DURATION (mmess):03-38
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`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`Best Available Copy
`
`03-01-22
`
`«15:19
`
`From-RUSS AUGUST KABAT
`
`+
`
`T-963—-P.03/11
`
`F-086
`
`Seid vafund enach
`
`WARNING:
`Pennaner/apphcunt iS CawTIOHES TO avoid SVAMTUNE personzl mformanon in documents hled in a parent sppltatien That May CONTDwle to
`identity Biel Parsonal information, Such 35 social seQunty Numbers, Dank aecaunt numbers, Of credit Card Numpers (omer than a check oF
`Great curd sutnonzauon farm (PTO-2038} submitved for payment purposes), 6 Never required Dy the USPTO to support a peritean or an
`apphcaron.if ths type of personal into; mation 1s aciuded in Gacuments SsuDmuilked to the USPTO, petitioner/applicent snould consider
`redacting 5ucn personal intormanon from the documents betore subrruiting them to the WSPTO Peunancr/apphcant is aduscd that the
`record of a patent apphicationIs avaiable to the pubbe after publication ofthe appheation (Waless a nan-publicanan request in compliance
`wath 37 CFR 1.223(8) 8 Made in the appucation or Rywance OT a PATENT. Furthermore, tie cecorg ham on abandenss apAhanen may als
`be avasiabte to the punlic if the spplication ss referenced wa published spplcenon or an issued patent (see 37 CFR £44) Checks und rear
`card autnoration torms (PTO-2038) submitted far poyment purpases are nor retained in the apaucawon file and therefore are not puplicly
`pvatavie
`
`PTOYSB/66 131-21)
`Approved for use TuDegh 21/30/2024 OMS 0651-C0lo
`Lid Patent and Tracemars Ofttice: US OLPARTMENT OF COmmeERCE
`under the Papsrwor Reducton Act of 19895, no persons ane TEQuired CO reaROnd 20 2 coliccuan af TO: MIUGA wNlcsa it Chsplaye 4 ¥ahG Omb concol numorws.
`
`
`PETITION TQ ACCEPT UNINTENTIONALLY DELAYED PAYMENT
`OF MAINTENANCE FEE IN AN EXPIRED PATENT(37 CFR 1.378(b))
`Page 3 of 4
`
`9. OVERPAYMENT
`AS tO uhy averpayment madqe, please
`
`
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`| Credit to Repes.tAccount NO.
`OR
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`10. STATEMENT
`The delay in payment of the maintenance fee for thy patent was uNuntenpanal
`Petitioner js reminded that a deiay resulting from a denperately chasen Course of acnon or a change in arcumarance 8 Horan ufintenranst
`aelay.
`
`Petoner ss turtner reminded that &@ person sechiny rewistatament ot an expired patent should not make @ statement That the delay in
`paymentof the maintenance fee was uningentongl wAless the entire Deiay was unintentional, inducing the Periad from dacovery thattne
`maintenance fee was not timely pad until p2yMment at the maintenance tee. Fos example.a sTaTeMent That the delay in payment of tne
`mainqenance tee was unintentional would Not be proper when tne patentee becomes aware of an uruntennonal tadure To Tnely pay HE
`maintenance fee and then intentionally délays finng a pecan tor reinstatementof the patent under 37 CFR 1 378. See MPEP 2590.
`NOTE. Where the petition uneér 37 CFR 1.376 1s fred more than two years after the date the patent expired far nonpayment ofthe
`mainrenance fee, the uated States Patent sng Trademark Othce requires an addtional expianauonof ine arcumarunces Surraundsng thé
`Gélay That estubhsnes the entire delay was uomrentanal Ths requirement i$ 1M adginon fo the raqurement tO prowde a stufement thay the
`entir@ dalay was unintentional See Craryicanien of the Practicefor Requiring Agaronal information in Peuvons Filed in Patent Applications
`aad Patents Based oni umntentional Ociay. 8S FR 12222 (Maren 2, 2020}. See MPEP FULOACHKUCHF) for acaional guidance on the
`infarmation requires 19 establish that che entire Gelay wad wNiriFeAtOnal.
