`
`WIPO
`WORLD
`INTELLECTUAL PROPERTY
`ORGANIZATION
`
`CERTIFICATION
`
`It is hereby certified that the attached copyis a true copy of the following documents
`containedin the file of International Application No. PCT/EP1999/000300, filed with
`the European Patent Office as receiving Office on 27 January 1999.
`
`~ RO/118 (Notification concerning documents transmitted) enclosing the fee calculation sheet
`(Annex to Form PCT/RO/101), Form PCT/RO/106, record copy of the international
`application (fax original) and confirmation copy of the international application;
`- Notification of receipt of record copy (Form PCT/IB/301);
`- Form RO/118 and a priority document;
`- Form PCT/IB/304;
`- Form PCT/RO/135;
`- Form RO/118 and a priority document;
`- International search report (Form PCT/ISA/210);
`- Form PCT/IB/304;
`- RO/118,letter from the applicant, replacement sheets and powersof attorney; and
`- Form PCT/IPEA/415 and international preliminary examination report (IPER)
`(Form PCT/IPEA/409).
`
`By: The International Bureau
`—_—
`
`Fa
`—_—
`io
`—o -
`fee jhNt WIPO
`:
`WORLD
`Fabienne Gateau
`INTELLECTUAL PROPERTY
`PCT Officer
`ORGANIZATION
`PCT Legal and User Support Section
`PCT Legal and User Relations Division
`
`Date: September 23, 2022
`
`34, chemin des Colombeties
`1211 Geneva 20, Switzerland
`
`Petitioner LG Ex-1028, 0001
`
`Petitioner LG Ex-1028, 0001
`
`

`

`°c
`eeEEE
`PATENT COOPERATION TREATY
`HEC'D=1 6 MAR i999
`
`Ano
`ann
`PC
`From the RECEIVING OFFICE
`PCT-—
`==
`
`POV/EP 95/06300
`
`The International Bureau of WIPO
`34, chemin des Colombettes
`1211,Geneva 20
`Switzerland
`
`The [International Searching Authority
`
`The receiving Office transmits herewith the following documents:
`
`1.
`
`[x]
`
`the record copy (Article 12(1)).
`the search copy (Article 12(1)).
`
`Fa «
`
`the purported international application (your request of
`
`NOTIFICATION CONCERNING
`
`DOCUMENTS TRANSMITTED
`
`Date of mailing
`
`) (Rule 20,7(iv)).
`
`OWNOMOOUOUHOOOO
`
`(day/month/year)
`MOOOOOO
`
`This notification is sent to the addressee in its capacity as the [nternational Bureau or the International Searching Authority.
`
`the record copy and correction(s) not already wansmitted in respect of the international application which
`has been considered withdrawn (Rule 29.1(a)(i)).
`
`letter(s) of correction(s) or rectification(s) (Administrative Instructions, Section 325(b) and (c)).
`
`substitute sheets (Administrative Instructions, Section 325(b6) and (c)).
`
`later submitted sheets (Administrative Instructions, Section 309(b)(iii), (c)(ii)).
`
`later submitted drawings (Administrative Instructions, Section 310(c)(iii), (d){ii)).
`
`other document(s):
`
`letter(s) dated:
`
`separate/general power(s) of attorney.
`
`statement(s) explaining lack of signature considered to be satisfactory by this receiving Office.
`
`_____ ptiority document(s) (only for the [B).
`
`fee calculation sheet (only for the 1B).
`
`document(s) concerning the deposit of a microorganism or other biological material.
`
`nucleotide and/or amino acid sequence listing(s) in computer readable form (only for the [SA).
`
`earlier search(es) (only for the [SA).
`
`Form PCT/RO/106.
`
`Form PCT/RO/
`
`CONFIRMATION COPY
`
` Nameand mailing address of the receiving Office
`
`Authorized officer
`
`European Patent Office, P.B. 5818 Patendaan 2
`
`NL-2280 HV Rijswijk
`JG Tel. (+ 31-70) 340-2040, Tx. 31 651 eponl,
`ny
`ASCHE
`
`Petitioner LG Ex-1028, 0002
`
`Petitioner LG Ex-1028, 0002
`
`

