PTO/SB/05 (08-08)
`Approved for use through 06/30/2010. 0MB 0651-0032
`U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE
`d
`II
`f. f
`I
`. d.
`I
`I'd 0MB
`I
`b
`to respon
`ct o 1995, no persons are require
`n ert e aperwor k R d e uct1on A
`h P
`U d
`d
`contra num er.
`to a co ect1on o 1n ormat1on un ess 1t 1sp avs a va1
`I 17162/0210146-USO
`Attorney Docket No.
`I Benjamin Freer
`First Inventor
`INDUCTIVE POWER TRANSFER SYSTEM AND
`METHOD
`Express Mail Label No. I
`
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`(ONLY FOR NEW NONPROVISIONAL APPL/CATIONS UNDER
`37 CFR 1.53(8))
`
`Title
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`See 37 CFR 1 .27.
`
`1. D Fee Transmittal Form (e.g., PTO/SB/17)
`2. (cid:143) Applicant claims small entity status.
`3. 0 Specification
`4. 0 Drawing(s) (35 U.S.C. 113)
`
`[Total Sheets
`
`5. Oath or Declaration
`
`[ Total Sheets
`
`[Total Pages
`Both the claims and abstract must start on a new page
`(For information on the preferred arrangement, see MPEP 608.01{a))
`4
`- - -
`3
`- - -
`
`24
`
`I
`
`I
`
`I
`
`Commissioner for Patents
`ADDRESS TO: P.O. Box 1450
`Alexandria, VA 22313-1450
`
`ACCOMPANYING APPLICATION PARTS
`
`9. D Assignment Papers (cover sheet & document(s))
`
`Name of Assignee
`
`(when there is an assignee)
`
`Attorney
`
`(cid:143) Power of
`I
`10_ D 37 CFR 3.73(b) Statement
`11. D English Translation Document (if applicable)
`12. 0 Information Disclosure Statement (PTO/SB/08 or PTO-1449)
`D Copies of citations attached
`13. D Preliminary Amendment
`14_ (cid:143) Return Receipt Postcard (MPEP 503)
`15_ D Certified Copy of Priority Document(s)
`16. D Nonpublication Request under 35 U.S.C.122 (b)(2)(B)(i).
`u. 0 o•e" I PTO Fmm S839
`
`(Should be specifically itemized)
`
`(if foreign priority is claimed)
`
`Applicant must attach form PTO/SB/35 or equivalent.
`
`I
`
`I
`
`a. [;J Newly executed (original or copy)
`
`i. (cid:143) DELETION OF INVENTOR(S)
`6. 0 Application Data Sheet. See 37 CFR 1.76
`7_ (cid:143) CD-ROM or CD-R in duplicate, large table or
`D Landscape Table on CD
`
`b. DA copy from a prior application (37 CFR 1.63(d))
`(for continuation/divisional with Box 18 completed)
`
`Signed statement attached deleting inventor(s) name in the
`prior application. see 37 CFR 1.63(d)(2) and 1.33(b).
`
`Computer Program (Appendix)
`
`8. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. - c. are required)
`
`b.
`
`Specification Sequence Listing on:
`
`a. D Computer Readable Form (CRF)
`i. D CD-ROM or CD-R (2 copies): or
`c. D Statements verifying identity of above copies
`
`ii. 0Paper
`
`18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in the first sentence of the
`specification following the title, or in an Application Data Sheet under 3 7 CFR 1.76:
`
`D Continuation D Divisional D Continuation-in-part (CIP)
`
`of prior application No.:
`
`Art Unit:
`
`Prior application information: Examiner
`
`0 The address associated with Customer Number:
`
`I
`
`68085
`
`I
`
`19. CORRESPONDENCE ADDRESS
`
`OR D Correspondence address below
`
`Name
`
`Address
`
`City
`
`Country
`
`Signature
`
`Name
`/Print/Tvne\
`
`I State I
`I Telephone I
`
`/Flynn Barrison 53,970/
`Robert J. Sacco
`
`I Zip Code I
`
`I Email
`
`I
`
`Date
`
`Registration No.
`/Attornev/Anent\
`
`November 14, 2008
`35,667
`
`3430450.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0001
`
`

