UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`14/409,219
`
`ISSUE DATE
`
`09/18/2018
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10076708
`
`163485
`
`7235
`
`7590
`
`25944
`OLIFF PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`08/29/2018
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 273 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Tsuyoshi Yoshikawa, Minato-ku, JAPAN;
`GREE, INC., Minato-ku,Tokyo, JAPAN
`Tomohiro Tsukihara, Minato-ku, JAPAN;
`Norikazu Kato, Minato-ku, JAPAN;
`Tomoki Yasuhara, Minato-ku, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Supercell
`Exhibit 1002
`Page 1
`
`

`

`PART B-FEE(S) TRANSMITTAL
`Mail Stop ISSUE FEE
`Complete and send this form, together with the applicable fee(s), to: Mail
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22314-1450
`(571)-273-2885
`or Fax
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address
`as indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE
`ADDRESS" for maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note Use Block 1 for any change of address)
`
`OLIFF PLC
`277 S Washington St.
`Suite 500
`Alexandria, Virginia 22314
`
`Note: A certificate of mailing can only be used for domestic
`mailings of the Fee( s) Transmittal. This certificate cannot be used
`for any other accompanying papers. Each additional paper, such as
`an assignment or formal drawing, must have its own certificate of
`mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee( s) Transmittal is being deposited with
`the United States Postal Service with sufficient postage for first
`class mail in an envelope addressed to the Mail Stop ISSUE FEE
`address above, EFS-Web transmitted, or facsimile transmitted to
`the USPTO (571) 273-2885, on the date indicated below.
`
`APPLICATION NO
`14/409,219
`TITLE OF INVENTION:
`
`FIRST NAMED INVENTOR
`FILING DATE
`Tsuyoshi YOSHIKAWA
`12/18/2014
`GAME CONTROL METHOD, GAME SERVER, AND PROGRAM
`
`ATTORNEY DOCKET NO
`163485
`
`CONFIRMATION NO
`7235
`
`APPLN:TYPE
`nonprovisional
`
`ENTITY STATUS
`UNDISCOUNTED
`
`ISSUE FEE DUE
`$1,000.00
`
`PUBLICATION FEE DUE
`
`PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`$1,000.00
`
`DATE DUE
`08/27/2018
`
`EXAMINER
`
`J. S. McClellan
`
`ART UNIT
`
`3716
`
`CLASS-SUBCLASS
`463-042
`
`(Depositor's Name)
`(S-signature)
`
`(Date)
`
`I. Change of correspondence address or indication of "Fee
`Address" (37CFR 1.363).
`
`( or Change of
`Correspondence Address fotm PTO/SB/122) attached.
`
`(cid:143) Change of correspondence address
`D "Fee Address" indication (or "Fee Address" Indication
`
`form PTO/SB/47; Rev 03-02 or more recent) attached. Use of
`a Cnstomer Nnmber is required.
`
`2. Fot printing on the patent front page, list
`(I) The names of up to 3 registered patent attorneys
`ot agents OR, alternatively,
`(2) The name of a single finn (having as a member a
`registered attorney or agent) and the names of up
`to 2 registered attorney or agent. If no name is
`listed, no name will be printed
`
`I. Oliff PLC
`
`2.
`
`3.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed
`for recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`la. NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`GREE, INC.
`
`Tokyo, Japan
`
`Please check the appropriate assignee categories (will not be printed on the patent):
`
`4a. The following fee(s) are submitted:
`
`0 Issue Fee
`D Publication Fee (No small entity discount permitted)
`D Advance Order - # of Copies
`
`4b. Payment of Fees(s): (Please first reapply and previously paid fee shown above)
