`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`for the Central District of California
`filed in the U.S. District Court
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`
`~Patents.
`
`DOCKET NO.
`2:21-cv-8230
`PLAINTIFF
`
`WAG Aquisition, L.L.C.
`
`DATE FILED
`10/18/2021
`
`U.S. DISTRICT COURT
`for the Central District of California
`DEFENDANT
`
`The Walt Disney Company
`and
`Walt Disney Streaming Services LLC
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 9,742,824
`
`2 9,729,594
`
`3 9,762,636
`
`4
`
`5
`
`8/22/2017
`
`WAG Acquisition, L.L.C.
`
`8/8/2017
`
`WAG Acquisition, L.L.C.
`
`9/12/2017
`
`WAG Acquisition, L.L.C.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I rmn DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 1
`
`
`
`Case 6:21-cv-00816-ADA Document 3 Filed 08/06/21 Page 1 of 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Western District of Texas, Waco Division
`filed in the U.S. District Court
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`
`~Patents.
`
`DOCKET NO.
`6:21-cv-816
`PLAINTIFF
`
`WAG Acquisition, L.L.C.
`
`DATE FILED
`8/6/2021
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Division
`DEFENDANT
`
`Google LLC and YouTube, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 9,742,824
`
`2 9,729,594
`
`3 9,762,636
`
`4
`
`5
`
`8/22/2017
`
`WAG Acquisition, L.L.C.
`
`8/8/2017
`
`WAG Acquisition, L.L.C.
`
`9/12/2017
`
`WAG Acquisition, L.L.C.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I rmn DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 2
`
`
`
`Case 6:21-cv-00815-ADA Document 3 Filed 08/06/21 Page 1 of 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Western District of Texas, Waco Division
`filed in the U.S. District Court
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`
`~Patents.
`
`DOCKET NO.
`6:21-cv-815
`PLAINTIFF
`
`WAG Acquisition, L.L.C.
`
`DATE FILED
`8/6/2021
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Division
`DEFENDANT
`
`Amazon.com, Inc., Amazon Web Services, Inc., and
`Amazon.com Services LLC
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 9,742,824
`
`2 9,729,594
`
`3 9,762,636
`
`4
`
`5
`
`8/22/2017
`
`WAG Acquisition, L.L.C.
`
`8/8/2017
`
`WAG Acquisition, L.L.C.
`
`9/12/2017
`
`WAG Acquisition, L.L.C.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I rmn DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 3
`
`
`
`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/283,544
`
`ISSUE DATE
`
`09/12/2017
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9762636
`
`0021-49 CON4B
`
`5655
`
`08/23/2017
`
`7590
`25901
`ERNEST D. BUFF
`ERNEST D. BUFF AND ASSOCIATES, LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER, NJ 07921
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Harold Edward Price, Bethel Park, PA;
`WAG ACQUISITION, L.L.C., Flanders, NJ;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 4
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M1
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet
`
`8
`
`lot
`
`12
`
`;:\ppiicztion Numt:it.~
`
`Filing Date
`
`Firs! Nemeli Inventor
`
`Complete if Known
`! 15/283,544
`l 1010312016
`l Harold Edward Price
`!2447
`[N/A
`Ex;sminee· N~•·ne
`A!!omey Doc,:s! Numher !0021--49--CON48
`
`AdUnil
`
`•"-"-"-"-"-"-"-~
`
`•"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-"-
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`!
`!
`Israel, et al.
`~
`~
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`Yu
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`Ho, et al.
`
`! 242J 7,449.811
`l 12-12-2006 Wise, et al.
`t
`:
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`i 12-26-2006
`l 243. l 7, 154,895
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`t
`:
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`l 244.f 7,158,518
`i
`] 01-02-2007
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`l 01-09-2007
`l 245, l 7;161,939
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`246. I 1, rn1,sso
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`i 01-30-2007
`247.] 7,170,656
`i
`l
`!
`! 04-24-2007
`j
`: 248. j 7,209,437
`Hodgkinson, et. al.
`------------------l ·-------------~ ----------------------------------------------------.l_______________________________ ------------··----------------------------------------------------~-,---------------------------------------------------------------~
`!
`i 05-01-2007
`l 249) 7,212,574
`!
`Abrams, Jr., et al.
`!
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`! 05-29-2007
`!
`! 250. j 7,224,703
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`Change(s) ~pplied
`:----------------------------------, ~
`~
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`·------------------, t ·----------------------------------------------------------------------------------------------, :
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`i Micosci!l 061{'.). Omoigui
`i 06-26-2007
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`l 252. l 7 .239, 703
`!
