throbber
DECLARATION OF ROBERT M. KIMMEL
`UNDER 37 C.F.R. § 42.100 REGARDING U.S. PATENT NOS. 7,798,319;
`8,458,996; AND 8,556,070
`
`Declaration
`I declare that all statements made herein on my own knowledge are true and
`that all statements made on information and belief are believed to be true, and further,
`that these statements were made with the knowledge that willful false statements and
`the like so made are punishable by fine or imprisonment, or both, under Section 1001
`of Title 18 of the United States Code.
`
`Date: January 28, 2021
`
` By:
`
`Robert M. Kimmel
`
`RJRV EX 1004
`
`

`

`V.
`
`VI.
`
`I.
`II.
`III.
`IV.
`
`Table of Contents
`Professional Background................................................................................................. 4 
`Relevant Legal Standards ............................................................................................... 7 
`Person Of Ordinary Skill In The Art ........................................................................... 10 
`Technology Background ................................................................................................ 11 
`A.
`The ’319 Patent .................................................................................................... 11 
`B.
`The ’996 Patent .................................................................................................... 13 
`C.
`The ’070 Patent .................................................................................................... 13 
`Overview Of The Prosecution Histories ...................................................................... 13 
`A.
`The ’319 Patent .................................................................................................... 13 
`B.
`The ’996 Patent .................................................................................................... 14 
`C.
`The ’070 Patent .................................................................................................... 15 
`Claim Construction ........................................................................................................ 17 
`A.
`Tobacco Product .................................................................................................. 17 
`B.
`Connection Rim ................................................................................................... 18 
`C.
`Non-Hermetic Seal............................................................................................... 18 
`D.
`Bead ..................................................................................................................... 19 
`E.
`Continuous Bead .................................................................................................. 19 
`VII. Overview Of The Prior Art ........................................................................................... 19 
`A.
`Overview Of Brucker ........................................................................................... 19 
`B.
`Overview Of Welk ............................................................................................... 23 
`C.
`Overview Of Rosson ............................................................................................ 27 
`D.
`Overview Of Boyd ............................................................................................... 31 
`E.
`Overview Of Bried 928 ........................................................................................ 33 
`F.
`Overview Of Budd ............................................................................................... 35 
`G.
`Overview Of Szalay ............................................................................................. 36 
`H.
`Overview Of Winterson ....................................................................................... 37 
`VIII. The Claims Of The ’319 Patent Are Unpatentable ..................................................... 38 
`A.
`Ground 1: Claims 17-20, 23 And 25-26 Are Obvious Over Brucker In
`View Of Welk ...................................................................................................... 38 
`1.
`Independent Claim 17 .............................................................. 38
`2.
`Dependent Claim 18 ................................................................ 49
`
`RJRV EX 1004
`
`

`

`B. 
`
`C. 
`
`Dependent Claim 19 ................................................................ 51 
`3. 
`Dependent Claim 20 ................................................................ 52 
`4. 
`Dependent Claim 23 ................................................................ 55 
`5. 
`Dependent Claim 25 ................................................................ 56 
`6. 
`Dependent Claim 26 ................................................................ 58 
`7. 
`Ground 2a: Claims 17-20 And 25-26 Are Obvious Over Brucker In View
`Of Rosson............................................................................................................. 59 
`1. 
`Independent Claim 17 .............................................................. 59 
`2. 
`Dependent Claim 18 ................................................................ 70 
`3. 
`Dependent Claim 19 ................................................................ 72 
`4. 
`Dependent Claim 20 ................................................................ 73 
`5. 
`Dependent Claim 25 ................................................................ 75 
`6. 
`Dependent Claim 26 ................................................................ 77 
`Ground 2b: Claim 23 Is Obvious Over Brucker In View Of Rosson And
`Further In View Of Boyd ..................................................................................... 78 
`1. 
`Dependent Claim 23 ................................................................ 78 
`The Claims Of The ’996 Patent Are Unpatentable ..................................................... 79 
`A. 
`Ground 1a: Claims 1 and 4 Are Obvious Over Brucker In View Of Welk ......... 79 
`1. 
`Independent Claim 1 ................................................................ 79 
`2. 
`Dependent Claim 4 .................................................................. 93 
`Ground 1b: Claim 5 Is Obvious Over Brucker In View Of Welk And
`Further In View Of Szalay ................................................................................... 95 
`1. 
`Dependent Claim 5 .................................................................. 95 
`Ground 2a: Claims 1 and 4 Are Obvious Over Brucker In View Of Rosson ...... 97 
`1. 
`Independent Claim 1 ................................................................ 97 
`2. 
`Dependent Claim 4 ................................................................ 112 
`Ground 2b: Claim 5 Is Obvious Over Brucker In View Of Rosson And
`Further In View Of Szalay ................................................................................. 114 
`1. 
`Dependent Claim 5 ................................................................ 114 
`The Claims Of The ’070 Patent Are Unpatentable ................................................... 116 
`Ground 1a: Claims 1-6, 8, 11-22 And 25-28 Are Obvious Over Brucker In
`A. 
`View Of Welk .................................................................................................... 116 
`
`B. 
`
`C. 
`
`D. 
`
`-ii-
`
`
`
`IX. 
`
`X. 
`
`
`
`RJRV EX 1004
`
`

