`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.usplo.gov
`
`APPLICATION NO,
`
`11/779,299
`
`ISSUE DATE
`
`07/06/2010
`
`
`
`PATENT NO.
`
`7748636
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`FINN-C18
`
`1938
`
`06/16/2010
`
`7590
`63397
`GERALD FE. LINDEN
`C/O STAUFFER
`1006 MONTFORD RD.
`CLEVELAND HEIGITS, OT 44121
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(applicationfiled on or after May 29, 2000)
`
`The Patent Term Adjustment is 497 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair-uspto.gov for additional applicants):
`
`David Finn, Tourmakeady, IRELAND;
`
`IR103 (Rev. 10/09)
`
`IPR2022-00412
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`
`IPR2022-00412
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`

`

`Receipt date: 08/02/2007
`
`11779299 - GAU: 2887
`
`
`substitute forms PTO/SB/08a & PTO/SB/08b
`
`
`
`INFORMATION DISCLOSURE
`
`
`STATEMENT BY APPLICANT
`
`
`
`
`
` Sheet 2 OF 2
`
`
`
`
`FINN-C18
`
`
`
`
`
`
`
`Cite No.
`
`Exam.
`Initials
`
`U.S. PATENT APPLICATION PUBLICATIONS
`
`MM-DD-YYYY
`
`Cited Document
`
`’
`a2=5 Cc5g
`
`COPAIR[Wye|
`
`||||
`
`||||||
`
`
`
`S —SN
`
`[US20030000267_|01-02-2003
`
`[US20030102380 |06-05-2003
`Jiau
`9[US20050274803[12-15-2005|Lee (HK 04104126.5)
`
`A10_|US20050109841[05-26-2005FINNevansfa/__|arelatedapplication(4)_|
`Bi |
`pO
`pO
`|
`
`
`
`
`
`
`
`
`
`{
`
`Examiner Signature
`
`Date Considered
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.K.V//
`
`IPR2022-00412
`Apple EX1034 Page 2
`
`IPR2022-00412
`Apple EX1034 Page 2
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`€
`

