AQ 120 (Rev. 08/10)
`
`nase 6:22-cv-O0288-ADA Document?’ Filed O3/17/22 Page Taft
`
`OR TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF
`AN ACTION REGARDING A PATENT
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`WesternDistrici of Texas - Waco Division
`onthe following
`Cl Trademarks or
`Patents. ( LJ
`the patentaction involves 35 U.S.C. § 292.):
`
`DOCKETNO.
`6:22 -cv-00288
`PLAINTIFF
`
`Fintiv, Inc.
`
`DATE FILED
`March17, 2022
`
`—_
`U.S. DISTRICT COURT
`Western District of Texas - Waco Division
`DEFENDANT
`
`PayPal Holdings, Inc.
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`C1 Answer
`
`C1 cross Bill
`
`C1 other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
` po
`
`
`eo
`po
`eo
`
`a I
`
`n the above—entitled case, the following decision has been rendered or judgementissued:
`DECISIONJUDGEMENT
`
`
`
`(BY) DEPUTY CLERK
`
`Copy 3—Upon termination of action, mail this copy to Director
`Copy 1—Uponinitiation of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director
`Copy 4—Casefile copy
`
`APPL-1002
`APPLEINC./ Page 1 of 1744
`
`APPL-1002
`APPLE INC. / Page 1 of 1744
`
`

`

`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 9,892,386 B2
`> 15/201152
`
`DATED
`INVENTOR(S)
`
`: February 13, 2018
`: Liberty etal.
`
`Page | of |
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Item (12) “Liberty” should read -- Liberty, ct al. --.
`
`Item (72) Inventor is corrected to read:
`-- Michael A. Liberty, Orlando (FL);
`Felipe Fernandes, Austin (TX) --.
`
`Signed and Sealedthis
`Fifth Day of May, 2020
`
`Andrei Iancu
`Director ofthe United States Patent and Trademark Office
`
`APPL-1002
`APPLEINC./ Page 2 of 1744
`
`APPL-1002
`APPLE INC. / Page 2 of 1744
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
` APPLICATION NO.
`
`15/201,152
`
`FILING DATE
`
`07/01/2016
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Michael A. Liberty
`
`18756.8.1.1.1.1.1.1
`
`2611
`
`Workman Nydegger
`60 East South Temple
`Suite 1000
`
`Salt Lake City, UP 8411
`
`CHANG, EDWARD
`
`3696
`
`04/13/2020
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`Docketing @ wnlaw.com
`
`PTOT.-90A (Rev. 04/07)
`
`APPL-1002
`APPLEINC./ Page 3 of 1744
`
`APPL-1002
`APPLE INC. / Page 3 of 1744
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Commissionerfor Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`9892386
`Patent No.:
`02/13/2018
`Issuc Date:
`Appl. No.:—15/201,152
`Filed:
`07/01/2016
`
`PART(A) RESPONSE FOR CERTIFICATES OF CORRECTION
`
`This is a decision on the Certificate of Correction requestfiled
`
`The request for issuance of Certificate of Correction for the above-identified correction(s) under the
`provisions of 37 CFR 1.322 and/or 1.323 is hereby:
`
`(Check one)
`CO Approved
`
`Comments:
`
`(1 Approvedin Part
`
`C Denied
`
`PART (B) PETITION UNDER 37 CFR 1.324 OR 37 CFR 1.48
`
`This is a decision on the petition filed 20 February 2020 to correct inventorship under 37 CFR
`1.324,
`
`. In view of the fact
`CJ This is a decision on the request under 37 CFR 1.48, petition filed
`that the patent has already issued, the request under 37 CFR 1.48 has beentreated as a petition to
`correct inventorship under 37 CFR 1.324.
`
`
`
`The petition is hereby:
`
`Granted
`
`C] Dismissed
`
`Comment:
`
`The patented filed is being forwarded to Certificate of Corrections Branch for issuance of a certificate
`naming onlythe actual inventor or inventors.
`
`/NAMRATA BOVEJA/
`Supervisory Patent Examiner, Art Unit 3696
`Technology Center 3600
`Phone: (571)272-8105
`
`Certificates of Correction Branch email: CustomerServiceCoC @uspto.gov CoC Central Phone Number: (703) 756-1814
`
`APPL-1002
`APPLEINC./ Page 4 of 1744
`
`APPL-1002
`APPLE INC. / Page 4 of 1744
`
`