`

`Independent Claim 1 .............................................................. 116 
`1. 
`Dependent Claim 2 ................................................................ 129 
`2. 
`Dependent Claim 3 ................................................................ 129 
`3. 
`Independent Claim 4 .............................................................. 131 
`4. 
`Dependent Claim 5 ................................................................ 144 
`5. 
`Dependent Claim 6 ................................................................ 147 
`6. 
`Dependent Claim 8 ................................................................ 148 
`7. 
`Dependent Claim 11 .............................................................. 149 
`8. 
`Dependent Claim 12 .............................................................. 150 
`9. 
`10.  Dependent Claim 13 .............................................................. 151 
`11.  Dependent Claim 14 .............................................................. 155 
`12.  Dependent Claim 15 .............................................................. 156 
`13.  Dependent Claim 16 .............................................................. 157 
`14.  Dependent Claim 17 .............................................................. 158 
`15.  Dependent Claim 18 .............................................................. 160 
`16. 
`Independent Claim 19 ............................................................ 161 
`17.  Dependent Claim 20 .............................................................. 172 
`18.  Dependent Claim 21 .............................................................. 174 
`19.  Dependent Claim 22 .............................................................. 175 
`20.  Dependent Claim 25 .............................................................. 178 
`21.  Dependent Claim 26 .............................................................. 178 
`22.  Dependent Claim 27 .............................................................. 183 
`23.  Dependent Claim 28 .............................................................. 184 
`Ground 1b: Claim 10 Is Obvious Over Brucker In View Of Welk And
`Further In View Of Winterson ........................................................................... 186 
`1. 
`Dependent Claim 10 .............................................................. 186 
`Ground 2a: Claims 1-6, 8, 11-13, 15-22, 25 And 27-28 Are Obvious Over
`Brucker In View Of Rosson ............................................................................... 187 
`1. 
`Independent Claim 1 .............................................................. 187 
`2. 
`Dependent Claim 2 ................................................................ 200 
`
`B. 
`
`C. 
`
`
`
`-iii-
`
`
`
`RJRV EX 1004
`
`

`

`Dependent Claim 3 ................................................................ 200 
`3. 
`Independent Claim 4 .............................................................. 202 
`4. 
`Dependent Claim 5 ................................................................ 215 
`5. 
`Dependent Claim 6 ................................................................ 217 
`6. 
`Dependent Claim 8 ................................................................ 219 
`7. 
`Dependent Claim 11 .............................................................. 219 
`8. 
`Dependent Claim 12 .............................................................. 220 
`9. 
`10.  Dependent Claim 13 .............................................................. 222 
`11.  Dependent Claim 15 .............................................................. 224 
`12.  Dependent Claim 16 .............................................................. 226 
`13.  Dependent Claim 17 .............................................................. 226 
`14.  Dependent Claim 18 .............................................................. 228 
`15. 
`Independent Claim 19 ............................................................ 229 
`16.  Dependent Claim 20 .............................................................. 241 
`17.  Dependent Claim 21 .............................................................. 243 
`18.  Dependent Claim 22 .............................................................. 244 
`19.  Dependent Claim 25 .............................................................. 246 
`20.  Dependent Claim 27 .............................................................. 247 
`21.  Dependent Claim 28 .............................................................. 248 
`Ground 2b: Claim 10 Is Obvious Over Brucker In View Of Rosson And
`Further In View Of Winterson ........................................................................... 249 
`1. 
`Dependent Claim 10 .............................................................. 249 
`Ground 2c: Claim 14 Is Obvious Over Brucker In View Of Rosson And
`Further In View Of Boyd ................................................................................... 251 
`1. 
`Dependent Claim 14 .............................................................. 251 
`Ground 2d: Claim 26 Is Obvious Over Brucker In View Of Rosson And
`Further In View Of Budd ................................................................................... 252 
`1. 
`Dependent Claim 26 .............................................................. 252 
`
`-iv-
`
`
`
`D. 
`
`E. 
`
`F. 
`
`
`
`
`
`RJRV EX 1004
`
`

