`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________
`
`APPLE INC.
`Petitioner,
`v.
`MASIMO CORPORATION,
`Patent Owner.
`________________
`
`Case IPR2020-01737
`U.S. Patent 10,709,366
`
`________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
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`
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
`
`EXHIBITS
`
`APPLE-1001
`
`U.S. Patent No. 10,709,366 to Poeze, et al. (“the ’366 patent”)
`
`APPLE-1002
`
`Excerpts from the Prosecution History of the ’366 Patent (“the
`Prosecution History”)
`
`APPLE-1003
`
`Declaration of Dr. Thomas W. Kenny
`
`APPLE-1004
`
`Curriculum Vitae of Dr. Thomas W. Kenny
`
`APPLE-1005
`
`Masimo Corporation, et al. v. Apple Inc., Complaint, Civil
`Action No. 8:20-cv-00048 (C.D. Cal.)
`
`APPLE-1006
`
` U.S. Pub. No. 2002/0188210 (“Aizawa”)
`
`APPLE-1007
`
`
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`JP 2006-296564 (“Inokawa”)
`
`APPLE-1008
`
` Certified English Translation of Inokawa and Translator’s
`Declaration
`
`APPLE-1009
`
` U.S. Pat. No. 7,088,040 (“Ducharme”)
`
`APPLE-1010
`
` U.S. Pat. No. 6,198,951 (“Kosuda”)
`
`APPLE-1011
`APPLE-1012
`
` RESERVED
` RESERVED
`
`APPLE-1013
`
` RESERVED
`
`APPLE-1014
`
` U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`
`APPLE-1015
`
`
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`“Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`
`ii
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`APPLE-1016
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`APPLE-1017
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`APPLE-1018
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`APPLE-1019
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
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`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`Vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings
`of the 28th IEEE EMBS Annual International Conference,
`2006; pp. 912-915 (“Mendelson-2006”)
`“Noninvasive Pulse Oximetry Utilizing Skin Reflectance
`Photoplethysmography,” Y. Mendelson, et al.; IEEE
`Transactions on Biomedical Engineering, Vol. 35, No. 10,
`October 1988; pp. 798-805 (“Mendelson-IEEE-1988”)
`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
`
`
`
`
`
`
`
` U.S. Pat. No. 7,031,728 (“Beyer”)
`
`APPLE-1020
`
` U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
`
`APPLE-1021
`
` U.S. Pat. No. 6,415,166 (“Van Hoy”)
`
`APPLE-1022
`
` RESERVED
`
`APPLE-1023
`
`APPLE-1024
`
`APPLE-1025
`
` U.S. Pub. No. 2005/0276164 (“Amron”)
`
`
`
`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance
`Pulse Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th
`IEEE EMBS Annual International Conference, 2003; pp. 3016-
`3019 (“Mendelson-2003”)
` U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
`
`iii
`
`
`
`
`APPLE-1026
`APPLE-1027
`APPLE-1028
`APPLE-1029
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`APPLE-1030
`APPLE-1031
`
`APPLE-1032
`APPLE-1033
`
`APPLE-1034
`
`APPLE-1035
`
`APPLE-1036
`
`
`APPLE-1037
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
`
` Declaration of Jacob Munford
` U.S. Pub. No. 2007/0093786 (“Goldsmith”)
` RESERVED
` Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver
`-transmitter, last accessed 08/27/2020
` RESERVED
` Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
` Stipulation by Apple
`
` Telephonic Status Conference, Masimo v. Apple et al., Case
`8:20-cv-00048, Paper 78 (July 13, 2020)
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-cases-
`tracking-outbreak/los-angeles-county/
`Order Amending Scheduling Order, Masimo et al. v. True
`Wearables et al., Case 8:18-CV-02001 (July 7, 2020)
`
`
`
`Masimo Corporation, et al. v. Apple Inc., Second Amended
`Complaint, Civil Action No. 8:20-cv-00048 (C.D. Cal.)
