Doc Code: PA.
`Document Description: Power o₹ Attorney
`
`PTO/MA/82B (07-13)
`Approved for use through 0i/31/2018. 0M8 .0651-0035
`US, Patent and Trademark Office,: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1905. no persons are required to respond to a collection-of information unless it displays a vat it 0MEl.Control ntirn.b;.v
`
`POWER OF ATTORNEY BY APPLICANT
`
`I hereby revoke all previous powers of attorney given in the application identified in either the attached transmittal letter or .
`the boxes below.
`
`
`
`SSS222.833R06333,5550.555i,
`
`
`
`D.
`
`Application Number
`
`Filing €Date
`
`(Note: The boxes above may be left blank if information is provided on form PTO/AIA/82A.)
`I hereby appoint the Patent Practitioner(s) associated with the folloWing Customer Number as my/our attorney(s) o agli.11.45), and
`to transact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the attached transmitta€
`letter (form PTO/AIA/82A) or identified above:
`OR
`
`151145
`
`I hereby appoint Practittoner(S) named in the attached list (form PTO/A A/82C) as mylotir attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AIA/82A) or identified above. (Note; Complete form PTO/AIA/82C..)
`
`Please recognize or change the correspondence address for the application identified in the attached transmittal
`letter or the boxes above to:
`The address associated with the .above-mentioned Customer Number
`OR
`The address associated with Customer Number: I
`OR
`Firm or
`Individual Na
`
`P
`
`Address
`City
`Country
`Telephone
`
`z p
`
`nail
`
`am the Applicant (if the Applicant is.a juristic entity, list the Applicant name in the fox):
`
`Netlist, Inc.
`
`
`
`
`
`17
`
`Inventor or Joint Inventor (title not required below)
`Legal Representative of a Deceased: or Legally Incapacitated Inventor (title not required below)
`Ass€gnee or Person to Whom the Inventor is Under an Obligation to-Assign (provide signer's title if app€icant is a juristic entity)
`Person Who 'Otherwise Shows Sufficient Proprietary Interest (e.g.,. a petition under 37 CFR 1.46(b)(2) was granted in. the
`application or is concurrently being filed with this document): (provide signer's title if ap licant is a juristic entity)
`SIGNATURE of Applicant for Patent
`The undersigned {whose title is supplied beldwyis aut torized to act on behalf of the applicant (e.g., where the applicant is a juristic entity).
`Signature
`•z,z
`Name
`-41
`Tit€e
`NOTE'. Signature This form must be signed by the applicantlii accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
`and certifications:. If more than one applicant, use multiple forms.
`
`2
`
`•
`
`Total of
`forms are submitted.
`This collection of information is required by 37 CFR 1.1-31., 1.32, and 1.33. The information is required to obtain or retain a benefit by' the public 5iicb is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 .and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,.
`including gathering,. preparing, and submitting the completed application form to the -USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you. require to complete this form andlor suggestions.for reducrng this burden, Shotild he sent to the Chief In€ormation Officer, US, Patent and Trademark Office, U.≥.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313,1450. DO NOT SEND PEES OR COMPLETED ronms. TO THIS-ADDRESS. SEND .To: Cerarrassioner
`far Patents, P.O., Box.1 450, Alexandria, VA 22313-1450.
`If you need assistance. in completing the form, call 1.-80Q-PTO-9199 and select °Mop 2.
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 1
`
`

