`
`
`
`PATENT APPLICATION
`
`
`TRANSMITTAL
`
`
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`
`
`
`Commissioner for Patents
`
`
`APPLICATION ELEMENTS
`P.O. Box 1450
`Alexandria VA 22313-1450
`See MPEP chapter 600 concerningutility patent application contents.
`
`
`
`
`
` ACCOMPANYING APPLICATION PARTS
`1.[_] Fee Transmittal Form (e.g., PTO/SB/17)
`
`
`
`2. CJ Applicant claims small entity status.
`9.
`Assignment Papers (cover sheet & document(s))
`See 37 CFR 1.27.
`
`
`
`28
`[Total Pages
`Specification
`Name of Assignee_Research In Motion Limited
`Both the claims and abstract must start on a new page
`(Forinformation on the preferred arrangement, see MPEP 608.01(a))
`
`
`4] Drawing(s) (35 U.S.C. 113)
`[Total Sheets
`4
`j
`
`
`
`[Total Sheets
`5. Oath or Declaration
`10.
`37 CFR 3.73(b) Statement
`[v]Powerof
`(whenthere is an assignee)
`Attorney
`a. [| Newly executed (original or copy)
`
`
`b.
`A ccopyfrom a prior application (37 CFR 1.63(d))
`
`11. [[] English Translation Document(if applicable)
`for continuation/divisional with Box 18 completed)
`
`
`DELETION OF INVENTOR(S)
`
` 12.
`Signed statementattached deleting inventor(s)
`Information Disclosure Statement (PTO/SB/08 or PTO-1449)
`
`namein the prior application, see 37 CFR
`Copiesofcitations attached
`
`
`1.63(d)(2) and 1.33(b).
`
`
`
`Application Data Sheet. See 37 CFR 1.76
`6.
`43. Preliminary Amendment
`
`7. ] CD-ROMor CD-Rin duplicate, large table or
`
`
`. [_] Return Receipt Postcard (MPEP 503)
`ope Program (Appendix)
`(Should be specifically itemized)
`
`
`
`
`15. [__| Certified Copy of Priority Document(s)
`
`
`
`8. Nucleotide and/or Amino Acid Sequence Submission
`,
`,
`x OIF
`:
`(if foreign priority is claimed)
`
`(if applicable, items a.—c. are required)
`
`a. [| Computer Readable Form (CRF)
`
`
`
`16. [| Nonpublication Request under 35 U.S.C. 122(b)(2)(B){i).
`b.
`Specification Sequence Listing on:
`
`Applicant must attach form PTO/SB/35 or equivalent.
`
`i LC)
`cp-rRom or CD-R (2 copies); or
`
`
`ii. [_]
`Paper
`17. [J other:
`
`
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`18. Ifa CONTINUING APPLICATION, check appropriate box, and supply the requisite information below andin the first sentenceof the
`
`
`specification following the title, or in an Application Data Sheet under 37 CFR 1.76:
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`PTO/SB/05 (08-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE
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`UTILITY
`ttaas.oiseoco
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`Express Mail Label No.
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`ADDRESS TO:
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`Landscape Table on CD
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`Prior application information:
`
`Examiner Edward H. Tso
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`riwrops t+ yt teva)
`Approvedfor use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`at
`Application Data Sheet 37 CFR 1.76
`
`Application Number Title of Invention|MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`document maybe printed and included in a paperfiled application.
`
`Secrecy Order 37 CFR 5.2
`["] Portions orall of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may notbefiled electronically.)
