`
`By:
`
`On behalf of:
`Patent Owner Masimo Corporation
`Joseph R. Re (Reg. No. 31,291)
`Jarom D. Kesler (Reg. No. 57,046)
`Stephen W. Larson (Reg. No. 69,133)
`Jacob L. Peterson (Reg. No. 65,096)
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`E-mail: AppleIPR2021-0193-708@knobbe.com
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`APPLE INC.
`
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`
`Patent Owner.
`
`
`
`
`
`
`
`IPR2021-00193
`Patent 10,299,708
`
`
`
`
`
`MASIMO OBJECTIONS TO ADMISSIBILITY OF APPLE EVIDENCE
`SUBMITTED BEFORE TRIAL INSTITUTION
`
`
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Pursuant to 37 C.F.R. § 42.64(b), Patent Owner Masimo Corporation objects
`
`as follows to the admissibility of evidence served with the initial Petition. Patent
`
`Owner reserves the right to: (1) timely file a motion to exclude these objectionable
`
`exhibits or portions thereof; (2) challenge the credibility and/or weight that should
`
`be afforded to these exhibits, whether or not Patent Owner files a motion to
`
`exclude the exhibits; (3) challenge the sufficiency of the evidence to meet
`
`Petitioner’s burden of proof on any issue, including, without limitation, whether
`
`Petitioner met its burden to prove the prior art status of the alleged prior art on
`
`which it relies, whether or not Patent Owner has objected to, or files a motion to
`
`exclude, the evidence; and (4) cross examine any Petitioner declarant within the
`
`scope of his or her direct testimony that relates to these exhibits, without regard to
`
`whether Patent Owner has objected to the testimony or related exhibits or whether
`
`the testimony or related exhibits are ultimately found to be inadmissible.
`
`
`Exhibit Number and
`Description
`Exhibit 1003 - Declaration
`of Dr. Kenny
`
`Objections
`
`Masimo’s objections to Ex. 1003 are set forth
`below. To the extent Dr. Kenny’s declaration
`incorporates objectionable material in the cited
`paragraphs below
`in additional paragraphs or
`sections, Masimo’s objections apply with equal
`force to those additional paragraphs or sections.
`Incomplete, Irrelevant, Misleading (FRE 106,
`401, 403):
`¶¶21-22 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`
`-1-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`which they are cited and they mischaracterize the
`teachings of Ex. 1001.
`
`irrelevant
`incomplete, and
`is misleading,
`¶41
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1001.
`
`irrelevant
`incomplete, and
`is misleading,
`¶42
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1019.
`
`irrelevant
`incomplete, and
`is misleading,
`¶51
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1001.
`
`irrelevant
`incomplete, and
`is misleading,
`¶53
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1001, 1006.
`
`irrelevant
`incomplete, and
`is misleading,
`¶54
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`¶¶55-58 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Ex. 1006.
`
`¶¶59-60 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`
`-2-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`which they are cited and they mischaracterize the
`teachings of Ex. 1008.
`
`irrelevant
`incomplete, and
`is misleading,
`¶61
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1001, 1008.
`
`¶¶62-63 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Ex. 1008.
`
`¶¶64-65 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1008, 1014.
`
`¶¶66-68 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1015, 1024, 1025.
`
`irrelevant
`incomplete, and
`is misleading,
`¶71
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1015, 1016.
`
`irrelevant
`incomplete, and
`is misleading,
`¶72
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1014, 1016, 1019.
`
`irrelevant
`incomplete, and
`is misleading,
`¶73
`because it lacks support for the contentions for
`
`-3-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`irrelevant
`incomplete, and
`is misleading,
`¶74
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`irrelevant
`incomplete, and
`is misleading,
`¶75
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1006, 1014, 1015.
`
`¶¶76-77 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Ex. 1006.
`
`¶¶79-81 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1015.
`
`¶¶82-89 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1008, 1009, 1023.
`
`¶¶90-91 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1012, 1013.
`
`irrelevant
`incomplete, and
`is misleading,
`¶92
`because it lacks support for the contentions for
`
`-4-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`¶¶93-94 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1008, 1009.
`
`¶¶95-96 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1008, 1018.
`
`¶¶97-98 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1008.
`
`¶¶99-100 are misleading, incomplete, and irrelevant
`because they lack support for the contentions for
`which they are cited and they mischaracterize the
`teachings of Exs. 1006, 1008.
`
`and
`incomplete,
`are misleading,
`¶¶101-102
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1017.
`
`and
`incomplete,
`are misleading,
`¶¶103-105
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1008.
`
`¶106 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`
`-5-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`which it is cited and mischaracterizes the teachings
`of Ex. 1008.
