UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.usplo.gov
`
`
` MICHAEL BEST & FRIEDRICH LLP (DEN)
`
`100 E WISCONSIN AVENUE
`Suite 3300
`MILWAUKEE WI WISCONSIN 53202
`
`DEC‘ll 2019
`
`0FFIC§ or PErirloms
`
`In re Patent of; 9,549,204
`Issue date: January 17, 2017
`Application No. 13/640,014
`Filed: October 8, 2012
`Attorney Docket No. PA0929-0
`
`:
`:
`'
`
`NOTICE
`
`This is a notice regarding the request for acceptance of a fee deficiency submission under 37 CFR 1.28(c) filed March 28, 2019.
`
`The Office no longer investigates or rejects original or reissue applications under 37 CFR 1.56. 1098 Off. Gaz. Pat. Office 502
`(January 3, 1989). Therefore, nothing in this Notice is intended to imply that an investigation was done.
`
`The fee deficiency submission under 37 CFR 1.28(c) is hereby ACCEPTED.
`
`It is noted that the $520.00 fee deficiency has been charged from the petitioner’s deposit account.
`
`This application is no longer entitled to small entity status. Accordingly, all future fees paid in this application must be paid at
`the undiscounted rate.
`
`There is no indication that petitioner herein was ever empowered to prosecute the instant application. If petitioner desires to
`receive future correspondence regarding this application, the appropriate power of attorney documentation must be mailed. A
`courtesy copy of this decision will be mailed to petitioner. However, all future correspondence will be directed to the address of
`record until such time as appropriate instructions are received to the contrary.
`
`Telephone inquiries concerning this decision should be directed to Paula Britton at 571-272-1556. All other inquiries concerning
`the examination or status of the application is accessible in the PAIR system at http://portalusptogovl.
`
`/Irvin Dingle/
`Irvin Dingle
`Lead Paralegal Specialist
`Office of Petitions
`
`Cc:
`
`Elliott Cho
`
`William Park & Associates, Ltd.
`930 N York Road
`Suite 201
`Hinsdale, IL 60521
`
`|PR2021-00827
`
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`

`

`
`
`fireéieé ifiieiee Eteieei em $§es§emee§i fiffiee
`
`(firm of the Cffiqffimrtyim’ (win?
`
`Deeument SedeWFEE
`
`tiger :04?345
`
`Safe Aeoeunting {Seated WES 2010
`
`Sale Item Reference Number
`
`13640014
`
`Effective Date
`
`03/28/2019
`
`Document Number
`I2019AOA23309841
`
`Fee Code
`1461
`
`Amount Paid
`Fee Code Description
`128(0) SUBMISSIONS - APPLIC $520.00
`FILE FEE
`
`Payment Method
`Deposit Account
`
`|PR2021-00827
`
`Unified EX1012 Page 2
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTIVEENT OF COIVIIVIERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NUMBER
`
`FILING OR 371(C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY.DOCKET NO./TITLE
`
`REQUEST ID
`
`13/640,014
`
`10/08/2012
`
`Jin Ho Lee
`
`498195—9027—USOl
`
`92124
`
`Acknowledgement of Loss of Entitlement to Entity Status Discount
`
`The entity status change request below filed through Private PAIR on 07/22/2019 has been accepted.
`
`CERTIFICATIONS:
`
`Change of Entity Status:
`
`applicable.
`
`X Applicant changing to regular undiscounted fee status.
`NOTE: Checking this box will be taken to be notification of loss of entitlement to small or micro entity status, as
`
`This portion must be completed by the signatory or signatories making the entity status change in accordance
`with 37 CFR 1.4(d)(4).
`
`32879
`
`.AW
`I' egistration Number:
`
`|PR2021-00827
`
`Unified EX1012 Page 3
`
`IPR2021-00827
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`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`wwwuspto.gov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/640,014
`
`10/08/2012
`
`Jin Ho Lee
`
`PA0929-0
`CONFIRMATION NO. 2830
`
`96767
`William Park & Associates LTD.
`930 N. York Road, Suite 201
`Hinsdale, IL 60521
`
`POWER OF ATTORNEY NOTICE
`
`llllllllllllllllllllllllllllllllllllllllllllillllllllllllllllllllllllllllllllllllllllllll
`000000 075807 9
`
`Date Mailed: 04/23/2019
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/17/2019.
`
`. The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/ytdemisse/
`
`page 1 of 1
`
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`wwwusptogov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`'LIF
`
`>
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/640,014
`
`10/08/2012
`
`Jin Ho Lee
`
`498195-9027-USOl
`CONFIRMATION NO. 2830
`
`154359
`
`MICHAEL BEST & FRIEDRICH LLP (DEN)
`100 E WISCONSIN AVENUE
`Suite 3300
`MILWAUKEE, WI 53202
`
`POA ACCEPTANCE LETTER
`
`llllllllllllliillillllliiillJLlLIlLlLIllliiissillIlllillllliIllilllllilllillllll
`582072
`
`Date Mailed: 04/23/2019
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/17/2019.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/ytdemisse/
`
`
`
`page 1 of 1
`
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`
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`