`
`
`
`Applicant Information:
`
`Applicant Authority @lInventor|CLegal Representative under 35 U.S.C. 117 ©pParty ofInterest under 35 U.S.C. 118
`
`
`Prefix) Given Name
`Middle Name
`Family Name
`Suffix
`
`
`
`() Active US Military Service
`@) NonUSResidency
`ResidenceInformation (Select One) © US Residency
`Waterloo Country Of Residencei|CA
`
`City
`Citizenship under 37 CFR 1.41(b)|CA
`
`Mailing Address of Applicant:
`
`
`
`Address 1
`
`Address 2
`
`295 Phillip Street
`
`Waterloo
`City
`Postal Code
`
`N2L 3W8
`
`State/Province
`Country
`CA
`
`
`ON
`
`Applicant 2
`Applicant Authority @|nventor|(Legal Representative under 35 U.S.C. 117 C©Party of Interest under 35 U.S.C. 118
`
`Middle Name
`Family Name
`Suffix
`
`
`() Active US Military Service
`Residence Information (Select One) © US Residency @ NonUSResidency
`
`City|Waterloo Country Of Residencei|CA
`Citizenship under 37 CFR 1.41(b)|CA
`Mailing Addressof Applicant:
`Address 1
`300 Regina Street, North
`
`
`
`Address 2
`
`
`
`Gity|Waterioo State/Province
`
`Postal Code
`
`
`Applicant 3
`
`Applicant Authority @Inventor|(Legal Representative under 35 U.S.C. 117 ©pParty ofInterest under 35 U.S.C. 118
`
`Middle Name
`Family Name
`Suffix|
`
`
`
`ResidenceInformation (Select One) () US Residency
`
`(@) Non US Residency
`cA
`
`
`
`IPR USP 8,624,550
`Page 2 of 174
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`riwoorie i Iso)
`Approved for use through 09/30/2010, OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unlessit contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`—
`
`
`
`Title of Invention|MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
`
`
`
`Citizenship under 37 CFR 1.41 (bj
`Mailing Address of Applicant:
`
`CA
`
`Address1
`
`12 Sudbury Street
`
`Applicant Authority @l|nventor|ClLegal Representative under 35 U.S.C. 117 C©Party ofInterest under 35 U.S.C. 118
`
`Middle Name
`Family Name
`Suffix
`
`LUONG
`A.
`Quang
`(©) Active US Military Service
`@) NonUSResidency
`ResidenceInformation (Select One) © US Residency
`
`City|Mississauga CA
`Citizenship under 37 CFR 1.41(b)
`CA
`Mailing Address of Applicant:
`Address 1
`5847 MerseyStreet
`
`
`
`
`
`
`
`
`
`
`
`Applicant Authority @|nventor|C)Legal Representative under 35 U.S.C. 117 C©pParty ofInterest under 35 U.S.C. 118
`
`Given Name
`Middle Name
`Family Name
`Suffix
`
`Address 2
`
`City
`
`Mississauga
`
`Postal Code
`
`L5v 19
`
`State/Province
`CA
`
`Oo
`
`ResidenceInformation (Select One)
`
`(© US Residency
`
`(@) NonUSResidency
`
`(©) Active USMilitary Service
`
`Mailing Address of Applicant:
`
`
`
`
`
`
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
` 2 \dd a
`generated within this form by selecting the Add button.
`
`
`CorrespondenceInformation:
`Enter either Customer Numberor complete the CorrespondenceInformation section below.
`For further information see 37 CFR 1.33(a).
`
`
`
`
`
`[_] An Addressis being provided for the correspondenceInformationof this applisatinvers Ex. 1002
`93377
`IPR USP 8,624,550
`Page 3 of 174
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`Customer Number
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`Petitioners Ex. 1002
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`

`Ciwropdrit (i mud)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`
`
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`Email Address
`
`_AddEmail|
`
`[RemoveEmail
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`Title of Invention
`
`Application Information:
`
`
`
`
`Suggested Class(if any)Po SubClass(if ayyssi—i—sCOY
`
`Suggested Technology Center(if any) ee
`
`Total Numberof Drawing Sheets(if any) Suggested Figure for Publication (if any)||
`Publication Information:
`
`
`
`
`
`
`
`
`
`
`
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`Req uest Not to Publish. | hereby request that the attached application not be published under 35 U.S.
`Cl C. 122(b) and certify that the invention disclosed in the attached application has not andwill not be the subject of
`an application filed in another country, or under a multilateral international agreement, that requires publication at
`
`eighteen months afterfiling.
`
`Representative Information:
`
` Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`
`
`
`this information in the Application Data Sheet does not constitute a powerof attorney in the application (see 37 CFR 1.32).
`
`Enter
`either Customer Number
`or
`complete
`the Representative Name
`section
`below.
`If
`both
`are completed the Customer Numberwill be used for the Representative Information during processing.
`
`
`
`Please Select One: © US Patent Practitioner|©) Limited Recognition (37 CFR 11.9)@) Customer Number
`
`
`
`
`
`
`sections
`
`
`
`Customer Number
`
`
`93377
`
`
`
`Domestic Benefit/National Stage Information:
`
`
`
`This section allows for the applicantto either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`
`
`
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a)(4), and need not otherwise be made part of the specification.