`TO Becausethis pettuon under37 CFR 1.378 5 Deng fileg murethantwo years utter tnedatethe patent expired for nonpayment ofine
`maintenance fee, additional explananan of the CiurCUuMstances suf fOuAding the Gelsy That establenes tne enure Gclsy was
`
`wnintennenalenciased Herewitt
`
`PAGE 3/11 * RCVD AT 3/1/2022 6:15:02 PM [Eastern Standard Time] * SYR:W-PTOFAX-DTS-E4/4 " DNIS:2738300 * CSID:4* ANI:31908266901 * DURATION (mm-s3):03-38
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`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
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`
`
`
`
`Best Available Copy
`
`
`
`03-01-22=15:19 From-RUSS AUGUST KABAT + T-963 -P.O4/11 F-086
`
`
`
`
`
`
`
`PTO/SE/65 (12-21)
`Approved far use thrower31/39/2024 OMB 0652-0016
`US Parantand Trademark Omice, US DEPARTMENT OF COmmvinHCe
`Under tne Poparwork Reducuon Act of 1995, no PerRANs ate Peuured TO Pespone To 2 collecron of nformetian unicast displays & yahd OMG contral umest.
`PETITION YO ACCEPT UNINTENTIONALLY DELAYED PAYMENT
`OF MAINTENANCEFEE IN AN EXPIRED PATENT (37 CFR 1.378(b))
`
`Mareh 1, 2022 ‘Shayan Habip/a
`
`Dare
`Signatare(s) of Peatianer
`
`Shayan Hapib
`
`Registration Number, f appheable
`650-716-4760
`Felepnone Number
`441 California Avenue, Number 2chcdDcre
`
`Typed or Ponted Name
`
`Page 4 of 4 £3. PETTIONER REQUESTS THAT FHE DELATED PAYMENT OF THE MAINTENANCEFEE BE ACCEPTED AND THE PATENT BE REINSTATED.
`
`Palo Alto, California 94301
`
`Adaress
`
`47 GER 1 378(c) states. "Any petition under the secRON Must De BAA in compiunce with § 1 33(0).”
`12. EwQLOSuRES
`Mauitenance Fee Payment
`Petiman fee unger 37 CFR 1.17{m}(tee for finng tre maetenance fee pettonu}
`CJ anosuonatsneet(s) containing statement esrapisning unintentional delay
`0 Other. a
`
`PAGE 4/11 * RCVD AT 3/1/2022 6:15:02 PM [Eastern Standard Time] * SVR:W-PTOFAX-DTS-E4/4 * DNIS:2738300 * CSID:* * ANI:3108265991 * DURATION (mm-ss):03-38
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`‘
`03-01-22
`
`15:19
`
`Best Available Copy
`From-RUSS AUGUST KABAT
`
`RRBAXCENTER
`ar
`MAR 0 4 2022
`
`1-963
`
`P.O6/I1FH086
`
`PTO/AIASS (08-12)
`17/30/2020 OMB 0657-0037
`Approv6a Jor usa mnrougn
`US Patcm and Trademam Omtse, WS DEPARTMENT OF COmmERCE
`Bauted Ig e8PCNa ID & Collechon OF NTOMALON Unies LABHiayS B vahd OME contr numper
`
`
`
`STATEMENT UNDER $7 CFR 3.73{c)}
`
`
`ApplcanvPatent Owner: EcoFactor, Inc.
`.
`Filearissue Date. 12/3/2013
`Applicanon No/PatemNo.: 8,596,550 __
`Tried: System, Method and Apparatus for Identifying Manual Inputs ana Adaptive Programming of a Thermostat
`
`
`
`
`
`qa US corporation
`EcoFactar,Inc.
`(Name Of Agsigneo)
`{Type of Assaynee, @ g , corporation, parnership, unwersily. gavamment agency, etc.)
`
`
`
`
`
`
`states tal, for The patent application/patent entited above, itis (choose ane at options 1. 2. 3 or 4 below):
`3.[7]Tne assigneesof tne enure ngnt, title, and interest.
`
`
`2 CT An assigneeot tags than the entire ng, tie, and interest (cheek apphicapie box}:
`LI The extent (by percentage) of is ownership interest
`aete Additienai Statements) by The owners
`
`
`holding the Dalanegof the interestMusibesubmited yo account tor 100% of the ownership inforest
`as There are unspecitied percentages of ownership. The other panies, iNCluding Inventors, who together own ine enpre
`Aght. hile ana interest are-
`
`
`
`Addimional Stalementts) hy the owner(s) holding the balanceof the interestMustbegybMimTed to accountfor he ene
`FQnt, Ue, ANd interest
`
`
`3.
