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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`MILTENYI BIOMEDICINE GmbH and MILTENYI BIOTEC INC.
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`Petitioners
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`v.
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`THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA,
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`Patent Owner
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`Case IPR2022-00853
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`U.S. Patent No. 9,464,140
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`MANDATORY NOTICES BY PATENT OWNER
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`39973967.1
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`IPR2022-00853
`U.S. Patent No. 9,464,140
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`Patent Owner, The Trustees of the University of Pennsylvania, submits the
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`following mandatory notice.
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`I. REAL PARTY-IN-INTEREST
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`The real parties-in-interest are:
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` the patent owner, The Trustees of the University of Pennsylvania; and
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` the patent owner’s licensee, Novartis Pharma AG (“Novartis”).
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`II. RELATED MATTERS
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`
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`A. District Court Litigation
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`Patent Owner is not aware of any district court litigations that may affect, or
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`be affected by, a decision in this proceeding.
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`B.
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`Patent Trial and Appeal Board
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`U.S. Patent No. 9,464,140 (“the ‘140 Patent”) is not subject to any other
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`inter partes review (“IPR”) proceedings.
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`The following IPR proceeding(s) involve a patent related to the ‘140 Patent
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`and may affect, or be affected by, a decision in this proceeding:
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` Miltenyi Biomedicine GmbH & Miltenyi Biotec Inc. v. The Trustees of the
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`University of Pennsylvania, IPR2022-00852, filed April 12, 2022
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` Miltenyi Biomedicine GmbH & Miltenyi Biotec Inc. v. The Trustees of the
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`University of Pennsylvania, IPR2022-00855, filed April 12, 2022
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`39973967.1
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`IPR2022-00853
`U.S. Patent No. 9,464,140
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`C. United States Patent and Trademark Office
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`The following pending U.S. patent application(s) may affect, or be affected
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`by, a decision in this proceeding:
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` U.S. Patent Application Serial No. 17/500,737, filed October 13, 2021.
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`III. LEAD AND BACKUP COUNSEL
`
`Lead Counsel
`Brian R. Landry
`Reg. No. 62,074
`SAUL EWING ARNSTEIN & LEHR
`LLP
`131 Dartmouth Street, Suite 501
`Boston, MA 02116
`Tel: (617) 912-0969
`brian.landry@saul.com
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`Backup Counsel
`Kathryn Doyle
`Reg. No. 36,317
`SAUL EWING ARNSTEIN & LEHR
`LLP
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102
`Tel: (215)972-7734
`kathryn.doyle@saul.com
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`
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`
`
`Alireza Behrooz
`Reg. No. 60,882
`SAUL EWING ARNSTEIN & LEHR
`LLP
`1919 Pennsylvania Avenue, N.W.,
`Suite 550
`Washington, DC 20006-3434
`Tel: (202) 295-6687
`alireza.behrooz@saul.com
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`39973967.1
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`IPR2022-00853
`U.S. Patent No. 9,464,140
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`Additional Back-Up Counsel for Real Party in Interest and Licensee Novartis
`Thomas S. Fletcher
`Jessamyn S. Berniker
`Reg. No. 72,383
`Reg. No. 72,328
`WILLIAMS & CONNOLLY LLP
`WILLIAMS & CONNOLLY LLP
`680 Maine Avenue SW
`680 Maine Avenue SW
`Washington, DC 20024
`Washington, DC 20024
`Phone: 202-434-5497
`Phone: 202-434-5474
`Fax: 202-434-5029
`Fax: 202-434-5029
`tfletcher@wc.com
`jberniker@wc.com
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`
`David M. Horniak
`David M. Krinsky
`Pro hac vice motion forthcoming
`Reg. No. 72,339
`WILLIAMS & CONNOLLY LLP
`WILLIAMS & CONNOLLY LLP
`680 Maine Avenue SW
`680 Maine Avenue SW
`Washington, DC 20024
`Washington, DC 20024
`Phone: 202-434-5852
`Phone: 202-434-5338
`Fax: 202-434-5029
`Fax: 202-434-5029
`dhorniak@wc.com
`dkrinsky@wc.com
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`
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`Kathryn S. Kayali
`Pro hac vice motion forthcoming
`WILLIAMS & CONNOLLY LLP
`680 Maine Avenue SW
`Washington, DC 20024
`Phone: 202-434-5644
`Fax: 202-434-5029
`kkayali@wc.com
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`In accordance with 37 C.F.R. § 42.10(b), a power of attorney is not required
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`for Patent Owner’s Counsel (Landry, Doyle, & Behrooz) because the designated
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`counsel are already counsel of record in the subject patent. A power of attorney
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`from Real Party in Interest and Licensee Novartis to Additional Back-Up Counsel
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`for Real Party in Interest and Licensee Novartis is submitted herewith
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`39973967.1
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`- 4 -
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`IV. SERVICE INFORMATION
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`IPR2022-00853
`U.S. Patent No. 9,464,140
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`Patent Owner consents to electronic service of all documents at the below
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`email addresses:
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` brian.landry@saul.com
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` tfletcher@wc.com
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` kathryn.doyle@saul.com
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` NovartisCART@wc.com
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` alireza.behrooz@saul.com
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` IPGroupMailbox@saul.com
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`Dated: May 2, 2022
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`
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`Respectfully submitted
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`By:
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`
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`/Brian R. Landry/
`Brian Landry (Reg. No. 62,074)
`SAUL EWING ARNSTEIN & LEHR
`LLP
`131 Dartmouth Street, Suite 501
`Boston, MA 02116
`Tel: (617) 912-0969
`brian.landry@saul.com
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`Counsel for Patent Owner
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`39973967.1
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`IPR2022-00853
`U.S. Patent No. 9,464,140
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`Certification of Service Under 37 C.F.R. § 42.6(e)(4)
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`The undersigned hereby certifies that on May 2, 2022, I caused a true and
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`correct copy of the foregoing to be served on the following counsel for Petitioner
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`by electronic mail to the following email addresses:
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`Yite Jon Lu
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`Gary Frischling
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`jlu@milbank.com
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`gfrischling@milbank.com
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`39973967.1
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