`

`Application Data Sheet
`
`Application Information
`
`Application Type::
`
`Subject Matter::
`
`Suggested Group Art Unit::
`
`CD-ROM or CD-R?::
`
`Sequence submission?::
`
`Regular
`
`Utility
`
`N/A
`
`None
`
`None
`
`Computer Readable Form (CRF)?::
`
`No
`
`Title::
`
`INDUCTIVE POWER TRANSFER SYSTEM
`
`Attorney Docket Number::
`
`17162/0210146-USO
`
`AND METHOD
`
`Request for Early Publication?::
`
`Request for Non-Publication?::
`
`Suggested Drawing Figure::
`
`Total Drawing Sheets::
`
`Small Entity?::
`
`Petition included?::
`
`Secrecy Order in Parent Appl.?::
`
`Applicant Information
`
`Applicant Authority Type::
`
`Primary Citizenship Country::
`
`Status::
`
`Given Name::
`
`Family Name::
`
`City of Residence::
`
`State or Province of Residence::
`
`Country of Residence::
`
`No
`
`No
`
`1
`
`4
`
`No
`
`No
`
`No
`
`Inventor
`us
`Full Capacity
`
`Benjamin
`
`Freer
`
`Rochester
`
`NY
`us
`
`Page# 1
`
`Initial 11/06/08
`
`3430452.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0002
`
`

`

`Street of mailing address::
`
`2329 East Ridge Rd
`
`City of mailing address::
`
`Apt 1
`
`Rochester
`
`State or Province of mailing address::
`
`NY
`
`Postal or Zip Code of mailing address:: 14622
`
`Correspondence Information
`
`Correspondence Customer Number::
`
`68085
`
`Representative Information
`
`Representative Customer Number::
`
`68085
`
`Domestic Priority Information
`
`Foreign Priority Information
`
`Assignee Information
`
`Assignee name::
`
`Harris Corporation
`
`Street of mailing address::
`
`1025 West NASA Boulevard
`
`City of mailing address::
`
`Melbourne
`
`State or Province of mailing address::
`
`FL
`
`Postal or Zip Code of mailing address::
`
`32919
`
`Page# 2
`
`Initial 11/06/08
`
`3430452.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0003
`
`

`

`Attorney Docket: 17162/0210146-USO
`RF-491; H8197
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`COMBINED DECLARATION AND POWER OF ATTORNEY
`
`As the below named inventor, I hereby declare that:
`
`My residence, post office address and citizenship are as stated below next to my name.
`
`I believe I am the original, first and sole inventor of the subject matter which is described and
`claimed and for which a patent is sought on the invention entitled:
`
`INDUCTIVE POWER TRANSFER SYSTEM AND METHOD
`
`the specification of which is attached hereto.
`
`I hereby state that I have reviewed and understand the contents of the above identified
`specification, including the claims, as amended by an amendment, if any, specifically referred
`to herein. I do not know and do not believe that the same was ever known or used in the
`United States of America before my or our invention thereof or patented or described in any
`printed publication in any country before my or our invention thereof, or more than one year
`prior to this application, or in public use or on sale in the United States of America more than
`one year prior to this application, that the invention has not been patented or made the subject
`of an inventor's certificate issued before the date of this application in any country foreign to
`the United States of America on an application filed by me or my legal representatives or
`assigned more than twelve months prior to this application.
`
`I acknowledge the duty to disclose all information known to me that is material to
`patentability as defined in Title 37, Code of Federal Regulations, § 1.56.
`
`FOREIGN PRIORITY CLAIM
`
`I hereby claim foreign priority benefits under Title 35, United States Code § 119(a)-(d) of any
`foreign application(s) for patent or inventor's certificate listed below and have also identified
`below any foreign application for patent or inventor's certificate having a filing date before
`that of the application on which priority is claimed:
`
`~ no such foreign applications have been filed
`D such foreign application have been filed as follows:
`
`EARLIEST FOREIGN APPLICATION(S), IF ANY FILED WITHIN 12 MONTHS
`(6 MONTHS FOR DESIGN) PRIOR TO THIS U.S. APPLICATION
`
`Application Number
`
`Country
`
`Date of Filing
`
`Priority Claimed
`Under 35 USC 119
`
`-
`
`Yes No
`
`-
`
`3416581.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0004
`
`