`

`Receipt date: 08/02/2007
`
`11779299 - GAU: 2887
`
`Note:this is not an EFS form
`Filename: C18_substitute_IDS_Foreign_rev
`substitute forms PTO/SB/O8a & PTO/SB/O8b
`
`
`11/779,299
`7/18/2007
`
`
`
`INFORMATION DISCLOSURE
`FINN, David
`
`
`STATEMENTBY APPLICANT=[At Unit
`
`
`
`Examiner Name
`
`[TuyenKimvo
`
`
`Practitioner Docket No.
`FINN-C18
`
`
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`Exam.| Cite No. Publication Date|Name of Patentee or Applicant of|Relevant Pages, Columns, LinesDocument Number
`
`
`Initials
`No. -Kind Code (if
`MM-DD-YYYY
`Cited Document
`(if not otherwise noted,
`known)
`“entire document”)
`
`
`[Bergler etal.
`02-05-1998
`|jt___—[DE19631050
`LAO
`[pK 1063994 ioy[C~dSCCC‘“‘“SNSCOC‘“(#“C’S
`Nw
`
`
`
`
`|(3|HIK1063995|Aoor|SCS~=~szY
`
`
`|44_—([3P2004246720_[09-02-2004[Sazawaetal.——SSS«(DrawingsC=
`Ppome Manne|
`5
`WO99 052051
`10-14-1999
`International Business
`
`
`
`
`
`|[6[W099038062[07-29-1999|KobilComputerGMBH_[Abs.Engl),Dwg.__|
`||7__—s[W000.036252 [06-22-2000
`
`|{8[WO00.042491[07-20-2000[RainbowTechnologies,Inc.[SSCSCSC=*d
`
`
`
`|{9|WO00«(Abs(Engl),Dwg._—i|065180[11-02-2000|Mulleretal.
`
`
`|{10[WO00_[EutronInfosecurities[|SC~—~*075755 [12-14-2000
`
`
`
`
`|fat[W001014179[03-01-2001|Wittweretal.——SSS*[Abs.(Engl),Dwg._—
`
`
`|[12|WOO!———SSC*[Abs.(Engl),Dwg._—|038673[03-31-2001[Wittweretal.
`
`
`|[13|woo1[Mulleretal.ODs—‘“‘CS™~SC=*”039102 [11-02-2001
`
`
`
`
`|fia|WoO![Jacobetal.(Engl),Dwg.|048339[07-05-2001———SSSSC*[AD
`
`
`
`|is|WO01048342[07-05-2001 [Jacobet al.
`
`|16|WO01061692 [08-23-2001|Trek Technology PO
`
`
`|[17|WO01088693 [11-22-2001 [Seysen
`
`
`|18[WO01[RainbowTechnologies,Inc.[|SSSC=sd096990 [12-20-2001
`
`
`|tg|wo03014887__[02-20-2003|ActiveardIreland|SCS
`
`
`|20[W003034189[04-23-2003[ActiveardIreland|SSCSCs
`
`|21|wo04002058 [12-31-2003
`
`
`||22,|wo04.081706[09-23-2004[DigisafeLtd,TCS
`
`
`|[23[wWo04081769[09-24-2004[AxaltoSA_COECS
`
`
`
`
`
`
`|[24|W005.022288[2005-03-10[AlladinSystems;KnowledgeSCS
`
`
`
`
`
`
`
`
`‘Tuyen Kim Vo/
`
`Examiner Signature
`
`Date Considered
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.K.V/
`
`IPR2022-00412
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`IPR2022-00412
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`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEANDFEE(S) DUE
`
`63397
`
`7590
`
`05/26/2010
`
`GERALD E. LINDEN
`
`1006 MONTFORD RD.
`CLEVELANDHEIGHTS, OH 44121
`
`EXAMINER
`
`VO, TUYEN KIM
`
`2887
`DATE MAILED:05/26/2010
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`David Finn
`07/18/2007
`11/779,299
`TITLE OF INVENTION: PORTABLE IDENTITY CARD READER SYSTEM FOR PHYSICAL AND LOGICAL ACCESS
`
`FINN-C18
`
`1938
`
`
`
`
`
`
`
` APPLN, ‘TYPE PUBLICATION FEE DUE|PREY. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TO'AL BEE(S) DUB DATE DLE
`YES
`$0
`nonprovisional
`$755
`$300
`$1055
`08/26/2010
`
`
`
`
`
`THE APPLICATION IDENTIFIED ABOVE TTAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. TITS NOTICE OF ALLOWANCEIS NOT A GRANTOF PATENTRIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROMISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (EF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORYPERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLYPAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`
`If the SMALL EN'ITT'Y is shown as YES, verify your current
`SMALL ENTITY status:
`
`If the SMALL EN'LTTY is shown as NO:
`
`A. If the status is the same, pay the TO)'AI, FEE(S) DUE shown
`above.
`
`A. Pay TOUAI, FEES) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`lee(s) ‘Transmittal and pay the PUBLICATION LEI! Gf required)
`and twice the amount of the ISSUE KEE shown above,or
`
`B. lf applicant claimed SMALL EN'ITTY status before, or is now
`claiming SMAI.1. ENTITY status, check box 5a on Part B -
`lee(s)
`‘lransmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUL FEL shown above.
`
`I. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO)with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - FKee(s) ‘l'ransmittal should be completed and an extra copy ofthe form should be submitted. If an equivalent of Part B is filed, a
`request lo reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficully in recognizing
`the paper as an equivalent of Part B.
`
`UI. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER:Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`Page 1 of3
`
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`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block | for any change of address)
`
`63397
`
`7590
`
`05/26/2010
`
`\
`GERALD E. LINDEN
`C/O STAUFFER
`1006 MONTFORDRD.
`CLEVELANDHEIGHTS, OH 44121
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage forfirst class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name) (Signature)
`
`(Date)
`
`David Finn
`07/18/2007
`11/779,299
`TITLE OF INVENTION: PORTABLE IDENTITY CARD READER SYSTEM FOR PHYSICAL AND LOGICAL ACCESS
`
`FINN-C18
`
`1938
`
`
`
`
` APPLN, ‘TYPE PUBLICATION FEE DUE|PREY. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TO'AL BEE(S) DUB DATE DLE
`YES
`5
`nonprovisional
`$755
`$300
`$0
`$1055
`08/26/2010
`EXAMINER
`ART UNIT
`CLASS-SUBCLASS
`
`
`
`
`
`
`
`VO, ‘TUYEN KIM
`
`2887
`
`235-492000
`
`
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Tee Address"indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printortype)
`If an assignee is identitied below,
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation asset forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2. Forprinting on the patentfront page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) the nameofa single firm (having as a member a
`Tegislered altorney or agent) and the names of up lo
`2 registered patent attorneys or agents. Ifno name is
`listed, no name will be printed.
`
`2
`3
`
`the document has beenfiled for
`
`Please check the appropriate assignee category or categories (will not be printed onthe patent):
`
`Ld individual (J Corporation or other private group entity (J Government
`
`4a. Vhe following lee(s) are submitted:
`LB issue Fee
`(I Publication Fee (No smallentity discount permitted)
`LL] Advance Order - #of Copics
`
`
`
`Ab. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`LA checkis enclosed.
`LJ Paymentbycredit card. Form PTO-2038 is attached.
`] The Directoris herebyauthorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`LI b. Applicant is no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`Lda. Applicant claims SMALL ENTITYstatus. See 37 CFR 1.27.
`NOTE:The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee orother party in
`interest as shownby the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CER 1.311. The informationis required to obtain or retain a benefit by the public whichis to file (and by the USPTOto process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountoftime you require to complete
`this form and/or suggestions for reducing this burden, should be sent tothe Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`IPR2022-00412
`Apple EX1034 Page 5
`
`IPR2022-00412
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`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`
`
`FINN-C18
`
`1938
`
`11/779,299
`
`07/18/2007
`
`David Finn
`
`GERALD E. LINDEN
`
`1006 MONTFORD RD.
`CLEVELANDHEIGHTS, OH 44121
`
`VO, TUYEN KIM
`
`2887
`DATE MAILED:05/26/2010
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 497 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 497 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEBsite (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101—or
`(571)-272-4200.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`Page 3 of3
`
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`

