throbber
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Sanjay K. Rao, et al.
`In re Patent of:
`8,982,863
`U.S. Patent No.:
`March 17, 2015
`Issue Date:
`Appl. Serial No.: 14/493,343
`September 22, 2014
`Filing Date:
`Title:
`CONTROLLER AND SERVER SYSTEM FOR NETWORKING
`
` Attorney Docket No.: 52959.103R863
`
`DECLARATION OF DR. MICHAEL ALLEN JENSEN
`
`1
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`Table of Contents
`I. ASSIGNMENT .................................................................................................... 4
`II. QUALIFICATIONS AND BACKGROUND INFORMATION ........................ 5
`III. OVERVIEW OF CONCLUSIONS FORMED ................................................. 10
`IV. LEVEL OF ORDINARY SKILL IN THE ART ............................................... 14
`V. LEGAL STANDARDS ..................................................................................... 15
`A. Claim Construction ......................................................................................... 15
`B. Legal Standards for Obviousness ................................................................... 16
`VI. The ’863 Patent .................................................................................................. 21
`A. Overview of the ’863 Patent ........................................................................... 21
`B. File History of the ’863 Patent ....................................................................... 23
`C. Claim Construction ......................................................................................... 25
`VII.SUMMARY OF THE CITED PRIOR ART ..................................................... 27
`A. Overview of Ahopelto .................................................................................... 27
`B. Overview of Matero........................................................................................ 31
`C. Overview of Hardwick ................................................................................... 32
`D. Overview of Sood ........................................................................................... 33
`VIII.ANALYSIS OF COMBINATION OF AHOPELTO AND MATERO
`(GROUND I) ............................................................................................................ 33
`A. Combination of Ahopelto and Matero ............................................................ 33
`B. Claim 1 ........................................................................................................... 37
`C. Claim 2 ........................................................................................................... 67
`D. Claim 3 ........................................................................................................... 72
`E. Claim 4 ........................................................................................................... 77
`F. Claim 5 ........................................................................................................... 78
`G. Claim 6 ........................................................................................................... 80
`H. Claim 8 ........................................................................................................... 82
`I. Claim 10 ......................................................................................................... 84
`J. Claim 11 ......................................................................................................... 87
`K. Claim 14 ......................................................................................................... 90
`L. Claim 19 .......................................................................................................104
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`M. Claim 24 .......................................................................................................106
`IX. ANALYSIS OF COMBINATION OF AHOPELTO, MATERO, AND
`HARDWICK (GROUND II) .................................................................................109
`A. Combination of Ahopelto, Matero, and Hardwick .......................................109
`B. Claim 7 .........................................................................................................111
`C. Claim 9 .........................................................................................................113
`X. ANALYSIS OF COMBINATION OF AHOPELTO, MATERO, AND SOOD
`(GROUND III) .......................................................................................................115
`A. Combination of Ahopelto, Matero, and Sood ..............................................115
`B. Claim 12 .......................................................................................................118
`XI. CONCLUSION ................................................................................................122
`
`
`3
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`I, Michael A. Jensen declare as follows:
`
`I.
`
`ASSIGNMENT
`1.
`I have been retained as a technical expert by counsel on behalf of
`
`Apple Inc. (“Petitioner”). I understand that Petitioner is requesting that the Patent
`
`Trial and Appeal Board institute an inter partes review (“IPR”) proceeding with
`
`respect to U.S. Patent No. 8,982,863 (“the ’863 patent”).
`
`2.
`
`I have been asked to provide my independent analysis of the ’863
`
`patent in light of the prior art publications cited in Section VII below.
`
`3.
`
`I am not, and never have been, an employee of Petitioner. I received
`
`no compensation for this Declaration beyond my normal hourly compensation
`
`based on my time actually spent analyzing the ’863 patent, the prior art
`
`publications cited in Section VII below, and issues related thereto, and I will not
`
`receive any added compensation based on the outcome of any IPR or other
`
`proceeding involving the ’863 patent.