`

`I, Robert M. Kimmel, do hereby declare:
`
`1.
`
`I am making this declaration at the request of R.J. Reynolds Vapor
`
`Company and Modoral Brands, Inc. (“Petitioners”) in the matter of the Inter Partes
`
`Reviews (“IPRs”) of U.S. Patent Nos. 7,798,319 (“the ’319 patent”); 8,458,996 (“the
`
`’996 patent”); and 8,556,070 (“the ’070 patent”).
`
`2.
`
`I am being compensated for my work in this matter at my standard hourly
`
`rate of $550 for such consulting services. My compensation in no way depends on
`
`the outcome of this proceeding.
`
`3.
`
`In preparing this Declaration, I considered the following materials:
`
` Ex. 1001 – U.S. Patent No. 7,798,319, filed March 11, 2008, issued September
`
`21, 2010;
`
` Ex. 1002 – U.S. Patent No. 8,458,996, filed August 18, 2010, issued June 11,
`
`2013;
`
` Ex. 1003 – U.S. Patent No. 8,556,070, filed April 26, 2013, issued October 15,
`
`2013;
`
` Ex. 1006 – File History of the ’319 patent;
`
` Ex. 1007 – File History of the ’996 patent;
`
` Ex. 1008 – File History of the ʼ070 patent;
`
` Ex. 1009 – U.S. Patent No. 2,816,682 to Brucker, filed April 5, 1954, issued
`
`December 17, 1957 (“Brucker”);
`
`RJRV EX 1004
`
`

`

` Ex. 1010 – U.S. Patent Pub. No. 2008/0202956 A1 to Welk, et al., filed
`
`February 28, 2007, published August 28, 2008 (“Welk”);
`
` Ex. 1011 – Canadian Patent No. 1,205,024 to Rosson, filed July 14, 1982,
`
`issued May 27, 1986 (“Rosson”);
`
` Ex. 1012 – U.S. Patent No. 4,190,170 to Boyd, filed January 15, 1979, issued
`
`February 26, 1980 (“Boyd”);
`
` Ex. 1013 – U.S. Patent Pub. No. 2007/0110928 A1 to Bried et al., filed
`
`February 28, 2006, published May 17, 2007 (“Bried 928”);
`
` Ex. 1014 – UK Patent Application GB 2,136,775A to Budd, et al., filed
`
`March 23, 1983, published September 26, 1984 (“Budd”);
`
` Ex. 1015 – U.S. Patent No. 3,245,566 to Szalay, filed May 17, 1963, issued
`
`April 12, 1966 (“Szalay”);
`
` Ex. 1016 – U.S. Patent Pub. No. 2007/0012328 A1 to Winterson, et al., filed
`
`April 28, 2006, published January 18, 2007 (“Winterson”);
`
` Ex. 1017 – U.S. Patent No. 4,660,577 to Sensabaugh, et al., filed June 3, 1985,
`
`issued April 28, 1987 (“Sensabaugh”).
`
` Ex. 1018 – Johnson, J., Studies on the Fermentation of Tobacco (1934) J. of
`
`Agricultural Research, 49, 137-160 (“Johnson”);
`
` Ex. 1019 – Swain, A.P., Composition Studies On Tobacco (1966) J. Sci. Fd.
`
`Agric., 17, 349-353 (“Swain”);
`
`
`
`-2-
`
`
`
`RJRV EX 1004
`
`