`Doc Code: PA..
`
`PTO/AlA/82A (07-13)
`Approved for use through 11/30/2014. OMB 0651-0051
`Document Descrlptlon: Power Of Attorney
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B) to identify the application to which the
`Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the application.
`
`First Named Inventor
`
`“II“ HO Lee
`
`METHOD AND APPARATUS FOR PERFORMING INTRA-PREDICTION
`
`USING ADAPTIVE FILTER
`
`
`
`—24as
`
`498195-9027-USO1
`
`SIGNATURE of A- olicant or Patent Practitioner
`
`/michael p. santonocito/
`
`Michael P. Santonocito
`
`Registration
`Number
`
`Slime
`
`Name
`
`Title (if Applicant is a
`juristic entity)
`
`Applicant Name (if Applicant is a juristic entity)
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`*Total of ]
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`|PR2021-00827
`
`Unified EX1012 Page 6
`
`
`
`IPR2021-00827
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`
`

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`|PR2021-00827
`
`Uni ied EX1012 Page 7
`
`IPR2021-00827
`Unified EX1012 Page 7
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`PTO/AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`Applicant/Patent Owner:
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`ELECTRONICS AND TELECOMMUNICATIONS RESEARCH INSTITUTE
`
`
`Application No./Patent No.: 13/640014
`Filed/Issue Date: 10'08'2012
`
`Titled: METHOD AND APPARATUS FOR PERFORMING INTRA-PREDICTION USING ADAPTIVE FILTER
`
`ELECTRONICS AND TELECOMMUNICATIONS RESEARCH INSTITUTE a Korean University
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`I_| The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`I:I There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. I:I The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. I:I The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose % of options A or B below):
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`LEE,JlN HO;KlM, HUl YONGMEONG, SE vOON;CHo, SUKHEE;LEE, HAHYUN;KlM, JONG Ho; LlM, SUN TO'
`ELECTROMCS AND TELECOMMUNICATIONS RESEARCH INSTITUTE
`
`1 From'
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame 0263
`Reel 029092
`To:
`
`2. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark
`Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyon need assistance in completing theform, call I-800-PTO-9199 and select option 2.
`IPR2021-00827
`
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`

`

`PTO/AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.731c1
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`E Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`
`/michael p. santonocito/
`April 17, 2019
`Signature
`Date
`
`Michael P. Santonocito
`Printed or Typed Name
`
`Reg. No. 71189
`Title or Registration Number
`
`[Page 2 of 2]
`
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the US. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the US. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`|PR2021-00827
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`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR PERFORMING INTRA—PREDICTION USING
`ADAPTIVE FILTER
`
`
`
`——
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`Power of Attorney
`
`25662963_1.PDF
`
`d32b4894f633 lf48b2fcbl 63eafe246f2322l
`
`File Size(Bytes)/
`Message Digest
`907291
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`IPR2021-00827
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`
`

`

`Information:
`
`127466
`
`Assignee showing of ownership per 37
`CFR 3_73
`
`25663036_1.PDF
`
`00c04732534935c40dec76f5fc2505732533
`696f
`
`Information:
`
`Total Files Size (in bytes)
`
`1034757
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`|PR2021-00827
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`

`U.S. Serial No.: 13/640,014
`
`PATENT
`DOCKET: PA0929—0
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant(s )/Assignee(s)):Electronics and Telecommunications Research Institute
`
`lnventor(s J):in Ho LEE et al.
`
`Group Art Unit. 2485
`
`US. Serial No.: 13/640,014
`
`Examiner: lrfan HABIB
`
`ADAPTIVE FILTER
`
`Filing Date: October 8, 2012
`
`US. Patent No. 9,549,204
`
`Title: METHOD AND APPARATUS FOR PERFORMING INTRA-PREDICTION USING
`
`LOSS OF ENTITLEMENT TO SMALL ENTITY STATUS AND
`
`PAYMENT OF THE TOTAL DEFICIENT PAYMENT OWED
`
`UNDER 37 CFR 1.28 AND MPEP 509.03(X)
`
`Mail Stop Petition
`The Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria VA 22313-1450
`
`Dear Sir:
`
`In the present application, the status as a small entity was established in good faith,
`
`and fees as a small entity were paid in good faith. However, the applicant has discovered
`
`that the entitlement to small-entity status was lost after the application was filed, but this
`
`was not recognized at the time, so the applicant continued paying small-entity fees in good
`
`faith after the entitlement to small-entity status was lost. Accordingly, the applicant owes a
`
`total deficiency payment of $520 for all of the fees that have been paid in this application.
`
`The applicant hereby respectfully requests the entity status of this application to be
`
`updated to “undiscounted” by presenting the table below, which itemizes the deficiency
`
`payment in accordance with 37 CFR 1.28(c)(2)(ii) by:
`
`Page 1 of 2
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`

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`U.S. Serial No.: 13/640,014
`
`PATENT
`DOCKET: PA0929—0
`
`(A) Each particular type of fee that was erroneously paid as a small entity, (e.g.,
`
`basic statutory filing fee, two-month extension of time fee) along with the current fee
`
`amount for a non-small entity;
`
`(B) The small entity fee actually paid, and when;
`
`(C) The deficiency owed amount (for each fee erroneously paid); and
`
`(D) The total deficiency payment owed, which is the sum or total of the individual
`
`deficiency owed amounts.
`
`Deficiency
`Amount
`
`Fee Type
`
`,
`
`1,000
`o———m
`
`The USPTO is authorized to charge to Deposit Account No. 50-6178 all deficient
`
`payment owed due to erroneous past payments as small entity (and all other fees owed to
`
`the USPTO, if there are any) in the present application.
`
`Further, the applicant duly acknowledges that the payment of deficiency (in
`
`connection with submission of this paper) operates as notification of a loss of entitlement
`
`to small entity status pursuant to 37 CFR 1.28(d).
`
`The USPTO is encouraged to contact the undersigned by telephone to discuss any
`
`issues remaining.
`
`Respectfully submitted,
`
`Dated: March 28, 2019
`
`Electronic signature: /Elliott Cho/
`Elliott Cho, Reg. No. 74,928
`William Park & Associates Ltd.
`
`930 N. York Road, Suite 201
`Hinsdale IL 60521
`
`630-908-7652
`
`Page 2 of 2
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`|PR2021-00827
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`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR PERFORMING INTRA—PREDICTION USING
`ADAPTIVE FILTER
`
`
`
`——
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`105572
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`30c37
`
`Petition for review by the Office of
`Petitions
`
`PAO929—O_Change_of_Entity_S
`tatus.pdf
`
`62e463ef63ab29e8b331 02441 313117053839
`
`IPR2021-00827
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`

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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`|PR2021-00827
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`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/640,014
`
`ISSUE DATE
`
`01/17/2017
`
`96767
`
`7590
`
`12/28/2016
`
`William Park & Associates LTD.
`930 N. York Road, Suite 201
`Hinsdale, IL 60521
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9549204
`
`PA0929—0
`
`2830
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 255 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Jin Ho Lee, Daejeon-si, KOREA, REPUBLIC OF;
`Hui Yong Kim, Daejeon-si, KOREA, REPUBLIC OF;
`Se Yoon Jeong, Daejeon-si, KOREA, REPUBLIC OF;
`Suk Hee Cho, Daejeon-si, KOREA, REPUBLIC OF;
`Ha Hyun Lee, Seoul, KOREA, REPUBLIC OF;
`Jong Ho Kim, Daejeon-si, KOREA, REPUBLIC OF;
`Sung Chang Lim, Daejeon-si, KOREA, REPUBLIC OF;
`Iin Soo Choi, Daejeon-si, KOREA, REPUBLIC OF;
`Iin Woong Kim, Daejeon-si, KOREA, REPUBLIC OF;
`Chie Teuk Ahn, Daejeon-si, KOREA, REPUBLIC OF;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`IPR2021'00827
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`

`

`U.S. Ser. No. 13/640,014
`
`PATENT
`DOCKET: PA0929-0
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`|nventor(s): Jin Ho LEE et al.
`
`Group Art Unit: 2485
`
`US. Serial No.: 13/640,014
`
`Examiner: Irfan Habib
`
`
`
`Title: METHOD AND APPARATUS FOR PERFORMING INTRA-PREDICTION USING
`ADAPTIVE FILTER
`
`REPLY TO NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Mail Stop Issue Fee
`The Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria VA 22313-1450
`
`Dear Sir or Madam:
`
`In the Notice to File Corrected Application Papers ("the Notice") mailed
`
`November 15, 2016 setting a 2-month shortened statutory period for a reply ending on
`
`January 15, 2015, amendment to the specification or replacement drawings in
`
`compliance with 37 CFR 1.84 for FIGS. 8-9 were required.
`
`In response, the applicant submits replacement drawings for FIG. 8 in
`
`compliance with 37 CFR 1.84. The replacement drawing of FIG. 8 replaces the
`
`originally filed drawings labeled “FIG. 8” and “FIG. 9” (where the previous FIG. 8 has
`
`been canceled and previously numbered FIG. 9 has been renumbered to FIG. 8).
`
`The USPTO is encouraged to contact the undersigned by telephone to discuss
`
`any issues remaining.
`
`Respectfully submitted,
`
`Dated: December 15,2016
`
`Electronic signature: /Marc A. Valdivia/
`Marc A. Valdivia, Reg. No. 56,597
`William Park & Associates Ltd.
`
`930 N. York Road, Suite 201
`Hinsdale IL 60521
`
`630-908-7652
`
`Page 1 of 1
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`

`Annotated Drawings
`US Serial No 13/640,014
`
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`
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`
`|PR2021-00827
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`Unified EX1012 Page 19
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`IPR2021-00827
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`
`
`
`

`

`Annotated Drawings
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`|PR2021-00827
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`IPR2021-00827
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`

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`Annotated Drawings
`US Serial No 13/640,014
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`FIG. 3
`
`
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`|PR2021-00827
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`IPR2021-00827
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`

`Annotated Drawings
`US Serial No 13/640,014
`
`IIIIEIEEE
`
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`
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`
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`
`|PR2021-00827
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`IPR2021-00827
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`

`

`Annotated Drawings
`US Serial No 13/640,014
`
`Hflafilfiflflflflflflflflflflfl
`III-IIIIH
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`
`|PR2021-00827
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`Unified EX1012 Page 23
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`m.UE
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`IPR2021-00827
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`Annotated Drawings
`US Serial No 13/640,014
`
`FIG. 6
`
`Determine
`
`whether to apply a filter
`(reference pixel value)?
`
`
`
`
`
`
`
`
`Apply filter
`(reference pixel value)
`
`
`
`Perform intra—prediction
`
`$203
`
`
`
`Determine
`
`whether to apply a filter
`(block prediction value)?
`
`
`
`
`Apply filter
`(block prediction value)
`
`|PR2021-00827
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`Annotated Drawings
`US Serial No 13/640,014
`
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`
`|PR2021-00827
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`m.UE
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