`

`Attorney Docket No.: 17162/0210146-US0
`
`ALL FOREIGN APPLICA TION(S), IF ANY FILED MORE THAN 12 MONTHS
`(6 MONTHS FOR DESIGN) PRIOR TO THIS U.S. APPLICATION
`
`Application Number
`
`Country
`
`Date of Filing
`
`CLAIM FOR BENEFIT OF EARLIER U.S. PROVISIONAL APPLICATIONS
`
`I hereby claim priority benefits under Title 35, United States Code §119(e), of any United
`States provisional patent application(s) listed below:
`
`~ no such U.S. provisional applications have been filed.
`D such U.S. provisional application have been filed as follows:
`
`Application Number
`
`Date of Filing
`
`Priority Claimed
`Under 35 USC 119
`
`-
`
`Yes No
`
`-
`
`CLAIM FOR BENEFIT OF EARLIER U.S./PCT APPLICA TION(S)
`
`I hereby claim the benefit under Title 35, United States Code, §120 of the United States
`application(s) listed below and, insofar as the subject matter of each of the claims of this
`application is not disclosed in the prior United States application in the manner provided by
`the first paragraph of Title 35, United States Code, § 112, I acknowledge the duty to disclose
`all information that is material to patentability in accordance with Title 37, Code of Federal
`Regulations, §1.56 which became available to me between the filing date of the prior
`application and the national or PCT international filing date of this application:
`
`~ no such U.S./PCT applications have been filed.
`D such U.S./PCT application have been filed as follows:
`
`Application Number
`
`Date of Filing
`
`Status
`(Patented/Pending/ Abandoned)
`
`I hereby declare that all statements made herein of my own knowledge are true and that all
`statements made on information and belief are believed to be true; and further that these
`statements were made with the knowledge that willful false statements and the like so made
`are punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of the United
`States Code and that such willful false statements may jeopardize the validity of the
`application or any patent issued thereon.
`
`2
`
`3416581.1 0210146-USO
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0005
`
`

`

`Attorney Docket No.: 17162/0210146-US0
`
`I hereby appoint the practitioners under Customer Number 68085
`
`jointly, and each of them severally, my attorneys at law/patent agent(s), with full power of
`substitution, delegation and revocation, to prosecute this application, to make alterations and
`amendments therein, to receive the patent, and to transact all business in the U.S. Patent and
`Trademark Office connected therewith.
`
`Please mail all correspondence to Customer Number 68085, whose address is:
`
`Full name of sole or first inventor
`Benjamin Freer
`Sole or first inventor's signature
`
`- ·~ vL
`Residence ~
`Rochester, New York
`Citizenship us
`
`J
`
`·-
`
`Mailing Address
`
`2329 East Ridge Rd
`Apt 1
`Rochester, New York 14622
`
`Darby & Darby P.C.
`P.O. Box 770
`Church Street Station
`New York, NY 10008-0770
`
`I Date
`
`/4
`
`I//;/ og-
`
`3
`
`3416581.l 0210146.US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0006
`
`