`[C] Tne assignee ofan undividedinterest in the entirety (@ Complete assignment trom one of the jo:nt inventors was made}.
`The other pames, including inventors, whe logetner own the entire ngnr,pile, and interest are
`
`
`
`
` Additiona) Statement{s) by tte owner(s) holding the B:
`nght, tlle, ANd mterest.
`4 CI The recipient, wa a Coun proceeding or the lke (€ g., pankruptcy. probate), of an undiv.ded interest in me entirety (a
`compiete janster ot ownership interest was made). The cenitied document(s) showingthe transfer1s attached
`
`
`The interest dentitiad in opnon 1. 2 or 3 apove (nor optjan 4) 1S Svidenced by aiiher (choase one at options A or B below)
`
`
`A,
`An assignment from the inventor(s) af the patent apphcanon/patenk aenihed above The ass.qnment was recorded in
`ine United States Patent and Trademark Office at Ree! 02807
`, Frame 93?
`_— or for which a copy
`
`
`tnereot is atlached.
`
`
`B C Acchain oftitle trom me inventor(s), of the patent applicanon/patent identted above, [6 the currant assignee as fovows:
`
`
`1. From:
`"
`_.To
`
`
`Tne document was recorded in ine United States Patent and Trademark Omice at
`
`
`
`Reel,
`_, Frame _____Or tor which @ Copy thereat15 anacned
`
`- TO
`
`Tne document was recordad ii ihe United States Patent and Trademark Otiice at
`Reel ___
`Frame
`__. OF tor which @ Copy thereofis anached
`[Page 1 of 2]
`Public wICN 8 TO hid (And Py MB USPTO to
`Tng cojacbon of monnapan is roquees oy 37 CFR 3.72(6)
`‘The intormayon 18 faquifed 1 obtéur Or reTN a DENBET By
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`IfyOu need assistance in vomplenng thefarm. call 1-800-PTO-9199 and select opron 2.
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`6 of 294
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`PETITIONER ECOBEE
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`EX. 1008
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`6 of 294
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`03-01-22 P.O7/11«=F-08615:20 From-RUSS AUGUST KABAT + T-963
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`Best Available Copy
`
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`PTQAIARE (Q8- 12}
`Approved tor use trough 11/30/2020 OmB 0651-0031
`2.5. Patent ang Tragemarh Other, U.S DEPARTMENT OF COMMERCE
`PON 10 2 CSIACTON Of INTOMMADON UNIGss 1 dsplays a vano OMB conte} nymder
`
`o
`
`STATEMENT UNDER 37 CFR 3.73{(c)
`
`4. From.
`
`-—
`
`Aaagitianal documents in the chain of nile are sted on a supplemental sheet{s).
`
` unas: Ine Paperwork Reduchon Aer at 195, ne
`
`
`
`. To
`
`
`The document was recorded in the United States Patent ang TrademarkOffice at
`
`Reel____
`Frame ___._——_. Or tor whieh @ fopy tnereot s amached
`
`
`
`.
`Ta.
`Tne document was recoraed in tha Unned States Patent and Trademark Office at
`Reel Frame
`_— or tor which a copy Mereot 1s attached.
`
`To:
`
`
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`The document was recorded in the United States Parent and Trademark Qince at
`Ree)
`Frame
`___ or tor winch a copy inereofis attached.
`
`
`To: ek.
`
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel
`. Frame
`of for wach & Copy inereot 1s atlacned.
`
`
`As required by 37 CFR 3 73(c)(1){), the documentary evidenceof ihe chain ot inle from the orginal owner To the
`assignee was, Or concurrently «s being, Submited for recordation pursuant %0 37 CFR 3.11
`
`
`[NOTE:A separate copy(1 €
`, a true copy of the ofginal assignment document(s)) Must be subminted to Assignment
`Division in accordance wth 37 CFR Pari 3.10 recard tha assignmentin the records of tre USPTO See MPEP 302 08]
`
`
`
`
`
`The undersigned (whosetitle is Supphed below) 1S autnonzed to act on behait of the assignee
`
`/Shayan Habib/
`Mareh 1, 2022
`
`
`
`Signature
`Date
`
`Shayan Habib
`CEOot EcaFactor, ine
`;
` “Page 2 of 2
`Primed or Typed Name
`Tile or Registration Number
`
`
`
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`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
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`
`Case igi-cy-00328-MN Document3 Filed OS/OS/21 Page 1 of i PagelD #: 381
`
`AO 120(Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S, Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Delaware
`onthe following
`( Trademarks or
`(W Patents.