`
`
`
`
`
`
`
`
`
`Application No.
`Applicant(s)
`
`oe
`.
`Notice of Allowability
`
`11/779,299
`Examiner
`
`Tuyen Kim Vo
`
`FINN, DAVID
`Art Unit
`
`2887
`
`-- The MAILING DATEofthis communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue atthe initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. X] This communication is responsive to 04/28/2010.
`
`2. KX] Theallowed claim(s)is/are 1-15.
`
`3. [] Acknowledgmentis madeofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or(f).
`a) All
`b) 1 Some*
`c)[]None
`ofthe:
`1. [] Certified copies of the priority documents have been received.
`2. C1 Certified copies ofthe priority documents have been received in Application No.
`3. [] Copies of the certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENTofthis application.
`THIS THREE-MONTH PERIODIS NOT EXTENDABLE.
`
`4. [] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. | CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`(a) [7] including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`1) (1 hereto or 2) [] to Paper No./Mail Date
`.
`(b) [7 including changes required by the attached Examiner's Amendment / Commentorin the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. [] DEPOSIT OFand/or INFORMATIONaboutthe deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. KJ Notice of References Cited (PTO-892)
`2. C1 Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. [1 Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`4. (J Examiner's Comment Regarding Requirementfor Deposit
`of Biological Material
`
`IT. K. VA
`Examiner, Art Unit 2887
`
`5. 1 Notice of Informal Patent Application
`6. J Interview Summary (PTO-413),
`
`Paper No./Mail Date
`7. Examiner's Amendment/Comment
`
`8. KX] Examiner's Statement of Reasons for Allowance
`
`9. (J Other
`
`.
`
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-06)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20100517
`
`IPR2022-00412
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`