`

`;
`
`t
`
`FEE CALCULATION SHEET
`
`Applicant
`
`This sheet is not part ofand does nogcount as a sheet ofthe international aplication.
`:
`ECD 10 ied wae |
`
`Vig pee,
`
`Se eon
`PCT
`Forreceiving Office Us¢.00)jx, seeremeemenrrery
`
`A
`,
`~ 2
`
`e ENE J g / 0 0 3 0 0
`Annex to the Request
`i)
`.
`
`
`
`AN 1999
`15. 011999
` Applicant's or agent's
`file reference
`O48S PCT 361
`
`
`
`HOLDING B.E.V. SA et al
`
`
`
`
`CALCULATION OF PRESCRIBED FEES
`I. TRANSMITTALFEE ... 22-220.) + + ~~
`|
`2. SEARCH FEE
`Internationa! search to be carried out by
`in relation to the international
`(Uf to or more International Searching Authorities are competent
`application,
`indicate the nameofthe Authority which is chosen to carry out the international search)
`
`3.
`INTERNATIONAL FEE
`Basic Fee
`The international application contains
`first 30 sheets
`.
`
`LDM 200
`DM 2 200
`
`[bi]
`
`sheets.
`;
`|
`DM 800
`DM 1 197
`
`93
`
`
`
`
`
`
`[P]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`. ......
`.
`Add amounts entered atB and Dandentertotalatl
`(Applicants from certain States are entitled toa reduction of 75% ofthe
`internationalfee. Wherethegpplicantisforallapplicantsare)soentitled, the
`totalto be enteredat/ is 23% ofthesumofthe amounts enteredat Band D.)
`4. FEE FOR PRIORITY DOCUMENT(ifapplicabley ©
`6 6. we | DM 60
`
`
`x
`
`=
`
`63
`19
`remaining sheets
`additional amount
`Add amountsentered at b] and b2andentertotalatB .
`
`.
`
`. | DM 1 997
`
`Designation Fees
`78
`The international application contains
`184
`10
`x
`|
`number of designation fees
`amount of designation fee
`pavable (maximum 11)
`
`designations.
`= | DM_1 840
`
`| DM 3 837
`
`[3]
`
`[>]
`
`
`
`
`
`
`“gM
`
`- 2...) ee eee ees
`.-..
`TAL FEES PAYABLE...
`dd amounts entered at T, S, [ and P, and entertotal in the TOTAL box
`
`DM 6 297
`
`[J The designation fees are notpaid atthis time.
`MODE OF PAYMENT
`
`
`
`authorization to charge
`[| coupons
`L] bank draft
`deposit account (see below)
`
`
`C] cheque
`[] cash
`[] other (specify):
`
`
`
`postal moneyorder
`[] revenue stamps
`
`
`
`
`
`
`
`
`
`DEPOSIT ACCOUNT AUTHORIZATION (this mode ofpayment maynotbe available at all receiving Offices)
`The RO/
`is hereby authorized to chargethe total! fees indicated above to my deposit account.
`
`Lal
`
`is hereby authorized to charge any deficiency or credit any overpayment in the total fees indicated above to my
`deposit account.
`is hereby authorized to charge the fee for preparation and transmittal of the pgfority Aocumentto the International
`Bureau of WIPO to my deposit account.
`
`
`
`Petitioner LG Ex-1028, 0003
`
`Petitioner LG Ex-1028, 0003
`
`

`

`!
`
`PATENT COOPERATION TREATY
`
`_
`
`neem pRan
`
`pO Puan tere = oo
`REC'D
`Da
`Wir
`in
`——a,
`PCT
`
`INVITATION TO CORRECT DEFECTSIN
`THE INTERNATIONAL APPLICATION
`
`(PCT Articles 3(4)(i) and 14(1) and Rule 26)
`
`From the RECEIVING OFFICE
`
`
`
`
`Phelip, Bruno
`
`CABINET HARLE &
`PHELIP
`
`
`7, rue de Madrid
`F-75008 Paris
`FRANCE
`
`
`
`The applicant is hereby invited, within the imelimit indicated above, to correct, in the international application as filed, the
`defects specified on the attached
`
`Annex A
`
`Annex B1 (text matter of the international application as filed)
`
`[4 Annex Cl (drawings of the international application as filed)
`
`Additional observations (if necessary):
`
`
`
`Date of mailing
`
`(day;monthjyear)
`1 2 SAR 1899
`
`
`REPLY DUE
`within two months
`Applicant's or agent's file reference
`from the above date of mailing
`
`
`048J PCT 361
`
`International filing date
`
`international application No.
`
`( day/month]year) 15/01/1999
`
`
`PCT/ EP 99/ 00300
`
`
`Applicant
`HOLDING B.E.V. SA
`
`.
`
`
`
`
`
`
`
`
`
`HOW TO CORRECT THE DEFECTS?
`
`Correction must be submitted byfiling a replacement sheet embodying the correction and a letter accompanying the replacement
`sheet, which shall draw attention to the difference between the replaced sheet and the replacement sheet. A correction may be
`stated in a letter only if it is of such a nature thatit can be transferred from theletter to the record copy without adversely affecting
`
`the clarity and direct reproducibility of the sheet onto which the correctionis to be transferred (Rule 26.4).
`
`
`
`
` Authorized officer
`
`Name and mailing address of the receiving Office
` QOfe
`European Patent Office, P.B. 5818 Patentlaan 2
`
`my NL-2280 HV Rijswijk
`
`ATTENTION
`Failure to correct the defects will result in the international application being considered withdrawn by this receiving Office
`(see Rule 26.5 for further details).
`
`A copy ofthis invitation and any attachments has been sentto the International Bureau
`
`C]
`
`and the International Searching Authority.
`
`Petitioner LG Ex-1028, 0004
`
`Petitioner LG Ex-1028, 0004
`
`