`

`PTO/AIA/01 (06-12)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`C DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of
`Invention
`
`FLASH-DRAM HYBRID MEMORY MODULE
`
`
`
`As the below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
`The attached application, or
`United States application or PCT international application number 14/489269
`filed on September 17, 2014
`
`The above-identified
`
`application was made or authorized to be made by me.
`
`I believe that
`I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge
`that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment
`of not more than five (5) years, or both.
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`
`contribute to
`identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a
`check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a
`petition or an application. If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants
`should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant
`is advised that the record of a patent application is available to the public after publication of the
`application (unless
`a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore,
`the record from an abandoned application may also be available to the public if the application is
`
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted
`for payment purposes are not retained in the application file and therefore are not publicly available.
`
`LEGAL NAME OF INVENTOR
`
`Jeffrey C. Sdl
`7 t
`
`Inventor:
`
`Signature:
`
`n
`
`-
`
`, i
`
`Date (Optional)
`
`Note: An application data sheet (PTO/SB/14 i? equivalent), including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PTO AIA/01 form for each additional inventor.
`
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application, Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 2
`
`

`

`RTO/AlAI91 (06-12)
`Approved for use through 01131!2014. OME 0051-0032
`U S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Linder the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of
`Invention
`
`FLASH DRAM HYBRID MEMORY MODULE
`
`As the below named inventor, hereby dec€are that:
`
`This declaration
`is directed to:
`
`I
`
`I
`
`The attached application, or
`United States application or PCT international application number 14/489269
`filed on September 17, 2014
`
`The above-identified application was made or authorized to be made by me.
`
`€ believe that I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Persona€
`information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application. If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the.
`USPTO. Petitioner/applicant is advised that the record of a patent app€ication
`is available to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the app€ication) or issuance of a
`patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`P1O-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available.
`
`LEGAL NAME OF INVENTOR
`
`inventor: Scott H. Milton
`$
`.
`
`Signature:
`
`•
`-4-
`
`
`
` Date (0ptiona€)
`
`Note'. An app€ication data sheet ;PTO/SS/14 or equivalent), including naming the entire inventive entity, must accompany this form or must have
`been previously f€ed. Use an additional PTO/ALA/O1 form for each additional inventor.
`
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.53. The information is required to obtain or retain a benefit by the public which is to file {and
`by the USPTO to processt an application. Confidentiality is governed by 35 U.S.0 122 and 37 CFR 1.11 and 1 14. This collection is estimated to take 1 minute to
`complete, Including gathering, preparing, and submitting the completed application form to the USPTO. lime will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S.
`Patent and Trademark Office, U S. Department of Commerce. P.O. Sox 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 223134450,
`If you need assistance in completing the form, cart 1-000,PTO-9199 and select option 2.
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 3
`
`

`

`PTO/AIA/01 (06-12)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`C DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of
`Invention
`
`FLASH-DRAM HYBRID MEMORY MODULE
`
`
`
`As the below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
` i I
`
`
`I The attached application, or
`Ill United States application or PCT international application number 14/489269
`filed on September 17, 2014
`
`
`
`The above-identified application was made or authorized to be made by me.
`
`
`
`I believe that I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge
`that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment
`of not more than five (5) years, or both.
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`
`
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a
`check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a
`petition or an application. If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants
`should consider redacting such personal information from the documents before submitting them to the
`
`USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after publication of the
`application (unless
`a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore,
`the record from an abandoned application may also be available to the public if the application is
`
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted
`for payment purposes are not retained in the application file and therefore are not publicly available.
`
`LEGAL NAME OF INVENTOR
`
`Inventor: Hyun Lee
`
`Signature:
`
`Date (Optional) :
`
`--._____
`
`Note: An application data sheet (PTO/SB/14 or equivalent), including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PTO/AIA/01 form for each additional inventor.
`
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 4
`
`