`Application/Control Number: 11/779,299
`Art Unit: 2887
`
`Page 2
`
`DETAILED ACTION
`
`Acknowledgment
`
`1.
`
`This Office action is responsive to the amendment filed on 04/28/2010.
`
`2.
`
`3.
`
`Allowable Subject Matter
`
`Claims 1-15 are allowed.
`
`The following is an examiner’s statement of reasonsfor allowance:
`
`The prior art of record, taken alone or in combination, fail to teach orfairly
`
`suggests the arrangementof system and method of a portable RFID reader/card for
`
`physical accessorlogical access comprising a generally rectangular reader body;
`
`circuitry disposed within the reader body; portion a contactless ID card disposed in
`
`close proximity to the reader body; especially the limitations of an antenna positioned
`
`around the perimeter of the reader body which can act as a compensating antenna orto
`
`communicate with the contactless ID card (element 110, fig. 1); at least one antenna
`
`coil disposed in the reader body for communicating with corresponding at least one
`
`contactless fob (elements 120 and 130, fig. 1) inserted into the reader bodyin a
`
`contactless mode and the corresponding method steps as recited in claims 5 and 6 and
`
`furtherlimitations of the dependent claims 2-4 and 7-15, respectively.
`
`Any comments considered necessary by applicant must be submitted no later
`
`than the paymentof the issue fee and, to avoid processing delays, should preferably
`
`accompanythe issue fee. Such submissions should be clearly labeled “Comments on
`
`Statement of Reasons for Allowance.”
`
`IPR2022-00412
`Apple EX1034 Page 8
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`IPR2022-00412
`Apple EX1034 Page 8
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`

`

`Application/Control Number: 11/779,299
`Art Unit: 2887
`
`Page 3
`
`Conclusion
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Tuyen Kim Vo whosetelephone numberis (571 )270-
`
`1657. The examiner can normally be reached on Monday- Friday, 7:30a.m. - 5:00p.m.,
`
`EST.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Steven S. Paik can be reached on (571) 272-2404. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For moreinformation about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`IT. K. V/
`Examiner, Art Unit 2887
`
`{Thien M. Le/
`Primary Examiner, Art Unit 2887
`
`IPR2022-00412
`Apple EX1034 Page 9
`
`IPR2022-00412
`Apple EX1034 Page 9
`
`