`i 07-03-2007
`Higurashi, et al.
`7/18/2017:
`!
`!
`!
`i
`i 07-24-2007
`253.j 7,249,264
`!
`i 08-21-2007
`254,) 7,260,564
`i
`!
`255. ! 1,266, 1 m
`i 09-04-2007
`!
`
`l
`
`Belknap, et al.
`
`Lynn, et. al
`
`ldo, et al.
`
`259. l 7,298,849
`~
`
`! 11-20-2007
`:
`i 11-27-2007
`i
`i 12-18-2007
`26U 7,310,678
`i
`!
`i 01-08-2008
`262.! 7,318,017
`i
`!
`i 02-12-2008
`263. l 7,330,902
`i
`!
`!
`i 02-19-2008
`!
`264, l 7,334,016
`Fishhaut, et. al.
`~,...................................~ ,....................................................................................................................................................................................... i ......................................................................................................................... :, ................................................................................................................................................................................................................................................................... A .....................................................................................................................................................................................................................................
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`!
`i 02· 4 9-2008
`!
`l 265. l 7,334,044
`i
`Allen
`: ________________ n~
`.--------u ~.--------------------------------------------------~
`.---------------------------, ----------------------------------------------------------------n~ .----------------------------~
`!
`i 03-48-2008
`l 266.! 7,346,698
`!
`Hannaway
`!
`t
`t
`:
`I 03-25-2008
`~
`~
`267. j 7,349.663
`l
`I 05-13-2008
`268. j 7,373,413
`! 05-20-2008
`!
`l 269.l 7,376,710
`,
`Cromwell, et. aL
`-------------------------------------------------------------------1---------------------------------------------------------------.~
`. ------------------~ . ·--......... -.~ -.-............. • ....... -----------------------------.l ___ .. ----------.-.---------------
`i
`l 270. 1 7,398,312
`!
`i 07-08-2008
`!
`Guo, et. al.
`1~--------------------------· t ~------------------·~~--------------------------------------------------------------------------------------------------~---------------------------------------------------------------- ------- --------------------------------------------------------------------------------------------------------------------------·~
`~------------------------------------------------------------------------------------------------------------------· !
`!
`i 07-2~-2008
`l 27U 7,406,176
`!
`Zhu, et al.
`: 272. ! 7,424,730
`I 09-09-2008
`!
`!
`
`Graunke
`
`Cooke
`
`Gunaseelan, et al.
`
`Svvoboda
`
`Bergenwall, et. al.
`
`Joseph
`
`Nguyen, et. al.
`
`Chou
`
`273. l 7,434,052
`!
`274.] 7,448,062
`27s. I 1,411.834
`l
`276.j 7,478,164
`
`10-07-2008
`
`11-04-2008
`
`12-30-2008
`i 01-D-2009
`i
`
`Rump
`rnoch, et al
`
`Sull, et al.
`
`Lango, et al.
`
`- 8 -
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 5
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet
`
`6
`
`[or
`
`12
`
`Complete if Known
`
`;:\ppiicztion Numt:it.~
`
`Filing Date
`
`Firs! Nemeli Inventor
`
`! 15/283,544
`l 10/03/2016
`Harold Edward Price
`2447
`NIA
`Ex;sminee· N~•·ne
`A!!omey Doc,:s! Numher !0021--49--CON48
`
`AdUnil
`
`: ,._..._..._..._..._..._..._..._..._..._..._..._..._..._..._..._..._~
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`!
`!
`Jaisimha, et al.
`~
`~
`
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`
`Berman, et. al.
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`Eyer, et. al.
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`] 173.] 6.438.630
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`! 1 so_ I 6,536,043
`!
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`i 03-18-2003
`i
`Guedalia
`i-------------------l--------------t---------------------------------------------------1 ________________________________ ·--------------------------------------------------------------------~·---------------------------------------------------------------J
`!
`! 04-15-2003
`! 181. l 6,549.942
`!
`i
`Janky, et. al.
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`! 182.l 6,557,031
`!
`i Mimura, et. al.
`i 04-29-2003
`\
`_____,L
`:
`~
`~
`~
`i 06-03-2003
`183.l 6,574.218
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`i 07-22-2003
`186. 1 6,59a,228
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`i 09-16-2003
`187 l 6,621,870
`
`Gordon, et. al.
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`Change(sr applied ! 189. I 6,637,031
`I
`!
`110-21-2003
`Ol/200+ ! 06-06-2004
`190. l 6,675,24"!