`
`¶107 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`¶108 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`¶109 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`and
`incomplete,
`are misleading,
`¶¶111-112
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006.
`
`and
`incomplete,
`are misleading,
`¶¶113-114
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006.
`
`¶115 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`¶120 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`
`-6-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`¶122 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1006.
`
`and
`incomplete,
`are misleading,
`¶¶124-126
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1014.
`
`and
`incomplete,
`are misleading,
`¶¶129-134
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1008,
`1016, 1022, 1029.
`
`and
`incomplete,
`are misleading,
`¶¶138-142
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1014, 1016,
`1019, 1021.
`
`¶143 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1019.
`
`and
`incomplete,
`are misleading,
`¶¶147-152
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1027,
`1028.
`
`-7-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`
`¶156 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1027.
`
`¶160 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1016.
`
`¶¶162-A to 162-C are misleading, incomplete, and
`irrelevant because
`they
`lack support for
`the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1030.
`
`¶163 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1001, 1015, 1016, 1024.
`
`and
`incomplete,
`are misleading,
`¶¶164-166
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1001, 1015,
`1016, 1024.
`
`and
`incomplete,
`are misleading,
`¶¶167-171
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006, 1015.
`
`and
`incomplete,
`are misleading,
`¶¶172-181
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`
`-8-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`mischaracterize the teachings of Exs. 1001, 1008,
`1015, 1023.
`
`and
`incomplete,
`are misleading,
`¶¶182-183
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1015, 1023.
`
`and
`incomplete,
`are misleading,
`¶¶184-186
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1015, 1025.
`
`¶187 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1008, 1015.
`
`¶188 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1008, 1015.
`
`¶189 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1008, 1015.
`
`¶190 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1008, 1015.
`
`incomplete,
`are misleading,
`¶¶191-192
`irrelevant because
`they
`lack support for
`
`and
`the
`
`-9-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1015, 1017,
`1023.
`
`¶193 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶194 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶195 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶196 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶197 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶198 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1008.
`
`¶200 is misleading, incomplete, and irrelevant
`
`-10-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`and
`incomplete,
`are misleading,
`¶¶201-202
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1015.
`
`¶203 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶207 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`¶209 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1015.
`
`and
`incomplete,
`are misleading,
`¶¶211-214
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1015, 1016,
`1029.
`
`¶215 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1016.
`
`
`-11-
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`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`¶216 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Exs. 1015, 1016, 1022, 1029.
`
`and
`incomplete,
`are misleading,
`¶¶219-223
`the
`irrelevant because
`they
`lack support for
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1014, 1016,
`1019, 1020, 1021.
`
`¶224 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the teachings
`of Ex. 1019.
`
`Improper Testimony by Expert Witness (FRE
`702):
`¶¶21-22 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶¶41-42 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶51 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶75 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶77 is not based on sufficient facts and data, and
`
`-12-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`does not reliably apply facts and data using
`scientific principles.
`
`¶79 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶81-83 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶¶84-89 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶¶90-91 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶92 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶95-96 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶¶97-98 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶¶99-100 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`-13-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`
`¶¶101-102 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶¶103-105 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶107 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶108 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶109 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶111-112 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶113 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶115 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶120 is not based on sufficient facts and data, and
`
`-14-
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`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶123-124 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶126 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶128-133 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶135 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶140 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶142 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶149-152 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶153 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`-15-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`
`¶162-A to 162-C are not based on sufficient facts
`and data, and do not reliably apply facts and data
`using scientific principles.
`
`¶163 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶166 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶168-169 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶171 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶173 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶175 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶177-181 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶183 is not based on sufficient facts and data, and
`
`-16-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`does not reliably apply facts and data using
`scientific principles.
`
`¶¶185-186 are not based on sufficient facts and data,
`and do not reliably apply facts and data using
`scientific principles.
`
`¶188 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶190 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶191 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶196 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶197 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶198 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶200 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`-17-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`
`Objections
`
`
`¶201 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶203 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶209 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶211 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶213 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶221 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶223 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶224 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`-18-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`Exhibit 1008 - Certified
`English Translation of
`Inokawa and Translators
`Declaration
`
`Exhibit 1010 - US Pat. No.
`8,177,720 Nanba
`
`Exhibit 1016 - “A Wearable
`Reflectance Pulse Oximeter
`for Remote Physiological
`Monitoring” (“Mendelson-
`2006”)
`
`Objections
`
`Hearsay, Authenticity (FRE 802, 901):
`The exhibit includes out-of-court statements that are
`offered for the truth of the matter asserted and are
`asserted by a declarant who
`lacks personal
`knowledge.