`
`4. My analysis here is based on my years of education, research and
`
`experience, as well as my investigation and study of relevant materials, including
`
`those cited here. I may rely upon these materials, my knowledge and experience,
`
`and/or additional materials to rebut arguments raised by the Patent Owner. Further,
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`I may also consider additional documents and information in forming any
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`necessary opinions, including documents that may not yet have been provided to
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`me.
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`5. My analysis of the materials produced in this proceeding is ongoing
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`and I will continue to review any new material as it is provided. This declaration
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`represents only those opinions I have formed to date. I reserve the right to revise,
`
`supplement, and/or amend my opinions stated here based on new information and
`
`on my continuing analysis of the materials already provided.
`
`II. QUALIFICATIONS AND BACKGROUND INFORMATION
`6.
`I have personal knowledge or have developed knowledge of these
`
`technologies based upon education, training, or experience, of the matters set forth
`
`herein.
`
`7.
`
`A detailed description of my professional qualifications, including a
`
`listing of my specialties/expertise and professional activities, is contained in my
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`curriculum vitae, a copy of which is provided as Exhibit 1004. Below is a short
`
`summary of my professional qualifications.
`
`8.
`
`I earned a Bachelor of Science (B.S.) degree and a Master of Science
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`(M.S.) degree in Electrical Engineering from Brigham Young University in 1990
`
`and 1991, respectively, and a Doctor of Philosophy (Ph.D.) degree in Electrical
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`Engineering from the University of California, Los Angeles in 1994.
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`9.
`
`I am a tenured Professor at Brigham Young University. In this role, I
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`have taught undergraduate and graduate courses for 27 years in the areas of
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`electromagnetic field theory, antenna design and analysis, radio frequency circuit
`
`design, signal processing, and communications systems. Additionally, I have
`
`supervised twenty-five graduate student theses and dissertations within these
`
`subject areas.
`
`10.
`
`I am Dean of the Ira A. Fulton College of Engineering at Brigham
`
`Young University and a Fellow of the Institute of Electrical and Electronics
`
`Engineers (IEEE). I was previously the President of the IEEE Antennas and
`
`Propagation Society, an elected member of the Administrative Committee for the
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`IEEE Antennas and Propagation Society, Editor-in-Chief of the IEEE Transactions
`
`on Antennas and Propagation, and associate editor for the IEEE Transactions on
`
`Antennas and Propagation and the IEEE Antennas and Wireless Propagation
`
`Letters. I was Chair of the Department of Electrical and Computer Engineering at
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`Brigham Young University from 2006 through 2012.
`
`11.
`
`I was recognized for my research and teaching at Brigham Young
`
`University by being awarded University Professor status in 2013. I also received
`
`the Karl G. Maeser Research and Creative Arts Award at Brigham Young
`
`University in 2005, the Outstanding Faculty Award from the Electrical and
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`Computer Engineering Department at Brigham Young University in 1998, and the
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`student-selected Outstanding Faculty Award for the Electrical and Computer
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`Engineering Department at Brigham Young University in 2002, 2003, and 2007.
`
`12.
`
`I have 31 years of experience in the design and analysis of
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`communications systems that convey information over the air (wireless) or over
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`transmission lines (cable, power lines, and optical fiber). My experience includes
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`work with antennas and radio frequency (RF) circuitry for both wireless and hard-
`
`wired systems, as well as with algorithm design and implementation for wireless
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`communication systems. Over much of my career, a particular area of focus has
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`been on wireless communication systems that use multiple antennas to increase
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`throughput and/or reliability of the communication. From time to time, I have
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`consulted with various corporations, such as Symmetry Wireless, SDRC Inc., and
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`SAIC, to create system designs and evaluate algorithms for various wireless
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`communication systems.
`
`13.
`
`I have authored or co-authored over 290 technical articles and book
`
`chapters in the areas of antenna design, wireless communications, optical fiber
`
`communications, and radar systems. I received the Harold A. Wheeler
`
`Applications Prize Paper Award for an article in the IEEE Transactions on
`
`Antennas and Propagation in 2002, the Overall Best Paper Award in the 2004
`
`International Telemetry Conference, and the Best Student Paper Award in the 1993
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`IEEE Antennas and Propagation Society International Symposium. Forty of my
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`publications have been solicited from journal editors or conference organizers, and
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`I have delivered ten keynote addresses at technical symposia at the request of the
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`symposia organizers.