`

`
`
`United States Patent and Trademark Office
`Ofer of the Chief Finenciel Ofkvr
`
`Document Code WFEE
`
`User 65748
`
`Sale Accounting Date:04/O8/2020
`
`Sale Item Reference Number
`15201152
`
`Effective Date
`02/20/2020
`
`Document Number
`1202048D03194218
`
`Fee Code
`1811
`
`Amount Paid
`Fee Code Description
`CERTIFICATE OF CORRECTION $150.00
`
`Payment Method
`Deposit Account
`
`APPL-1002
`APPLEINC./ Page 5 of 1744
`
`APPL-1002
`APPLE INC. / Page 5 of 1744
`
`

`

`VIA eFILE
`
`Docket No. 18756.8.1.1.1.1.1.1
`
`
`
`In re application of=Michael A. Liberty )
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`Serial No.:
`
`15/201,152 — Confirmation #2611
`
`Filed:
`
`July 1, 2016
`
`Patent No:
`
`98923386
`
`Granted:
`
`FOR:
`
`February 3, 2018
`
`Monetary Transaction System
`
`Examiner:
`
`n/a
`
`Customer No.:
`
`22913
`
`
`REQUEST TO CORRECT INVENTORSHIP UNDER 37 C.F.R. § 1.324
`
`Via eFile
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`The Assignee desires to correct inventorship of the above-identified United States patent
`
`under 37 C.F.R. §1.324.
`
`Asset forth in 37 C.F.R. § 1.324, Assignee requests to add the following namedperson as an
`
`inventor in the above-identified patent application:
`
`Inventor:
`Residence:
`Citizenship:
`
`Felipe Fernandes
`US
`US
`
`Enclosed:
`
`x
`
`Statement from inventor Felipe Fernandes that he approves of the change in
`inventorship.
`
`APPL-1002
`APPLEINC./ Page 6 of 1744
`
`APPL-1002
`APPLE INC. / Page 6 of 1744
`
`

`

`x
`
`Statement from inventor Michael A. Liberty that he approves of the change in
`
`inventorship.
`
`x
`
`x
`
`Consent of Assignee to Correct Inventorship.
`
`The $150.00 fee for correction of inventorship of this patent under 37 C.F.R.
`§ 1.20(b).
`
`The Commissioner is hereby authorized to charge payment of any of the following fees that
`may be applicable to this communication, or credit any overpayment, to Deposit Account No. 23-
`3178:
`any post issuance fees under 37 CFR § 1.20.
`In addition, please consider this a petition
`therefor and charge any additional fees that may be required to Deposit Account No. 23-3178.
`
`Dated this 20" day of February, 2020
`
`Respectfully submitted,
`
`%
`
`POYGAS anets
`John C. Stringham
`Registration No. 40831
`Attorney for Applicant
`Customer No. 022913
`
`JCS:te
`43381774.1
`
`APPL-1002
`APPLEINC./ Page 7 of 1744
`
`APPL-1002
`APPLE INC. / Page 7 of 1744
`
`

`

`VIA eFILE
`
`Docket No. 18756.8.1.1.1.1.1.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of
`
`Serial No.:
`
`Michael A. Libertyetal.
`
`15/201,152
`
`Filed:
`
`Patent No.:
`
`Issued:
`
`July 1, 2016
`
`9892386
`
`February 13, 2018
`
`Confirmation No.:
`
`2611
`
`FOR:
`
`Examiner:
`
`MONETARY TRANSACTION SYSTEM
`
`Edward Chang
`
`Customer No.:
`
`22913
`
`)
`
`5
`
`) Art Unit
`) 3696
`
`STATEMENT AND WRITTEN CONSENT OF
`ASSIGNEE PURSUANT TO 37 CER.§1.324(b)(2) and 3.73(c
`
`VIA eFILE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`The undersigned, Mike Love, declares that he is the President of FINTIV, INC. and that
`
`he is authorized to execute this statement on behalf of FINTIV, INC. organized and existing
`
`under laws of Delaware and that FINTIV, INC. is the Assignee of the right, title and interest of
`
`the above-identified application, as shown in the chain of title from Michael A. Liberty to
`
`MOZIDO, LLC.as recorded in the United States Patent and Trademark Office at Reel 039082,
`
`Frame 0528: from MOZIDO, LLC to MOZIDO, INC. recorded at Reel 051265, Frame 0352;
`
`from MOZIDO, INC. to FINTIV, INC. as recorded by virtue of a name change in the United
`
`States Patent and Trademark Office at Ree! 051276, Frame 0649,
`
`Page | of 2
`
`APPL-1002
`APPLEINC./ Page 8 of 1744
`
`APPL-1002
`APPLE INC. / Page 8 of 1744
`
`