`
`
`
`
`
`
`
`|Cantona
`
`
`
`
`
`
`12905934
`0
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`Page 4 of 174
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`Prior Application Status
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`
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`Application Number
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`Petitioners Ex. 1002
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`Page 4 of 174
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`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`raiwroor ist ul i-uo)
`
`Title of Invention
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
`Application
`Number
`
`Prior Application
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`.
`Issue Date
`Filing Date
`Continuity Type
`(YYYY-MM-DD)
`Patent Number
`(YYYY-MM-DD)
`
`Continuation of
`12714204
`2012-05-01
`8169187
`2010-02-26
`12905934
`
`
`Prior Application Status|Patented Remove|
`
`
`.
`Prior Application
`Filing Date
`Issue Date
`Application
`Patent Number
`Continuity Type
`(YYYY-MM-DD)
`(YYYY-MM-DD)
`Number
`7737657
`12268297
`Continuation of
`2008-11-10
`2010-06-15
`
`
`Prior Application Status|Patented | Remove|
`
`Application
`ao
`Prior Application
`Filing Date
`Issue Date
`Number
`Continuity Type
`Number
`(YYYY-MM-DD)
`(YYYY-MM-DD)
`12268297
`Continuation of
`11749680
`2007-05-16
`2008-11-18
`
`Prior Application Status|Patented
`.
`Prior Application
`Filing Date
`Issue Date
`
`12714204
`
`Application
`Number
`
`Patent Number
`7453233
`
`
`
`2007-07-03
`7239114
`2005-07-06
`11175885
`Continuation of
`11749680
`
`Prior Application Status|Patented | Remove|
`
`
`
`Application
`wo.
`Prior Application
`Filing Date
`Issue Date
`Number
`Continuity Type
`Number
`(YYYY-MM-DD)
`Patent Number
`(YYYY-MM-DD)
`Continuation of
`10087629
`2002-03-01
`6936936
`2006-08-30
`11175885
`
`5;
`Re
`Prior Application Status|Expired
`Application Number Prior Application Number}—Filing Date (YYYY-MM-DD)Continuity Type
`
`
`
`10087629
`non provisional of
`60273021
`2001-03-01
`
`
`
`Prior Application Status|Expired
`
`
`
`
`Filing Date (YYYY-MM-DD)
`Prior Application Number
`
`2001-10-23
`60330486
`
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`
`by selecting the Add button.
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`Application Number
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`Continuity Type
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`Foreign Priority Information:
`This section allowsfor the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
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`Application Number
`Parent Filing Date (YYYY-MM-DD)
`Priority Claimed
`aOO
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`
`
`Assignee Information:
`Providing this information in the application data sheet does notsubstitute for compliance with any requirement ofpart 3 of Title 37
`
`
`of the CFR to have an assignmentrecordedin the Office.
`Assiqnee 1
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`Petitioners Ex. 1002
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`PR USP 6,024
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`U
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`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit contains a valid OMB control number.
`
`rewrop i (l I-vo;}
`
`Application Number
`
`
`Application Data Sheet 37 CFR 1.76
`
`
` Title of Invention
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
` Last Name
`
`
`
`
`If the Assignee is an Organization check here.
`
`Xx
`
`Organization Name
`
`Research In Motion Limited
`
`Mailing AddressInformation:
`
`295 Phillip Street
`Address1
`
`
`Address 2
`City
`Waterloo
`State/Province
`ON
`Postal Code
`N2L 3W8
`
`CA
`
`Email Address
`
`Additional Assignee Data may be generated within this form by selecting the Add
`button.
`
`Signature:
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`
`CFR 1.4(d) for the form of the signature.
`Date (YYYY-MM-DD)|
`
`| Yu Registration Number
`
`
`2012-06-28
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete,including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upontheindividual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Petitioners Ex. 1002
`IPR USP 8,624,550
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`Approvedfor use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unlessit displays a valid OMB contro! number.
`
`RESEARCH IN MOTION LIMITED
`(Nameof Assignee)
`
`,a
`
`Corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.
`
`states that it is:
`
`the assigneeof the entire right, title, and interest in;
`
`2. [|
`
`an assigneeofless than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interestis
`
`%); or
`
`3.[| the assignee of an undivided interest in the entirety of (a complete assignment from oneof the joint inventors was made)
`the patent application/patent identified above, by virtue of either:
`
`A,
`
`An assignment from the inventor(s) of the patent application/patentidentified above. The assignment was recordedin
`the United States Patent and Trademark Office at Reel 013155
`, Frame 0301
`, or for which a
`copy therefore is attached.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`STATEMENT UNDER 37 CFR3.73(b)
`Applicant/Patent Owner: RESEARCH IN MOTION LIMITED
`|
`
`Application No./Patent No.: 12/905,934
`Filed/Issue Date; October 15, 2010
`Titled:
`
` PTO/SB/96 (07-09)
`
`1. From:
`
`2. From:
`
`3. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`of for which a copythereofis attached.