`

`
`
`Asto signature* of the international application (Rules 4.15 and 90.4), the request:
`
`
`
`International application No.
`
`PCT/ EP 99/ 00300
`
`
`
`
`
`
`
`a [] is not signed.
`
`
`b. C] is not signed by all the applicants.
`
`
`¢. C] is not accompanied by the statementreferred to in the check list in Box No. VIII of the request explaining the lack
`of the signature of an applicant for the designation of the United States of America.
`is signed by what appears to be an agent/common representative but
`
`the international application is not accompanied by a power of attorney appointing him.
`[J
`the power of attorney accompanying the international application was not signed byall the applicants.
`
`other
`(specify) :
`
`
`All applicants mustsign, including inventors if they are also applicants (e.g. where the United States of America is designated).
`
`
`a C] does not properly indicate the applicant's name (specify):
`
`
`does not indicate the applicant's address.
`
`does not properly indicate the applicant's address (specify) -
`
`
`does notindicate the applicant's nationality.
`
`does not indicate the applicant's residence.
`
`
`
`
`Asto the language of certain elements of the international application, other than the description and claims (Rules 12.1(c)
`
`and 26.3ter(a) and (c)):
`
`a C] the request is not in a language which is both a language accepted by this receiving Office and a language of
`publication, which are: ENGLISH, FRENCH or GERMAN.
`
`
`b. C] the text matter of the drawings is not in the language in which the international application is to be published,
`which is: ENGLISH.
`
`
`the abstract is not in the language in which theinternational application is to be published,
`which is: ENGLISH.
`
`
`
`
`
`
`As to indications concerning the applicant, the request (Rules 4.4 and 4.5) :
`
`other (specify) -
`
`
`
`
`
`The tide of the invention :
`a C] is not indicated in Box No.I of the request (Rule 4.1(a)).
`b. [] is not indicated at the top ofthe first sheet of the description (Rule 5.1(a)).
`e. C] as appearing in Box No.I of the requestis not identical with the title heading the description (Rule 5.1(a)).
`5_Astothe abstract (Rule 8) :
`C71
`tha intarnatinnal annlicatinn daec not contain an abstract.
`
`Petitioner LG Ex-1028, 0005
`
`Petitioner LG Ex-1028, 0005
`
`

`

`ANNEX B1 TO FORM PCT/RO/106
`
`International application No.
`
`PCT/EP 99/ 00300
`
` *) This receiving Office has fo
`OOOOOO0U
`
`this invitation correspond exactly to thatof the originally filed sheets.
`
`OOOOO0OoO000O00BOO0000000
`
`
`MHOOOOOOOOO00&MOOOOO00UU
`HOOOWOOOO0OO&@POOOO0OOU
`
`
`BHOOOMWOOOOOO&@H®OOUOOOO0OU
`
`und that, with regard to the presentation of the text matter of the international application asfiled, the
`t complied with to the extent that compliance therewith is necessary for:
`physical requirements are no
`
`1. [x] reasonably uniform international! publication (Rules 11 and 26.3(a)(i) (defects to be specified).
`
`The sheets do not admit of direct reproduction.
`
`Request Description Claims
`
`Abstract
`
`The element does not commence on a new sheet.
`
`Sheets are not free from creases, cracks, folds.
`
`Sheets are not used in the upright position.
`
`Oneside of the sheets is notleft unused.
`
`The paper of the sheets is not flexible/strong/white/smooth/non-shiny/durable.
`
`The sheets are not connected as prescribed (Rule 11.4(b)).
`
`Sheets are not Ad size (29.7 cm x 21 cm).
`
`The minimum margins on the sheets are not as prescribed
`(top: 2cm;left side: 2.5cm, right side: 2cm; bottom: 2cm).Seennnte
`us1 file reference numberindicated on the sheets does not appear in the
`left-hand corner of the sheets, within 1.5 cm of the top of the sheets.
`
`The file reference number exceeds the maximum of12 characters.
`
`The sheets of the description, claims and abstract are not numbered
`in consecutive Arabic numerals.
`
`The sheet numbers are not centered at the top or bottom ofthe sheets.
`
`The sheet numbers are in the margin (see i. above for the size of the margins).
`
`The text matter is not typed or printed.
`
`The typing on thesheets is not 1 “4-spaced.
`
`The characters in the text matter on the sheets are less than 0.21 cm high
`in capital letters.
`P<
`SF 4+IY
`The text matter on the sheets is not in dark, indelible color.
`
`The element contains drawings.
`
`The sheets contain alterations/overwritings/interlineations/too many erasures.
`
`The sheets contain photocopy marks.
`
`Further observations (if necessary)
`
`The applicantis hereby invited to confirm that the contents of the replacement sheets to be submitted in response to
`
`Petitioner LG Ex-1028, 0006
`
`Petitioner LG Ex-1028, 0006
`
`