`( [7 thepatent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`3/3/2021
`
`U.S. DISTRICT COURT
`
`Delaware
`
`PLAINTIFF
`Carrier Global Corporation
`
`DEFENDANT
`EcoFactor,Inc.
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`OC) Amendment
`DATEOF PATENT
`OR TRADEMARK
`
`OO Answer
`
`OD Cross Bill
`
`CI Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation ofaction, mail this copy to Director Copy 3—Upon termination ofaction, mail this copy to Director
`Copy 2—Uponfiling documentaddingpatent(s), mail this copy to Director Copy 4—Casefile copy
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`Case igi-cy-O0317-MN Document3 Filed OS/Olfel Page lofi PagelD # 420
`
`AO 120 (Rev. 08/10}
`
`TO:
`
`Mail Stop 8
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1456
`Alexandria, VA 22313-1450
`
`|
`
`:
`
`TRADEMARK
`
`REPORTON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`for the District of Delaware on the folowing
`
`filed in the U.S, District Court
`
`
`C] fradematks or=A Patents. ( (7) the patent action invofves 35 U.S.C. § 292.3:
`
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`3/1/2021
`
`I
`
`U.S. DISTRICT COURT
`for the Disirict of Delaware
`
`DEFENDANT
`
`EMERSON ELECTRIC CO.
`
`ECOFACTOR, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`ATWRIADEE
`we
`DATER
`CE
`=n
`.
`HOLDER OF PATENT OR TRADEMARK
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`in the above—entitled case, the following patent(s¥trademark(s) have been included:
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I Answer
`
`(i Cress Bilt
`
`[-] Other Pleading
`
`In the above—-entitied case, the following decision has been rendered or judgement issued:
`DECISIONJUDGEMENT
`
`Copy i-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this copy te Director
`Copy 2—-Upon filing document adding patent(s), mail this copy te Birector Copy 4-—Case fide copy
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`Case li2i-cy-O0317-MN Document? Filed 04/19/21 Page Loti PagelB #: 436
`
`AO 120 (Rev. 08/10}
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`|
`
`REPORTON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`for the District of Delaware on the folowing
`
`filed in the U.S, District Court
`
`
`C] fradematks or=A Patents. ( (7) the patent action invofves 35 U.S.C. § 292.3:
`
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`3/1/2021
`
`[
`
`U.S. DISTRICT COURT
`for the District of Delaware
`
`{DEFENDANT
`
`EMERSON ELECTRIC CO.
`
`ECOFACTOR, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`ATWRIADEE
`we
`CED ATER
`ou
`.
`HOLDEROF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`in the above—entitled case, the following patent(s¥trademark(s) have been incinded:
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`i] Amendment
`DATE OF PATENT
`GR TRADEMARK
`
`I Answer
`HOLDER
`
`(i Cress Bilt
`OF
`PATENT
`
`[-] Other Pleading
`OR TRADEMARK
`
`
`HOLDER OF PATENT OR TRADEMARK
`4/19/2021
`
`In the above—-entitied case, the following decision has been rendered or judgement issued:
`DECISIONJUDGEMENT
`
`Dismissed - see attached
`
`CLERK
`
`John A. Cerino
`
`[(BY) DEPUTY CLERK
`/s/ Mark D. Buckson, Jr.
`
`DATE
`
`Copy i-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, maxi this copy te Director
`Copy 2—-Upon filing document adding patent(s), mail this copy te Birector Copy 4-—Case fide copy
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`12/778,052
`
`ISSUE DATE
`
`12/03/2013
`
`PATENT NO.
`
`8596550
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`EFACT.007A
`
`5650
`
`20995
`
`7590
`
`11/13/2013
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 866 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`John Douglas Steinberg, Millbrae, CA;
`Scott Douglas Hublou, Redwood City, CA;
`Leo Cheung, Sunnyvale, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rey. 10/09)
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`date received:
`
`7/12/13 IMN/
`
`Application No.
`
`12/778,052
`
`PTO/SB/08 Equivalent
`
`May11, 2010
`Filing Date
`
`First Named Inventor|John Douglas Steinberg
`STATEMENT BY APPLICANT
`Art Unit
`3744
`
`(Multiple sheets used when necessary)
`SHEET 1 OF 2 EFACT.007A
`
`Attorney Docket No.