`

`n er t e aoerwor k R d e uct1on A ct o 1995, no oersons are reauIre
`h P
`U d
`d
`
`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet I
`
`1
`
`I of I
`
`2
`
`Application Number
`
`Filing Date
`
`PTO/SB/08a (09-08)
`Approved for use through 10/31/2008. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`d
`II
`f. f
`I
`Id 0MB
`I
`b
`to resoon
`to a co ectIon o 1n ormat1on un ess 1t contains a va 1
`contro num er.
`Complete if Known
`Not Yet Assigned
`Concurrently Herewith
`Benjamin Freer
`N/A
`Not Yet Assigned
`Attorney Docket Number 17162/0210146-USO
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`Examiner
`lnfols'
`
`Cite
`No. 1
`AA*
`AB*
`AC*
`AD*
`AE*
`AF*
`AG*
`
`Examiner
`lnfols'
`
`Cite
`No. 1
`
`I Examiner I
`
`Signature
`
`U.S. PATENT DOCUMENTS
`
`Document Number
`Publication Date
`Number-Kind Code2 ( ii known) MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-6,683,438
`US-6,515,878
`US-7,375,493
`US-6,912, 137
`US-6,489, 7 45
`US-6,301, 128
`US-5,396,538
`
`01-27-2004 Park et al.
`02-04-2003 Meins et al.
`05-20-2008 Calhoon et al.
`06-28-2005 BerQhei:g::ier et al.
`12-03-2002 Koreis
`10-09-2001 JanQ et al.
`03-07-1995 HonQ et al.
`
`FOREIGN PATENT DOCUMENTS
`Publication
`Date
`Country Code3 -Number4-Kind Code5 (ff known) MM-DD-YYYY
`
`Foreiqn Patent Document
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear T"
`
`I Date
`
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. • CITE NO.: Those application(s) which are marked with an single asterisk(') next
`to the Cite No. are not supplied (under 37 CFR 1.98(a)(2)(iii)) because that application was filed after June 30, 2003 or is available in the IFW. 1 Applicant's
`unique citation designation number (optional). 2 See Kinds Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued
`the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must
`precede the serial number of the patent document. 'Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if
`possible. 6 Applicant is to place a check mark here if English language Translation is attached.
`
`3430460.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0007
`
`

