`Document Description: Provisional Cover Sheet (SB16)
`
`PTOiSB/16 (11-08)
`Approved forusethrough 05i31i2015. 0MB 0651-0032
`U.S. Patent and Trad,amark Olfice: U.S. DEPARTMENT OF COMMERCE
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`Provisional Application for Patent Cover Sheet
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c)
`
`lnventor(s)
`
`Inventor 1
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`Given Name
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`Middle Name
`
`Family Name
`
`City
`
`State
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`I ~~~ii:& ti
`Country i
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`AGIWAL
`
`Suwon-si
`
`KR
`
`Anil
`
`Inventor 2
`
`Given Name
`
`Middle Name
`
`Family Name
`
`City
`
`State
`
`Youngbin
`
`CHANG
`
`Anyang-si
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`All Inventors Must Be Listed -Additional Inventor information blocks may be
`generated within this form by selecting the Add button.
`
`i rRt®W&.trl
`Country i
`
`KR
`
`L:,:::;;Jtd~---.J
`
`Title of Invention
`
`SYSTEM AND METHOD OF SIGNALING SYSTEM INFORMATION
`
`Attorney Docket Number (if applicable)
`
`0203-1831
`
`Correspondence Address
`
`Direct all correspondence to (select one):
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`@ The address corresponding to Customer Number
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`0 Firm or Individual Name
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`Customer Number
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`68103
`
`The invention was made by an agency of the United St.ates Government or under a contract. with an agency oft.he United
`States Government.
`
`@ No.
`0 Yes, the invention was made by an agency of the United States Government. The U.S. Government agency name is:
`0 Yes, the invention was under a contract with an agency of the United States Government. The name of the U.S.
`Government agency and Government contract number are:
`
`EFS ., V\ieb t .0. '1
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`Samsung Ex. 1011
`1 of 41
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`Doc Code: TR.PROV
`Document Description: Provisional Cover Sheet (SB16)
`
`PTOiSB/16 (11-08)
`Approved forusethrough 05i31i2015. 0MB 0651-0032
`U.S. Patent and Trad,amark Olfice: U.S. DEPARTMENT OF COMMERCE
`Under the Papervtork Reduction Act of 1995, no persons are required to r-espond to a collection of information unless it displays a valid 0MB control number
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`Entity Status
`Applicant asserts small entity status under 37 CFR 1.27 or applicant certifies micro entity status under 37 CFR 1.29
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`0 Applicant asserts small entity status under 37 CFR 1.27
`0 Applicant certifies micro entity status under 37 CFR 1.29. Applicant must attach form PTO/SB/1 SA or B or equivalent.
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`Signature
`
`Please see 37 CFR 1.4(d) for the form of the signature.
`
`Signature
`
`/Maeng-Ho SHIN/
`
`Date (YYYY-MM-DD)
`
`2016-02-29
`
`First Name
`
`Maeng-Ho
`
`Last Name
`
`Shin
`
`Registration Number
`(If appropriate)
`
`53859
`
`This coiiection of information is required by 37 CFR 1.51. The information is required to obtain or retain a benefit by the public which is to
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`the provisional application.
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`EFS ., V\ieb t .0. '1
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`Samsung Ex. 1011
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`Samsung Ex. 1011
`3 of 41
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`SYSTEl\tl AND METHOD OF SIGNAI.,ING SYSTEM
`INFORl'11_._t\ TION
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`Samsung Ex. 1011
`4 of 41
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`Provisional Application
`0203-1831 ('r'PF201602-0034/US-pro _DMC)
`
`INVENTION TITLE: System & Method of Signaling System Information
`
`DESCRIPTION OF' THE INVENTION
`
`1. Describe the disad,,antagcs of the prior art without mentioning your invention {Including any related publicly available
`documentation, such as journal articles or 11atents).
`
`In the recent years several broadband wireless technologies }.ave been developed to meet the growing number of broadband
`
`subscribers and to provide more and better applications and services. The second generation wireless communication system has
`
`been developed to provide voice services while ensuring the mobility of users. Third generation wireless communication system
`
`suppmts not only the voice service but also data service. In recent years, the fourth wireless communication system has been
`
`developed to provide l:ri.gl,-speed data service. However. currently, the fourth generaticm wireless communication system suffers fmm
`
`lack of resources to meet the growing demand for high speed data services. So fifth generation wireless communication system is
`
`being developed to meet the growing demand for h.igh speed data services, support ulira-relrabiiity and low latency applications and
`
`support massive machine type communication.