`
`
`Examiner| Cite
`Initials
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`
`U.S. PATENT DOCUMENTS
`Publication
`Date
`MM-DD-YYYY
`Q6-02-2002
`
`Richton
`
`Name of Patentee or Applicant
`
`Pages, Columns, Lines Where
`Relevant Passages or
`Relevant Figures Appear
`
`
`8,457,797
`06-04-2013
`_|Imes,et al.
`
`NE;—
`
` INFORMATION DISCLOSURE
`
` 6,400,956
`11-18-2010
`Trundle,etal. See
`Imes, et al.
`
` Imes, et al
`
`
`4
`
`Corn|
`
`2011/0046792
`
`2011/0046799
`2011/0046800
`2011/0046801
`
`201 1/0051823
`
`02-24-2011
`
`02-24-2011
`02-24-2011
`02-24-2011
`02-24-2011
`
`03-03-2011
`
`Imes, etal.
`
`Imes, etal.
`Imes, etal.
`Imes, etal.
`
`Imes, et al.
`
`
`Imes, et al.
`03-03-2011
`
`
`03-03-2011
`Imes, et al.
`2011/0054710
`07-14-2014
`Che
`_
`Imes,et al.
`
`
`
`- 08-18-2011|Imes,et al.43 2011/0202185
`
`
` >
`
`201170224838
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`2011/0214060 og }@80-01-2011_|Imes,et al.
`
`
`
`10-06-2011
`Imes, et al.
`
`7}arrears—12-15-2011 _|Imes,etal.
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`_—|imes,etal.
`ee) 2012/0023225
`01-26-2012
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`
`——03-22-2012
`Imes,etal.
`
`S|aero|04-26-2012 Imes, etal.
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`
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`
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`
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`2012/0064923
`03-15-2012
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`
`
`2012/0093141 04-19-2012_|Imes,etal.
`
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`2012/0135759 05-31-2012_|Imes,et al.
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`
`Imes, et al
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`
`10-04-2012 Imes, et al
`ae
`12-20-2012
`2013/0053054
`
`02-28-2013
`
`Lovitt, et al.
`
`Examiner Signature
`
`
`
`Date Considered
`
`Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Drawline throughcitation if not
`“Examiner:
`in conformance and not considered.
`
`Include copyof this form with next communication to applicant.
`
`T’
`
`- Place a check mark in this area when an English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /MNI
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`
`PTO/SB/08 Equivalent
`
`Steinberg, John Dougiaset al
`
`
`
`Fleckenstein
`
`Guo
`04-27-2004
`6,726,113
`
`6,731,992
`05-04-2004
`Ziegler
`
`Ooa
`
`6,734,806
`
`6,772,052
`
`6,785,592
`
`6,785,630
`
`05-11-2004
`
`Cratsley
`
`08-03-2004
`
`Amundsen
`
`08-31-2004
`
`Smith
`
`08-31-2004
`
`Kolk
`
`wo>
`
`
`
`
`
`Unknown
`Application No.
`
`
`
`Herewith
`INFORMATION DISCLOSURE
`Fiting Date
`
`
`
`
`STATEMENT BY APPLICANT oe Inventor
`
`
`
`
`
`
`Examiner
`(Multiple sheets used when necessary)
`SHEET 2 OF 4
`
`
`
`Attorney Docket No.|EFACT.007A
`U.S. PATENT DOCUMENTS
`Document Number
`Pages, Columns, Lines Where
`Examiner|Cite
`Number- Kind Code (ifknown) eaeaate
`Nameof Patentee or Applicant
`Relevant Passages or Relevant
`Initials
`No.
`Example: 1,234,567 B1
`Figures Appear
`
`6,695,218
`02-24-2004
`
`
`
`6,789,739
`09-14-2004
`Rosen
`
`6,853,959 02-08-2005_|Ikeda, etal.
`
`6,868,293
`03-15-2005
`Schurr
`
`wo~
`
`6,868,319
`03-15-2005
`Kipersztok,et al.
`
`6,882,712
`04-19-2005
`_|Iggulden, etal.
`
`|42 6,889,908 05-10-2005 Crippen,etal.
`
`
`Charee(s) applied!3|__—=—«6.891.838os[99-10-2005_|[Petite,ot a.
`
`
`toddcument,|44 6,991,029 01-31-2006 —_|Orfield, etal.