`
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereofis attached.
`
`To:
`
`[|
`
`Additional documents in the chainoftitle are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain oftitle from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to AssignmentDivision in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`
`/BRYAN C. DINER/
`
`Signature
`
`BRYANC. DINER
`
`November 10, 2010
`
`Date
`
`Reg. No. 32,409
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending uponthe individual case. Any comments on the amountoftime
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Petitioners Ex. 1002
`If you need assistance in completing the form, call 1-800-PTO-9799 and select option 2.
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`37 CFR 3.73(b).
`| hereby appoint:
`
`
`
`93377
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`PTO/SB/80 (11-08)
`Approvedfor use through 11/30/2011. OMB 0661-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
` | hereby revoke all previous powersof attorney givenin the application identified in the attached statement under
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`Practitioners associated with the Customer Number:
`OR
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`[| Practitioner(s) named below (if more than ten patent practitioners are to be named,then a customer number must be used):
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`,
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`Registration
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`
`_—_
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`tet / 7) Sg)
`Me
`Petitioners
`EX.
`1002
`IPR USP 8,624,550
`Page 8 of 174
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`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 8 of 174
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`

`

`PATENT
`Customer No. 93377
`Attorney Docket No. 11298.0188-08
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`eeNeeeeeeeeeeeeeeeeeeeSee”
`
`In re Application of:
`
`Daniel M. FISCHER etal.
`
`Application No.: Unknown
`(Continuation of Appin. No. 13/175,509)
`
`Filed: June 28, 2012
`
`For. MULTIFUNCTIONAL CHARGER
`SYSTEM AND METHOD
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Parent Group Art Unit: 2858
`
`Parent Examiner: Edward H. Tso
`
`Confirmation No.: Unknown
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 C.F.R.§1.97(b
`
`Pursuant to 37 C.F.R. §§ 1.56 and 1.97(b), Applicants bring to the attention of
`
`the Examinerthe listed documents on the attachedlisting. This Information Disclosure
`
`Statementis being filed concurrently with the continuation application.
`
`Copiesof the listed documents are not attached since they were submitted in the
`
`parent case (Application No. 13/175,509).
`
`Applicants respectfully request that the Examinerconsiderthe listed documents
`
`and indicate that they were considered by making appropriate notations on the attached
`
`form.
`
`This submission does not represent that a search has been madeorthat no
`
`better art exists and does not constitute an admission that each or all of the listed
`
`documents are material or constitute "prior art." If the Examiner applies any of the
`
`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 9 of 174
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`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 9 of 174
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`

`

`Application No.: Unknown
`Customer No. 93377
`Attorney Docket No.: 11298.0188-08
`
`documents asprior art against any claim in the application and Applicants determine
`
`that the cited documents do not constitute "prior art" under United States law,
`
`Applicants reserve the right to present to the U.S. Patent and Trademark Office the
`
`relevant facts and law regarding the appropriate status of such documents.
`
`Applicants further reserve the right to take appropriate action to establish the
`
`patentability of the disclosed invention overthe listed documents, should one or more of
`
`the documents be applied against the claims of the present application.
`
`if there is any fee due in connection with thefiling of this Statement, please
`
`charge the fee to Deposit Account No. 06-0916.
`
`Respectfully submitted,
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`Dated: June 28, 2012
`
`By: /Yi Yu/
`Yi Yu
`Reg. No. 69,397
`(571) 203-2700
`
`-2-
`
`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 10 of 174
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`Petitioners Ex. 1002
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`

`PTO/SB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
`Docdescription: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`
`| Application Number
`| Unknown
`
`| Filing Date
`June 28, 2012
`
`First Named Inventor
`| Daniel M. Fischer
`Art Unit
`TUnknown
`
`| Examiner Name | Unknown
`|Attorney Docket Number
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`
`
`pealee
`
`
`U.S. PATENTS
`TT
`
`:
`
`.
`
`:
`
`:
`
`Pages, Columns, Lines
`
`
`
`
`
`
`
`5
`
`5229649
`
`1993-07-20
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`Nielsenetal.