`

`PTOIAIA/01 (06-121
`Approved for use through 01/3112014. °NIB 0851-0032
`U.S. Patent and Tractemark. Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1965, no persons are required to respond to a collection of information unless it rdisplays a valid OMB control number.
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Tit€e of
`Invention
`
`FLASH-DRAM HYBRID MEMORY MODULE
`
`As the below named inventor, I hereby dec€are
`
`that:
`
`This dec€aration
`is directed to:
`
`I€
`
`The attached application,. or
`
`489269
`United States app€€cation or PCT international application number 14/
`fi€ed on September 17, 2014
`
`The .above-identified app€ication was made or authorized to be made by me.
`
`€ believe that am the original inventor or an original joint inventor of a claimed invention in the application.
`
`hereby acknow€edge that any willful fa€se statement made in this declaration is punishab€e under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitt€ng personal information in documents filed in a patent application that may
`contribute to identity theft. Persona€
`information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application. €f this type of persona€
`information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant is advised that the record of a patent app€ication
`is available to the public after publication of the
`app€ication (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available.
`
`LEGAL NAME OF INVENTOR
`
`Inventor: Jayesh Bhakta
`
`Signature:
`
`............
`
`........
`
`
`
` Date (Optiera€)
`
`*-77
`
`Note: An application data sheet (PTO/SB/14 or equivalent), including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PrO/A1A/01 form for each additional inventor.
`
`This (toile:lion of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file land
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to lake 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`TI-PS ADDRESS. SEND TO:. Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, calf 1-4300-PTO-9199 and select option 2..
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 5
`
`

`

`PTO/AIA/01 (06-12)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`C DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of
`Invention
`
`FLASH-DRAM HYBRID MEMORY MODULE
`
`
`
`As the below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
`The attached application, or
`United States application or PCT international application number 14/489269
`filed on September 17, 2014
`
`The above-identified
`
`application was made or authorized to be made by me.
`
`
`
`I believe that I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge
`that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`
`by fine or imprisonment of not more than five (5) years, or both.
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`
`contribute to
`identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a
`check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a
`petition or an application. If this type of personal information is included in documents submitted to the USPTO,
`
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant
`is advised that the record of a patent application is available to the public after publication of the
`application (unless
`a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore,
`the record from an abandoned application may also be available to the public if the application is
`referenced in
`a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted
`for payment purposes are not retained in the application file and therefore are not publicly available.
`
`LEGAL NAME OF INVENTOR
`
`Inventor:
`
`Chi-She Chen
`
`Signature:
`
`i.;C-- I
`
`,/-•,-
`
`Date (Optional) : Oc,t-
`
`/ 7 -Z0/4f
`
`Note: An application data sheet (PTO/SB/14 or equivalent), including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PTO/AIA/01 form for each additional inventor.
`
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 6
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner: Hyun Lee et al.
`Application No./Patent No.: Attached Application
`Titled: FLASH-DRAM HYBRID MEMORY MODULE
` , a Corporation
`Netlist, Inc.
`
`Filed/Issue Date: 03-23-2018
`
`(Name of Assignee)
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`1. F-1 The assignee of the entire right, title, and interest.
`2. n An assignee of less than the entire right, title, and interest (check applicable box):
`I I The extent (by percentage) of its ownership interest is
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`F-1 There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. n The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. q The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
` , or for which a copy
`the United States Patent and Trademark Office at Reel 034531
` , Frame 0385
`thereof is attached.
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From:
`
`2. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 7
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`STATEMENT UNDER 37 CFR 3.73(c)
`
`3. From:
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`4. From:
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`5. From:
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`6. From:
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`To:
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`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, Frame
`, or for which a copy thereof is attached.
`Reel
`q Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`n
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Khaled Shami/
`03-23-2018
`Signature
`Date
`Khaled Shami
`Printed or Typed Name
`
`38,745
`Title or Registration Number
`
`[Page 2 of 2]
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 8
`
`

`

`140
`
`tc
`
`I
`
`N>
`DRAM DRAW
`
`cpr"
`
`I!
`
`\ i
`
`Data flow path
`
`FIG. I
`(PRIOR ART)
`
`SOO
`
`DIMM
`
`data
`M'CH' < I
`
`DRAM Memory data
`
`flash Memory
`
`304
`
`302
`
`t,ontro
`
`
`
`308
`
` Controller
`
`FIG. SA
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 9
`
`