`

`ANNEX Cl TO FORM PCT/RO/106
`
`International application No.
`
`PCT/ EP 99/ 00300
`
`
`
`This receiving Office has found that, with regard to the presentation ofthe drawings of the international application as filed, the
`physical requirements are not complied with to the extent that compliance therewith is necessary for:
`1 [x]
`reasonably uniform international publication (Rules 11 and 26.3(a)(i))(defects to be specified) :
`Sheets containing drawings:
`:
`
`»|
`
`Drawings (Rule 11.13):
`
`the sheets do not admit of direct reproduction.
`
`the sheets are not free from creases, cracks, folds.
`
`one side of the sheets is not left unused.
`
`the paperofthe sheets is not flexible/strong/white/smooth/non-shiny/durable.
`
`the drawings do not commence on a newsheet.
`
`the sheets are not connected as prescribed (Rule 11.4(b)).
`
`the sheets are not A4 size (29.7cm x 21cm).
`the minimum margins on the sheets are not as prescribed (top: 2.5cm, left side: 2.5cm, right side: 1.5cm,
`bottom: Icm).
`the file reference numberindicated on the sheets does not appear in the left-hand corner of the sheets, within
`1.S5cem of the top of the sheets.
`the file reference number exceeds the maximum of 12 characters.
`
`the sheets are not free from frames around usable or used surfaces.
`
`the sheets are not numbered in consecutive Arabic numerals (e.g. 1/3, 2/3, 3/3).
`
`the sheet numters are not centered at the top or bottom ofthesheets.
`
`the sheet numbers are in the margin (see h. above for the size of the margins).
`
`the sheets contain alterations/over writings/interlinealions/too many erasures.
`
`the sheets contain photocopy marks.
`
`do not admit of direct reproduction.
`
`contain unnecessary text matter.
`
`contain words so placed as to prevent translation withoutinterference with lines thereof.
`are not executed in durable black color; the lines are not uniformly thick and well-defined.
`
`contain cross-sections not properly hatched.
`
`would not be properly distinguishable in reduced reproduction.
`
`contain scales not represented graphically.
`
`contain numbers, letters and reference lines lacking simplicity andclarity.
`
`contain lines drafted without the aid of drafting instruments.
`
`contain disproportionate elements of a figure not necessary for clarity.
`
`contain numbers andletters of height less than 0.32 cm.
`
`contain letters not conforming to the Latin, and where customary, Greek alphabets.
`contain figures on two or more sheets which form a single complete figure but which are not able to be assembled
`without concealing parts thereof.
`contain figures which are not properly arranged and clearly separated.
`
`contain different figures not numbered in consecutive Arabic numerals.
`
`contain different figures not numbered independently of the numbering of the sheets.
`
`are notrestricted to reference signs mentioned in the description.
`
`do not contain reference signs that are mentioned in the description.
`
`contain the same feature denoted by different reference signs.
`
`are not arranged in an upright position, clearly separated from one another.
`are not presented sideways with the top of the figures at the left side of the sheets.
`
`BOOOROOOWOOUOOOOU
`OOOOOOOOOOOOsOOUOOROUW
`
`a
`
`9.
`
`Pp.
`
`t u
`
`.
`
`Further observations (if necessary):
`
`Petitioner LG Ex-1028, 0007
`
`Petitioner LG Ex-1028, 0007
`
`