`Incomplete, Irrelevant, Misleading (FRE 106,
`401, 403):
`This document, as used by Petitioner, provides an
`incomplete and misleading characterization of the
`knowledge in the art as of the asserted date of the
`invention and therefore is irrelevant and confuses
`the issues in the case. In addition, this exhibit is not
`cited in or part of any ground.
`Incomplete, Irrelevant, Misleading, Hearsay,
`Authenticity (FRE 106, 401, 403, 802, 901):
`The portions of this document cited by Petitioner, as
`used by Petitioner, provide
`an
`irrelevant,
`incomplete, and misleading characterization of the
`knowledge in the art as of the asserted date of the
`invention because Petitioner has not established it is
`prior art, and therefore confuses the issues in the
`case. Masimo objects to this document as hearsay,
`and further on relevance because Petitioner fails to
`establish it is prior art. Masimo also objects on the
`basis of authenticity
`
`-19-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`Exhibit 1018 - “Acrylic:
`Strong, stiff, clear plastic
`available in a variety of
`brilliant colors”
`
`Exhibit 1022 - QuickSpecs;
`HP iPAQ Pocket PC h4150
`Series
`
`Exhibit 1026 - Declaration
`of Jacob Munford
`
`Objections
`
`Incomplete, Irrelevant, Misleading, Hearsay,
`Authenticity (FRE 106, 401, 403, 802, 901):
`The portions of this document cited by Petitioner, as
`used by Petitioner, provide
`an
`irrelevant,
`incomplete, and misleading characterization of the
`knowledge in the art as of the asserted date of the
`invention because Petitioner has not established it is
`prior art, and therefore confuses the issues in the
`case. Masimo objects to this document as hearsay,
`and further on relevance because Petitioner fails to
`establish it is prior art. Masimo also objects on the
`basis of authenticity
`Incomplete, Irrelevant, Misleading, Hearsay,
`Authenticity (FRE 106, 401, 403, 802, 901):
`The portions of this document cited by Petitioner, as
`used by Petitioner, provide
`an
`irrelevant,
`incomplete, and misleading characterization of the
`knowledge in the art as of the asserted date of the
`invention because Petitioner has not established it is
`prior art, and therefore confuses the issues in the
`case. Masimo objects to this document as hearsay,
`and further on relevance because Petitioner fails to
`establish it is prior art. Masimo also objects on the
`basis of authenticity.
`Hearsay, Authenticity (FRE 802, 901):
`The exhibit includes out-of-court statements that are
`offered for the truth of the matter asserted and are
`asserted by a declarant who
`lacks personal
`knowledge.
`
`-20-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`Exhibit Number and
`Description
`Exhibit 1029 - Wikipedia:
`The Free Encyclopedia,
`“Universal asynchronous
`receiver-transmitter”
`
`
`
`Dated: June 17, 2021
`
`Objections
`
`Incomplete, Irrelevant, Misleading, Hearsay,
`Authenticity (FRE 106, 401, 403, 802, 901):
`The portions of this document cited by Petitioner, as
`used by Petitioner, provide
`an
`irrelevant,
`incomplete, and misleading characterization of the
`knowledge in the art as of the asserted date of the
`invention because Petitioner has not established it is
`prior art, and therefore confuses the issues in the
`case. Masimo objects to this document as hearsay,
`and further on relevance because Petitioner fails to
`establish it is prior art. Masimo also objects on the
`basis of authenticity
`
`Respectfully submitted,
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By: /Jacob L. Peterson/
`Joseph R. Re (Reg. No. 31,291)
`Jarom D. Kesler (Reg. No. 57,046)
`Stephen W. Larson (Reg. No. 69,133)
`Jacob L. Peterson (Reg. No. 65,096)
`Customer No. 64,735
`
`Attorneys for Patent Owner
`Masimo Corporation
`
`
`
`
`
`
`-21-
`
`
`
`IPR2021-00193 – Patent 10,299,708
`Apple Inc. v. Masimo Corporation
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that, pursuant to 37 C.F.R. § 42.6(e) and with the agreement
`
`of counsel for Petitioner, a true and correct copy of MASIMO OBJECTIONS TO
`
`ADMISSIBILITY OF APPLE EVIDENCE SUBMITTED BEFORE TRIAL
`
`INSTITUTION is being served electronically on June 17, 2021, to the e-mail
`
`addresses shown below:
`
`W. Karl Renner
`Roberto J. Devoto
`Hyun Jin In
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`IPR50095-0009IP1@fr.com
`PTABInbound@fr.com
`devoto@fr.com
`in@fr.com
`
`By: /Jacob L. Peterson/
`Jacob L. Peterson (Reg. No. 65,096)
`Attorney for Patent Owner
`Masimo Corporation
`
`
`
`Dated: June 17, 2021
`
`
`
`35104775
`
`-22-
`
`