`

`Notice of References Cited
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`Examiner
`Art Unit
`
`Tuyen Kim Vo
`U.S. PATENT DOCUMENTS
`
`2887
`
`Page 1 of 1
`
`teas
`Date
`Document Number
`
`Country Code-Number-Kind Code
`MM-YYYY
`Classification
`US-2005/0040242
`02-2005
`235/492
`Beenau etal.
`
`
`US-2005/0011961
`US-2004/0118930
`
`01-2005
`06-2004
`
`Uesaka, Kouichi
`Berardi etal.
`
`235/492
`
`235/492 FOREIGN PATENT DOCUMENTS
`Classification *A copy of this referenceis not being furnished with this Office action. (See MPEP § 707.05(a).)
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`wg:
`
`Dates in MM-YYYY formatare publication dates. Classifications may be US orforeign.
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20100517
`
`IPR2022-00412
`Apple EX1034 Page 10
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`IPR2022-00412
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OMTTICr
`
`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATEN''S
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`wwwUspto.gov
`
`BIB DATA SHEET
`
`SERIAL NUMBER
`11/779,299
`
`FILINGor 371(c)
`07/18/2007
`RULE
`
`CONFIRMATION NO.1938
`
`GROUPART UNIT ATTORNEY DOCKET
`Finn-C18
`
`APPLICANTS
`
`David Finn, Tourmakeady, IRELAND;
`ae CONTINUING DATA EEREEREERERRERREREEREREEE
`This application is a CIP of 11/420,747 05/27/2006 PAT 7,597,250
`and claims benefit of 60/832,799 07/24/2006
`and is a CIP of 11/355,264 02/15/2006
`and is a CIP of 10/990,296 11/16/2004 PAT 7,213,766
`
`Yes/tkv
`
`** FOREIGN APPLICATIONS RERERERRERRRRERRREREEREER None/tky
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED ** ** SMALL ENTITY **
`07/28/2007
`
`
`
`Foreign Priority claimed STATEOR|SHEETSU ves (A No TOTAL INDEPENDENT
`
`
`
`35 USC 119(a-d) conditions met O Yes Wino
`Q) Metafter
`COUNTRY
`DRAWINGS
`CLAIMS
`CLAIMS
`Verified and
`/TUYEN KIM VO/
`Acknowledged
`Examiner's Signature
`Initials:
`IRELAN D
`2
`ww
`3
`15
`ADDRESS
`
`tkv
`
`GERALD E. LINDEN
`C/O STAUFFER
`1006 MONTFORD RD.
`
`CLEVELAND HEIGHTS, OH 44121
`
`UNITED STATES
`TITLE
`
`
`Portable Identity Card Reader System For Physical and Logical Access
`
`
`O) All Fees
`
`
`
`L 1.16 Fees (Filing)
`FEES: Authority has been given in Paper
`FILING FEE
`:
`:
`
`RECEIVED||No. to charge/credit DEPOSIT ACCOUNT |[U1 1.17 Fees(Processing Ext. of time)
`
`for following:
`L) 1.18 Fees (Issue)
`L) Other
`
`L) Credit
`
`
`
`BIB (Rev. 05/07)
`
`IPR2022-00412
`Apple EX1034 Page 11
`
`IPR2022-00412
`Apple EX1034 Page 11
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`

`

`EASTSearch History
`
`EAST Search History
`
`EAST Search History (Prior Art)
`
`
`
`;
`(rfid (radio adj frequency adj
`}
`SUSPAT; USOCR;
`identification)) same reader same
`:
` {FPRS; EPO;
`(contactless (non adj contact)) same
`
`
`;
`(slot recess) same fob
`
`
`
`J
`treq
`y
`ad]
`
`identification)) same reader same
`‘FPRS; EPO;
`(slot recess) same fob
`
`iJPO;
`
`
`
`sUS-PGPUB;
`‘USPAT; USOCR
`
`i
`
`
`
`
`
`
`
`
`
`
`
`
`
`"20010043702" | "20010054148"|
`"20020011516" | "20030000267"|
`"20030028797" | "20030087601"|
`"20030102380" | "20030236821"|
`"3941489" | "4367965" | "5761648"
`"6067235" | "6085320" | "6148354"
`"6168077" | "6189098" | "6240184"
`"6283658" | "6370603" | "6385677"
`"6505773" | "6543690" | "6567273"
`"6658516" | "6676420" | "6694399"
`"6724680" | "6748541" | "6752321"
`"6763399" | "6772956" | "6798163"
`6801956" | "6848045" | "6876420"
`'6879597" | "6983888").PN. OR
`
`
`
`
`
`
`
`
`
`
` \| "6439900").PN. OR ("6676420").
`
`(URPN,
`
`'S6 and (contactless (non adj contact))
`
`4:30
`
`12008/ 12/01
`14:30
`
`08/12/01
`
`‘USPAT;
`
`14:31
`FPS; &
`
`
`
`
` S10
`
`card$1 same (contactless (non adj
`2008/12/01
`contact) rfid) same (slot recess)
`14:48
`
`file-//Cl/Documents%20and%20Scttings/tvo3/My%20Docu...299/EASTScarchHistory.11779299_AccessibleVersion.htm (1 ef 14)8/17/2010 10:11:08 PM
`
`IPR2022-00412
`Apple EX1034 Page 12
`
`IPR2022-00412
`Apple EX1034 Page 12
`
`

