504125519
`
`12/06/2016
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPAS ID: PAT4172189
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`ASSIGNMENT
`
`CONVEYING PARTY DATA
`
`CASIO COMPUTER CO., LTD.
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`04/11/2016
`
`
`
`
`
`
`
`Nome:«SOLASOLEDLT.SOS
`
`PROPERTY NUMBERS Total: 97
`
`[PropertyType|—SSNamberSd
`
`Petitioner Samsung Ex. 1005 - Page 1 of 824
`
`Petitioner Samsung Ex. 1005 - Page 1 of 824
`
`

`

`[PropertyType]Number
`
`
`
`Petitioner Samsung Ex. 1005 - Page 2 of 824
`
`Petitioner Samsung Ex. 1005 - Page 2 of 824
`
`

`

`[PropertyType]CNmber
`
`
`
`Petitioner Samsung Ex. 1005 - Page 3 of 824
`
`Petitioner Samsung Ex. 1005 - Page 3 of 824
`
`

`

`Patent Number:
`
`7248237
`
`Patent Number:
`
`CORRESPONDENCE DATA
`
`(310)826-6991
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number,if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`3108267474
`Email:
`rmirzaie@raklaw.com, nwilson@raklaw.com, akim@raklaw.com
`Correspondent Name:
`REZA MIRZAIE
`Address Line 1:
`12424 WILSHIRE BLVD., SUITE 1200
`Address Line 4:
`LOS ANGELES, CALIFORNIA 90025
`
`Casio to Solas - FULLY EXECUTED)#page22.tif
`
`Casio to Solas - FULLY EXECUTED)#page1 tif
`Casio to Solas - FULLY EXECUTED)#pagez2tif
`Casio to Solas - FULLY EXECUTED)#page3.tif
`Casio to Solas - FULLY EXECUTED)#page4.tif
`Casio to Solas - FULLY EXECUTED)#page5.tif
`Casio to Solas - FULLY EXECUTED)#page6.tif
`Casio to Solas - FULLY EXECUTED)#page7tif
`Casio to Solas - FULLY EXECUTED)#page8 tif
`Casio to Solas - FULLY EXECUTED)#page9.tif
`Casio to Solas - FULLY EXECUTED)#page10.tif
`Casio to Solas - FULLY EXECUTED)#page1 1.tif
`Casio to Solas - FULLY EXECUTED)#page1 2.tif
`Casio to Solas - FULLY EXECUTED)#page13.tif
`Casio to Solas - FULLY EXECUTED)#page14.tif
`Casio to Solas - FULLY EXECUTED)#page15.tif
`Casio to Solas - FULLY EXECUTED)#page16.tif
`Casio to Solas - FULLY EXECUTED)#page1 7.tif
`Casio to Solas - FULLY EXECUTED)#page18.tif
`Casio to Solas - FULLY EXECUTED)#page19.tif
`Casio to Solas - FULLY EXECUTED)#page20.tif
`Casio to Solas - FULLY EXECUTED)#page21.tif
`
`ATTORNEY DOCKET NUMBER:
`
`NAME OF SUBMITTER:
`
`SIGNATURE:
`
`DATE SIGNED:
`
`Total Attachments: 22
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`source=16041 1
`
`PATENT ASSIGNMENT
`
`Petitioner Samsung Ex. 1005 - Page 4 of 824
`
`Petitioner Samsung Ex. 1005 - Page 4 of 824
`
`