`
`In the fourth generation wireless communication system, enhanced node B (eJ\i"B) or base station in cell bmadcast system
`
`infonnation. System informaiion is s:trnctured into master information block (MIB) and a set of system infomtation blocks (SIBs).
`
`MIB coIBists of System Frnme Number (SFN), Downlink Sy&tem bandwidth and Physical Hybrid ARQ Feedback Indicator Channel
`(PHICH) configuration. JvflB is transmi1ted every 40ms. It is repeated every lOms wherein the first transmission occms in subframe
`#0 when SFM mod 4 equals zero. MIB is transmitted on physical broadcast channel. System Infonnation Block Type 1 carries cell
`indemnity, tracking area code, cell barring information, value tag (common for aH scheduling units), and scheduling inforn1ati.on of
`
`other SIBs. SIB 1 is transmitted every 80ms in subframe #5 when SFN mod 8 equals zero. SIB 1 is repeated in subfram.e#5 when
`
`SFN mod 2 equals zero. SIB l is transmitted on Physical downlink shared channel. Other SIBs (SIB 2 to SIB 19) are transmitted in
`
`System Information (Sl) message wherein scheduling info of these Sills are indicated in SIB 1. Sills having same periodicity can be
`
`transmitted in one SI message, SJ message is broadcasted on Physical downlink shared channel. Various SIBs, their usage and
`
`typical size is indicated in Table 1 below.
`
`Table l System Information in 4G System
`
`SIB Type
`Cell ID, value tag & Scheduling info
`SIB 1
`,__S_IB_2 _ _ _ _,_._A._C_-B_am_·1~1g.RAC!I_Inf_o _________________________ --<_2_2_1_6_b_i_ts_·_(!v_i_a::_x·~) _ _ --1
`
`SIB Size
`-·500bits
`
`Content
`
`('<:1mmon Cell reseleujon info & i1~trn frequencs ceJI reselection;x1rameter_s_· ______ _,__--_J_O_O_b_il_s _____ - - 1
`
`Imm frequency neighbor celi info
`
`STB 5
`
`Tnter frerruenc;, cen reselection irrfon-;1~tion
`
`S!B 7
`
`SIB X
`
`SIB 9
`
`1JTR/\ cell n:-~..:,lection ini'ennanon
`CrER,11, N cc:il rc:sclccnon inforrnalHnt
`
`Home cNB tnfo
`
`- l OOObits
`
`- 1000bi1s
`
`221 (, bits {\1iax)
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`Samsung Ex. 1011
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`Provisional Application
`0203-1831 ('r'PF201602-0034/US-pro _DMC)
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`SIB 10
`
`SIB 11
`
`SIB 12
`
`SIB 13
`
`SIB 14
`
`SIB 15
`
`SIB 16
`
`SIB 17
`
`SIB 18
`
`SIB 19
`
`ETWS Primarv Notificatioll
`
`ETWS Seconda1v Notification
`
`CMAS Notification
`
`MBMS Information to acquire MEMS Control infonnation
`
`Extended Access Class Barring Information
`
`MB?\-1S Service Area Ideniifiers of the current and nehrhboring freouencies
`
`UTCTime
`
`Information for traffic steering between E-UTRAN and WLAN
`
`Intra Frequency D2D Communication Information
`
`Intra/inter frequency D2D Discoverv Information
`
`2216 bits (Niax)
`
`2216 bits (Max)
`
`2216 bits (Max)
`
`-300bits
`
`-lOObits
`
`2216 hits (Jviax)
`
`-60bi!s
`
`2216 bits (l\1ax)
`
`2216 bits (Iviax)
`
`2216 bits (Max)
`
`UE acquires the system information at cell selection, cell reselection, after handover completion, after entering E-UTRA from
`
`another RAT, upon re-entering service area, upon receiving a notification (paging), and upon exceeding the maximum validity
`
`duration (3 hr). In RRC idle state, UE needs lo a<:quire MIB, SIB 1, SIB 2 to SIB 5, SIB 6 to SIB 8 (depending on RAT suppo1ted),
`
`SIB 17 (if LTE-WLAN IWK is supported), and SIB 18 to SIB 19 (if D2D is supported). In RRC connected state, UE needs to
`
`acquire MIB, SIB !., SIB 2, SIB 8 (depending on RAT supported), SIB 17 (ifLTE-\\<1~AN !WK is supported}, and SIB 18 to SIB 19
`
`(if D2D is supported). System information acquired and stored is considered invalid of value tag in received SIB 1 is different from
`
`the one in stored SI.