`

` Ex. 1020 – U.S. Patent No. 5,425,215 to Lewis, et al. (“Lewis”), filed April
`
`16, 1993, issued June 20, 1995;
`
` Ex. 1021 – Soroka, W., Fundamentals of Packaging Technology, Second
`
`Edition (1999) (“Soroka”);
`
` Ex. 1022 – Joint Claim Construction Statement, Altria Client Services LLC
`
`and U.S. Smokeless Tobacco Company LLC, v. R.J. Reynolds Vapor Co., Case
`
`No. 1:20-cv-00472-NCT-JLW (M.D.N.C. Dec. 23, 2020);
`
` Ex. 1023 – Plaintiffs’ Preliminary Infringement Contentions For U.S. Patent
`
`No. 7,798,319, Altria Client Services LLC and U.S. Smokeless Tobacco
`
`Company LLC, v. R.J. Reynolds Vapor Co., Case No. 1:20-cv-00472-NCT-
`
`JLW (M.D.N.C. Sep. 11, 2020);
`
` Ex. 1024 – Plaintiffs’ Preliminary Infringement Contentions For U.S. Patent
`
`No. 8,458,996, Altria Client Services LLC and U.S. Smokeless Tobacco
`
`Company LLC, v. R.J. Reynolds Vapor Co., Case No. 1:20-cv-00472-NCT-
`
`JLW (M.D.N.C. Sep. 11, 2020); and
`
` Ex. 1025 – Plaintiffs’ Preliminary Infringement Contentions For U.S. Patent
`
`No. 8,556,070, Altria Client Services LLC and U.S. Smokeless Tobacco
`
`Company LLC, v. R.J. Reynolds Vapor Co., Case No. 1:20-cv-00472-NCT-
`
`JLW (M.D.N.C. Sep. 11, 2020).
`
`
`
`-3-
`
`
`
`RJRV EX 1004
`
`

`

`I.
`
`Professional Background
`
`4.
`
`5.
`
`Exhibit 1005 is a copy of my current curriculum vitae (“CV”).
`
`I received the degrees of Bachelor of Science in Materials Engineering
`
`in 1964, Master of Science in 1965, Materials Engineer in 1967, and Doctor of Science
`
`in Materials Engineering in 1968 from the Massachusetts Institute of Technology.
`
`6.
`
`I am Associate Professor of Packaging Science at Clemson University in
`
`Clemson, South Carolina. I was formerly Chair of the Department of Packaging
`
`Science and am currently Director of the Clemson University Center for Flexible
`
`Packaging. I teach, conduct research and provide services to industry in the fields of
`
`package design, packaging materials and packaging processes. In addition to my
`
`work at Clemson, I provide technical consulting and expert witness services to
`
`companies globally in the fields of packaging and plastics.
`
`7.
`
`In 1999, I joined the faculty of the Packaging Science Department at
`
`Clemson University, Clemson, South Carolina. In December 2006, I was appointed
`
`Chair of the Packaging Science Department, a position I held until September 2010,
`
`when the Department was merged with another department in the College to form a
`
`larger entity. In addition to my other responsibilities, I now serve as Director of the
`
`Packaging Science Program. In this role, I am responsible for curriculum
`
`development and assessment for the Program and strategic leadership of the
`
`Packaging Science faculty. In addition, I develop and manage relationships with
`
`
`
`-4-
`
`
`
`RJRV EX 1004
`
`

`

`companies around the world who interface and support research and service work with
`
`the Packaging Science Program.
`
`8. My teaching responsibilities in the Packaging Science Department have
`
`included developing and teaching two core curriculum courses: Applications of
`
`Polymers in Packaging and Converting for Flexible Packaging. The term project for
`
`one of those courses is an analysis of a patent related to plastics and packaging. I have
`
`also developed and taught graduate courses in flexible packaging and semi-rigid/rigid
`
`packaging. The subject matter of all these courses includes selection, design, and
`
`manufacture of materials and packages for packaging applications.
`
`9.
`
`For the past seventeen years, I have taught the capstone course of the
`
`Clemson Packaging Science B.S. curriculum, Package Design and Development. This
`
`course focuses on a systematic procedure for package design. In the course, I guide
`
`teams of students through this process using real-world problems. The systematic
`
`procedure taught in this course is also applicable to the packaging devices at hand in
`
`this matter.
`
`10. During my involvement with this packaging design course, I have
`
`mentored over 175 industry-sponsored team projects that have addressed a diverse
`
`assortment of packaging problems including, among other subjects, retail food
`
`products (human and animal), medical devices, artificial organs, appliances, printers,
`
`automotive components, electronic devices, and many others. Many of the package
`
`
`
`-5-
`
`
`
`RJRV EX 1004
`
`