`

`PTO/SB/08b (09-08)
`Approved for use through 10/31/2008. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet I
`
`2
`
`I of I
`
`2
`
`Application Number
`
`Filing Date
`
`Not Yet Assigned
`Concurrently Herewith
`Benjamin Freer
`N/A
`Not Yet Assigned
`Attorney Docket Number 17162/0210146-USO
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`Exami~er
`Initials
`
`Cite
`No. 1
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, city and/or country where published.
`
`T'
`
`I Examiner I
`
`Signatur~
`
`I Date
`
`Considered
`
`Fl
`
`*EXAM INER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`'Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`3430460.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0008
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`INDUCTIVE POWER TRANSFER SYSTEM AND METHOD
`
`First Named Inventor/Applicant Name:
`
`Benjamin Freer
`
`Filer:
`
`Jay Philip Lessler/Lillian Garcia
`
`Attorney Docket Number:
`
`17162/0210146-US0
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Utility application filing
`
`Utility Search Fee
`
`Utility Examination Fee
`
`1011
`
`1111
`
`1311
`
`1
`
`1
`
`1
`
`330
`
`540
`
`220
`
`330
`
`540
`
`220
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Claims in excess of 20
`
`1202
`
`7
`
`52
`
`364
`
`Miscellaneous-Filing:
`
`Petition:
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0009
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`1454
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0010
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`4289862
`
`12271023
`
`International Application Number:
`
`Confirmation Number:
`
`3269
`
`Title of Invention:
`
`INDUCTIVE POWER TRANSFER SYSTEM AND METHOD
`
`First Named Inventor/Applicant Name:
`
`Benjamin Freer
`
`Customer Number:
`
`68085
`
`Filer:
`
`Jay Philip Lessler/Lillian Garcia
`
`Filer Authorized By:
`
`Jay Philip Lessler
`
`Attorney Docket Number:
`
`17162/0210146-US0
`
`Receipt Date:
`
`14-NOV-2008
`
`Filing Date:
`
`Time Stamp:
`
`12:30:36
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Deposit Account
`
`$1454
`
`9672
`
`040100
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0011
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`351206
`
`1
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`AppForEFiling.PDF
`
`yes
`
`41
`
`Multipart Description/PDF files in .zip description
`
`27aa4cd 16a645426fde1 bb3ddf3e32ce97b
`20711
`
`Document Description
`
`Start
`
`End
`
`Transmittal of New Application
`
`Application Data Sheet
`
`Oath or Declaration filed
`
`Authorization to access Appl. by Trilateral Office
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`Information Disclosure Statement Letter
`
`Information Disclosure Statement (IDS) Filed (SB/08)
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`1
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`3
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`6
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`24
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`30
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`31
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`35
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`39
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`41
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`36
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`Warnings:
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`Information:
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`fee-info.pdf
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`no
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`Total Files Size (in bytes)
`
`387700
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`GOOGLE AND SAMSUNG EXHIBIT 1004, 0012
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0013
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`4289862
`
`12271023
`
`International Application Number:
`
`Confirmation Number:
`
`3269
`
`Title of Invention:
`
`INDUCTIVE POWER TRANSFER SYSTEM AND METHOD
`
`First Named Inventor/Applicant Name:
`
`Benjamin Freer
`
`Customer Number:
`
`68085
`
`Filer:
`
`Jay Philip Lessler/Lillian Garcia
`
`Filer Authorized By:
`
`Jay Philip Lessler
`
`Attorney Docket Number:
`
`17162/0210146-US0
`
`Receipt Date:
`
`14-NOV-2008
`
`Filing Date:
`
`Time Stamp:
`
`12:30:36
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Deposit Account
`
`$1454
`
`9672
`
`040100
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0014
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`351206
`
`1
`
`AppForEFiling.PDF
`
`yes
`
`41
`
`Multipart Description/PDF files in .zip description
`
`27aa4cd 16a645426fde1 bb3ddf3e32ce97b
`20711
`
`Document Description
`
`Start
`
`End
`
`Transmittal of New Application
`
`Application Data Sheet
`
`Oath or Declaration filed
`
`Authorization to access Appl. by Trilateral Office
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`Information Disclosure Statement Letter
`
`Information Disclosure Statement (IDS) Filed (SB/08)
`
`1
`
`3
`
`6
`
`7
`
`24
`
`30
`
`31
`
`35
`
`39
`
`41
`
`1
`
`2
`
`4
`
`7
`
`8
`
`25
`
`31
`
`32
`
`36
`
`40
`
`36494
`
`Warnings:
`
`Information:
`
`2
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`no
`
`2
`
`a30babff2a90d78f62143ba2cd2113e78cfe
`69fa
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`387700
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0015
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0016
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Docket No.: 1716210210146-US0
`(PATENT)
`
`In re Patent Application of:
`Benjamin Freer
`
`Application No.: Not Yet Assigned
`
`Confirmation No.: NIA
`
`Filed: Concurrently Herewith
`
`Art Unit: NIA
`
`For:
`
`INDUCTIVE POWER TRANSFER SYSTEM
`AND METHOD
`
`Examiner: Not Yet Assigned
`
`INFORMATION DISCLOSURE STATEMENT (IDS)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`This Information Disclosure Statement is submitted in accordance with 37 C.F.R. 1.97,
`1.98, and it is requested that the information set forth in this statement and in the listed documents
`be considered during the pendency of the above-identified application, and any other application
`relying on the filing date of the above-identified application or cross-referencing it as a related
`application.
`
`1. This IDS should be considered, in accordance with 37 C.F.R. 1.97, as it is filed:
`(Check one of the boxes A-D)
`
`G]A. within three months of the filing date of the above-identified national
`application or within three months of the entry into the national stage of the
`above identified national application
`before the mailing date of a first office action on the merits, or a first office
`action after filing a request for continued examination.
`
`after (A) and (B) above, but before final rejection or allowance, and
`Applicants have made the necessary statement in box "i" below or paid the
`necessary fee in box "ii" below.
`
`3430459.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0017
`
`