`
`D Individual 0 Corporation or other private group entity D Government
`D A check is enclosed
`D Payment be credit card. Form PTO-2038 is attached
`0 The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`
`overpayment, to Deposit Account Number
`
`15-0461
`
`(enclose an extra copy of this form)
`
`5. Change of Entity Status (from status indicated above)
`
`D Applicant certifying micro entity status. See 37 CFR 1.29
`D Applicant asserting small entity status. See 37 CFR 1.27
`D Applicant changing to regular undiscounted fee status.
`
`_t:!OTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`_t:!OTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`_t:!OTE: Checking this box will be taken to be notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`I B. Graham Nelson/
`
`B. Graham Nelson
`
`Date
`
`August 14, 2018
`
`Registration No.
`
`72,699
`
`PTOL-85 Part B (06-17) Approved for use through 1/31/2020
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`5967984v.1 163485
`
`Supercell
`Exhibit 1002
`Page 2
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`14409219
`
`18-Dec-2014
`
`Title of Invention:
`
`GAME CONTROL METHOD, GAME SERVER, AND PROGRAM
`
`First Named Inventor/Applicant Name:
`
`Tsuyoshi Yoshikawa
`
`Filer:
`
`James Albert Oliff/Lamont'a Johnson
`
`Attorney Docket Number:
`
`163485
`
`Filed as Large Entity
`
`Filing Fees for U.S. National Stage under 35 USC 371
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`UTILITY APPL ISSUE FEE
`
`1501
`
`1
`
`1000
`
`1000
`
`Supercell
`Exhibit 1002
`Page 3
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`1000
`
`Supercell
`Exhibit 1002
`Page 4
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`33462965
`
`14409219
`
`International Application Number:
`
`Confirmation Number:
`
`7235
`
`Title of Invention:
`
`GAME CONTROL METHOD, GAME SERVER, AND PROGRAM
`
`First Named Inventor/Applicant Name:
`
`Tsuyoshi Yoshikawa
`
`Customer Number:
`
`25944
`
`Filer:
`
`James Albert Oliff/Lamont'a Johnson
`
`Filer Authorized By:
`
`James Albert Oliff
`
`Attorney Docket Number:
`
`163485
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`14-AUG-2018
`
`18-DEC-2014
`
`14:39:56
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`DA
`
`$1000
`
`RAM confirmation Number
`
`081518INTEFSW00001141150461
`
`Deposit Account
`
`Authorized User
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Supercell
`Exhibit 1002
`Page 5
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`33835
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`lssue_Fee_Transmittal.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`ac7a 7 df3ab5 6d 7 4 985 fbc2 9d O 122 96c7 beat
`859e
`
`30779
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`2
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`ba93dbe46437504f36893f7e3d434da8c1 6
`3fd86
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`64614
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Supercell
`Exhibit 1002
`Page 6
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/409,219
`
`12/18/2014
`
`Tsuyoshi Yoshikawa
`
`163485
`
`7235
`
`7590
`
`25944
`OLIFF PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`07/26/2018
`
`EXAMINER
`
`MCCLELLAN, JAMES S
`
`ART UNIT
`
`PAPER NUMBER
`
`3716
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`07/26/2018
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`OfficeAction25944@oliff.com
`jarmstrong@oliff.com
`
`PTOL-90A (Rev. 04/07)
`
`Supercell
`Exhibit 1002
`Page 7
`
`