`
`System information can be changed and is notified as follows: Change is notified through paging message (in RRC __ IDLE or
`
`RRC_CONNF:CTED) with cause &-ysternlnfoModification to let UE know that some SI is changing in tlie next modification period.
`
`Modification period boundaries are in terms of SFN such that SFN mod modificationPeriod = 0. Change of SI only occurs at specific
`
`rndio frames, Notificatioll of changes in modification period N will be reflected in N+L SIBl also carries value tag to indicate
`change in SI. UE finds the change in SI by looking at value tag in SlBl at the end modificationPeriod (if missed checking page) or
`
`receiving paging with systeminfoModification.
`
`One of the issues in current method of transmitting system information using the MlB/SIBs is that MlB/SIBs are periodically
`
`bmadcasted irrespective ofwheiher a UE is 1here in cell or not; whether any UE in cell needs that information. In case of small ceil
`
`deployment, broadcasting all these Sills periodically is unnecessary and leads to significant wastage of resources. So an enhanced
`
`method of signaling system infomiation is needed.
`
`2
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`Samsung Ex. 1011
`6 of 41
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`L Descri11tion of the invention in detail (Including its operation, purpose, environment and how your invention
`ove1·comes the shorkomings of tbe prior art). Begin with a system level. diagram and associated high level
`description of your 'im"ention in the context of a possih.le product 1k1lloymcut o f yo1ll' invention, for example a
`lrnmlset, a base station, and/or a wireless nciwork comprising one or more base stations anti one or more handsets.
`
`Method 1:
`
`Provisional Application
`0203- 183 1 (YPF201602-0034/US-pro_DMC)
`
`~roadc.l~t: 1;$s.enticlt: S.y~~em
`
`~ --···r~•···;.>. ;;n !9-f'rffi1~liO(\:r: ·/}\•.· ...... ;
`
`PRACH
`~························-····································································(cid:141) -
`. , . : .. ,. ,: , "., . .: .:.::. ·:;,;.::;::,~·;. ;;:.~·:f'f;°'};:.'f;7,. ; .. ,. ,·,:;:.:i. ;t?,'._:;'.,f;;:i."$.
`
`•
`
`R.AR
`r-····.•·:• ........................................................ . ,., ................ :
`
`· ····•:::)-;,
`
`SI-Request
`(lnf.o ~bout o· ·n,..;. " .r •,nore SI·.("-)
`-.;;; :v
`-
`a
`.:tt/\:~JJ\-~' f_-/\f:.~;qqg~~.~:q_:.t .?Jl/ ·:;:··:;·::i
`- ··· ·
`, ................................................................................ :.::: ... : .... a,,.; /
`BS t ransmits Sf-response.
`[
`$~h(cid:141) ~~utii1g cd.n.ttol for SI -Re.st,~11$~ can bQ tjiiasked
`.
`1
`... ·•. . · Sl'.'.fl.~;;pons;;: n
`i
`/ wit!1 i.)E's ID ckn pi·e defined IP
`i
`f
`i ::::: {~d.CJV~41/~~~f.p;~1JW >?~ ·p,l !/ Not~t ID can b&dilif.-~rent fi:lr: ~lff~~<:nt· SI ~~tor
`• ·
`i
`J~~✓-!~~9,r \ilti~V,p¢) :: a
`,,.;
`.• ; ; ; '; ;:
`f.-11,~. -'""================--'
`~
`
`.-,~/
`
`:•;~:_;:· ~: .;
`
`-
`
`Jr.ansrnit SI reqti~sUn grant Xffelved in
`o.f maylndicat}s1(i) Of: set()~ $1(s) or
`· i~Y,p~ <.'.· .. l.'._.••~.'.·.•.: >r• Y
`
`- ,
`
`·:.::.:::;:{
`
`Figure l
`
`In one ern.bodimeut of the proposed invention the UE can acquire the system information as shown in Figure 1. System
`information is categorized into two c<1tegories• First category comprises of one or more System information w1'ich is
`broa<icasted periodically by lite cell. Seco11d category comprises of oue or more ~ysten:1 i.uforrri.ition which is provided to UE ,,n.