`

`FINTIV,
`
`INC. hereby consents
`
`to the change of inventorship set
`
`forth in the
`
`accompanying request that adds Felipe Fernandes as a joint inventor of the above-identified
`
`patent application.
`
`Signedthis__+day of_febeemny._ 2024.
`
`FINTIV, INC.
`
`Veeae
`
`MikeLove
`Title: President
`
`Page 2 of 2
`
`APPL-1002
`APPLEINC./ Page 9 of 1744
`
`APPL-1002
`APPLE INC. / Page 9 of 1744
`
`

`

`Via E-File
`
`Docket No. 18756.8.1.1.1.1.1.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of
`
`Michael A. Liberty et al.
`
`}
`
`) Art Unit
`} 3696
`
`Serial No.:
`
`Filed:
`
`Patent No.:
`
`Issued:
`
`15/201,152
`
`July 1, 2016
`
`9892386
`
`February 13, 2018
`
`Confirmation No.:
`
`2611
`
`FOR:
`
`Examiner:
`
`MONETARY TRANSACTION SYSTEM
`
`Edward Chang
`
`Customer No.:
`
`22913
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`STATEMENT OF ADDED INVENTORFelipe Fernandes
`under 37 CFR 13240)01)
`
`Sir:
`
`I, Felipe Fernandes, joint inventor for the above-identified application, hereby request
`
`that
`
`I be added as a joint
`
`inventor on the above-referenced application and I have no
`
`disagreement in regard to the requested change.
`
`rg.+
`Dated this day of
`
`
`
`
`
`Felipe Fernandes
`
`
`APPL-1002
`APPLEINC./ Page 10 of 1744
`
`APPL-1002
`APPLE INC. / Page 10 of 1744
`
`

`

`VIA E-File
`
`Docket No. 18756.8.1.1.1.1.1.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`)
`
`5)
`
`Art Unit
`} 3696
`
`5
`
`5
`
`In re application of
`
`Michael A. Libertyet al.
`
`Serial No.:
`
`Filed:
`
`Patent No.:
`
`15/201,152
`
`July 1, 2016
`
`9892386
`
`Issued:
`
`Confirmation No.:
`
`February 13, 2018
`
`2611
`
`FOR:
`
`MONETARY TRANSACTION SYSTEM
`
`Examiner:
`
`Customer No.:
`
`Edward Chang
`
`22913
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`STATEMENT OF CURRENT INVENTOR— Michael A, Liberty
`Under 37 CFR 1.324(b)())
`
`Sir:
`
`I, Michael A. Liberty, current inventor for the above-identified application, hereby agree
`
`to the addition of Felipe Fernandes as an inventor.
`
`Dated this AS” day of Ta.44
`
`» 20 2.
`
`Michael A. Liberty
`UbePi- 4ths
`
`APPL-1002
`APPLEINC./ Page 11 of 1744
`
`APPL-1002
`APPLE INC. / Page 11 of 1744
`
`

`

`PTO/AIA/82B (07-13)
`Doc Cede: PA..
`Approved for use through 03/31/2021. OMB 0851-0035
`Document Description: Powerof Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number
`
`POWER OF ATTORNEYBY APPLICANT
`
`| hereby revokeall previous powers of attorney given in the application identified in either the attached transmittal letter or
`the boxes below.
`
`Application Number
`
`15/201 ,152
`
`Filing Date
`
`July 1, 2016
`
`(Note: The boxes above maybe left blank if information is provided on form PTO/AIA/82A.)
`
`Please recognize or change the correspondence address for the application Identified In the attached transmittal
`letter or the boxes aboveto:
`The address associated with the above-mentioned Customer Number
`
`OR
`[] The address associated with Customer Number:
`OR
`
`neIndividual Name
`
`[cityStateip
`[Country
`Telephone POEmad’
`
`1 am the Applicant(if the Applicantis a juristic entity, list the Applicant namein the box):
`
`FINTIV, INC.
`
`Inventor or Joint Inventor(title not required below)
`
`Legal Representative of a Deceased or Legally Incapacitated Inventor(title not required below)
`
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer’stitle if applicant is a juristic entity)
`
`Person Who Otherwise ShowsSufficient Proprietary Interest (6.g., a petition under 37 CFR 1.46(b)(2) was grantedin the
`application or is concurrently
`being filed with this document)
`(provide signer’stitle if applicantis a juristic entit
`
`SIGNATURE of Applicant for Patent
`The undersigned (whosetitle is supplied below)is authorized to act on behalf of the applicant (@.g., where the applicantis a juristic entity).
`
`I hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/our attorney(s) or agent(s), and
`to transact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the attached transmittal letter (form PTO/AIA/82A)or identified above: 29913
`
`OR
`[| I hereby appoint Practitioner(s) named in the attachedlist (form PTO/AIA/82C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AIA/82A)or identified above.
`(Note: Complete form PTO/AIA/82C.)
`
`
`
`Mike Love
`|Name[MikeLove
`
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature raquirements
`and certifications. If more than one applicant, use multiple forms,
`
`CIrotal of forms are submitted.
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentlallty Is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection Is estimated to take 9 minutes {o complete,
`including gathering, preparing, and submitling the completed application form to the USPTO. Timewill vary depending upontheindividual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sentto the Chlef Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`APPL-1002
`APPLEINC./ Page 12 of 1744
`
`APPL-1002
`APPLE INC. / Page 12 of 1744
`
`