`

`2/10
`Spansion EcoRAM Configurations
`256GB Spans/on EcoRAM Solution — Single Accelerator
`
`1/4
`
`DRAM
`DIMMs
`
`'4/
`
`Server Motherboard
`Socket F
`Socket F
`4)01note
`
` itC7ACCell eftheR,
`
`Spansion
`DD R2 • /
`EcoRAM
`Up to 256 GB DIMMs
`256GB Single Accelerator Sponsion EcoRAM Solution
`
`256GB Spans/on EcoRAM Solution — Dual Accelerator
`
`Server Motherboard
`Socket r
`
`Lip
`
`Socket r
`bcceT'AM
`
`
`iyiccetei.otor -.11:J1W2 F
`
`(
`DRAM
`DIMMs 4 .1.4, V
`
`1'
`
`ric)4?
`4/!,.•
`
`Socket I.
`
`&OM
`Acceierator
`Socket
`
`Lip
`
`6 isB
`
`to 256 08
`
`Spansion
`EcoRAM
`DIMMs
`
`25608 Single Accelerator Spans/on EcoRAM Solution
`FIG. 2
`(PRIOR ART)
`
`Control
`
`408
`
`M
`
``
`
`data DRAM Memory
`402'
`
`doto Rash Memory
`404'
`
`410
`
`FDHOIMM
`
`4
`
`FIG. 4B
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 10
`
`

`

`3/10
`
`300'
`
`306'
`
`DRAM
`
`r
`
`Ntir.)IMM
`ctri
`
`Mpel2TAN.
`
`Rash
`1.9,2°
`
`FIG. 35
`
`404
`
`400
`
`FDHDIMM
`
`FDI-1DIMM
`
`DRAM
`406
`
`Rash
`40.E
`
`MCH
`
`FIG. 4A
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 11
`
`

`

`4/10
`
`Data 59 43
`
`FDH M 555
`
`555
`
`M CH/CPU
`510
`
`C/A
`
`560
`
`508
`
`504
`
`J
`
`CDC
`
`506
`
`502
`
`500
`
`FIG. 5A
`
`DRAM—A
`508(1)
`
`DRAM—B
`5080
`
`Rosh
`
`506
`
`COO
`502
`
`612 1
`
`/
`
`627
`3
`
`622
`3
`3
`
`,
`
`Data Format
`a re? 604
`6O2
`
`.01 DMgr
`
`690
`
`61'
`
`7-510
`
`MCH
`
`Fla 6
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 12
`
`

`

`540
`
`Example embodiment
`
`DRAM—B
`
`508(2)
`
`f/ash
`
`SOS
`
`DRAM—A
`
`508-0)
`
`,Mgr
`
`0
`
`\
`
`0 40,
`
`0
`
`Ar"
`
`Afik
`
`• •
`
`500
`
`CDC
`502
`
`-'570
`FIG. 5B
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 13
`
`

`

`6/10
`
`Rash Ctrl
`704
`
`D< AMA:
`702
`
`DMgrCtrt
`710
`
`Flash -*
`
`DRAM
`
`DMgr
`
`FIG. 7
`
`:502
`
`502
`
`CDC
`
`Scheduler
`708
`
`CMDInt
`706
`
`Mai
`
`DRAM
`508
`
`Flash
`506
`
`MCH controls
`data interface
`
`Mai — controls DRAM
`Commend and address
`
`tviCH — controls Flash
`Commend and address
`
`FIG. 8A
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 14
`
`

`

`7/10
`
`502
`
` CDC
`
`FOHDIMM
`
`DRAM
`508
`
`<='-;;> tc4
`
`Rash
`SOS
`
`504
`
`MCH — command
`control
`
`V
`— Data
`interface
`
`•
`
`DRAM address CDC — address
`space
`mapping DRAM
`to Rash
`
`Rash Address
`space
`
`FIG. 8B
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 15
`
`