`demand. First category comprises of essential system infonnation. Essential system infonnation is periodica.lly broaclcasted by
`the ce:U. UE acqui res essential system information from broadca$1ed iufomiatio11. lu order t() receive the other sy~icm
`information, UE sends random access preamble (PRACH). On receiving the random access preamble, BS transmits a random
`access responf.e and includes OL grant for transmitting the system infomiation (Sl) request message. RAR may also include
`tiuung advance and/or back off iudicator and or preamble identifier (identifies tile PRACH preamble). UE validates tltat RAR
`eorn.--sponds to PRACH transmitted by iL If the validation is successful, l JE transmits SI request message in the UL grant. SI
`request message indicates one or more system information which UE needs or indicates one or more set of system information
`which UE needs or indicates seivice (e.g, elVfBB, 1\,ITC. URLl., etc) for which UE needs system informalion or UE type. UE
`may transmit its l.JE ID (i.e. S--TMSI, C>Rl"ITI. RA·RN·n, etc} along with SI request message, ln response tc SI request. ENB
`lransmits SI-response wherein the SJ-response includes the requested system i.nfo.nnation. Schcduli.ng control info rmation
`indicating lhe Si-response c,m be masked with lJE's ID (e.g. C-Rt-HL RA-RNTl) or a pre-defined ID (e.g. Sl-RNTI). Pre-
`
`3
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`Samsung Ex. 1011
`7 of 41
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`Provisional Application
`0203-1831 (YI)F201602--0034/US-pro _DMC)
`
`defined ID can be different for different system infornmtion or system iufornmtion set or service or UE type.
`
`i_n one embodiment eNB may provide the requested system information for one or more ceIJs. ENB may indicate the cells for
`
`'Which system information provided in SI responSe is applicable. As a result the UE does not need to request for system
`
`informa1ion vvhcn the UE changes cell. After the cell change, if the UE docs not have system information for the new cell then
`
`UE request for system infonnation.
`
`In one embodiment of proposed invention system infornmtion (other than essential system infornmtion) can also be broadcasted
`
`by the BS. BS may indicate in broadcasted essential system infonnation whether other system information is broadcasicd or noL
`
`If not broadcasted then DE can request using the method (Figure 1) explained earlier. If broad casted then UE read broadcasted
`
`sysicm infonnati.on to acquire the required system infom1atimL In case of heterogeneous network comprises of macro cell and
`
`smaH ccHs, macro ceU may indicate that system information is broadcasted vvbe1eas small cells may indkate that system
`
`ir,fonnation is not broadcasted.
`
`In another embodiment of proposed invention BS can indicate supported Sl(s) in essential system infonnation.
`
`In one embodiment a default configuration for system infonnation can be defined which the UE uses until it obtains them from
`
`the cell.
`
`UE can indicate the needed system information in SI .:Request using one of the following options:
`
`Ovtion J:
`
`In this method as illustrated in Figure 2, system infonnation parameters are categorized into system information blocks. ln SI
`
`request a bitmap of size N bits is included ,vherein each bit corTesponds to a system information block< Bit conesponding to a
`
`system infommtion block can be set to one to indicate that lJE needs that system information block or Bit corresponding to a
`
`system informalion block can be set to zero to indicate that UE needs ihat sysiem infonnation block. Alternately. instead of
`
`bitmap. DE can include a list of Sills in SI-request
`
`4
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`Samsung Ex. 1011
`8 of 41
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`Provisional Application
`0203- 183 1 (YPF201602-0034/US-pro_DMC)
`
`~ ············ Bitmap of size N bits ············ ..l
`::
`:
`
`Figure 2
`
`fo th.is method as illustrated in Figure 3. system .information parameters are catego rize-d into system .information blocks. System
`
`infonnatiOJl blocks a re then grouped into system information block set where.in each set comprises of one or more system
`
`information blocks . A system information block can be present in more than one system i:nformatio:n b.loc:k set. Grouping of
`system information blocks into system information block set can be done based on sef'·ice (e.g. MBB, UR.LL, MT C, D2D.