`

`PTO/AIA/96 (08-1 2)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER 3.73(c)
`
`Applicant/Patent Owner: FINTIV, INC.
`
`Application No./Patent No.: 19/201,152
`Filed/lesue Date: July 1, 2016
`
`Titleq: Monetary Transaction System
`
`FINTIV, INC.
`ca Corporation
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1. L¥| The assignee ofthe entire right, title, and interest.
`
`
`An assignee of less than the entire right, title, and interest (check applicable box):
`
`, or for which a copythereofis attached.
`
`
`
`
`
`2.
`
`%. Additional Statement(s) by the owners
`|_| The extent (by percentage) of its ownership interestis
`holding the balance of the interest must be submitted to account for 100%of the ownership interest.
`
`
`
`
` There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to accountfor the entire
`right,title, and interest.
`3. C] The assignee of an undividedinterestin the entirety (a complete assignment from oneofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to accountfor the entire
`right,title, and interest.
`4. C] The recipient, via a court proceedingorthe like (e.g., bankruptcy, probate), of an undividedinterest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. C] An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assignee asfollows:
`1. From: Michael A. Liberty To, MOZIDO, LLC
`
`The document was recordedin the United States Patent and Trademark Office at
`Reel 039082
`, Frame 0528
`, or for which a copythereofis attached.
`
`2 From: MOZIDO, LLC To: MOZIDO, INC.
`The document was recorded in the United States Patent and Trademark Office at
`
`Ree| 951265
`
`, Frame 0352
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option2.
`
`APPL-1002
`APPLEINC./ Page 13 of 1744
`
`APPL-1002
`APPLE INC. / Page 13 of 1744
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`To: FINTIV, INC.
`MOZIDO, INC.
`The document was recordedin the United States Patent and Trademark Office at
`
`
`Ree! 951276 , of for which a copy thereofis attached. , Frame 0649
`To:
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, of for which a copy thereofis attached.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, of for which a copy thereofis attached.
`
`| Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`To:
`
`lv]
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i-e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. See MPEP 302.08]
`
`
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`‘John C. Stringham/
`February 20, 2020
`
`Signature
`Date
`John C. Stringham
`Printed or Typed Name
`
`Title or Registration Number
`
`40831
`
`[Page 2 of 2]
`
`APPL-1002
`APPLEINC./ Page 14 of 1744
`
`APPL-1002
`APPLE INC. / Page 14 of 1744
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`01-Jul-2016
`
`Title of Invention:
`
`MONETARY TRANSACTION SYSTEM
`
`First NamedInventor/Applicant Name:
`
`Michael A.Liberty
`
`Attorney Docket Number:
`
`18756.8.1.1.1.1.1.1
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`
`
`
`
`PROCESSING FEE CORRECTING INVENTORSHIP
`
`Sub-Total in
`Fee Code Quantity AmountDescription USD(S)
`
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
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`Petition:
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`Patent-Appeals-and-Interference:
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`Post-Allowance-and-Post-Issuance:
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`APPL-1002
`APPLEINC./ Page 15 of 1744
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`APPL-1002
`APPLE INC. / Page 15 of 1744
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`Extension-of-Time:
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`Total in USD ($)
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`Miscellaneous:
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`APPL-1002
`APPLEINC./ Page 16 of 1744
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`APPL-1002
`APPLE INC. / Page 16 of 1744
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`