`

`design issues required for food and artificial organs are similar to those for packaging
`
`tobacco products. The same systematic design process was applied to each of these
`
`problems. Solutions to some of these packaging challenges required a knowledge of
`
`metal and plastic container technologies, sealing technologies, management of
`
`product changes during storage, as well as broad knowledge of packaging and
`
`materials science.
`
`11. Prior to joining the Clemson faculty in 1999, I was employed by the
`
`Hoechst Celanese Corporation and its predecessor companies from 1968 through
`
`1998. I held a variety of technical and marketing positions of increasing
`
`responsibility, including over 25 years in positions relating to packaging. Among my
`
`direct responsibilities during this time were plastics for manufacturing molded
`
`containers and films for packaging tobacco products.
`
`12.
`
`I serve as a technical consultant to a wide variety of organizations and
`
`companies in the plastics and packaging fields, as detailed in my CV. Ex. 1005.
`
`13.
`
`I am the author or co-author of dozens of articles relating to plastics and
`
`materials engineering, multi-layer or multi-component plastic materials for
`
`packaging, biopolymers (i.e., plastics derived from biological sources), and other
`
`subjects in packaging. These articles also are listed in my CV.
`
`
`
`-6-
`
`
`
`RJRV EX 1004
`
`

`

`14.
`
`I am a named inventor on six U.S. and four foreign patents relating to
`
`polymers (i.e., plastics), six of which relate to multi-component plastics for packaging
`
`applications. See Ex. 1005.
`
`15.
`
`I have reviewed the ’319, ’996, and ’070 patents, and I am familiar with
`
`the subject matter of these patents, which is within the scope of my education and
`
`professional experience.
`
`II. Relevant Legal Standards
`
`16.
`
`I have been asked to provide my opinion as to whether certain claims of
`
`the ’319, ’996, and ’070 patents are anticipated or would have been obvious to a
`
`person of ordinary skill in the art at the time of the invention, in view of the prior art.
`
`17.
`
`I am an engineer by training and profession. The opinions I am
`
`expressing in this report involve the application of my knowledge and experience to
`
`the evaluation of certain prior art with respect to the ’319, ’996, and ’070 patents. My
`
`formal knowledge of patent law is no different than that of any lay person. Therefore,
`
`I have requested the attorneys from Jones Day, who represent Petitioners, to provide
`
`me with guidance as to the applicable patent law in this matter. The paragraphs below
`
`express my understanding of how I must apply current principles related to patent
`
`validity to my analysis.
`
`18.
`
`It is my understanding that in determining whether a patent claim is
`
`anticipated or obvious in view of the prior art, the Patent Office must apply the Phillips
`
`
`
`-7-
`
`
`
`RJRV EX 1004
`
`

`

`standard to construe the claim by giving the claim its plain and ordinary meaning,
`
`consistent with the specification and prosecution history. For the purposes of this
`
`review, I have construed each claim term in accordance with its plain and ordinary
`
`meaning under the Phillips standard except where particular constructions are
`
`discussed.
`
`19.
`
`It is my understanding that a claim is anticipated under 35 U.S.C. § 102
`
`if each and every element and limitation of the claim is found either expressly or
`
`inherently in a single prior art reference.
`
`20.
`
`It is my understanding that a claim is unpatentable under 35 U.S.C. § 103
`
`if the claimed subject matter as a whole would have been obvious to a person of
`
`ordinary skill in the art at the time of the invention. I also understand that an
`
`obviousness analysis takes into account the scope and content of the prior art, the
`
`differences between the claimed subject matter and the prior art, and the level of
`
`ordinary skill in the art at the time of the invention.
`
`21.
`
`In determining the scope and content of the prior art, it is my
`
`understanding that a reference is considered analogous prior art if it falls within the
`
`field of the inventor’s endeavor. In addition, a reference is analogous prior art if it is
`
`reasonably pertinent to the particular problem with which the inventor was involved.
`
`A reference is reasonably pertinent if it logically would have commended itself to an
`
`inventor’s attention in considering his problem. If a reference relates to the same
`
`
`
`-8-
`
`
`
`RJRV EX 1004
`
`