`

`Application No.: Not Yet Assigned
`
`Docket No.: 17162/0210146-US0
`
`( check one of the boxes "i" and "ii" below:)
`
`Di. Counsel states that, upon information and belief, each item of
`information listed herein was (check one of boxes (a) or (b))
`
`D ( a) first cited in any communication from a foreign patent office in
`
`a counterpart foreign application not more than three months prior
`to the filing of this IDS; or
`
`D (b) not cited in a communication from a foreign patent office in a
`
`the knowledge of
`to
`counterpart foreign application and,
`undersigned after making reasonable inquiry, was not known to
`any individual designated in 1.56( c) more than three months prior
`to the filing of this IDS.
`Dii. Payment in the amount of the fee set forth in 1. 17(p), presently
`believed to be $180, is enclosed.
`
`OD. after (A), (B) and (C) above, but before payment of the issue fee: Applicant
`petitions under 37 C.F.R. 1.97(d) for the consideration of this IDS. Under
`37 CPR 1.17(p) payment in the amount of $180.00 is enclosed. Counsel
`certifies that, upon information and belief, each item of information listed
`herein was
`
`( check one of the boxes "a" and "b" below:)
`
`D ( a) first cited in any communication from a foreign patent office in
`
`a counterpart foreign application not more than three months prior
`to the filing of this IDS; or
`
`D (b) was not cited in a communication from a foreign patent office
`
`in a counterpart foreign application and, to the knowledge of
`undersigned after making reasonable inquiry, was not known to
`any individual designated in 1.56( c) more than three months prior
`to the filing of this IDS.
`
`2. In accordance with 37 C.F.R. 1.98, this IDS includes a list (e.g., form PTO/SB/08) of
`all patents, publications, or other information submitted for consideration by the office, either
`incorporated into this IDS or as an attachment hereto. A copy of each document listed is attached,
`except as explained below.
`
`(check boxes A, Band/or C and fill in blanks, if appropriate.)
`
`2
`
`3430459.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0018
`
`

`

`Application No.: Not Yet Assigned
`
`Docket No.: 17162/0210146-US0
`
`GJ A. Pursuant to the Notice issued by the United States Patent and Trademark
`Office dated August 5, 2003 waiving the requirements of 37 C.F.R. §
`1.98(a)(2)(ii), a copy/copies of the U.S. Patent(s) and/or U.S. Patent
`Application Publication(s) on PTO/SB/08 is/are not being submitted.
`OB. Document(s) _______ is (are) deemed substantially cumulative to
`document(s) _ _ _ , and, in accordance with 1.98(c), only a copy of
`each of the latter documents is enclosed.
`DC. Certain documents were previously cited by or submitted to the Office in
`the following prior applications, which are relied upon under 35 U.S.C.
`120:
`
`<<INSERT SERIAL NO. & FILING DATE>>
`
`Applicant identifies these documents by attaching hereto copies of the forms PTO-892, PTO-1449
`and/or PTO/SB/08 from the files of the prior application(s) or a fresh PTO/SB/08 listing these
`documents, and request that they be considered and made of record in accordance with 1.98( d). Per
`37 CPR 1.98( d), copies of these documents need not be filed in this application.
`
`D 3. Cite Nos. _ _ _ _ _ _ are not in the English language.
`accordance with 1.98(c), Applicant states:
`
`In
`
`D An English translation of each document ( or of the pertinent
`portions thereof), or a copy of each corresponding English(cid:173)
`language patent or application , or English-language abstract (or
`claim) is enclosed.
`D The requirement for a concise explanation of the relevance of any
`foreign language document is satisfied by the attached search
`report; citation of the documents cited in the search report shall not
`be construed as an admission that they are or are considered to be,
`material to patentability of the subject matter claimed herein (See
`MPEP §609).
`relevance of document(s)
`the
`DA concise explanation of
`is set forth as follows: [Insert concise explanation of
`
`relevance]
`DA concise explanation of the relevance of document(s) _ _ can
`be found on page(s) _ _ of the specification.
`
`DA concise explanation of document(s) ___ can be found on the
`attached sheet.
`
`3
`
`3430459.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0019
`
`

`

`Application No.: Not Yet Assigned
`
`Docket No.: 17162/0210146-US0
`
`D 4. No explanation of relevance is necessary for documents in the
`
`English language (see reply to Comments 67 in the preamble to
`the final rules; 1135 OG 13 at 20).
`information being provided
`consideration follows:
`
`D 5. Other
`
`for
`
`the examiner's
`
`6. In accordance with 37 C.F.R. 1.97(g) and (h), the filing of this IDS should not be
`construed as a representation that a search has been made or that information cited is, or is
`considered to be, material to patentability as defined in § 1.56 (b ), or that any cited document listed
`or attached is (or constitutes) prior art. Unless other-wise indicated, the date of publication indicated
`for an item is taken from the face of the item and Applicant reserves the right to prove that the date
`of publication is in fact different.
`
`Early and favorable consideration is earnestly solicited.
`
`The Commissioner is authorized to charge any deficiency of up to $300.00 or credit any
`excess in this fee due with this submission to Deposit Account No. 08-0870.
`
`Dated: November 14, 2008
`
`Respectfully submitted,
`
`By /Flynn Barrison 53,970/
`Robert J. Sacco
`Registration No.: 35,667
`DARBY & DARBY P.C.
`Financial Center at the Gardens
`3801 PGA Boulevard, Suite 605
`Palm Beach Gardens, Florida 33410-2757
`(561) 209-1500
`(561) 209-1501 (Fax)
`Attorneys/ Agents For Applicant
`
`4
`
`3430459.1 0210146-US0
`
`GOOGLE AND SAMSUNG EXHIBIT 1004, 0020
`
`

`

`Doc Code: PD.TO.AUTH
`
`AUTHORIZATION TO PERMIT
`ACCESS TO APPLICATION BY
`PARTICIPATING OFFICES
`
`Send completed form to; Commissioner for Patents
`P.O. Box 1450, Alexandria, VA 22313-1450
`
`PTO/SB/39 (09-08)
`Approved for use through 10/31/2008. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`COMPLETE IF KNOWN
`Not Yet Assiqned
`Concurrently Herewith
`Benjamin Freer
`17162/0210146-USO
`Attorney Docket Number
`INDUCTIVE POWER TRANSFER SYSTEM AND
`Title
`(Required) METHOD
`
`Application Number
`
`Filina Date
`
`First Named Inventor
`
`The undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the
`Japan Patent Office (JPO), and any other intellectual property offices in which a foreign application
`claiming priority to the above-identified application is filed access to the above-identified patent application.
`See 37 CFR 1.14(c) and (h).
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the application-as-filed with
`respect to: 1) the above-identified application, 2) any foreign application to which the above-identified
`application claims priority under 35 USC 119(a)-(d) if a copy of the foreign application that satisfies the
`certified copy requirement of 37 CFR 1.55 has been filed in the above-identified US application, and 3) any
`U.S. application from which benefit is sought in the above-identified application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing the
`Authorization to Permit Access to Application by Participating Offices.
`
`This written authorization should be submitted prior to the filing of a subsequent foreign application, in
`which priority is claimed to the above-identified patent application, with any intellectual property office (e.g.,
`the EPO or JPO). However, if applicant does not wish the EPO, JPO, or other intellectual property office in
`which a foreign application claiming priority to the above-identified application is filed to have access to the
`application, this written authorization should not be filed.
`
`No fee will be cha