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`Electronic AcknowledgementReceipt
`
`ee
`
`seems
`
`
`
`Title of Invention:
`
`MONETARY TRANSACTION SYSTEM
`
`ae
`
`Utility under 35 USC 111{a)
`Application Type:
`
`
`Paymentinformation:
`
`37 CFR 1.20 (Post Issuance fees)
`
`Deposit Account
`Authorized User
`
`233178
`Ralene Eller
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`APPL-1002
`APPLEINC./ Page 17 of 1744
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`APPL-1002
`APPLE INC. / Page 17 of 1744
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`37 CFR 1.21 (Miscellaneous fees and charges)
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`
`
`File Listing:
`Document
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Number
`P
`
`Message Digest|Part /.zip| (if appl.)
`123203
`
`Request underRule 48 correcting
`inventorship
`
`18756-8-1-1-1-1-1-1_2020-02-2
`OQ_Request-to-Correct-
`Inventorship.pdf
`
`04c28
`958abb700aa693920cb7397d35caf302561
`
`Information:
`
`Consent of Assignee accompanying the
`declaration
`
`18756-8-1-1-1-1-1-1_2020-02-2
`0_Consent-of-Assignee.pdf
`
`O7fcd8dc94d 1edd72ff8c7c5c45c14912603}
`adec
`
`101239
`
`2
`
`2
`
`Information:
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`
`Request underRule 48 correcting
`inventorship
`
`18756-8-1-1-1-1-1-1_2020-02-2
`0_Liberty-Stmt.pdf
`
`7ed
`
`
`
`22cfd724c21 22cf68016414c3e0b692417af|
`5c49
`
`
`Warnings:
`Information:
`
`Request underRule 48 correcting
`inventorship
`
`18756-8-1-1-1-1-1-1_2020-02-2
`0_Fernandes-Stmt.pdf
`
`c5c84212f078a1 3bd4fo69134c1d961 89fbo4|
`7cb1
`
`Powerof Attorney
`
`18756-8-1-1-1-1-1-1_2020-02-2
`0_POA.pdf
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`65a2
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`1333504
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`Information:
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`Assignee showing of ownership per 37
`CFR 3.73
`
`18756-8-1-1-1-1-1-1_2020-02-2
`0_373c-stmt.pdf
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`APPL-1002
`APPLEINC./ Page 18 of 1744
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`APPL-1002
`APPLE INC. / Page 18 of 1744
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`Fee Worksheet (SB06)
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`fee-info.pdf
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`dbSd2bScdc4a92b75de04d57cb74Sdcc64]
`673242
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`
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`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`Information:
`
`TotalFiles Size (in bytes); 1804915
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`APPL-1002
`APPLEINC./ Page 19 of 1744
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`APPL-1002
`APPLE INC. / Page 19 of 1744
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`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`15/201,152
`
`ISSUE DATE
`
`02/13/2018
`
`PATENT NO.
`
`9892386
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`18756.8.L.1.1.1.1.1
`
`2611
`
`22913
`
`7590
`
`01/24/2018
`
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Take City, UT 84111
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustmentis 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Mozido, Inc., Austin, 'l'X;
`Michael A. Liberty, Orlando, FL;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rey. 10/09)
`
`APPL-1002
`APPLEINC./ Page 20 of 1744
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`APPL-1002
`APPLE INC. / Page 20 of 1744
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`aa
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`Electronic AcknowledgementReceipt
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`
`
`
`
`Title of Invention:
`
`MONETARY TRANSACTION SYSTEM
`
`
`
`
`
`
`
`
`a
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`Paymentinformation:
`
`
`
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`
`
`
`
`
`
` 37 CFR 1.16 (National application filing, search, and examination fees)
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`APPL-1002
`APPLEINC./ Page 21 of 1744
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`APPL-1002
`APPLE INC. / Page 21 of 1744
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`