`
`
`
`JAFLM/|43] 03-07-2008|Howard7,009,493
`
`
`10/30/2013
`46
`7,031,880
`04-18-2006
`Seem,etal.
`47 06-02-2006|Hunter7,039,532
`
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`
`48 08-08-2006_|Terry, etal.7,089,088
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`49
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`Ehlers, et al.
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`ee
`
`
`Hs 06-11-2007|Bodin,etal.7,231,424
`
`7,216,015 05-08-2007_|Poth, Robert J.
`
`
`7
`7,232,075
`06-19-2007
`Rosen
`|58
`2003/0040934 A1
`02-27-2003
`Skidmore, et al.
`
`Examiner Signature
`
`(Mare Norman!
`
`Date Considered
`
`04/16/2013
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not
`
`*Examiner:
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`Date received: 5/11/10
`
`/MN/
`
`
`PTO/SB/08 Equivalent
`
`
`
`
`
`
`
`
`Examiner
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`Filing Date
`Herewith
`
`
`
`First Named Inventor
`
`
`
`Steinberg, John Douglasetal
`STATEMENT BY APPLICANT
`
`
`
`Art Unit
`
`
`(Multiple sheets used when necessary)
`SHEET 1 OF 4
`
`
`
`Attorney Docket No.|EFACT.007A
`
`
`U.S. PATENT DOCUMENTS
`
`
`
`
`.
`.
`Document Number
`
`Pages, Columns, Lines Where
`
`Publication Date
`
`
`Ch
`‘tenia, ii Ne
`Number- Kind Code (ifknown)
`
`Relevant Passages or Relevant
`MM-DD-YYYY
`Nameof Patentee or Applicant
`
`
`
`
`
`
`ange (BAB piifeso.
`Example: 1,234,567 Bt
`Figures Appear
`
`
`
`
`
`to document,|4] 4,403,644 09-13-1983 |Reymendaty Hebert
`
`JAMS] 06-16-1987|Beckey4,674,027
`
`
`
`1O/9P/2013|3) 11-05-1996|Ehlers,et al.5,572,438
`
`
`|4 02-10-1998|Packa,et al.5,717,609
`
`
` 6,145,751 11-14-2000
`
`
`
`6,178,362 01-23-2001 =|Woolard, etal.
`02-26-2002
` |Monie
`
`
`6,400,996
`06-04-2002
`Hoffberg, et al.
`
`08-20-2002_|Petite, et al.
`
`
`6,478,233
`11-12-2002
`[Shah
`
`’ 6,536,675
`
`6,542,076
`
`6,549,130
`
`6,580,950
`
`18
`
`11-12-2002
`
`11-19-2002
`
`03-25-2003
`
`04-01-2003
`
`04-15-2003
`
`06-02-2003
`
`06-17-2003
`
`07-15-2003
`
`Pierret, et al.
`
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`
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`
`24
`6,622,925
`09-23-2003
`Carner,et al.
`
`
`
`
`
`
`
` -=~“i
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through citation if not
`
`
`
`
`
`
`[ 09-30-2003|Fox, et al.26 6,628,997
`27
`6,633,823
`10-14-2003
`Bartone,et al.
`
`25
`
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`09-23-2003
`
`Sartain, et al.
`
`11-04-2003
`
`Kolk et al.
`
`12-30-2003|Davis, et al.
`
`ExaminerSignature
`
`/Mare Norman/
`
`Date Considered
`
`04/16/2013
`
`“Examiner:
`
`PETITIONER GOOGLEEX. 1008
`PETITIONER GOOGLE EX. 1008
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`iv
`Www.usplo.20)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.|
`
`CONFIRMATION NO.
`
`12/778,052
`
`05/11/2010
`
`John Douglas Steinberg
`
`EFACT.O07A
`
`5650
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`NORMAN, MARC E
`
`3744
`NOTIFICATION DATE
`
`DELIVERY MODE 11/05/2013
`
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`An Information Disclosure Statement (IDS)filed [o-30713 in the above-identified application fails to
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`
`placedin the file, but the information referred to therein has not been considered.
`__
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
`
`@The IDS lacks a statement as specified in 37 CFR 1.97(e).
`
`C) The IDS lacksthe fee set forth in 37 CFR 1.17(p).
`
`QO) The IDSwas filed after the issue fee was paid. Applicant may wish to consider filing a petition to
`withdraw the application from issue under 37 CFR 1.313(c) to have the IDS considered. See
`MPEP 1308.
`
`(Ads