`

`EASTSearch History
`
`card$1 same (contactless (non adj
`contact) rfid) same (slot recess) same
`reader
`
`iUS-PGPUB;
`iUSPAT; USOCR;
`‘FPRS; EPO;
`
`ae)Z
`
`}
`i
`
`2008/12/01
`14:48
`
`:2008/12/01
`14:48
`
`
`
`
`
`B;
`‘USPAT; USOCR
`
` "6505772"
`
`"4684791" | "4700055" | "4749982"
`"4851654" | "4877945" | "5180902"
`"5272319" | "5276311" | "5367572"
`"5434395" | "5521362" | "5530232"
`"5534683" | "5544246" | "5741184"). |
`N. OR ("6012636").URPN.
`$14 and (contac!
`tless (non adj
`contact))
`"20010000405"
`"20010053239"
`"20020025062"
`"20020073315"
`"20020123972"
`"20020130187"
`"20020148892"
`"20020153424"
`"20020164057"
`"20020178124"
`"20030028481"
`"20030046249"
`"20030093385"
`"200301 16630"
`
`
`
`‘US- PGPUB;
`‘USPAT; USOCR
`'US-
`PGPUB;
`‘USPAT; USOCR
`
`
`
`"20010045458"
`
`"20020017558"
`"20020060243"
`"20020095389"
`"20020128980"
`"20020138438"
`"20020150282"
`"20020158747"
`"20020166891"
`"20020180584"
`"20030031321"
`"20030083954"
`"20030116621"
`"20030218065"
`"20040199469"
`
`|||||P
`
`"5239166" | "5484997" | "5530232"
`"5559885" | "5578808" | "5623552"
`"5657389" | "5680205"|"5770849"
`"5787186" | "5796832"|"5907148"
`"5987155" | "6012033"|"6012636"
`"6182892" | "6193152"|"6213391"
`"6219439" | "6270011" | "6293462"
`"6325285" | "6334575"|"6335688"
`"64541723"
`"6422462" | "6424249"
`"6457640"| "6464146"|
`6631201" | "6698654").PN. OR
`
`URPN
`6983882")
`
`|| ||
`
`||
`
`i{USPAT; USOCR
`
`file-//Cl/Documents%20and%20Scttings/tvo3/My%20Docu...299/EASTScarchHistory.11779299_AccessibleVersion.htm (2 of 14)8/17/2010 10:11:08 PM
`
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`

`

`
`
`5
`Seregeeereeeeerecereeecertercereerecertteal tccreeteereecccecceglaccercerccreerereretccerccreereertttney
`
`:
`
`2008/12/03
`
`18:23
`
`
`
`
`oo \(rfid(radioadjfrequencyadj
`\identification)) same ((dual multiple
`
`‘multi plurality plural) adj interface$1)
`
`\
`{::
`
`
`
`
`\:
`
` '20040188519".pn. and contactless
`
`
`
`
`
`2008/12/03
`18:27
`
`eceecececerececeeretccererrerrectcccetny
`2008/12/03
`18:27
`
`file-//Cl/Documents%20and%20Scttings/tvo3/My%20Docu...299/EASTScarchHistory.11779299_AccessibleVersion.htm (3 of 14)8/17/2010 10:11:08 PM
`
`IPR2022-00412
`Apple EX1034 Page 14
`
`
`
`EASTSearch History
`
`‘S16 and ((non adj contact)
`icontactless)
`
`\ {
`
`$22 and rfid
`
`\
`aesinkasaiieis! 30080219776"
`
`
`
`
`
`20060219776" .pn. and rfid
`
`
`\S20 same $21
`
`
`
`
`
`
`
`‘(radio adj identification)) adj reader)
`(with (slot recess insert$3)
`
`{((non adj contact) contactless) same
`icard
`einiitiiniisin, PashaSSSRSSA
`
`
`IPR2022-00412
`Apple EX1034 Page 14
`
`