`
`14.
`
`I have extensive research experience and expertise in the area of
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`antenna technology for cellular and wireless local area network systems. A non-
`
`exhaustive list of examples of papers that I have co-authored related to cellular
`
`antenna technology is:
`
` “Impact of array mutual coupling on multi-antenna propagation-based key
`
`establishment,” IEEE Trans. Antennas and Propagation, November 2015.
`
` “Key establishment employing reconfigurable antennas: impact of antenna
`
`complexity,” IEEE Trans. Wireless Communications, November 2014.
`
` “Near-optimal radiation patterns for antenna diversity,” IEEE Trans.
`
`Antennas and Propagation, November 2010.
`
` “Uncoupled matching for active and passive impedances of coupled arrays
`
`in MIMO systems,” IEEE Trans. Antennas Propagation, October 2010.
`
` “Optimal antenna radiation characteristics for diversity and MIMO
`
`systems,” IEEE Trans. Antennas Propagation, November 2009.
`
` “Antenna design for mobile MIMO systems,” IEICE Trans. on
`
`Communications, June 2008.
`
`8
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` “Evaluation of personal communications dual-antenna handset diversity
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`performance,” IEEE Transactions on Vehicular Technology, August 1998.
`
`15. My experience includes practical engineering design and analysis in
`
`connection with companies that I have created. In 1998, I co-founded a company
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`named AJ Design Group, Inc. that developed software for radio frequency circuit
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`design. These tools, commercially marketed by Keysight Technologies, Inc.,
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`synthesize and/or analyze radio frequency filters, matching networks, couplers,
`
`amplifiers, and other electronic components used in radio frequency circuits for
`
`wireless communication and radar. In 2000, I co-founded Wavetronix, LLC that
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`designs and manufactures microwave and millimeter wave radar products for the
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`vehicular traffic industry. In recognition for the success of this company, I was
`
`recognized as an Ernst and Young Entrepreneur of the Year for the Utah region in
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`2020.
`
`16. My experience in the field has enabled me to work on interesting
`
`problems related to multichannel wireless communications. For example, my work
`
`on understanding the capabilities of multi-antenna communication networks –
`
`known as multiple-input multiple-output (MIMO) systems – in realistic operational
`
`environments has received considerable attention. This work demonstrated how
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`effectively a radio system could use these multiple antennas to transmit different
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`information in parallel across a single-frequency wireless channel. The impact of
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`this work is one of the reasons the IEEE elevated me to the grade of Fellow.
`
`17. As another example, I worked with personnel testing military aircraft
`
`to solve a problem where their telemetry of data from the aircraft to the ground
`
`would be interrupted as the plane made aggressive maneuvers due to the airframe
`
`blocking the transmission. The solution attempted by these personnel was to place
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`multiple antennas on the aircraft, but this created new problems as the antennas
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`interfered with each other under a wide range of aircraft attitudes. I developed a
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`transmission scheme that used the multiple antennas but solved their interference
`
`problem, a technique that has been adopted in commercial products.
`
`18.
`
`I have worked as an expert in several legal matters, as a consulting
`
`expert and as an expert witness. I have written expert reports and had my
`
`deposition taken.
`
`
`
`III. OVERVIEW OF CONCLUSIONS FORMED
`19. The analysis and conclusions set forth in this Declaration are informed
`
`by my educational background and experiences in the field (see Section II).
`
`20. Additionally, as part of my independent analysis for this Declaration, I
`
`have considered the following: the background knowledge/technologies that were
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`commonly known to a person of ordinary skill in the art at the time of alleged
`
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`invention (“POSITA”) before the earliest claimed priority date for the ’863 patent;
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`my own knowledge and experiences gained from my work experience in the field
`
`and related disciplines; and my experience in working with others involved in this
`
`field and related disciplines.
`
`21.