`

`8/10
`
`Start (power up)
`t
`
`- OM
`
`922
`
`,
`/
`t
`
`so0 \
`
`t
`7-906
`.....
`Load DRAM w/RC
`
`"/Copy data from Rosh to D .AM, /-908
`• Erase the alfsh lock'ro---
`
`1
`i ii
`i t-1
`'
`l
`
`et i 1 -
`H
`ti
`:
`.
`
`4
`i
`•
`i
`i
`
`MCH Opens
`Block (pages)
`and DRAM
`Access
`
`r--910 1
`
`912
`No
`
`
`
`Any Block
`
`,
`
`% , ‘ ‘ ,.
`,,
`
`t
`1 ,
`f
`t
`i
`i
`1 ;
`I ;
`i
`I
`I
`!
`
`1
`
`.
`
`f
`
`i
`
`A
`%.
`
`t
`i
`1
`A
`
`A
`
`N.
`
`1
`
`t
`!
`
`!
`
`ii
`
`..it
`
`1I
`
` 1
`
`
`
`i
`
`A
`A
`
`\ %, ss,„
`
`; I
`1/2,
`\
`A
`: -
`,1/4 -
`x. ...
`
`t
`1
`......e/
`-..................--•
`
`.---....
`
`//
`Yes
`:‘,-Copy/write data/
`bock to Flash
`
`e-916
`Yes
`
`Any page'
`re—page
`
`No
`Finish data write
`bock to Rosh ..,
`
`FIG. 9
`
`FA coo control
`
`-920
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 16
`
`

`

`940
`
`1002
`
`1004
`
`A6 Al7
`
`A6
`
`(X+1)
`
`RC (x)
`24 bit extended memory page address
`Mapping MCH DDR DIMM page
`address to Flash memory
`
`1030
`104O
`A2 MAO
`Axis1 Ax f),49 A8
`Ay+1 Ay
`A23
`[Page Address
`LUN Address I Block Address
`V
`Flash
`Transfer
`size
`
`1060
`
`1050
`
`)
`
`Plane
`address
`
`FIG, 10
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 17
`
`

`

`Max allowed Closed B/k
`in queue to be written
`back to Flash
`
`0
`s? 4
`4---0
`
`11
`
`0
`
`5
`
`9
`
`23
`
`1
`
`9
`
`18
`
`45
`
`.
`
`1 0/1 0
`
`p, ,,
`ic' s''
`w,,Lit!
`,_ (sec
`011/ 0'
`2,00E-02
`
`2,00E-02
`
`+0
`
`FIG. 11
`
`frIvg
`4 ,
`block
`— use
`t ime
`„ (sec,'
`,,
`i 0Ot
`as
`1 . 00r-
`02 2,00E-02
`2.06E--
`02 200E-02
`5, 00E-
`02 200E-02
`1.00E:
`0,3 200E-02
`1 , 00r-
`02
`.2.00E-02
`2.00E-
`12,00E-02
`02
`5, 00E-
`02 200E-02
`1.00E
`DJ 200E-02
`F
`02 2,00E-02
`2.00E- I
`I 200E-02
`2
`5, 0E--
`02
`
`Flash
`wr-time to
`rd-time
`ratio
`
`# of
`blacks
`per
`bank
`
`1
`
`DRAM
`density'
`(GB)
`
`1
`
`1
`
`1
`
`1
`
`2
`,) .4
`2
`
`2
`
`4
`
`4
`
`4
`
`4
`
`,
`
`250
`
`250
`
`250
`
`250
`
`500
`
`500
`
`500
`
`500
`
`1000
`
`1000
`
`1000
`
`1000
`
`55
`
`55
`
`55
`
`55
`rr 55
`
`55
`
`55
`55
`
`55
`
`55
`
`55
`
`55
`
`Samsung Electronics Co., Ltd.
`Ex. 1012, p. 18
`
`

`

`Atty Docket No.: 0016.00100OG
`
`FLASH-DRAM HYBRID MEMORY MODULE
`
`PRIORITY CLAIM
`
`[0001]
`
`This application is a continuation of U.S. Patent Application No. 14/840,865