`

`problem as the claimed invention, that supports use of the reference as prior art in an
`
`obviousness analysis.
`
`22. To assess the differences between prior art and the claimed subject
`
`matter, it is my understanding that 35 U.S.C. § 103 requires the claimed invention to
`
`be considered as a whole. This “as a whole” assessment requires showing that one of
`
`ordinary skill in the art at the time of invention, confronted by the same problems as
`
`the inventor and with no knowledge of the claimed invention, would have selected the
`
`elements from the prior art and combined them in the claimed manner.
`
`23.
`
`It is my further understanding that the Supreme Court has recognized
`
`several rationales for combining references or modifying a reference to show
`
`obviousness of claimed subject matter. Some of these rationales include: combining
`
`prior art elements according to known methods to yield predictable results; simple
`
`substitution of one known element for another to obtain predictable results; a
`
`predictable use of prior art elements according to their established functions; applying
`
`a known technique to a known device (method or product) ready for improvement to
`
`yield predictable results; choosing from a finite number of identified, predictable
`
`solutions, with a reasonable expectation of success; and some teaching, suggestion, or
`
`motivation in the prior art that would have led one of ordinary skill in the art to modify
`
`the prior art reference or to combine prior art reference teachings to arrive at the
`
`claimed invention.
`
`
`
`-9-
`
`
`
`RJRV EX 1004
`
`

`

`III. Person Of Ordinary Skill In The Art
`
`24.
`
`It is my understanding that when interpreting the claims of the ’319,
`
`’996, and ’070 patents, I must do so based on the perspective of one of ordinary skill
`
`in the art (a “POSA”) as of the relevant priority date. My understanding is that the
`
`earliest claimed priority date of the ’319, ’996, and ’070 patents is March 11, 2008
`
`(“time of the alleged invention”).
`
`25.
`
`In my opinion, a person of ordinary skill in the art for the ’319, ’996, and
`
`’070 patents would have possessed at least a bachelor’s degree in materials science,
`
`packaging science, chemical engineering, food science, or similar discipline with at
`
`least two years of industry experience in the research, development and/or
`
`manufacture of packaging for consumable products. A person could also have
`
`qualified as a person of ordinary skill in the art with some combination of (1) more
`
`formal education (such as a master’s degree) and less technical experience, or (2) less
`
`formal education and more technical or professional experience.
`
`26. As described in detail above in the “Professional Background” section,
`
`my own training and experience exceed that of one of ordinary skill in the art.
`
`
`
`-10-
`
`
`
`RJRV EX 1004
`
`

`

`IV. Technology Background
`
`A. The ’319 Patent
`27. The ʼ319 patent is titled “Container Device For Tobacco Articles” and is
`
`directed to a packaging device for consumable articles, such as tobacco products, for
`
`enhancing the freshness of the product packaged therein. Ex. 1001 at 1:6-9.
`
`28. The ’319 patent discloses that at the time of the alleged invention, it was
`
`well known that tobacco products were stored in containers that were commonly
`
`referred to as cans or tins. Id. at 1:12-18. These containers would join with a lid to
`
`store the tobacco products therein. Id. at 1:18-19.
`
`29. To purportedly enhance the freshness of tobacco and other products
`
`stored in a container, the ’319 patent discloses the use of a gasket arranged between a
`
`container and a lid. Id. at 1:33-38. The ’319 patent discloses that the gasket provides
`
`a moisture barrier and a non-hermetic seal. Id. at 1:38-48. “The gasket 130 may serve
`
`as a moisture barrier that limits the egress of the moisture from the container 120 (or
`
`the ingress of the moisture into the container 120).” Id. at 4:62-65. The ’319 patent
`
`discloses that tobacco products may produce byproduct gases (id. at 3:35-42, 6:4-11)
`
`and that the non-hermetic seal allows the evolved gases to escape from the container
`
`to relieve the pressure therein. Id. at 3:29-54. The ’319 patent further discloses that
`
`“the gasket can provide the aforementioned gas exchange while continuing to provide
`
`the moisture barrier for improved control over the egress of moisture from the moist
`
`
`
`-11-
`
`
`
`RJRV EX 1004
`
`