`
`APPLE-1038 to 1039
`
`RESERVED
`
`APPLE-1040
`
`Order Granting Stipulation to Amend the Scheduling Order,
`Masimo v. Apple et al., Case 8:20-cv-00048, Paper 201
`(September 21, 2020)
`
`iv
`
`
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
`
`
` U.S. Patent No. 5,355,242 (“Eastmond”)
`APPLE-1041
` U.S. Patent No. 7,230,227 (“Wilcken”)
`APPLE-1042
`APPLE-1043 to 1046
`RESERVED
`
`APPLE-1047
`
` U.S. Patent No. 4,941,236 (“Sherman”)
`
`APPLE-1048
`
`Order Re Motion to Stay, Masimo v. Apple, Case 8:20-cv-
`00048, Paper 201 (October 13, 2020)
`
`APPLE-1049
`
`Second Declaration of Robert Jacob Munford
`
`APPLE-1050
`
`Declaration of Gordon MacPherson: Mendelson-2006
`
`APPLE-1051
`
`Declaration of Gordon MacPherson: Mendelson-2003
`
`APPLE-1052
`
`Declaration of Gordon MacPherson: Mendelson-IEEE-1988)
`
`APPLE-1053
`
`Deposition Transcript of Dr. Vijay Madisetti in IPR2020-
`01536, IPR2020-01538 (August 3, 2021)
`
`APPLE-1054
`
`APPLE-1055
`
`APPLE-1056
`
`APPLE-1057
`
`Deposition Transcript of Dr. Vijay Madisetti in IPR2020-
`01520, IPR2020-01537, IPR2020-01539, Day 1 (August 1,
`2021)
`
`RESERVED
`
`Deposition Transcript of Dr. Vijay Madisetti in IPR2020-
`01520, IPR2020-01537, IPR2020-01539, Day 2 (August 2,
`2021)
`
`“Refractive Indices of Human Skin Tissues at Eight
`Wavelengths and Estimated Dispersion Relations between 300
`and 1600 nm,” H. Ding, et al.; Phys. Med. Biol. 51 (2006); pp.
`1479-1489 (“Ding”)
`
`v
`
`
`
`
`APPLE-1058
`
`APPLE-1059
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
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`“Analysis of the Dispersion of Optical Plastic Materials,” S.
`Kasarova, et al.; Optical Materials 29 (2007); pp. 1481-1490
`(“Kasarova”)
`
`Deposition Transcript of Dr. Thomas W. Kenny in IPR2020-
`01520, IPR2020-01536, IPR2020-01537, IPR2020-01538,
`IPR2020-01539, Day 2 (September 18, 2021)
`
`APPLE-1060
`
`Second Declaration of Dr. Thomas W. Kenny
`
`APPLE-1061
`
`Eugene Hecht, Optics (2nd Ed. 1990)
`
`APPLE-1062
`
`Eugene Hecht, Optics (4th Ed. 2002)
`
`APPLE-1063
`
`
`APPLE-1064
`
`Design of Pulse Oximeters, J.G. Webster; Institution of Physics
`Publishing, 1997 (“Webster”)
`
`Petitioner’s Demonstratives
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`vi
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`Dated: February 4, 2022
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`(Control No. IPR2020-01737)
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`Respectfully submitted,
`
`
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`
`
`
`
` /Andrew B. Patrick/
`W. Karl Renner, Reg. No. 41,265
`Andrew B. Patrick, Reg. No. 63,471
`Hyun Jin In, Reg. No. 70,014
`Dan Smith, Reg. No. 71,278
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`T: 202-783-5070
`F: 877-769-7945
`
`Attorneys for Petitioner
`
`
`
`Case No. IPR2020-01536
`Atty. Docket No. 50095-0013IP1
`
`
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`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR §§ 42.6(e)(4)(i) et seq., the undersigned certifies that on
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`February 4, 2022, a complete and entire copy of this Petitioner’s Updated Exhibit
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`List and Exhibit 1064 were provided by electronic mail to the Patent Owner by
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`serving the correspondence e-mail address of record as follows:
`
`Jarom D. Kesler
`Joseph R. Re
`Stephen W. Larson
`Jacob L. Peterson
`Stephen C. Jensen
`
`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
`
`Email: AppleIPR2020-1737-366@knobbe.com
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`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`(617) 956-5938
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