`

`|
`
`iii i j;i‘ |
`
`fi
`
`PATENT ASSIGNMENT AGREEMENT
`
`THIS PATENT ASSIGNMENT AGREEMENT(the “Agreement”),is made
`andentered into this {{4h day of April 2016(the “Effective Date”), by and
`between Casio Computer Co., Ltd., a Japanese corporation organized under
`thelaws.ofJapan, havingits principal place of business:at 6-2, Hon-machi.1-
`chome, Shibuya-ku, Tokyo 151-8543, Japan ("Assignor") and SolasOLED
`Lid, a company organized under the laws of Ireland, having officesat
`Cloonakilla More, Strokestown, County Roscommon,Ireland (“Assignee”)
`(each a“Party” and collectively the “Parties”).
`
`WHEREAS,Assignor is the ownerofall rights, title and interest in and to
`the ‘inventions (the “Inventions”) as described and claimed in the United
`States andforeign patents and patent application aslisted on Exhibit 1 hereto
`(collectively the “Patents”);
`
`WHEREAS, Assignor and Assignee have agreed by a Patent Purchase
`Agreement (the “Purchase Agreement”) dated April /2, 2016 by and
`between Assignor and Assignee, the terms of which are incorporated herein
`by teference, that Assignor shall sell, transfer, assign and set over unto
`Assignee and Assigneeshall accept, all rights, title and interest in and to the
`Patents as-specified in this Agreement;
`
`in consideration of the mutual covenants and
`NOW, THEREFORE,
`agreements of the Parties and pursuantto the Purchase Agreement, and for
`other good and valuable consideration, the receipt and sufficiency of which
`are hereby acknowledged, it is hereby agreed as follows:
`
`{. ASSIGNMENT
`
`transfers,
`1, Effective upon the Effective Date, Assignor hereby sells,
`assigns and sets over to Assigneeall rights, title and interest (forall
`countties) in and tothe Patents, and all the rights and privileges under
`any ‘letters patent thatmay begranted under any continuations, divisions,
`reissues, reexaminations,, Tenewalsand extensions therefor and thereon
`extensionsthereof, and allapplications forindustrial property protection,
`including without limitation, all applications for patents, utility models,
`copyright,arid designs which may hereafter be filed for said Inventions
`
`Petitioner Samsung Ex. 1005
`
`- Page 5 of 824
`
`Petitioner Samsung Ex. 1005 - Page 5 of 824
`
`

`

`
`
`
`
`and Patents in any country or countries, together with the right to file
`‘such applications and the right to claim for the same the priority rights
`derived from the Patents under the patent laws of the United States, the
`International Convention for the Protection of Industrial Property, or any
`other international agreement or the domestic laws of the country in
`which any such application is filed, as may be applicable; and ail forms
`of industrial property protection, including, without limitation, patents,
`utility models, inventors’ certificates, copyrights and designs which may
`be granted for said Patent in any country or countries and all extensions,
`renewals and reissues thereof.
`
`. Assignor hereby authorizes and requests the Commissioner of Patents
`and Trademarks of the United States and any official of any country or
`countries foreign to the United States, whose duty is to issue patents or
`other evidence or
`forms of industrial property on applications ‘as
`aforesaid, to issue the same to Assignee, it successors, assigns and legal
`representatives, or to such nominees as it may designate.
`
`. Assignor agrees that, whenever reasonably requested by Assignee and at
`Assignee’s expense, Assignor will execute all papers, take all rightful
`oaths, and do all acts which may be reasonably necessary for securing
`and maintaining patents for the Inventions in any country and for vesting
`title thereto in Assignee, its successors, assigns and legal representatives
`or nominees,
`
`. Assignor authorizes and empowers Assignee, its successors, assigns and
`legal
`representatives or nominees,
`to invoke and claim for any
`application for patent or other form of protection for the Inventions, the
`benefit of the right of priority provided by the International Convention
`for
`the Protection of Industrial Property, as amended, or by any
`convention which may henceforth be substituted for it, or any other
`international agreement or the domestic laws of the country in which any
`such application is filed, as may be applicable, and to invoke and claim
`such right of priority without further written or oral authorization from
`Assignor.
`
`. Assignor hereby consents that a copy of this Agreement shall be deemed
`a full legal and formal equivalent of any assignment, consent to file or
`like document that may be required in any country for any purpose and
`
`more particularly in proof of the right of Assignee or nominee to claimA
`
`Petitioner Samsung Ex. 1005- Page 6 of 824
`
`Petitioner Samsung Ex. 1005 - Page 6 of 824
`
`

`

`the aforesaid benefit of the right of priority provided by the International
`Convention for the Protection of Industrial Property, as amended, or by
`any convention which may henceforth be substituted forit.
`
`6. All of the rights, title and interest in and to the Patents sold, transferred,
`assigned and set over to Assignee hereunderincludeall income,royalties,
`damages and payments now or hereafter due or payable with respect
`thereto, and all causes of action (whether in law or equity) and the right
`to sue, counterclaim, and recover for the past, present and future
`infringement of the rights assigned or to be assigned hereunder.
`
`Assignor: Casio Computer Co., Ltd.
`By: Hapurbiis Kishor
`
`i
`
`'
`
`N.ame* Kazuhiro Kashio
`Title: President and COO
`
`
` ame: GLrad
`
`
`Title: President
`
`Petitioner Samsung Ex. 1005 - Page 7 of 824
`
`Petitioner Samsung Ex. 1005 - Page 7 of 824
`
`