`D2.D-discovery, D2D-Co1mnunication, V2X. V2V etc) o.r liE lype (MTC UE, MB:B UE, D?.D UE, etc). In Sf request a bitn:wp
`of size P bits is included wherein each bit corresponds to a system information b lock set. B it corresponding to a system
`iiuonnation block scE can be set to one to indicate thal UE needs that system information block. Alternatel y, instead of bitmap,
`UE can include a list cf SIB set in SI-request.
`
`5
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`Samsung Ex. 1011
`9 of 41
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`Provisional Application
`0203- 183 1 (YPF201602-0034/US-pro_DMC)
`.
`.
`!-«·············Bitmap of size P bits ·············.J
`
`Option 3:
`
`In tlus method as illustrated in Figme 4, system information parameters are c.ategoriz.ed into system information set. Grouping
`
`of system information _parameters into system information set can be done based on service (e.g. MBB, URLL, MTC, D2D,
`D2.D-<liscovery, D2.D-Con:uuuuication. V2X, V2V elc) or U.E type (MTC UE. MBB lJ.E, D2D UE. etc). 1n SI request a bit.map
`
`of size P bits is included wherein ench bi.t corresponds to a system infonnation set. Bit cocresponding to system information set
`can be set to one to indicate tlrat UE needs that system illfomi.ation set. Alternately. instead of bitmap, UE can inciude a list of
`SI sets iu SI-request.
`
`f,,l-••·········61tmap of s!ze P blts ···········~
`l
`"
`
`Figure 4
`
`In this method as illustrated in Figure 5, there is pre-defined mupping between one or more system i.nforruation para.me ters aJtd
`
`6
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`Samsung Ex. 1011
`10 of 41
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`
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`service. Iu SI reque~i a bitmap of size N bits is included wherein each b it corresponds to a service. Bit corresponding to service
`
`can be set to one to indicate that UE m:cds system infonnation for this service. Alternately, instead of bitmap, UE can include a
`list of one or more services in SI-request wherein each service can be identified by a service ty pe.
`f• ······ .. ···· Sitmap of size N bits ............. .,.
`
`Provisional Application
`0203- 183 1 (YPF201602-0034/US-pro_DMC)
`
`Option 5:
`
`Figures
`
`In this method, UE can indicate UE type in SI request. UE zy pe indicates the servic.e supported by the UE. There is pre-defim:d
`
`mapping be1w~n one 01 more system information pammeters and seivice. So on rece iving the SI request with UE iype. BS can
`
`know the system information parameters needed by UE.
`
`ln anotl1e.r embodiment of the proposed invention the UE can acquire the system infomiation as shown in Figure 6. System
`ix1formation is categorized i.nto two categories: Firsi category comprises of one or mor.-.: System infonu;ition which is
`broackasted periodically by the cell. Second category comprises of one or more system information which is prodded to UE on
`demand. First caiegcry comprises <if essential system info rmation. E:ssential system information is periodic.illy broadcasted by
`the cell. UE acquires essential system infomiation from broadcasted infonnation. 1n order to receive the other system
`iufor1m1tion, OE se11d~ random access prt:ambl.e (PRACH). O n receiving !he random access preamble, BS transmits a random
`
`access response and includes UL grant for transmitting ihe system information (SI) request message. RAR may also iricl.ude
`
`timing advance an.dior back off indicator and or preamble identifier (ident ifies the PRACH prcan:ible). UE validates thai RAR
`correspouds to PRJ-1..CH transmitted by it. If t1,e validation is successful, UE transmits SI request message i.n the UL grant. UE
`
`may noi indicate which &ys1cm infomiation is needed by lJE. The carrier on which UE sends Sr request supports only one
`seivice. UE only indicates that il needs system infomrutio1t BS provides system informal.ion for the service supported on
`
`carder. Tbere can be pre-defined mapping between cani.cr and service. A ltc rn,1tcly, service supported can be indicated in
`
`essential ~-ystem i.n.fonnation.