`

`
`
`
`
`Filing Date:
`
`Electronic Patent Application Fee Transmittal
`
`
`
`
`
`
`01-Jul-2016
`
`
` Title of Invention:
`
`MONETARY TRANSACTION SYSTEM
`
`Filing Fees for Utility under 35 USC 111(a)}
`
`Basic Filing:
`
`
`
`
` ee
`
`
`
`
`
`
`
`
`
`
`
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`
`
`Claims:=
` ox g1/19/20'8 gpIRETAL
`
` Miscellaneous-Filing:
`
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`
`RCE- 2ND AND SUBSEQUENT REQUEST
`
`2820
`
`1
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`850
`
`850
`
`APPL-1002
`APPLEINC./ Page 22 of 1744
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`APPL-1002
`APPLE INC. / Page 22 of 1744
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/201,152
`
`07/01/2016
`
`Michael A. Liberty
`
`18756.8.1.1.1.1.1.1
`
`2611
`
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UTAH 84111
`
`CHANG, EDWARD
`
`3696
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`01/17/2018
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`Docketing@wnlaw.com
`
`PTOL-90A (Rev. 04/07)
`
`APPL-1002
`APPLEINC./ Page 23 of 1744
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`APPL-1002
`APPLE INC. / Page 23 of 1744
`
`

`

`.
`.
`Notice ofAVowability
`
`Application No.
`15/201,152
`Examiner
`EDWARD CHANG
`
`Applicant(s)
`Liberty, MichaelA.
`Art Unit
`AIA Status
`3696
`No
`
`-- The MAILING DATE ofthis communication appears on the cover sheet with the correspondence adaress--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSEDin this application. If not included
`herewith (or previously mailed), a Notice of Allowance {(PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENTRIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1368.
`
`1.¥) This communication is responsive to respone/QPIDSfiled on December8, 2017 .
`Oa declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`.
`
`2.LJ An election was made by the applicant in response to a restriction requirement set forth during the interview on
`restriction requirement and election have been incorporated into this action.
`
`; the
`
`3.1] The allowed claim{s) is/are 1 and 4-5 . As a result of the allowed claim(s), you may be eligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information
`, please see http//www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`4.0 Acknowledgmentis made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d)or(f).
`Certified copies:
`*c} J Noneofthe:
`ayQOAll
`by) Some
`1. 0 Certified copies of the priority documents have been received.
`2. 0 Certified copies of the priority documents have been received in Application No.
`3. DJ Copies ofthe certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau {PCT Rule 17.2{a)).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE"of this communicationto file areply complying with the requirements
`noted below.Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTHPERIOD IS NOT EXTENDABLE.
`
`5 LJ CORRECTED DRAWINGS (as "replacement sheets") must be submitted.
`C including changes required by the attached Examiner's Amendment / Commentorin the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back} of each
`sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6.1) DEPOSIT OFand/or INFORMATION aboutthe deposit of BKOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT GF BIOLOGICAL MATERIAL.
`
`Primary Examiner, Art Unit 3696 U.S. Patent and Trademark Office
`
`Attachment(s)
`1.00 Notice of References Cited (PTO-892)
`2.4] Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 12/08/2017
`3.0 Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4.0 Interview Summary (PTO-413),
`Paper No./Mail Date.
`/EDWARD CHANG/
`
`5.0 Examiner's Amendment/Comment
`6. DJ Examiner's Statement of Reasons for Allowance
`
`7.0 Other
`
`.
`
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 201712298
`
`APPL-1002
`APPLEINC./ Page 24 of 1744
`
`APPL-1002
`APPLE INC. / Page 24 of 1744
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`

`

`Receipt date: 12/08/2017
`
`15/201,152 — GAU: 3696
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`Application Number
`
`15/201,152
`
`Filing Date
`
`2016-07-01
`Michael A. Liberty
`
`Examiner|Cite Name of Patentee or Applicant
`
`
`
`
`U.S. PATENTS
`
`
`
`
`Pages, Columns, Lines, Where
`
`
`Relevant Passages or Relevant
`
`
`Figures Appear
`
`
`tt|rsro017 |eMay-2008
`|
`U.S. PATENT APPLICATION PUBLICATIONS
`Pages, Columns, Lines, Where|
`
`Examiner|Cite
` Nameof Patentee or Applicant
`Publication Number
`No.
`
`
`Relevant Passages or Relevant
`
`Initials”
`Publication Date
`of Cited Document
`
`Figures Appear
`
`
`
`2
`
`
`20120131653
`24-May-2012
`Pasquero
`
`
`Johnston
`20100114739
`
`
`20120166311
`28-Jun-2012
`
`20140014721 teoan-2014|Lindeman|
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`3 4 E
`
`(Net for submission under 37 CFR 1.99)
`
`initials*
`
`xaminer
`
`Include name of the author (in CAPITAL LETTERS},ti