`

`Oeee eei = eee ~—=
`
`715- 1-939:
`
`15:Hu
`
`3323 ‘ 64 OOHRS +431 70 3403801604 I
`
`wwe See ewes Be ay ee
`
`EPA/EPO/ONb RLISWI UK
`:
`ONTV.
`DG i
` EPA EPO-OEB
`For receiving Office 6a
`
`
`4EP 99/003
`i835
`
`
`
`45 JAN 1993
`
`
`intemational application be processed
`TELECOPY
`The undersigned requests that the present
`Or
`dingto the Patent Cooperation Treaty.
`Name ofreceiving Office and “PCT International Application”
`fe ue { S R m™
`e~ - ™ “IMpplicant’s or agent’s file reference
`east F.
`—————-
`™
`ed
`we NI MO
`Bydesired) (12 characters maximum) O4BI PCT 361
`TITLE OF INVENTION
`
`°
`
`Regu:
`
`+5 ~Ot
`
`Box No. I
`
`
`
`Metnod and apparatus for detection of drowsiness.
`Box No.1
`APPLICANT
`
`
`
`
`Name and address: (Family name followed by given name: fora legal enity.full official
`
`
`designation. The addressmust inc udeposta codeandname ofcountry. The countryof the
`[-] This pergon is also inventor.
`
`address indicatedin this Box 13 the applicant 'sState (thatts, country) of residenceifno State
`
`
`
`ofresidence is indicated delow.)
`
`Telephone No,
`
`
`HOLDING B.E.V. SA
`
`69 route d'Esch
`LUXEMBURG
`
`
`
`
`
`
`PIRIM Patrick
`56 rue Patay
`75013 PARIS
`France
`
`the United States
`of America anty
`
`applicant and inventor
`
`C4 inventor only (this check-bax
`ls marked, do notfill in below,
`
` LUXEMBURG
`
`
`
`
`all designated States except
`ail designated
`the States indicated In
`This person isapplicant
`States
`the United States of America
`LC]
`for the purposesof.
`LJ
`the Suppiemental Box
`
`
`
`
`Box No. (ff
`FURTHER APPLICANT(S) AND/OR (FURTHER) (INVENTOR(S)
`
`Namé and address:ffamily name followed by given name, for a legal
`entity, full official
`designation, The address must inciudepostalcodeandname ofcouniry
`The countryo{the
` This person is:
`
`address indicatedin this Box is the applicant 3State (thatis. country) ofresidence ifno State
`
`
`ofresidenceis indicated belaw.}
`[4 applicant only
`
`
`
`
`@ State (thatis, country) of nationality:
`
`State (thad is. country) of residence:
`
`FRANCE
`FRANCE
`C_} the United States
`all designaced States except
`[] all designated
`| This person is applicant
`the Srates indicated in
`ofAmerica only
`the United States of America
`States
`@ for the purposesof:
`the Supplemental Box
`[4 Further applicants and/or (further) inventors are indicaied on a Continuation sheel.
`Box No.1V
`AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE
`of the applicant(s) before the competent International Authorities as:
`[=] agent
`{J common representallye
`The person identified belowis hereby/has been appointed to act on behalf
`:
`Name and address: (Family name followed by given name; for a legal entity, fuli official
`|Telephone No.
`designation.
`Tne addressmistincludepostalcode andname ofcountry)
`PHELIP Bruno et al
`Cabinet HARLE & PRELIP
`7 rue de Madrid
`75008 PARIS °
`France
`
`331 53 04 64 64
`Facsimile No.
`33 153 04 64 00
`Teleprinter No.
`
`.
`
`Address for correspondence: Mark this check-box where no agent or commonrepresentative is/has been appointed and the
`space aboveis used instead to indicate a special address to which correspondence should be sent.
`Form PCT/RO/L01 (first sheet) (July 1998}
`
`See Notes to the request form
`
`Petitioner LG Ex-1028, 0008
`
`Petitioner LG Ex-1028, 0008
`
`

`

`wees eee pe ww ee ee ee te ee ee ree -—
`
`715- b-99):
`
`15:21 :
`
`ee me me See awe Sg as ee
`
`ONT.
`
`2
`
`.
`
`33 a G4 _VOSP12/7 +431 70 340001054 2
`EPA/EPO/CEB RLISW LIK
`e
`.
`|
`e
`a te ome
`Continuation of Box No. HU
`FURTHER APPLICANT(S) AND/OR (FURTHER) INVENTDRS),
`Ca NS