`
`7
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`Samsung Ex. 1011
`11 of 41
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`Provisional Application
`0203- 183 1 (YPF201602-0034/US-pro_DMC)
`
`.. HH>••••••••••••HH•••HHOOO+'I
`
`I
`'''f[
`
`BS
`
`.
`j,
`
`<> Broadc1).s.t: Ess~otial System
`
`4 .... ,: .~J,.L,i/>: ltifqrw~}irn,:;:.~,, : '"L ;
`
`:HH••••••••H•••••H•••HH••••••••H••••••••••••+HH••••••••H•:• ,•: .;,~:;;-_;:~x. ;;:~:,;;;;;t..,: ___ (cid:141) ,
`
`: .
`
`:- :c .. ,• ·.
`
`SI-Request
`,: -~ 2t ;; :~ /,:_·::. :·. :t::r : ~- : ;:;::·::;;:; ~: ·x :· > x :: ..
`
`~•••••••Hoo•••••••••••••• +•o o+ o•H +•••• +•••• + • +••• ••• •• ••• •• ••••••H••• ••• •• ••••H••••••••: •• , • ....; , •
`
`~ II.,;/[ triti~;~J0illit:;, Ji. . k~,i~:;iMl!:!;;~m~itlil!li!m
`
`~.S.tran.smlt.s Si :cr:esponse. <::Qn:espq.ndin,gt.o
`
`In another embodiment of proposed invention essential system infornw1icn rnay n()t be brcadcasted. Essential ~ystem
`iI1formntion is aLso reqliestcd by UE like tbe other system illfonnation,
`
`In another embodiment of proposed invention the second category of system infomiation can also be broadcasted by the BS. BS
`may i.udicate in broadcasted essential systelll. infonnaiion whether other system information is brondcasted or not. If not
`broadcasted then UE can request using the methods explained earlier, If broadcastcd then lJE read broadcasted system
`information to acquire the required system information. fo case of heterogeneous network comprises of macro cell and small
`cells. macro cell may indicate that system iufonnatiou is broadcasted whereas small cells :may indicate tllat system iiiformation
`is not broadcasted.
`
`In another embodiment of proposed iuvention BS can indicate s upported Sl(s) in essential &y stem uuormation.
`
`Method 2:
`
`8
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`Samsung Ex. 1011
`12 of 41
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`Provisional Application
`0203- 1831 (YPF201602-0034/US-pro_DMC)
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`•• • 8roadcast• E:s:senrial System
`~ ••::•i h ·~•:
`lp.fpr,qi~ipn.L ... •el. ,.;"' ........ .
`
`PRACH
`
`·· .. •··,.:RJl;R.-·
`, Is~.m,2).9P $.f~j~ijJr:t.irro~t!.P~.gr~r.f~ ) ;
`.(cid:141) .······· ..... ···········.·········· .... ······.· .... ·········· .. ·.······ ...
`
`i • ·
`
`SI-Hespons~ • ""
`. T,Lci,/;).~t:9.~rf~2il!~~lJttt; .. E}, : !!,~ ..... .
`
`/
`
`µF may·indicat~ Sl(s) .or set of:Slts1 Of s~rvice or lJE
`WP¢"
`..
`.
`.
`
`.
`BS transmits SI-response.