`

`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`14/409,219
`
`FILING DATE
`
`18 December, 2014
`
`FIRST NAMED INVENTOR/
`PATENT IN REEXAMINATION
`YOSHIKAWA ET AL.
`
`OLIFF PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`A HORNEY DOCKET NO.
`
`163485
`
`EXAMINER
`
`JAMES S. MCCLELLAN
`
`ART UNIT
`
`PAPER
`
`3716
`
`20180723
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`Applicant's submission of an IDS on 7/11/2018 has been considered.
`
`Commissioner for Patents
`
`/JAMES S. MCCLELLAN/
`Primary Examiner, Art Unit 3716
`
`PTO-90C (Rev.04-03)
`
`Supercell
`Exhibit 1002
`Page 8
`
`

`

`Receipt date: 07/11/2018
`
`14/409,219 - GAU: 3716
`
`PTO/SB/0Ba (02-18)
`Doc code: IDS
`Approved for use through 11/30/2020. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required lo respond lo a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`14409219
`
`)014-12-18
`
`First Named Inventor
`
`I tsuyoshi YOSHIKAWA
`
`Art Unit
`
`13716
`
`Examiner Name
`
`I J. S. McClellan
`
`Attorney Docket Number
`
`1163485
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`/JSM/
`
`1
`
`20120202575
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`A1
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`Q012-08-09
`
`Matsuno
`
`/JSM/
`
`2
`
`20090247260
`
`A1
`
`R009-10-01
`
`Goto et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
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`T5
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`~007117656
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`JP
`
`JP
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`A
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`~uno Gaming Co Ltd
`
`A
`
`2007-05-17
`
`Konami Digital
`Entertainment
`
`EFSWeb 2.1.18
`
`Supercell
`Exhibit 1002
`Page 9
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`14409219
`
`2014-12-18
`
`First Named Inventor Tsuyoshi YOSHIKAWA
`
`Art Unit
`
`3716
`
`Examiner Name
`
`J. S. McClellan
`
`Attorney Docket Number
`
`163485
`
`/JSM/ 3
`
`~001218981
`
`/JSM/ 4
`
`~003260266
`
`/JSM/ 5
`
`~001259228
`
`JP
`
`JP
`
`JP
`
`A
`
`2001-08-14
`
`Kceo Inc
`
`A
`
`2003-09-16
`
`Namco Ltd
`
`A
`
`2001-09-25
`
`:=nix Corp
`
`X
`
`cg]
`
`cg]
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`I
`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`/JSM/ 1
`
`Uune 26, 2018 Office Action issued in Japanese Patent Application No. 2017-126020.
`
`X
`
`I
`
`07/23/2018
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`/James s. McClellan/
`
`Examiner Signature 11
`
`I Date Considered
`
`I
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i1
`English language translation is attached.
`
`EFSWeb 2.1.18
`
`Supercell
`Exhibit 1002
`Page 10
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`14409219
`
`2014-12-18
`
`First Named Inventor Tsuyoshi YOSHIKAWA
`
`Art Unit
`
`3716
`
`Examiner Name
`
`J. S. McClellan
`
`Attorney Docket Number
`
`163485
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`X See attached certification statement.
`X The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/B. Graham Nelson/
`
`B. Graham Nelson
`
`Date (YYYY-MM-DD)
`
`2018-07-11
`
`Registration Number
`
`~2,699
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
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`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb 2.1.18
`
`Supercell
`Exhibit 1002
`Page 11
`
`

`

`Receipt date: 07/11/2018
`
`14/409,219 - GAU: 3716
`
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`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`8.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFSWeb 2.1.18
`
`Supercell
`Exhibit 1002
`Page 12
`
`

`

`PTO/SB/0Ba (02-18)
`Doc code: IDS
`Approved for use through 11/30/2020. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`14409219
`
`2014-12-18
`
`First Named Inventor
`
`lfrsuyoshi YOSHIKAWA
`
`Art Unit
`
`13716
`
`Examiner Name
`
`I J_ S. McClellan
`
`Attorney Docket Number
`
`1163485
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I Remove I
`
`I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`2
`
`20120202575
`
`A1
`
`Ro12-oa-os
`
`Matsuno
`
`20090247260
`
`A1
`
`Roos-10-01
`
`Soto et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
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`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`)011067534
`
`2
`
`2007117656
`
`UP
`
`UP
`
`A
`
`2011-04-07
`
`Juno Gaming Co Lid
`
`A
`
`2007-05-17
`
`Konami Digital
`Entertainment
`
`EFSWeb2.1.18
`
`Supercell
`Exhibit 1002
`Page 13
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`14409219
`
`Filing Date
`
`First Named Inventor
`
`2014-12-18
`I Tsuyoshi YOSHIKAWA
`
`Art Unit
`
`Examiner Name
`
`3716
`I J_ s McClellan
`Attorney Docket Number
`163485
`
`3
`
`)001218981
`
`4
`
`)003260266
`
`5
`
`)001259228
`
`UP
`
`UP
`
`UP
`
`A
`
`2001-08-14
`
`Kceolnc
`
`A
`
`2003-09-16
`
`Namco Ltd
`
`A
`
`2001-09-25
`
`Enix Corp
`
`X
`
`[81
`
`[81
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`I
`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`June 26, 2018 Office Action issued in Japanese Patent Application No. 2017-126020.
`
`X
`
`I
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`Examiner Signature 11
`
`I Date Considered
`11
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFSWeb2.1.18
`
`Supercell
`Exhibit 1002
`Page 14
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`14409219
`
`Filing Date
`
`First Named Inventor
`
`2014-12-18
`I Tsuyoshi YOSHIKAWA
`
`Art Unit
`
`3716
`I J_ s McClellan
`163485
`Attorney Docket Number
`
`Examiner Name
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`X See attached certification statement.
`X The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/B. Graham Nelson/
`
`B. Graham Nelson
`
`Date (YYYY-MM-DD)
`
`2018-07-11
`
`Registration Number
`
`172,699
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb2.1.18
`
`Supercell
`Exhibit 1002
`Page 15
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A reco