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`
`
`
`
`8
`5631503
`1997-05-20
`Cioffi
`
`
`
`
`
`
`11
`5769877
`1998-06-23
`Barreras, Sr.
`
`
`
`
`13
`
`5939860
`
`1999-08-17
`
`William
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`
`
`14|6006088 1999-12-21 Couse
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`[1s
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`6104162
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`2000-08-15
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`Sanisbury et al.
`
`16
`6104759
`2000-08-15
`Carkner etal.
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`17
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`6130518
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`2000-10-10
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`Gabehart etal.
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`18
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`6138242
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`2000-10-24
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`Massman etal.
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`Yang
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`6184652
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`NameOratenieeorApplicant wrRclavantFiguiceAnwoa.
`an"| Issue Date
`Patent Number
`Ace
`; Carlsen,Il
`1973-11-27
`3775659
`1
`Banksetal.
`1984-02-21
`4433251
`] 2
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`3|4510431 L 1985-04-09 Winkler
`4
`5173855
`1992-12-22
`Nielsen et al.
`F
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`7 6|272475 4 1993-12-21 Eatonetal.
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`|_
`7
`5444378
`7]
`1995-08-22
`Rogers
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`fe 5638540
`1997-06-10
`Aldous
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`
`10|5651057 1997-07-22_|Blood etal.|
`re| 5850113
`| 1998-12-15
`Weimeretal.
`a
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`20|6211649 4 2001-04-03 Matsuda
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`21
`6252375
`2001-06-26
`Richteretal.
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`24|6357011 2002-03-12 Gilbert
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`
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`26|6663420 L 2003-12-16 Xiao
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`
`22|6255800 2001-07-03 Bork
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`
`
`C
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`Tsai
`2001-09-04
`6283789
`23
`[
`Ogami
`2002-06-04
`25 |e207608
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`[27
`6668296
`2003-12-23
`_[Dougherty et al.
`Petiti
`Ex.
`1002
`IPR USP 8,624,550
`Page 11 of 174
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`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 11 of 174
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`

`

`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`| Unknown Application Number
`Sang Date
`| June 28, 2012
`
`First Named Inventor Daniel M. Fischer
`| Unknown
`
`Art Unit
`
`Examiner Name
`
`
`
`
`
`
`
`
`
`
`
`
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`
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`39|7834586 2010-02-26 Fischeret al.
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`
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`| 28|6738856 | 2004-05-18 Milley et al. |
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`| 29|7159132 | 2007-01-02 Takahashiet al. |
`
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`30|7170259 2007-01-30 Veselic
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`| 31 | 7340627|2008-03-04 Harvey
`32
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`2009-12-08
`Kang
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`33|7631111 2009-12-08 Monkset al.
`
`
`
`34|7698490 {p0r0-08-8 Terrell,I
`
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`35|7737657 2010-06-15 Fischer, etal.
`
`
`| 36
`| 7812565
`2010-10-12
`Bayneetal.
`
`38|7986127 01-07-26 Fischeretal. TE
`
`
`37|7884570 2011-02-08 Purdyet al.
`
`
`L-
`U.S. PATENTAPPLICATION PUBLICATIONS
`
`Examiner|Gite|Publication|Kind publication bate| NameofPatenteeorApplicant|(ireRelevantPassages
`
`
`
`
`
`
`
`
`
`2|2003/0034898 2003-02-20 Shamoonetal. |
`
`or Relevant Figures Appear
`
`
`4|2001/0003205 2001-06-07 Gilbert
`
`
`
`
`3|2004/0063464 2004-04-01 Akam etal.
`
`
`
`4|2004/0251878 2004-12-16 Veselic
`
`
`Unknown Attorney Docket Number 1 1298.0188-08000
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`5|2005/0269883 2005-12-08 Drader et al. _
`
`fs
`2009/0128091
`2009-05-21
`Purdyetal.
`
`9|2009/0130874 2009-05-21 TTengin
`10
`| 2010/0052620
`2010-03-04
`Wong
`F
`11|2010/0060233 | | 2010-03-11 Kunget al.
`
`
`
`
`
`42|2010/0201308 2010-08-12 Lindholm
`
`
`
`
`
`6|2006/0181241 2006-08-17 Veselic
`
`
`
`
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`7|2007/0108938 2007-05-17 Veselic
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`
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`
`
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`13|2004/0251878 + een Veselic ]
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`
`
`EFS Web 2.1.17
`
`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 12 of 174
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`Petitioners Ex. 1002
`IPR USP 8,624,550
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` L
`
`12|U.S. Office Action for U.S. Application No. 11/175,885 dated August 24, 2006 (6 pages)
`
`
`
`
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner|Cite Include the nameof the author (in CAPITAL LETTERS),title of the article (when appropriate),title of the
`oy
`initial”
`No
`item (book, magazine,journal, serial, symposium, catalog,etc.), date, page(s), volume-issue number(s),
`ublisher, city and/or country where published.