`Scheduling Cont1 .. ·ol for SI-Response can be masked :
`with UE's ID or a: pre. defined ID
`Note: ID can be differe·nt for different SI set or
`•
`:$e.r?)S~Qr'.Q~:if t#~ if fl
`• !{t\; ; ;I ii .. '
`
`Figure 7
`
`1n tlris method of the proposed invention the l lE c,m acquire the system infonnation as shown in Figure 7. System i11fomiation
`is categorized into three categories: First category comprises of one <)r more System :information which is broadcastcd
`
`periodically by the cell. Second category coruprlses of one or more cornruon ,-ystem information which is provided to UE on
`
`dcn:iand in random access response. Third category cornpri..ses of one or more system in:fornmtion which i.s provided to UE on
`demand iu Sl-response. first category comprises of essential syslem information. Essen1fal system information is periodically
`
`broaclcasted by the cell. UE acquires essential system information from broadcasted i nfomm1ion. In order to receive the other
`common system information., UB sends nmdom access preamble (!>RACH). PRACH preamble for obtaining system informalion
`
`in RAR can be different from the PRACH for other purposes. PRACH preHm,'Jle for obtaining system information can be
`predefined or signaled by neiwork in essential. sy&ie:m. i11f.ormation. O.n receivi.ng th.e random access preamble, BS tnmsm.Hs a
`random access response and includes lJL grant for transmitting the system iufom1ation request message. RA.R inciudes the
`common system infomialion. RAR may also include timing advance and/or bacik off indicator ,md or preamble idenli:fier
`
`(identifies the PRACH preamble). UE validates that RAR corresponds to PRACH tn10smitted by it. lf the validation is
`successful, UE l:ra.nsmits SI rcquesl message in the UL grnnt to request one or more syslcm in:formali.on according to iis need. ST
`request message indicates system information or set of &)'Stem information or service or UE type. ·uE may tri!Dsmit irs UE ID
`(ic. S-TMSl, C-RNTT, RA-R.NJ.l, etc) along \~ith SI request message. In response io SI rcquesi, ErfB transmits ST-response
`
`wherein the SI-response includes the requested system information. Scheduling control information indicating the SI-response
`can be masked with UE"s ID (e.g. C-RNTI, RA-RNTT) or a pcc-ddincd ID (e.g. SI-R1'71). Pre-defined ID can be different fo.r
`
`different system in.formation or system ittforrnatic,n set or servlce or UE type. UE ca1, indicate the needed system i.nfonnation in
`
`9
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`Samsung Ex. 1011
`13 of 41
`
`(cid:141)
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`Provisional Application
`0203- 183 1 (YPF201602-0034/US-pro_DMC)
`
`Sl-Request using the options ex-plained in description of method 1.
`
`In one embodiment. eNB may provide the requested system informaticm for one or more cells. ENB may indicate the ceUs for
`which system i.J1formation provided in SI response is applicable. As a result the UE does not need to request for system
`
`information when the UE changes cell. After the cell change, if the UE does not have system information for the new cell U1en
`
`UE request for system information.
`
`In another embodiment of proposed invention system information (other than essential system information) can also be
`
`broadcastcd by the BS. BS may indicate in broadcasted essential system information whether other system infom1ation is
`broadcasted or not. If not broadcasted then UE can request using the method (figure 7) e:s.1Jlained earlier. lf broadca,1ed then
`lJE read broadcastcd system in:fonnation to acquhc the required system i.nfonnation. T.n case of heterogeneous networ.k
`
`comprises o.f macro cell and small cells, macro cell may indicate tlmt system in.fo.rmation is brcadcastcd whe.reas small cells
`may indicate that system information is not broadcasted.
`
`In another embodi.Iuent of proposed invention BS can indicate supported SI (s) in essential ~ystem infonnation.
`
`Method 3:
`
`Li
`h:'..lU.}Jf~lJfa.tJ~Ii.:~~--J
`I
`I.
`I'
`
`.
`
`I
`~BS
`: .. ~ ~t..
`:.
`L. .......... ' ·•·······.
`!
`Broadcast: Essential System
`. ,, ": ,. /otqrrna_tiop . . .
`
`I
`
`r=
`
`1 ............. . ..... : ' .... ' .
`
`I
`I
`t
`
`I
`
`PRACH
`.......... ' ..... ❖ · : . • ............ ..... :
`
`. ' .......... ' . : ... •(cid:141) .:
`,
`
`RAR
`
`j,.. .•+ j iS\'m'llim §Wf t~.!11} P ( 0f!'1• tiP'] I. •J •..... , -i
`I ,.
`
`I.ti this method of the proposed invention the UE can acquire the system iufom1ation ns shown in Figure 8. Sy51em infonnation
`
`is categorized into iwo categories: Firs1' categor_; compri.scs of one or more System infomuition which is broadcasted
`
`periodically by the cell. Second category comprises of one or more common system information which is provided to UE on
`demand in random ,1coess ,i::spoosc. Fi:rst caiego.ry cornp1ises of essential syste m .in.formation. Essent ial system informatio.o is
`
`periodically broadcasted by the cell. UE acquires essentil.il system information from broadcasted informatioo. In order to receive
`
`lO
`
`Samsung Ex. 1011
`14 of 41
`
`
`
`Provisional Application
`0203- 183 1 (YPF201602-