`
`In addition, I have reviewed the ’863 patent (Ex.1001) and relevant
`
`excerpts of the prosecution history of the ’863 patent (Ex.1002). I have also
`
`reviewed at least the following prior art references:
`
` U.S. Patent No. 5,970,059 to Juha-Pekka Ahopelto et al. (“Ahopelto”)
`
`(Ex.1005)
`
` U.S. Patent No. 6,636,502 to Per Lager et al. (“Lager”) (Ex.1006)
`
` U.S. Patent No. 5,768,691 to Jorma Matero et al. (“Matero”) (Ex.1007)
`
` U.S. Patent No. 5,550,816 to Ken Hardwick et al. (“Hardwick”)
`
`(Ex.1008)
`
` U.S. Patent No. 6,697,632 to Prem Sood (“Sood”) (Ex.1009)
`
` H. Granbohm & J. Wiklund, GPRS-General packet radio service,
`
`Ericsson Review No. 2, 1999, pp. 82-88 (“Granbohm”) (Ex.1010)
`
` U.S. Patent No. 6,608,832 to Jan E. Forslöw (“Forslöw”) (Ex.1011)
`
` U.S. Patent No. 6,532,227 to Arto Leppisaari et al. (“Leppisaari”)
`
`(Ex.1012)
`
` U.S. Patent No. 6,937,566 to Jan E. Forslöw (“Forslöw”) (Ex.1013)
`
`11
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` U.S. Patent No. 7,649,837 to Mikko Puuskari (“Puuskari”) (Ex.1014)
`
` U.S. Patent No. 6,584,098 to Stephen Dutnall (“Dutnall”) (Ex.1015)
`
` U.S. Patent No. 6,269,254 to James E. Mathis (“Mathis”) (Ex.1016)
`
` U.S. Patent No. 8,489,860 to Michael McMahon et al. (“McMahon”)
`
`(Ex.1017)
`
` U.S. Patent No. 6,430,599 to Mark Baker et al. (“Baker”) (Ex.1018)
`
` U.S. Patent No. 6,295,450 to Subramanian S. Lyer et al. (“Lyer”)
`
`(Ex.1019)
`
` U.S. Patent No. 6,862,622 to Jacob W. Jorgensen (“Jorgensen”)
`
`(Ex.1020)
`
` C. Rigney et al., “Remote Authentication Dial In User Service
`
`(RADIUS),” Network Working Group, Request for Comments: 2138,
`
`April 1997 (“RFC2138”) (Ex.1021)
`
` William Stallings, Data and Computer Communications (Prentice Hall,
`
`5th ed., 1997) (Ex.1022)
`
` Daniel D. Gajski et al., Specification and Design of Embedded Systems
`
`(Prentice Hall, 1994) (Ex.1023)
`
` U.S. Patent No. 6,125,388 to Richard Reisman (“Reisman”) (Ex.1027)
`
`22.
`
`I have also reviewed some cited supporting references and
`
`documentation in forming my opinions below.
`
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`23. Counsel has informed me that I should consider these materials
`
`through the lens of one of ordinary skill in the art related to the ’863 patent at the
`
`time of the earliest possible priority date of the ’863 patent, and I have done so
`
`during my review of these materials. Counsel has informed me that the earliest
`
`possible priority date to which the challenged claims of the ’863 patent are entitled
`
`is June 4, 1999 (“Critical Date”), and I have therefore used that Critical Date in my
`
`analysis below.
`
`24. Any figures that appear within this document have been prepared with
`
`the assistance of Counsel and reflect my understanding of the ’863 patent and the
`
`prior art discussed below.
`
`25. Although this Declaration refers to certain portions of the cited
`
`references for the sake of brevity, it should be understood that these citations are
`
`examples, and that one of ordinary skill in the art would have viewed the
`
`references cited herein in their entireties and, for reasons detailed later, in
`
`combination with other references cited herein or cited within those references
`
`themselves. The references used in this Declaration, therefore, should be viewed as
`
`being cited and analyzed herein in their entireties.
`
`26. This declaration explains the conclusions that I have formed based on
`
`my analysis. To summarize those conclusions, based upon my knowledge and
`
`experience and my review of the prior art publications listed above, I believe that:
`
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` Claims 1-6, 8, 10-11, 14, 19, and 24 are rendered obvious by Ahopelto in
`
`view of Matero (Ground I).
`
` Claims 7 and 9 are rendered obvious by Ahopelto in view of Matero and
`
`Hardwick (Ground II).
`
` Claim 12 is rendered obvious by Ahopelto in view of Matero and Sood
`
`(Ground III).
`
`
`
`IV. LEVEL OF ORDINARY SKILL IN THE ART
`27. Based on my knowledge and experience in the field and my review of
`
`the ’863 patent and its file history, I believe that a person of ordinary skill in the art
`
`at the time of alleged invention (“POSITA”) would have had a Bachelor’s degree
`
`in electrical engineering, computer engineering, computer science, or a related
`
`field, and at least two years of experience related to the design or development of
`
`wireless communication systems, or the equivalent. Additional graduate education
`
`could substitute for professional experience, or significant experience in the field
`
`could substitute for formal education.
`
`28. Based on my experience, I have a good understanding of the
`
`capabilities of one of ordinary skill. Indeed, I have taught and worked closely with
`
`many such persons over the course of my career. Based on my knowledge, skill,
`
`and experience, I have an understanding of the capabilities of one of ordinary skill.
`
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`For example, from teaching and supervising my students, I have an understanding
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`of the knowledge that a person with this academic experience possesses.
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`Furthermore, I possess those capabilities myself.
`
`
`
`V. LEGAL STANDARDS
`29.
`I have been informed by counsel of certain legal principles applicable
`
`to a patentability analysis and I have applied these principles as listed below.
`
`A. Claim Construction
`30.
`I have been informed by Counsel and understand that the best
`
`indicator of claim meaning is its usage in the context of the patent specification as
`
`understood by one of ordinary skill. I further understand that the words of the
`
`claims should be given their plain meaning unless that meaning is inconsistent with
`
`the patent specification or the patent’s history of examination before the Patent
`
`Office. Counsel has also informed me, and I understand that, the words of the
`
`claims should be interpreted as they would have been interpreted by one of
`
`ordinary skill at the time the invention was made (not today). Because I do not
`
`know at what date the invention as claimed was made, I have used the earliest
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`priority date of the ’863 patent as the point in time for claim interpretation
`
`purposes. That date was June 4, 1999.
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`B.
`31.
`
`Legal Standards for Obviousness
`I have been informed by Counsel and understand that documents and
`
`materials that qualify as prior art can render a patent claim unpatentable as
`
`obvious. I am informed by Counsel and understand that all prior art references are
`
`to be looked at from the viewpoint of a person of ordinary skill in the art at the
`
`time of the invention, and that this viewpoint prevents one from using his or her
`
`own insight or hindsight in deciding whether a claim is obvious.
`
`32.
`
`I have been informed by Counsel and understand that a claim is
`
`unpatentable for obviousness under 35 U.S.C. § 103 “if the differences between the
`
`subject matter sought to be patented and the prior art are such that the subject
`
`matter as a whole would have been obvious at the time the invention was made to a
`
`person having ordinary skill in the art to which said subject matter pertains.” I am
`
`informed by Counsel and understand that obviousness may be based upon a
`
`combination of references. I am informed by Counsel and understand that the
`
`combination of familiar elements according to known methods is likely to be
`
`obvious when it does no more than yield predictable results. However, I am
`
`informed by Counsel and understand that a patent claim composed of several
`
`elements is not proved obvious merely by demonstrating that each of its elements
`
`was, independently, known in the prior art.
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`33.
`
`I am informed by Counsel and understand that when a patented
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`invention is a combination of known elements, a court must determine whether
`
`there was an apparent reason to combine the known elements in the fashion
`
`claimed by the patent at issue by considering the teachings of prior art references,
`
`the effects of demands known to people working in the field or present in the
`
`marketplace, and the background knowledge possessed by a person having
`
`ordinary skill in the art.
`
`34.
`
`I am informed by Counsel and understand that a patent claim
`
`composed of several limitations is not proved obvious merely by demonstrating
`
`that each of its limitations was independently known in the prior art. I am informed
`
`by counsel and understand that identifying a reason those elements would be
`
`combined can be important because inventions in many instances rely upon
`
`building blocks long since uncovered, and claimed discoveries almost of necessity
`
`will be combinations of what, in some sense, is already known. I am informed by
`
`Counsel and understand that it is improper to use hindsight in an obviousness
`
`analysis, and that a patent’s claims should not be used as a “roadmap.”
`
`35.
`
`I am informed by Counsel and understand that an obviousness inquiry
`
`requires consideration of the following factors: (1) the scope and content of the
`
`prior art; (2) the differences between the claims and the prior art; (3) the level of
`
`ordinary skill in the pertinent art; and (4) any objective indicia of non-obviousness,
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`such as commercial success, long-felt but unresolved need, failure of others,
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`industry recognition, copying, and unexpected results. I understand that the
`
`foregoing factors are sometimes referred to as the “Graham factors.”
`
`36.
`
`I have been informed by Counsel and understand that an obviousness
`
`evaluation can be based on a combination of multiple prior art references. I
`
`understand that the prior art references themselves may provide a suggestion,
`
`motivation, or reason to combine, but that the nexus linking two or more prior art
`
`references is sometimes simple common sense. I have been informed by Counsel
`
`and understand that obviousness analysis recognizes that market demand, rather
`
`than scientific literature, often drives innovation, and that a motivation to combine
`
`references may be supplied by the direction of the marketplace.
`
`37.
`
`I have been informed by Counsel and understand that if a technique
`
`has been used to improve one device, and a person of ordinary skill at the time of
`
`invention would have recognized that it would improve similar devices in the same
`
`way, using the technique is obvious unless its actual application is beyond his or
`
`her skill.
`
`38.
`
`I have been informed by Counsel and understand that practical and
`
`common sense considerations should guide a proper obviousness analysis, because
`
`familiar items may have obvious uses beyond their primary purposes. I have been
`
`informed by Counsel and understand that a person of ordinary skill looking to
`
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`overcome a problem will often be able to fit together the teachings of multiple
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`prior art references. I have been informed by Counsel and understand that
`
`obviousness analysis therefore takes into account the inferences and creative steps
`
`that a person of ordinary skill would have employed at the time of invention.
`
`39.
`
`I have been informed by Counsel and understand that a proper
`
`obviousness analysis focuses on what was known or obvious to a person of
`
`ordinary skill at the time of invention, not just the patentee. Accordingly, I
`
`understand that any need or problem known in the field of endeavor at the time of
`
`invention and addressed by the patent can provide a reason for combining the
`
`elements in the manner claimed.
`
`40.
`
`I have been informed by Counsel and understand that a claim can be
`
`obvious in light of a single reference, without the need to combine references, if
`
`the elements of the claim that are not found explicitly or inherently in the reference
`
`can be supplied by the common sense of one of skill in the art.
`
`41.
`
`I have been informed by Counsel and understand that secondary
`
`indicia of non-obviousness may include (1) a long felt but unmet need in the prior
`
`art that was satisfied by the invention of the patent; (2) commercial success of
`
`processes covered by the patent; (3) unexpected results achieved by the invention;
`
`(4) praise of the invention by others skilled in the art; (5) taking of licenses under
`
`the patent by others; (6) deliberate copying of the invention; (7) failure of others to
`
`19
`
`Ex.1003
`APPLE INC. / Page 19 of 122
`
`

`

`find a solution to the long felt need; and (8) skepticism by experts. I understand
`
`that evidence of secondary indicia of non-obviousness, if available, should be
`
`considered as part of the obviousness analysis.
`
`42.
`
`I have been informed by Counsel and understand that there must be a
`
`relationship between any such secondary considerations and the invention, and that
`
`contemporaneous and independent invention by others is a secondary consideration
`
`supporting an obviousness determination.
`
`43.
`
`In summary, my understanding is that prior art teachings are properly
`
`combined where one of ordinary skill, having the understanding and knowledge
`
`reflected in the prior art and motivated by the general problem facing the inventor,
`
`would have been led to make the combination of elements recited in the claims.
`
`Under this analysis, the prior art references themselves, or any need or problem
`
`known in the field of endeavor at the time of the invention, can provide a reason
`
`for combining the elements of multiple prior art references in the claimed manner.
`
`44.
`
`I have been informed by Counsel and understand that in an inter
`
`partes review, “the petitioner shall have the burden of proving a proposition of
`
`unpatentability,” including a proposition of obviousness, “by a preponderance of
`
`the evidence.” 35 U.S.C. §316(e).
`
`
`
`20
`
`Ex.1003
`APPLE INC. / Page 20 of 122
`
`

`

`VI. THE ’863 PATENT
`A. Overview of the ’863 Patent
`45. The ’863 patent generally relates to a “controller and server system
`
`for networking.” Ex.1001, Title. The ’863 patent discloses that a “cellular
`
`telephone/mobile wireless device (CT/MD)” is equipped with multiple transmitters
`
`and receivers that are coupled with multiple antennas. Ex.1001, 1:24-25, 1:47-57.
`
`The ’863 patent distinguishes its CT/MD from a “typical CT/MD” having “one
`
`transmitter and one receiver (T/R), with one antenna.” Ex.1001, 1:47-57. The ’863
`
`patent further describes that employing multiple transmitters/receivers and multiple
`
`antennas would provide “enhanced capabilities” that “allow[] the single CT/MD to
`
`perform tasks in different environments—each T/R being specifically designed or
`
`configured for that specific purpose.” Ex.1001, 1:47-57, 4:6-13 (“Adding
`
`additional antennas gives the CT/MD (by extension the same is true for the
`
`network switch box) enhanced capabilities to differentiate between various signals
`
`or to combine multiple paths into a single communication channel.”), 4:30-36
`
`(“Having more than one T/R unit gives a performance edge as each signal can be
`
`better processed and tuned to the specific frequency band of the signal. Thus better
`
`quality of output can be achieved for each type of signal and application.”).
`
`46. Referring to Figures 4 and 5A below, the ’863 patent describes a
`
`“dual antenna, dual T/R unit” in a CT/MD to implement a “dual band system.”
`
`21
`
`Ex.1003
`APPLE INC. / Page 21 of 122
`
`

`

`Ex.1001, 4:14-5:20. For instance, the CT/MD (Figure 5A below) includes
`
`“multiple antennas 508 and multiple T/R units 504” and “multiple processors 506”
`
`for “parallel and custom processing of each signal or data stream to achieve higher
`
`speed and better quality of output.” Ex.1001, 4:37-5:5.
`
`Ex.1001, Figures 4 and 5A
`
`
`
`47. The ’863 patent further introduces a “Server C” and “network
`
`switching box” in communication with the CT/MD. See Ex.1001, Abstract. The
`
`“Server C controls the communication protocols in conjunction with the network
`
`switching box or other devices, such as CT/MD 502.” Ex.1001, 4:49-51. In the
`
`example of Figure 9, server C operates with “computer 902 and computer 908
`
`[that] need to exchange data streams” with each other. Ex.1001, 6:64-67. The
`
`server “control[s] the wireless units 904 and 906, such as CT/MDs or wireless
`
`boxes, by optimally allocating channels and transfers of the data.” Ex.1001, 7:2-7.
`
`22
`
`Ex.1003
`APPLE INC. / Page 22 of 122
`
`

`

`48. The network switching box, also referred in the specification as a
`
`network switch box or network box, provides “system services” as opposed to the
`
`CT/MD’s “personal services.” Ex.1001, 3:15-20, 5:40-45. “The network switch
`
`box is normally a fixed part of a network, whereas the CT/MD is portable.
`
`However, the network switch box may be portable and may be used in the wireless
`
`mode only in a wireless network or it may also be connected to one or more
`
`networks by wired and wireless means to fully leverage all the input/output ports.”
`
`Ex.1001, 5:6-20. The network switch box “has multiple input/output ports” of
`
`different types so as to “fully interface and interact with different environments
`
`sequentially or simultaneously.” Ex.1001, 9:48-55.
`
`49. Based on my knowledge and experience in the field and my review of
`
`the ’863 patent, it would have been clear to a POSITA that the ’863 patent
`
`describes no more than conventional technologies in or before 1

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