`

` DERWENT;
`
`
`
`
`
`
`
`
`‘DERWENT;
`
`
`
`
`
` (synchroniz$5 or simultaneous$2)
`
`
`(transaction with (authenticat$3 or
`authoriz$5 or verif$5) with (number))
`same (((one near time) or (single
`near use)) near2 (password or key
`
`9°2
`
`
`
`(transaction near (authenticat$3 or
`authoriz$5 or verif$5) near (number))
`same (((one near time) or (single
`near use)) near2 (password or key
`
`;
`;
`{USPAT; USOCR;
`‘FPRS; EPO;
`‘IPO;
`
`;
`}
`;
`
`:2008/ 12/04
`10:47
`
`
`
`with (internet near atomic near clock)
`
`
`
`
`BM_TDB
`
`file-//Cl/Documents%20and%20Scttings/tvo3/My%20Docu...299/EASTScarchHistory.11779299_AccessibleVersion.htm (4 of 14)5/17/2010 10:11:08 PM
`
`IPR2022-00412
`Apple EX1034 Page 15
`
`EASTSearch History
`
`"20040188519".pn. and activat$3
`
`"20060219776".pn. and (electronic
`same immobilizer)
`
`;
`;
`;
`}
`‘USPAT; USOCR;
`‘FPRS; EPO;
`
`%
`©Zz
`
`(ON
`:
`
`
`
`
`
`§2008/ 12/03
`19:23
`
`
`
`OR
`
` 62
`
`19:32
`
`(pda (personal adj digital adj assistan ;}US-PGPUB;
`'$2)) sameelectronic same
`immobilizer
`
`;‘
`
`‘(pda (personal adj digital adj assistan
`$2) rfid) same electronic same
`‘immobilizer
`
`"20060219776".pn. and nfc
`
`"20060219776" pn. and synchronize
`
`
`
`08/12/03
`
`19:35
`
`:
`‘FPRS; EPO;
`iJPO:
`iDERWENT;
`
`
`‘2008/12/03
`19:69
`
`es2
`
`‘ON
`
`IPR2022-00412
`Apple EX1034 Page 15
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`

`

`
`
`
`
`2008/12/04
`4 1:07
`
`2008/12/04
`11:07
`
`4
`
`2008/12/04
`i 11:08
`
`:
`
`12008/ 12/04
`111:09
`
`2008/12/04
`11:10
`
`
`
`multiple plural$3) with (network or
`(web near (site or page)))
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EASTSearch History
`
`5
`-
`.
`:
`FegEFr AARNE gannananan: yennrtanaannnnnnntes gaaaannannnneeaseanannnnnnnrtenaanaaans i
`
`‘(single near (sign adj (on in))) with
`‘ON
`12008/ 12/04
`‘(fingerprint or biometric)
`‘
`110:59
`
`
`
`t (
`
`\(electronic$3 with immobilizer) near
`\((rfid (radio adj frequency
`\identification)) adj (reader)) near car
`\\
`
`\ (
`
`t\t:;i:t; \
`
`(electronic$3 near immobilizer) near
`\((rfid (radio adj frequency
`\identification)) adj (reader))
`
`\:{: \
`
`(electronic$3 near immobilizer) same
`\(rfid (radio adj frequency adj
`tidentification)) same authenticat$3
`
`sessenansaatae posnintinsntictntaitninttnantinsaoitadicisastiiitiins
`‘(electronic$3 with immobilizer) near
`(rfid (radio adj frequency
`identification)) adj (reader))
`
`
`
`
`
`
`
`
`
`\(electronic$3 near immobilizer) same
`\(rfid (radio adj frequency adj
`lidentification))
`
`
`
`~~ISATand(rfid(radioadjfrequencyadj
`\identification))
`
`\\
`
`file-//Cl/Documents%20and%20Scttings/tvo3/My%20Docu...299/EASTScarchHistory.11779299_AccessibleVersion.htm (5 ef 14)5/17/2010 10:11:08 PM
`
`IPR2022-00412
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`