`

`snuff tobacco product (or the ingress of moisture into the dry tobacco products).” Id.
`
`at 3:51-55.
`
`30. The container described in the ’319 patent is illustrated in the figures
`
`below.
`
`
`
`
`
`31. The ’319 patent discloses a tobacco product package device 100 having
`
`a container 120 and a lid 140 with a ring-shaped gasket 130 positioned at the perimeter
`
`of the underside of the lid. Id. at 4:59-62, 5:36-37, 5:47-49. The container 120
`
`includes a cylindrical side wall. Id. at 5:6-8. The container 120 has a connection
`
`rim 122 at the top of the side wall. Id. at 5:31-36. The connection rim 122 includes a
`
`bead 125. Id. at 5:31-34. The lid has a skirt 144 with a bead 145 that engages the
`
`bead 125 on the container 120 to provide a releasable snap-fit engagement of the
`
`container 120 and the lid 140. Id. at 5:24-34, 6:23-26. The snap-fit engagement urges
`
`
`
`-12-
`
`
`
`RJRV EX 1004
`
`

`

`the top of the container’s connection rim 122 to abut against the gasket 130. Id. at
`
`5:36-50, 6:23-34. The container 120 has vent structures 123 formed by indentations
`
`or interruptions in the bead 125. Id. at 7:19-29. The vent structures 123 facilitate gas
`
`exchange between the interior of the container and the ambient air. Id. at 7:37-40.
`
`B.
`The ’996 Patent
`32. The ’996 patent shares a common specification with the ’319 patent,
`
`where I have discussed that technology in the section above.
`
`C. The ’070 Patent
`33. The ’070 patent shares a common specification with the ’319 patent,
`
`where I have discussed that technology in the section above.
`
`V. Overview Of The Prosecution Histories
`
`A. The ’319 Patent
`34. The ’319 patent was filed on March 11, 2008 as U.S. Patent Application
`
`No. 12/046,051 (“the ’051 application”). Ex. 1006 at 76.
`
`35. As originally filed, the ’051 application included 26 claims. Id. at 123-
`
`127. Application claims 1-15 were directed to a tobacco product package device and
`
`claims 16-26 were directed to a method of packaging a tobacco product. Id.
`
`36. On March 25, 2010, the examiner issued a restriction requirement for
`
`these two groups of claims. Id. at 60-67.
`
`37. On April 1, 2010, the applicant elected to proceed with claims 1-15,
`
`canceled claims 16-26, and added new dependent claims 27-37. Id. at 48-55.
`
`
`
`-13-
`
`
`
`RJRV EX 1004
`
`

`

`38. On June 14, 2010, the examiner issued a notice of allowance for
`
`application claims 1-15 and 27-37 without having issued any rejection based on prior
`
`art. Id. at 34-47, 60-67. No reason for allowance was provided. Id. at 34-47.
`
`39. The ’319 patent issued on September 21, 2010 with independent claims
`
`1 and 17 and dependent claims 2-16 and 18-26, which depend from claims 1 and 17
`
`respectively. Ex. 1001.
`
`B.
`The ’996 Patent
`40. The ’996 patent was filed on August 18, 2010 as U.S. Patent Application
`
`No. 12/859,019 (“the ’019 application”), as a divisional to the ’051 application, which
`
`was filed on March 11, 2008. Ex. 1007 at 265.
`
`41. As filed, the ’019 application included 20 claims (including independent
`
`claims 1 and 11) directed to a method of packaging a tobacco product. Id. at 306-309.
`
`42. On March 5, 2013, the examiner issued an office action rejecting claims
`
`1, 3-4, 7-11, 13-14 and 17-20 under 35 U.S.C. §103 as obvious over the combination
`
`of U.S. Patent No. 4,703,765 (Paules) and U.S. Patent No. 5,566,568 (Rojek),
`
`rejecting claims 2 and 12 under 35 U.S.C. §103 as obvious over the combination of
`
`Paules in view of Rojek and further in view of U.S. Patent No. 4,711,687 (Paules II),
`
`and objecting to claims 5-6 and 15-16 as being dependent on a rejected base claim,
`
`but noting that those claims recite allowable subject matter and would be allowable if
`
`rewritten in independent form. Id. at 249-254.
`
`
`
`-14-
`
`
`
`RJRV EX 1004
`
`

`

`43. On April 19, 2013, applicant amended independent application claims 1
`
`and 11 to incorporate the allowable subject matter. Id. at 59-68. Application claims
`
`1 and 11 were amended to include the limitation “wherein the lid releasably engages
`
`to the connection rim of the tobacco product container so that the resilient gasket
`
`provides the non-hermetic seal between the lid and the container, and wherein the
`
`non-hermeti

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket