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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________________
`
`GOOGLE LLC,
`
`Petitioner,
`
`v.
`
`NEONODE SMARTPHONE LLC,
`
`Patent Owner.
`
`U.S. Patent No. 8,095,879
`
`____________________
`
`Case No. IPR2021-01041
`_____________________
`
`
`PETITIONER’S OBJECTIONS TO PATENT OWNER’S EXHIBITS
`
`
`
`

`

`Pursuant to 37 C.F.R. § 42.64(b)(1), Petitioner Google LLC submits the
`
`IPR2021-01041
`Patent No. 8,095,879
`
`
`following objections to certain exhibits filed by Patent Owner Neonode
`
`Smartphone LLC (“Neonode”) on October 18, 2021, with Patent Owner’s
`
`Preliminary Response. Petitioner’s objections apply equally to Patent Owner’s
`
`reliance on these exhibits in any subsequently-filed documents, and Petitioner’s
`
`objections to a particular exhibit apply to any other exhibits relying upon the
`
`objected-to exhibit. These objections are timely, having been served within ten
`
`business days of the institution of the trial. 37 C.F.R. § 42.64(b)(1). Petitioner
`
`objects to the following exhibits:
`
`• Declaration of Ulf Martesson (Ex. 2007);
`
`• Declaration of Marcus Backlund (Ex. 2009);
`
`• Declaration of Per Bystedt (Ex. 2011); and
`
`• Neonode Confidential Investment Memorandum (Ex. 2012).
`
`I.
`
`Declaration of Ulf Martesson (Exhibit 2007)
`
`Petitioner objects to the Declaration of Ulf Martesson under Federal Rules of
`
`Evidence (“FRE”) 401-403 as irrelevant or, in the alternative, prejudicial,
`
`confusing, and/or a waste of time. At ¶ 6 of Exhibit 2007, declarant makes several
`
`statements regarding “commercial sales” of the purported N1 and N2 handsets. For
`
`example, the declarant states that “[t]he Excel spreadsheet documents sales of
`
`26,991 units of the Neonode N2 phone.” Ex-2007, ¶ 6. At least some of these
`
`1
`
`

`

`statements are incorrect and therefore excludable under FRE 401-403. On
`
`IPR2021-01041
`Patent No. 8,095,879
`
`
`December 3, 2021, declarant Ulf Martesson testified in IPR2021-00145, Exhibit
`
`1054, regarding a substantially similar declaration. Declarant testified that the
`
`number of Neonode N2 phones sold is not 26,991 units, as stated in Exhibit 2007,
`
`and should instead be much lower. The statements in ¶ 6 that “Neonode’s records
`
`presently available document approximately sales of approximately 40,000 N1 and
`
`N2 phones” and “a total of 34,991 units of the N2 phone” are also incorrect based
`
`on the declarant’s deposition testimony. The statements in Exhibit 2007 are thus
`
`irrelevant or, in the alternative, prejudicial, confusing, and/or a waste of time.
`
`FRE 401–403.
`
`II. Declaration of Marcus Backlund (Ex. 2009)
`
`Petitioner objects to the Declaration of Marcus Backlund under FRE 801 as
`
`containing hearsay and does not fall within a hearsay exception under FRE 802 or
`
`FRE 803. For example, at ¶ 4 of Exhibit 2009, declarant recounts what others “told
`
`us,” and ¶ 12 recites what alleged representatives “told us.” In ¶¶ 8, 11, and 13,
`
`declarant refers “characterize[ations],” mental beliefs, and expressions of others.
`
`These statements are inadmissible hearsay under FRE 801 for which no exception
`
`applies.
`
`Petitioner further objects to the Declaration of Marcus Backlund under FRE
`
`602 because declarant offers testimony that he lacks personal knowledge of. In
`
`2
`
`

`

`IPR2021-01041
`Patent No. 8,095,879
`
`¶ 15, declarant offers testimony relating to the Neonode’s failure in 2008. As stated
`
`in ¶ 7, declarant worked at Neonode until around October 2005. Declarant thus
`
`does not have any personal knowledge on what led to Neonode’s failure in 2008,
`
`and these statements are inadmissible under FRE 602.
`
`III. Declaration of Per Bystedt (Ex. 2011)
`
`Petitioner objects to the Declaration of Per Bystedt under FRE 801 as
`
`containing hearsay and does not fall within a hearsay exception under FRE 802 or
`
`FRE 803. For example, at ¶ 5 of Exhibit 2011, declarant begins a statement with
`
`“they told me,” and at ¶ 9 declarant begins statements with “Ki Tai Lee … told
`
`us,” and “Mr. Lee told Samsung’s negotiators.” These statements are inadmissible
`
`hearsay under FRE 801 for which no exception applies.
`
`Petitioner further objects to the Declaration of Per Bystedt under FRE 702 as
`
`inappropriate expert testimony and under FRE 704 as offering legal conclusions
`
`not helpful to the trier of fact, for example, in ¶¶ 3 and 5. Declarant is not testifying
`
`as an expert and expert testimony is improper. These statements are inadmissible
`
`under FRE 702 and FRE 704.
`
`IV. Neonode Confidential Investment Memorandum (Ex. 2012)
`
`Petitioner objects to the Neonode Confidential Investment Memorandum
`
`(Ex. 2012) under FRE 901. Patent Owner failed to provide authentication for this
`
`exhibit.
`
`3
`
`

`

`Date: January 28, 2022
`
`
`
`
`
`
`
`
`
`IPR2021-01041
`Patent No. 8,095,879
`
`
`Respectfully submitted,
`
` /Kevin D. Rodkey/
`Kevin Rodkey
`Reg. No. 65,506
`
`
`
`4
`
`

`

`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that the foregoing
`
`IPR2021-01041
`Patent No. 8,095,879
`
`
`PETITIONER’S OBJECTIONS TO PATENT OWNER’S EXHIBITS was
`
`served on January 28, 2022, via email directed to counsel of record for Patent
`
`Owner at the following:
`
`Robert M. Asher
`rasher@sunsteinlaw.com
`
`Bruce D. Sunstein
`bsunsteinlaw@sunsteinlaw.com
`
`Timothy M. Murphy
`tmurphy@sunsteinlaw.com
`
`Arne Hans
`ahans@sunsteinlaw.com
`
`sunsteinip@sunsteinlaw.com
`
`Sunstein LLP
`100 High Street
`Boston, MA 02110-2321
`
`
`Dated: January 28, 2022
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Philip J. Graves
`philipg@hbsslaw.com
`
`Mark S. Carlson
`markc@hbsslaw.com
`
`Greer N. Shaw
`greers@hbsslaw.com
`
`Hagens Berman Sobol Shapiro LLP
`301 North Lake Avenue, Suite 920
`Pasadena, CA
`
`
`By: /Daniel E. Doku/
`Daniel E. Doku
`Litigation Legal Assistant
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`
`
`
`
`
`
`5
`
`

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