`

`EASTSearch History
`
`S48 and authenticat$3
`
` “SOzZ
`
`(reader adaptor) near ((plural$3
`different multiple (multi adj ple)) adj
`(recess$2 slot$2)) near card$1
`
`
`12008/ 12/04
`1174:36
`
`
`2008/12/04
`11:39
`
`"20040230831" | "6078908"|
`"6639957"). PN.
`
`
`contact) rfid) same (slot recess) same i
`
`= contactless (non adj contact) rfid)
`same (slot recess) same reader same
`biometric
`
`
`
`
`
`
`
` "20040188519" | "20040201457"|
`
`2009/06/11
`19:12
`
`‘card$1 same (contactless (non adj
`
`
`
`
` ‘
`
`
`
`
`S- PGPUB;
`
`"20010000405" | "20010045458" |
` 'USPAT; USOCR
`"20010053239"|"20020017558"
`
`"20020025062"|"20020060243"
`
`"20020073315"|"20020095389"
`"20020123972"|"20020128980"
`"20020130187"|"20020138438"
`"20020148892"|"20020150282"
`"20020153424"|"20020158747"
`"20020164057"|"20020166891"
`"20020178124"|"20020180584"
`"20030028481"|"20030031321"
`"20030046249"|"20030083954"
`"20030093385"|"20030116621"
`
`
`
`
`
`"20030116630"|"20030218065"
`"20040029409"|"20040199469"
`"3868057" | "4529870" | "4879645"
`"5239166" | "5484997" | "5530232"
`"5559885" | "5578808" | "5623552"
`"5657389" | "5680205"|"5770848"
`"5787186" | "5796832"|"5907149"
`"5987155" | "6012039"|"6012636"
`"6162892" | "6193152" | "6213391"
`"6219439" | "6270011"
`"6293462"
`"6325285" | "6334575"|"6335688"
`"6422462" | "6424249"|"6454173"
`
`| ||
`
`|||
`
`
`
`file-//Cl/Documents%20and%20Scttings/tvo3/My%20Docu...299/EASTScarchHistory.11779299_AccessibleVersion.htm (6 of 14)5/17/2010 10:11:08 PM
`
`IPR2022-00412
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`

`

`EASTSearch History
`
`"6457640" | "6464146"| "6505772"|
`"6631201" | "6698654").PN, OR
`("6983882").URPN.
`
`
`
`
`
` 2009/06/11
`(contactless (non adj contact) rfid
`
`19:49
`‘(radio adj frequency adj
`\identification)) same reader same
`biometric
`
`009/06/11
`
`9:51
`
`
`
`
`(contactless (non adj contact) rfid
`\(radio adj frequency adj
`\identification)) with reader with
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(contactless (non adj contact) rfid
`‘(radio adj frequency adj
`
`
`lidentification)) with reader with
`
`
`A SaEEEEEEEEE
`ibiometric with switch$3 with power
`‘(contactless (non adj contact) rfid
`
`‘(radio adj frequency adj
`iUSPAT; USOCR
`lidentification)) with reader with
`
`biometric with switch$3
`= 5 2? =
`
`(US-PGPUB,
`\USPAT; USOCR;
`|
`
`
`
`
`
`rfid with reader
`
`
`
`
`IS PGPUB;
`
`‘USPAT; USOCR;
`iFPRS; EPO;
`iJPO;
`‘DERWENT;
`‘|BM_TDB
`
`}
`
`file-//Cl/Documen