`=
`__
`LwiPe———Per——|__
`Name and address: (Family name followed by given name: for a tegal entity, full official
`designation. The addressmust include postal cede and name ofcountry. The country ofthe
`is the applicant ‘sState (that is, country) ufretidence ifnoState
`address indicatedin this
`Box
`ofresidence is indicated below}
`
`
`
`Ifaone ofthefollowing sub-boxes Is used, this sheet should not be includerd fate
`
`UY
`
`¥
`
`r
`
`Shest No,
`
`oT ..
`
`perenne
`an aee eS
`—_
`
`-
`
`[|
`yy
`
`:
`
`BINFORD Thomas
`16012 Flintlock Road
`CUPERTINO California 95014}
`United States af America
`
`|
`|
`|
`
`This person is
`LJ applicant only
`Lx] epplicant and inventor
`[-} inventor
`only
`(ifthis
`check-b
`Inventor on y
`this check-box
`is marked, do notfill in below.)
`
`State (that fs, country) of nationality:
`
`
`
`Sxate (that ls, country) of residence:
`State (that is, country) of nationality:
`
`UNITED STATES OF AMERICA
`UNITED STATES OF AMERICA
`
`
`
`
`
`
`This person is applicant
`the States indicated in
`slf cesignated States except
`Py all designated
`the United Staces
`the Supplemental Box
`{J the United States of America
`States
`ofAmerica only
`
`
`
`for the purposes of:
`
`
`
`
`
`Name and address: (Family name followed by given name, for a legal entity. full official
`
`
`designation. The addressaust includeFestalcode andname ofcountry. Thecouniryxthe
` This person is:
`address indicaredin this Box is the applicuat'sState (thatis, country) ofresidencefro State
`
`
`ofresidence is indicated below )
`] applicant and inventor
`T] applicant only
`
`is marked, dy notfill in below.)
` E] inventor only (fthis check-box
`eSee
`
`| State /chet 1s, country) of residence:
`
`
`the United States
`the States indicated in
`all designated States except
`all designated
`This person is applicant
`
`for the purposesof:
`[ States
`7 the Unites Seaces ofAmanca
`ofAmerica only
`the Supplemental Box
`
`
`
`
`
`Name and address: (Family name followed by given name. for a legal entity, fil official—|
`
`
`designation. The addressmust inc: ladeposta} code andmame ofcountry. The countryofthe
`.
`,
`address indicatedin this Box is the applicant ‘sState (that is, country) ofresidence ifrio Stare
`This person is:
`of residence is indicated belaw.)
`} applicant only
`
`
`CJ applicant and inventor
`
`CJ inventoronly (Ufthis check-bax
`is marked, do notfill in below)
`
`
`
`
`
`State (at is, country, of nationality:
`State thai is, country) of residence:
` @ This person is applicant | all designated
`
`all designatedStates except
`the United States
`theStatesindicated in
`
`
`of America only the Supplemental Box
`States
`the United States of Amesics
`for the purposes of;
`
`(Family namefelte wed by given name: for a legal entity. full official
`Name and aderess:
`designation. The addressmust include postal code and name ofcountry. The country of the
`|
`This person is:
`address indicatedinthis Box is the applicant sStuté (thal is, country) of cesedenceifno State
`ofresidence is indicated below.)
`I Cj applicant anly
`|[] applicant and inventor
`
`
`
`State (ilar is, country) of nationality:
`
`State (that is, counmy of residence:
`
`This person is applicant 7 alt designated
`all designated States except
`the United States
`for the purposesof:
`States
`the United States of America
`of America only
`CJ Further applicants and/or (further) inventors are indicated on another continuation sheet.
`
`the States indicated in
`the Supplememal Box
`
`inventor only (Ufthis check-box
`is marked, do aotfill ia below.)
`
`
`
`Petitioner LG Ex-1028, 0009
`
`Petitioner LG Ex-1028, 0009
`
`

`

`ONTW.
`
`=
`
`EPA/EPO/OEB RLSSWEUK
`ope ew ve Ve we
`
`S:2bo:
`
`24388
`
`33 i G4 (USPI2D/ +431 70 B403016'H 8
`
`AE DOD TRL ABIL Btls
`
`Sheet No
`
`CO
`
`
`
`
`
`
`
`HGGRRBAGOEEOERGGE82G00GEG0G02R0R32R2R58H8G
`
`Box No.V
`DESIGNATION OF STATES
`fhe following designations are hereby made under Rule 4 Ofa) fmark theupplicablecheck-bonres, at feast ane must be marked):
`Regianal Patent
`[3 AP ARIPO Patent: GH Ghana, GM Gambia, KE Kenya, 1.8 Lesotho, MWMalawi, SD Sudan, SZ Swaziland, UG Uganda,
`ZW Zimbabwe, and any other Strate which is a Contracting State of the Harare Protocol and of the PCT
`GJ EA Eurasian Patent: AM Armenia, AZ Azerbaijan, BY Belarus, KG Kyrgyzstan, KZ Kazakhstan, MD Republic of
`Moldova, RU Russian Federation, TJ Tajikistan, TM Turkmenistan, and any other State which is a Contracting State
`of the Eurasian Patent Convention and af the PCT
`ep European Patent: AT Austria, BE Relgium, CH and LI Switzeriand and Liechtenstein, CY Cvprus, DE Germany,
`DK Denmark, ES Spain, Ff Finland, FR France, GB United Kingdom, GR Greece,[E Treland, IT ftaty, LU Luxembourg.
`MC Monaco, NL Netherlands, PT Portugal, S£ Sweden, and anyother State which is a Contracting State ofthe Eurcpean
`Patent Convention and of the PCT
`EQ OA OAPI Patent: BF Burkina Faso, BJ Benin, CF Central African Republic, CG Congo, Cl Céte d'Ivoire, CM Cameroon,
`GA Gabon, GN Guinea, ML Mali, MR Mauritania, NE Niger, SN Senegal, TD Chad, TG Togo, and anyother State
`which isamember State afOAPIand aContracting State ofths PCT (ifother kind ofprotection or treatmentdesired, specify
`On dotted lint) coc cece ee eee
`| Nationa! Patent (ff other kind ofprotection or treatment desired, specify on dotted line):
`AL Albania .. 0... cee eee eee eee.
`LS Lesotho......0..000000. 00.0.0...
`AM Ammenif ... 66. cect ee
`LT Lithuania
`AT AUSUIB Co. ccc eee cee teen ee
`AU Australia... 0.0.ee
`AZ Azerbaijan
`BA Bosnia and Herzegovina ................,
`BB Barbados
`BG Bulgaria. ..... 2... eee
`BR Brazil. 0... we wea ees
`BY Belarus...............2.2..2.0..
`CA Canada
`CH and LI Switzerland and Liechtenstein
`CN Ching ...0..... 0.0.00. 0020 22 .
`CU Cuba. wee cee et eee ee
`
`
`
`HOREHHOCRORRRRERBBAHEEeeeasaseeReaee
`
`CZ Czech Republic... ee eee.
`DE Germany......-eee eee ee ee eee
`DK Denmark... 00-0 ee ee .
`EE Estonia
`.. 0... 0 cece ec eee eens
`ES Spain. ...00. 22 lee,
`FL
`Finland... 0.0... ee.
`
`GB United Kingdom
`GE Georgia...................0....2..
`GH Ghana... le.
`GM Gambia
`GW Guinea-Bissau... le.
`HR Croatia
`
`HU Hungary ..... 0.0... ee eee
`ID Indonesia
`IL
`Israel ........... See ee eee eee
`IS
`Iceland
`SP
`Japan 2 ee ee
`KE Kenya...........00.
`.2. 002 eee eee
`KG Kyrgyzstan.............0..2..
`coe eeee
`KP Democratic People’s Republic of Kore
`
`LU Luxembourg
`LV Latvia
`
`MD Republic of Moldova ...............00......
`MG Madagascar... eee eee ee eee ee
`MK The former Yugoslav Republic of Macedonia
`
`MN Mongolia
`MWMalawi
`.6 00 ee eee
`MX Mexico . 20020 cece ca ecuae
`NO Norway
`NZ New Zealand ©0002. 0202 cee cee eee
`PL Poland ......... 0.0.0.0. 0000 cee cece eee
`PT Portugal oo... cc. eee ee ee eee
`RO Romania
`RU Russian Federation 22... .. cece aes Catena
`SD Sudan
`SE Sweden
`
`SG Singapore
`SI Slovenia... eee
`SK Slovakia ...0.000..0.00............2...
`SL Sierra Leone
`
`TJ Tajikisian 6.000000... 0.0.0 e eee
`TM Turkmenistan 0.0.0.0. .000 000000002. ee
`
`TR Turkey 0.0... e eee eee
`TT Trinidad and Tobago o.oo. cece eee
`UA Ukraine 0.0... ce cc cere eee
`UG Uganda ..0 0... eect eee
`US United States of America ..Continuatdon+-in-
`te BARD cece etc reece e eee e tert iens
`UZ Uzbekistan... ccc eee
`YN VietNam wo... cee eee eee eens
`
`Petitioner LG Ex-1028, 0010
`
`YU Yugoslavia 2... ee eee
`ZW Zimbabwe .....0..00.000.00020.000.000005
`KR_ Republic of Korea ...... Nae e ee eee
`Check-boxes reserved for designating States (tor the Purposes of
`KZ Kazakhstan... 0.) eee eee
`a national
`patent) which have become party to the PCT after
`issuance of
`this shect:
`LC Saint Lucia
`x INDE
`LK Sri Lanka
`FS GRANADAocc cceeee ee
`LR Liberia
`fy ARAB EMIRATES............... cee cecaeueeeen
`eanNnESSSR
`Precautionary Designation Statement: In addition to the designations madc above,the applicantalso makes under Rule 4.9(b) all other
`designations which would bc permiticd under the PCT except any designation(s) indicated in the Supplementa! Box as being excluded
`from the scope ofthis statement. The applicant declares that those additional designations are subject to confirmation and that any
`designation whichis notconfirmed before the expiration of15 months fromthe priority date is to be regarded as withdrawnby the applicant
`atthe exnication of that tirne limit. (Comfrmaiion ofa desianation consists ofthe fline ofa notice smectfuine that desionatton and the
`
`Petitioner LG Ex-1028, 0010
`
`