`
`1 Canadian Office Action for Canadian Application No. 2,374,344 dated March 12, 2004 (3 pages)
`
`
`
`2 Charging Big Supercaps, Portable Design, p. 26, March 1997
`3
`Electric Double-Layer Capacitors, Vol. 2, October 25, 1996, (Japan, Tokin Corp., Cat. No. EC-200E)
`
`4 Supercapacitor: User's Manual, Vol. 2, Japan, Tokin Corporation, January 1997 (47 pages)
`
`
`
`5 U.S. Office Action for U.S. Application 10/087,629 dated September 7, 2004 (6 pages)
`
`
`
`6 U.S. Office Action for U.S. Application 11/175,885 dated April 4, 2006 (5 pages)
`
`7 | U.S. Office Action for U.S. Application 11/175,885 dated October 20, 2005 (8 pages)
`
`U.S. Office Action for U.S. Application 11/749,680 dated September 25, 2007 (9 pages)
`8
`
`
`ic U.S. Office Action for U.S. Application 12/174,204 dated August 5, 2010 (11 pages)
`
`10|U.S. Office Action for U.S. Application 12/268,297 dated August 18, 2009 (9 pages)
`
` — U.S. OfficeActionforU.S. Application 12/905,934 dated November29, 2010 (11 pages)
`
`43|U.S. Office Action for U.S. Application No. 12/714,204 dated August 5, 2010 (11 pages)
`
`EFS Web2.1.17
`
`Petitioners Ex. 1002
`IPR USP 8,624,550
`Page 13 of 174
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`
`
`Application Number | Unknown
`
`
`Filing Date | June 28, 2012
`INFORMATION DISCLOSURE|First Named Inventor| Daniel M. Fischer
`|
`STATEMENTBY APPLICANT
`(Not for submission under 37 CFR 1.99)
`At Unt
`i
`Unknown
`
`Examiner Name Unknown
`
`
`Attorney Docket Number 11298.0188-08000
`
`
`FOREIGN PATENT DOCUMENTS
`r
`TT
`Pages, Columns,
`Examiner Cite|Foreign Document|Country|Kind|Publication aliealiiondints or|Lines where Relevant rT
`
`
`
`
`
`
`
`Initial* No|Number Code’|DateCode’ maeument Passages or Relevant
`
`Figures Appear
`
`
`
`1|0684680 1995-11-29|NoK'a Mobile PhonesEP 4 5
`
`
`
`Sony International
`2
`1198049
`EP
`2002-04-17
`(Eur)
`
`3
`2001/01330
`wo
`1
`[2001-01-04
`Technologies,Inc.
`Cross Match
`
`
`
`4|2005063355 2005-03-10|Matsushita ElectricJP
`Inc. Co. Ltd.
`s
`
`
`5|2517333 CA|2002-09-01 Researon in Motion
`
`Lo
`
`.
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`|
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`Petitioners Ex. 1002
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`Application Number Unknown
`
`Filing Date June 28, 2012
`First Named Inventor|Daniel M. Fischer
`INFORMATION DISCLOSURE||
`STATEMENTBY APPLICANT
`
`(Notfor submission under 37 CFR 1.99)|A‘ Unit |
`Examiner Name
`| 11298.0188-08000
`
`Unknown
`
`
`14|U.S. Office Action for US. Application 11/175,885 dated August 24, 2006 (6 pages)
`
`15|U.S. Office Action for US. Application 13/175,487dated December 12, 2011 (10 pages)
`
`
`
`EXAMINER SIGNATURE
`
`
`
` Examiner Signature |
`
`
`| Unknown Attorney Docket Number
`|Date Considered *EXAMINER:Initial if reference considered, whether ornotcitation is in conformance with MPEP 609. Drawline through a
`
`citation if not in conformance and not considered.
`
`Include copyof this form with next communication toapplicant.,
`
`1 See Kind Codes of USPTO Patent Document at www.USPTO.GOVor MPEP 901.04. ” Enteroffice that issued the document, by the twoletter code (WIPO
`Standard ST.3).
`* For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document.
`* Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if po