`

`ii ||| k
`
`Petitioner Samsung Ex. 1005 - Page 8 of 824
`
`Petitioner Samsung Ex. 1005 - Page 8 of 824
`
`
`

`

`EXHIBIT I
`The List of the Patents
`
`
`
`
`
`ipasait0YTReitered
`
`pussr667dTReitored|
`
`us“7680014YdReiterea|
`KRstad—SCS*dSCéRitered
`[tweetsSidRestored_
`
`
`pefe
`
`—_
`
`
`
`
`
`
`
`
`
`
`
`
`
`ears=Reistorea
`— md
`
`
`
`
`
`oo=
`
`
`
`
`
` | |
`
`Petitioner Samsung Ex. 1005 - Page 9 of 824
`
`Petitioner Samsung Ex. 1005 - Page 9 of 824
`
`

`

`
`
`wa
`
`aal
`
`7499006
`
`544095
`
`(263959
`
`ZL200410007480.0
`
`5152448
`
`o8ssr4
`
`1279753
`Z.200510128336.7
`
`4379278
`
`7573088
`
`7871837
`
`QO2
`
`clewm}U
`
`a
`
`~~|oe|0
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`aA
`
`QO =
`
`oO z
`
`735977
`
`_
`
`1279752
`
`ZL.200510106398.8
`
`21.200810083217.8
`
`-
`
`28
`
`24
`
`hooa no
`
`NE"w
`
`
`8294699
`
`5365605
`
`1453917
`
`8653569
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Gu
`
`Tonzorr0087684X|Registered _|
`
`Petitioner Samsung Ex. 1005 - Page 10 of 824
`
`Petitioner Samsung Ex. 1005 - Page 10 of 824
`
`

`

`
`
`
`
`
`
`JP
`4962682
`se|wedras|Reistorea|
`39
`(40[apatazosa0]|Reiecied
`
`5358867
`Registered
`
`JP
`‘
`5286873
`Registered
`
`|oP 4993292 Registered
`JP
`
`
`|Psd 3965583 Registered
`
`JP
`
`JP
`
`
`
`
`
`
`
`Tae[aeat2079Reiter
`
`JP
`
`JP
`
`JP
`
`i
`Registered
`
`f
`
`Petitioner Samsung Ex. 1005 - Page 11 of 824
`
`
`
`
`
`
`
`
`
`ee
`us
`i
`|o-v1ras08|Registered
`28
`KR
`i
`twaissRegistered
`TW
`
`(en[aorvr0081410.07|Registered
`CN
`i
`awioozerasyRejected
`TW
`psaseReistered
`ce
`i
`KR
`PT
`i
` 5205634
`JP
`enw
`CN
`aw
`TW
`PO
`JP
`us
`US
`re
`KR
`
`29
`
`30
`
`
`
`
`; i ;
`
`US
`
`CN
`
`JP
`
`us
`
`JP
`
`JP
`
`JP
`
`JP
`
`5630169
`
`5630170
`
`JP
`
`JP
`
`JP
`
`JP
`
`JP
`
`JP
`
`5131446
`
`5305242
`
`5165688
`
`Petitioner Samsung Ex. 1005 - Page 11 of 824
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`_
`JP
`4407169
`ee
`63
`JP
`Peaearis|Reiter]
`JP
`e703Rite|
`JP
`65
`JP
`66
`Registered
`3900617
`
`67
`JP
`3873159
`Registered
`3743876
`:
`JP
`,
`68
`Registered
`
`|UP 5163482 Registered
`JP
`
`|wPO 5099452 Registered
`
`70 JP
`JP
`ussitet Reiter
`US
`
`|oc 71504631 Registered
`GB
`
`|DEC 60323361.9 Registered
`
`
`
`m
`1504631
`Registered
`
`FR
`
`
`
`
`
`581272
`KR
`Registered
`
`
`Registered
`205203
`TW
`
`
`
`CN
`Registered
`2L03800843.2
`JP
`4207683
`Registered
`
`|us 7515123 Registered
`Us
`72
`723645
`Registered
`
`}Tw 1263182 Registered
`TW
`Z2L200410062034.%
`Registered
`
`
`Registered
`4525007
`
`
`
`
`
`7420322
`Regisiered
`
`Registered
`
`
`JP
`:
`4640085
`Registered
`us
`7830084
`Registered
`
`58
`
`
`5
`IP
`
`5e
`
`e
`
`
`JP
`4449344
`
`
`61
`
`JP
`
`JP
`
`62
`
`-
`
`73
`
`4432367
`
`4873065
`
`637293
`
`Petitioner Samsung Ex. 1005 - Page 12 of 824
`
`
`
`
`
`JP
`4848767
`4771501 ea
`54
`JP
`
`
`JP
`5110325
`
`
`
`
`Registered
`
`=|.
`
`
`
`Petitioner Samsung Ex. 1005 - Page 12 of 824
`
`

`

`
`
`"7
`
`
`
`
`
`
`
`
`
`
`eo[updCerto|Registered
`
`
`
`ee[upS«dLSC*~*tCGS—S*CReistored|
`
`
`
`
`
`
`
`
`
`
`
`
`“es[PSC«dLCRegistored|
`
`88
`
`a1
`
`
`
`8339427
`
`Registered
`
`aaee
`
`IA
`
`
`
`Petitioner Samsung Ex. 1005- Page 13 of 824
`
`Petitioner Samsung Ex. 1005 - Page 13 of 824
`
`

`

`Registered
`967142
`Registered
`1385621
`
`HK1112775 Registered
`2L200710152635.3
`Registered
`4284704
`Registered
`
`KR
`
`JP
`
`
`
`
`
`
`
`7701421
`
`t|Mm*
`ft
`
`10-1039218
`
`
`poepaooi)
`
`
`Registered
`5240542
`
`Registered
`Registered
`Registered
`1384448
`PN|2007800130624
`Registered
`2L200780013062.4
`QO
`Registered
`5240538
`JP
`7583261
`Registered
`Registered
`
`
`
`
`
`
`
`
`
`
`
`
`EP8 5088245
`
`0
`
`ee
`
`95
`
`US
`KR
`
`8120601
`
`1069622
`
`Registered
`Registered
`
`a7
`
`1280831
`
`GN
`
`Tererasoee.a7|Allowed
`
`
`
`
`
`Mm
`
`Petitioner Samsung Ex. 1005 - Page 14 of 824
`
`Petitioner Samsung Ex. 1005 - Page 14 of 824
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1437527
`
`71.200980109383.3
`5012774
`8269759
`10-1206616
`1413959
`
`HK1154104B
`
`
`
`21200980109381.4
`
`
`
`5012776
`8279211
`
`0a
`e
`
`[en]oopst098s88|Resistored
`aeerinet
`
`a 1433108
`Registered
`
`
`en aoror1586960|Reistees_|
`
`a
`
`Registered
`4877536
`
`Registered
`4935920
`
`Registered
`1248204
`
`
`
`Registered
`1433086
`
`
`
`
`
`
`ZL201010227026.1
`Registered
`
`
`
`
`JP
`5240581
`Registered
`
`US
`8502814
`Registered
`
`eea
`
`enataroresosee22|Reuisterea_|
`wpaesat«YdCReisore
`
`UsastReiteres_|
`oe
`awaaaietre_|
`
`onaizieroiesos|Rers
`
`404
`
`
`
`
`
`
`
`
`
`Petitioner Samsung Ex. 1005
`
`- Page 15 of 824
`
`
` TW
`
`
`
`
`i
`
`
`
`
`40-1206629
`
`10
`
`HK
`CN
`
`Registered
`Registered
`Registered
`Registered
`Registered
`Registered
`Registered
`Registered
`Registered
`
`
`
`ae
`
`Petitioner Samsung Ex. 1005 - Page 15 of 824
`
`

`

`
`
`[capessoResitorea
`
`
`
`
`
`
`
`
`
`197
`
`vag
`
`[overTrotoeste)[Penang||
`
`
`
`
`
`
`
`
`so [ep|Saroneoaay—S*dCéecng—_—|
`
`
`
`
`
`
`Petitioner Samsung Ex. 1005 - Page 16 of 824
`
`Petitioner Samsung Ex. 1005 - Page 16 of 824
`
`

`

`
`ZL03801390,8
`Registered
`[3809859.6]
`Rejected
`4247660
`Registered
`
`
`
`
`
`
`12491514
`Registered
`
`ZL200380102401.8
`Registered
`3952965
`Registered
`
`
`
`
`
`eraea00s.3*dCéRectol|
`
`
`
`
`
`
`
`123
`
`124
`
`
`
`125
`
`a”
`
`127
`
`
`
`KR
`
`W
`
`Registered
`
`
`
`
`
`
`
`
`Ha
`
`Petitioner Samsung Ex. 1005 - Page 17 of 824
`
`Petitioner Samsung Ex. 1005 - Page 17 of 824
`
`

`

`(7458087)
`4209660
`
`4517387
`eT 4926067
`
`
`
`i
`
`7944414
`
`1316216
`
`HK1096482
`
`
`
`ZL200580000625.7
`usa08607———*d—=Regiterea
`
`
`
`Preis)|Pending|
`
`
`
`
`
`
`
`
`
`
`
`
`aeaesRegistre |
`
`— Ooaany
`
`
` GA
`
`
`
`Petitioner Samsung Ex. 1005 - Page 18 of 824
`
`Petitioner Samsung Ex. 1005 - Page 18 of 824
`
`

`

`
`
`
`
`135
`
`
`
`
`
`
`
`ao
`
`sas
`
`|
`
`146
`
`185
`
`
`
`
`
`
`
`
`
`
`
`
`4877261
`Registered
`4e16744
`
`
`
`
`
` AA
`
`
`
`
`
`
`
`Petitioner Samsung Ex. 1005 - Page 19 of 824
`
`Petitioner Samsung Ex. 1005 - Page 19 of 824
`
`

`

`vu
`
`SC0”)
`
`Registered
`Registered-
`Registered
`Registered
`Registered
`602006036438.5
`|_Registered__|
`Registered
`602006040312.7
`FR
`
`q@aPees
`
`FR
`
`mR
`
`cn
`
`-
`
`te
`
`18
`
`165
`
`164
`
`169
`
`172
`
`
`
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`
`
`
`-
`
`51710344
`
`7868880
`
`1889249
`
`2267691
`
`
`
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`Petitioner Samsung Ex. 1005 - Page 20 of 824
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`Petitioner Samsung Ex. 1005 - Page 20 of 824
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`Petitioner Samsung Ex. 1005 - Page 21 of 824
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`Petitioner Samsung Ex. 1005 - Page 22 of 824
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`Petitioner Samsung Ex. 1005 - Page 22 of 824
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`Petitioner Samsung Ex. 1005 - Page 23 of 824
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`Petitioner Samsung Ex. 1005 - Page 23 of 824
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`Petitioner Samsung Ex. 1005 - Page 24 of 824
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`Petitioner Samsung Ex. 1005 - Page 24 of 824
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`Petitioner Samsung Ex. 1005 - Page 25 of 824
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`Petitioner Samsung Ex. 1005 - Page 26 of 824
`
`Petitioner Samsung Ex. 1005 - Page 26 of 824
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www .uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`11/438,967
`
`ISSUE DATE
`
`01/11/2011
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`7868880
`
`06331/LH
`
`5382
`
`1933
`
`7590
`
`12/22/2010
`
`HOLTZ, HOLTZ, GOODMAN & CHICK PC
`220 Fifth Avenue
`16TH Floor
`NEW YORK, NY 10001-7708
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 1056 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
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`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Tsuyoshi Ozaki, Fuchu-shi, JAPAN;
`Jun Ogura, Fussa-shi, JAPAN;
`
`IR103 (Rev. 10/09)
`
`Petitioner Samsung Ex. 1005 - Page 27 of 824
`
`Petitioner Samsung Ex. 1005 - Page 27 of 824
`
`

`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with..pplicable fee(s), to: Mail Mail Stop ISSUE 1 JE
`Commissioner for Patents
`P.O. Box 1450
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`or Fax (571)-273-2885
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`WMSTRUCTIONS: This form should beused for transmitting the ISSUE FEE and PUBLICATION FEE (if required}, Blocks {
`through 5 should be completed where
`fptopriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`
`ated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEZ ADDRESS"for
`aintenancce Tce notuications,
`
`
`
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change of addtess)
`Note: A certificate of mailmg can only be used for
`domestic mailings of the
`Fee(s) Transmittal, This certificate cannot be used for anyother accompany ing
`papers. Each additional paper, such as an assignmentor formal drawing, must
`ave its owncertificate of mailing or transmission.
`
`1933
`7590
`09/16/2010
`HOLTZ, HOLTZ, GOODMAN& CHICK PC
`390 Fifth Avenue
`16THFloor
`NEW YORK, NY 10001-7708
`
`Certificate of Mailing or Transmission
`certify that this Fec(s} Transmittal is being deposited with the United
`I hereby
`Postal Service with sufficient postage for first class mail in an envelope
`States
`addressed to the Mail Stop ISSUE FEE address above, or pene facsimile
`transinitted to the USPTO (3571) 273
`Ow.
`on the date indicated be
`~2885,
`
`
`
`—y
`
`
`
`
`pom,
`" . .
`po’
`}
`(Mepositer's name} |
`B. VILLANI
`
`
`
`
`Signature}
`
`
`
`EFS.
`FILING DATE APPLICATION NO. FIRST NAMED INVENTOR
`
`|
`06331/LH
`
`Tsuyoshi Ozaki
`05/23/2006
`11/438,967
`MITLE OF INVENTION: DISPLAY APPARATUS AND DRIVE CONTROL METHOD THEREOF
`
`
`
`CONFIRMATION NO.
`5382
`
`|
`
`
`
`fo
`
`fe
`\
`
`
`nonprovisional
`NO
`$1510
`30
`\
`$1510
`a
`ART UNIT
`345-204000
`SHANKAR, VIUAY
`2629
`
`|.Change of correspondence addressor indication of "Fee Address" (37
`2. For printing on thepatent frontpag
`Slist
`SFR 1.363).
`(1) the names of up to 3 registered patent attorneys Ro
`(J Change of correspondence address (or Change of Correspondenec
`
`agents
`OR,
`altematively,
`or agents OR, altematively,
`HOLTZ, HOLTZ,
`Address form PTO/SB/122) attached.
`
`(2) the name ofa single firm (having as amembera=2__ GOODMAN & CHICK, PC
`By“Foe Address" indication {or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`
`
`» PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If no nameis
`3
`
`Numberis required.
`listed, no namewill be printed,
`a
`
`. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless anassignee is identified below, no assignce data will appear on the patent. If an assignee is identified bclow, the document has been filed for
`recordation as set forth in 37 CFR 3.11, Completion ofthis form is NOTa substitute forfiling an assigninent.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`$1510
`
`12/16/2010
`
`
`
`.
`
` Corporation or otherprivate group entity Ci Government
`
`JAPAN
`TORYO,
`CASIO COMPUTER CO:., LTD.
`”
`
`lease check the appropriate assignee category or categories (will not be printed on the patent) : C1) Individual gl
`
`
`4b, Paymentof Fee(s
`leasefirstreapply‘Gitiypreviously paid issue fee shown above)
`ta. The following fee(s) arc submitted:
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`
`
`LI} A check is enciosed. menteeeet
`ztIssue Fee
`“E-Paymene by-credit-eard:FormPT6-2038“isattached,
`Publication Fee (No small entity discount permitted)
`sdAdvance Order - # of Copies
`é
`A The Directoris hereby authorized to charge the required fee(s), any deficiency, or credit any
`* overpayment, to Deposit Account Number06-1372 terclosean extra vopy ofthis form).
`
`
`7 Changein Entity Status (from statusindicated above) _
`Cd b. Applicantis no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`Cd a. Applicant claims SMALL ENTITYstatus. See 37 CFR’ 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) willot be accepted from anyoneotherthan the applicant; a registered attorney or agent; or the assignee or other party in
`ntezest as shown byibe records of the United States Patent‘and Trademark Office.
`
`gone
`ue f
`nt
`we.
`“P
`4
`
`Authorized Signature (7s _
`Date_ 12/3/10 ae
`: Oe
`Eednard Holtz 22,974 Registration No.
`
`Typed or printed name _
`
`
`his collection ofinformation is required by 37 CFR 1.311. The information is required to obtain or retain a benehit by the public whichis to file (and by the USPTOto process)
`va application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary
`de ending upon the individual case. Any comrucnts on the amount of time you require to complete
`his form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
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`
`Jnderthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless it displays a valid OMB control number,
`
`
`
`
`
`
`
`(Rev. 08/07) Approved for use through 08/31/2016.
`
`OMB 0651-0033
`
`Petitioner Samsung Ex. 1005 - Page 28 of 824
`USS. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`
`Petitioner Samsung Ex. 1005 - Page 28 of 824
`
`

`

`Attorney Docket:_06331/LH
`
`"EEE ADDRESS" INDICATION FORM
`
`Mail Stop: M. FEE
`Commissioner for Patents
`P.O. Box 1450,
`Alexandria, VA 22313-1450
`
`Please recognize as the "Fee Address" under the provisions of
`37 CFR 1.363 the following address:
`
`Alexandria, VA 22314
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`CUSTOMER NUMBER
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`000197
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`COMPUTER PATENT ANNUITIES
`c/o Computer Patent Annuities North
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`in the following listed application(s)
`has been paid or patent(s).
`
`for which the Issue Fee
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`11/438,967
`
`O r er
`° aHoltz , Reg. No. 22,97
`
`
`
`ttorn ¥ of record
`
`HOLTZ, HOLTZ, GOODMAN &
`CHICK, PC
`220 Fifth Avenue - 16th Floor
`New York, New York
`10001-7708
`Tel. No.
`(212) 319-4900
`Fax No.
`(212} 319-5101
`
`
`December 3,
`2010
`Date
`
`Form (PTO/SB/47)
`
`United States Patent and Trademark Office
`
`Petitioner Samsung Ex. 1005 - Page 29 of 824
`
`Petitioner Samsung Ex. 1005 - Page 29 of 824
`
`

`

`Electronic AcknowledgementReceipt
`
`8960460
`
`11438967
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Utility under 35 USC 111)
`
`Title of Invention:
`
`DISPLAY APPARATUS AND DRIVE CONTROL METHOD THEREOF
`
`First Named Inventor/Applicant Name:
`
`Tsuyoshi Ozaki
`
`Customer Number:
`
`01933
`
`Leonard Holtz/Barbara Villani
`
`Filer Authorized By:
`
`Leonard Holtz
`
`Attorney Docket Number:
`
`06331/LH
`
`Receipt Date:
`
`Filing Date:
`
`03-DEC-2010
`
`23-MAY-2006
`
`Time Stamp:
`
`11:33:18
`
`Application Type:
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`c8eebbb63a802174100a73441d2767fa4.04}
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`454018
`
`06331i.pdf
`
`Petitioner Samsung Ex. 1005 - Page 30 of 824
`
`Petitioner Samsung Ex. 1005 - Page 30 of 824
`
`

`

`Multipart Description/PDF files in .zip description
`
`Issue Fee Payment (PTO-85B)
`
`Miscellaneous Incoming Letter
`
`Information:
`
`the application.
`
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
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`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`Petitioner Samsung Ex. 1005 - Page 31 of 824
`
`Petitioner Samsung Ex. 1005 - Page 31 of 824
`
`

`

`PARTB - FEE(S) TRANSMITTAL
`
`.
`
`a
`
`.
`
`Complete and sendthis form, together wit!. .pplicable fee(s), to: Mail Mail Stop ISSUE ). LE
`:
`ommissioner for Patents
`P.O, Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`NSTRUCTIONS: This form should be used for transmilting the ISSUE FEE and PUBLICATION FEE(if required). Blocks |
`inpropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will
`bc mailed to the current correspondence address as
`ndicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence uddress; and/or (b) indicating a separate "FEE ADDRESS"for
`naintenance fee notifications.
`
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Bluck 1 for any changeofaddress)
`
`
`
`
`
`
`ote: A certificate of mailing can onlybeused tor domestic mailings o the
`Fee(s) Transmittal. This certificate cannotbe used for any other accompanying
`apers. Each additional paper, such as anassignmentor formal drawing, must
`ve its own certificate of mailing or transmission.
`
`1933
`
`7590
`
`09/16/2010
`
`
`
`
`HOLTZ, HOLTZ, GOODMAN & CHICK PC
`220 Fifth Avenue
`
`16THFloor
`
`NEW YORK,NY 10001-7708
`,
`
`Certificate of Mailing or Transmission
`T hereb certify that this Fee(s) Transmittal is being deposited with the United
`States
`Postal
`Service with sufficient postage forfirst class mail in an envelope
`addressed to the Mail Stop
`ISSUE FELaddress above, or being
`facsimile
`
`transmitted to the USPTO (371) 273-2885, on the datc indicated below.
`
`
`LANI 4 Lo 7 i
`12/06/2010 EEKUBAY2 00000017 11438967
`(Meposit
`}
`B. VIL N
`:
`,
`itor's name}
`
`1510.00 OF
`PPG2 i)4
`i
`, a EFS :
`Frais) Ss .
`12 ’3/10
`(Date)
`
`
`AppLicatIONNO,|mincpareYT__FIRSTNAMEDINvwtox[ATTORNEYDOCKETNO.|CONFIRMATIONNO._]
`11/438,967
`05/23/2006
`Tsuyoshi Ozaki
`06331/LH —
`5382
`TITLE OF INVENTION: DISPLAY APPARATUS AND DRIVE CONTROL METHOD THEREOF
`;
`
`APPLN. TYPE PUBLICATION FEE DUE; PREV.:PAID ISSUE FEE|}TOTAL FEE(S) DUESMALL ENTITY ISSUE FEE DUE DATE DUE
`
`
`
`
`
`NO
`$0
`nonprovisional
`$1510
`$1510
`12/16/2010
`
`
`;
`345-204000
`2629
`SHANKAR, VIJAY
`2. For printing on the patent front page list
`lL. Changesfcorrespondence address or indication of“Fee Address" (37
`CFR
`1.363).
`(1) the names of up to 3 registered patent attomeys '_
`or agents OR,altcmatively,
`(7) Change ofcorrespondence address (or Change ofCorrespondence
`HOLTZ, HOLTZ,
`Address form PTO/SB/122)attached.
`
`
`“ (2) the name ofa single firm (having asa membera=2__ GOODMAN & CHICK, PC
`JA‘Fee Address"indication (or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`
`PTO/SB/47; Rev 03-02 or more recent) attached. Use ofa Customer|2fogistcred patent attorncysor agents. Ifnoname is 3
`Numberis required.
`,
`listed, no namewill be printed,
`——-—-—
`
`}, ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignce data will appear on the patent. If an assignee is identified bclow, the document has beenfiled for
`
`recordation as set forth in 37 CFR 3.11. Completion ofthis form is NOTasubstitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`,
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`.TOKYO, JAPAN
`'
`©
`CASIO COMPUTER..COi., LTD.
`C) Individual Q Corporationor other private group entity OQ Government
`»Iease check the appropriate assignee category or categories (will not be printed on the p
`rarerremes ——
`nt) :
`
`
`
`ta. The following fee(s) arc submitted: (Pleasefirst reapplydaypreviouslypaidissuc fec shown above)4b. Payment ofFee(s
`
`
`
`CJ A check is enclosed,
`Issue Fee
`.
`
`Publication Fee (No smallentity discount permitted)croditeard-FormPFO-2038-temuted.“BiPaymentby
`
`
`‘Advance Order- # ofCopies
`_-
`{
`theDirector is hereby authorized to charge the required fee(s) any deficiency, orcreditany
`overpayment, to Deposit Account Number
`3. Change in Entity Status (from status indicated above)
`os
`Ca. Applicant claims SMALL ENTITY status. Sec 37 CFR’1.27.
`Oo. Applicantis no longer claiming SMALL ENTITY status. Sec 37 CFR 1.27(g)(2).
`NOTE:TheIssue Fee and Publication Fee(ifrequired) willot be accepted from anyoneother than the applicant; a registered attorney or agent; or the assignee or other party in
`
`nterest as shown bythe records ofthe United States Pateot’and Trademark Office,
`
`
`
`Date
`12/3/10
`Authorized Signature
`
`
`cnelose an extra copy ofthis form).
`
`:
`
`
`
`22,974
`Typedor printed name
`Keénard Holtz
`Phis collection of information is required by 37 CFR 1.311. The information is
`required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process)
`an application. Confidentialityis governed by 35 U.S.C. 122and 37 CFR 1.14.This collection is cstimated to take 12 minutes to complete, including gathcring,prepanng,un
`submitting the completed application form to the USPTO. Timewill vary
`depending upon the individual case. Any comments on the amount oftime you require to complete
`‘his form and/or suggestions for reducing this burden, should be sent to
`the
`Chief Information Officer, U.S. Patent and