`

`
`
`ONT\.
`
`©
`
`NTN CLEP AZEPOZOEB LR LISWIJK OL
`
`15:25):
`
`-.
`
`LO
`
`| 84_003P 127 +431 70 34.030
`
`BB 6a 64_OQU=PI2Z +491 70 240301614 2
`e
`
`Sheet No
`
`.......
`
`EPAZEPO/JOEB RIJSWIJK f15- 1-99:
`e
`
`Ufthe Supplemental Box ts nor used, this sheet should not be included in the request,
`1, manyof the Boxes, the space ts insufficient tofurnish all the information’
`in such case, write “Continuation ofBox No...”
`{indicate thenumber ofthe Box}andfurnish the informationinthe sume manner usrequired according to the captions ofthe Box in which
`the space was insufficient, in particular
`
` Supplemental Box
`
`fi)
`
`ifmore than twepersons are involved as applicants and/or inventors andno “continuationsheet"ts availabie: in such case, write
`‘Contiauation of Box No. {H” and indicatefor each additionalperson the same type ofinformation as required in Box No. fll. The
`couniry ofthe address indicatedir: this Box is the applicant's Stare (that is, couniry) ofresidence ifnoState ofresidenceisindicated
`below,
`
`(ti)
`
`fin Box No, Hor in anyoftie sueb-boxes af Box No. Ill, the indication “theStates indicatedin the Supplemental Box”is checked:
`tn such case, write “Continuation ofBox No. I!" or “Continuation ofBox No. HI” or "Continuation afBoxes No. [hand No. it”
`fus the case may be), indicate the name afthe applicant(s) involved and, next to (each) such name, the States) (and/or, where
`applicable, ARIPO, Ewrasian. European or OAP]patent)for the purposes ofwhich the namedperson is applicant’
`(HU fin Box No flor inany ofthe sub-boxes ofBox No. Hl, the laventor or the inventor/applicantls not Inventorfor the purposes
`of ail designatedStates orfor thepurposes ofthe UnitedStates of America. insuch case, write “Continuation ofBox Ko 7 or
`“Continuation ofBox No. dil” or “Continuation ofBoxes No.
`[Hf and No. Hl”(as the case may be), indicate the name ofthe
`inventor(si andnext toleachi such name, the States) (and/or. where annticably, ARIPO, Eurasian, European nr Oxi Pipeneni) for
`the purposes ofwhich the named person is inventor;
`°
`if, in addition to the agent(s} indicated in Box No. IV, there arefitrther agents:
`in such case, write “Continuation ofBox No. LU"
`and indicatefor eachfurther agent the same type ofinformation as required in Box No. IV-
`fin BoxNo. V, the name ofanyState (or OAPL is accompaniedbythe indication "patentafaddition,” ar “certificate ofaddition,
`or if, in Box No, WV’, the name oftw United Stites afAmerica is acecmpanied oy anindication “continuation” or "“continuation-
`éa-part”: in such case, write “Continuation ofBox No. V" and the name ofeach State invoived (or OAPI). and after the name of
`each such State (or OAPI}, the number ofthe parent titte or parent application and the date ofgrant ofthe pavenititle orfiling
`ofthe parent application.
`in such case, write “Continuation of
`vi) f in Box No. }'1. there are more than three earlier applications whose priority ty claimed.
`‘ox No, V1"and indicate for each additional earlier application the same oype ofinformotian as required in Box No. VI:
`e (vi)
`if, in Box No. +1. theearlier application isan ARIPOapplication’ in such case, write “Continuation ofBox No. }T", specify the
`number ofthe item corresponding ta that earlier application and indicate at least one country party to the Paris Conventionfor
`the Protection ofindustrial Propertyfor which that earlier appiication was filed,
`2. Ywith regandio the precautionary designation statementcontainedin Bux Mo. V. the applicant wishesta exctnde anyStaie(s)from
`the scope ofthat statement, in such case, write “Designaionts) excludedfrom precautionary designation statement” and indicaie the
`name or two-letter cade afeach State so exclided
`
`ftv)
`
`(y)
`
`@
`
`the applicant claims, in respect ofany designated Office, she benefits ofprovisions ofthe national law concerning non-prejudicial
`3.
`disclosures or exceptions to lack ofnovelty: in such case, write “Statement concerning non-prejudicialdisclosures or exceptions to lack
`of novelty” andfurnish that statement below.
`
`Continuation of Box n° V :
`
`United States of America : Continuation-in-part of PCT application
`N° PCT/EP98/05383 (25.8.98).
`
`Form PCT/RO/IO1 (supplemental sheet) July 1998)
`
`See Notes to the request form
`
`Petitioner LG Ex-1028, 0011
`
`Petitioner LG Ex-1028, 0011
`
`

`

`ets eePSSN 2 Silo -=
`ee ee oe cee wees Be eye
`
`
`
`ONES. BPAZEPO/OLB KILUDWEUK—Utio- bet bbe:2 wou ‘a 64 OUSUEZS 4431 £0 BLOBOIG.# &
`
`Sheet No...
`.
`
`Box No. VI==PRIORITY CLAIM C] Furthey priority claims are indicated in the Supplemental Box
`Filing date _
`Numer
`Where cartier application is:
`oCeuctier wppligiutiva
`of carlicr application nn — pperra? ——
`
`(day/month/yeary regional application:*|international application:Nabonul appheation:
`
`country
`regional Office
`receiving Office
`
`item (1)
`
`15.1.1998
`hem (2)
`5.8.
`199
`25.8.1998
`
`!
`
`| &83 00378
`France
`'
`
`
`JEP98 /05383
`PCT/EP98 /05
`38
`
`EUROPEA
`ROPEAN PATENT
`OFFICE
`:
`.
`
`
`
`J The receiving Office is requested to prepare and teansmicto the Intemutiona] Bureau accrtified copy
`of the earlier application(s) “only if the earlier application was filed with the Office which for the
`
`
`purposes afthe presen? international application is the receiving Office) identitied abu ve as item(s):
`“10
`in
`* Where the earlier application is an ARIPO appl