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`I 03-02-2004
`191.: 6,700,893
`7/1 s/201':./
`l
`i
`i 03-'16-2004
`192.l 6,708,213
`Bommaiah, et. al.
`~---+---,,l,_ _______ ___,i,__ _ _ _ _ -+ - - - - - - - - - - - -+ - - - - - - - - - - - - -<
`i _______________ j 194J 6,715.007 ________________________ J 03-30-2004 _·- _ Will1arns, et._ai. _______________________________ J _______________________________ j
`! 193.-!6,711,741
`!
`i
`103-23-2004
`Yeo
`\
`
`to docum~nt,
`
`Chou
`Hunter
`
`r~adha, et al.
`
`i
`
`I
`!
`!
`i 03-30-2004
`'195 l 6,715, 126
`Chang, et al.
`~ ,....................................................................................................................................................................................... i ......................................................................................................................... ,................................................................................................................................................................................................................................................................... A .....................................................................................................................................................................................................................................
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`! 196. l 6,728.753
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`:
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`i 05-18-2004
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`,
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`:
`I 05-25-2004 Wells
`~
`198.\ 6,741.290
`l
`I 06-29-2004
`199. j 6,757,273
`I
`!
`! 200. l 6.757.796
`i 06-29-2004
`Hofmann
`................... ~ , ............. ~ . .. ••··············································..l···············,' ................... ••·····••,' ................................................... J ................................................................ ~
`! 201.j 6,763,178
`!
`! 07-13-2004
`!
`!
`Suzuki, et al.
`~ ..................................................................................................................................................................................................................................... ,
`,: ~ ..................................... ~~ ............................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................... ~
`! 08-17-2004
`I
`! 202.l 6,778,499
`!
`Senarath, et. al.
`:
`~
`~
`~
`~
`203. ! 6,788,686
`i 09-07-2004
`:
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`i 09-14-2004
`204. l 6,792,468
`:
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`205. j 6,806,909
`10-19-2004
`206. I 6.829,368
`201. I 6,831,sg2
`
`i,...................................................
`
`~,...................................
`
`~~ .....................................................
`
`Hsu. et. al.
`
`Khotimsky, et. al.
`
`B!och, et. al.
`
`Radha, et. al.
`
`Meyer, et. al.
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`Robinett, et. al.
`
`- 6 -
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`l
`
`12-07-2004
`i 12-14-2004
`i
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 6
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Shee!
`
`5
`
`lot
`
`12
`
`;:\ppiicztion Numt:it.~
`
`Filing Date
`
`Firs! Nemeli Inventor
`
`Complete if Known
`! 15/283,544
`l 1010312016
`l Harold Edward Price
`!2447
`[NIA
`Ex;sminee· N~•·ne
`A!!omey Doc,:s! Numher !0021--49--CON48
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`AdUnil
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`~
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`1
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`l
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 7
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet
`
`4
`
`lot
`
`12
`
`;:\ppiicztion Numt:it.~
`
`Filing Date
`
`Complete if Known
`! 15/283,544
`l 10/02/2016
`l Harold Edward Price
`!2447
`[N/A
`Ex;sminee· N~•·ne
`A!!omey Doc,:s! Numher !0021--49--CON48
`
`Firs! Nemeli Inventor
`
`AdUnil
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`I 103_] 5,937.164
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`l 11 U 5,978.567
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`116_ j 5,999,525
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`Day, et al
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`Krlshnaswamy, et. al.
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`120_
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`I 06-·11-2000
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`0 v 2000 IM-! l-2M5
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`i 01-25-2000
`123.-! 6,018,359
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`Graf
`
`Zhu, et a!.
`
`- 4 -
`
`l
`
`Amazon / WAG Acquisition
`Exhibit 1004
`Page 8
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Shee!
`
`2
`
`[or
`
`12
`
`Complete if Known
`
`;:\ppiicztion Numt:it.~
`
`Filing Date
`
`Firs! Nemeli Inventor
`
`AdUnil
`
`! 15/283,544
`l 10/03/2016
`Harold Edward Price
`2447
`NIA
`Ex;sminee· N~•·ne
`A!!orm,y Doc,:s! Numher !0021--49--CON48
`
`t
`
`r 02-13-1996
`
`Jain, et. al.
`
`r 33.Ts,491.ao1
`~
`34. l 5,493,514
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`Keith. et al.
`i
`l
`!
`l 35. f 5.497,404
`i
`f
`i Grover, et. al.
`] 03-05-1996
`...................................................