`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`DISPLAY PANEL
`
`
`
`First Named Inventor/Applicant Name: Tomoyuki Shirasaki
`
`Filer:
`
`Leonard Holtz/Diane Hegstrom
`
`Filed as Large Entity
`
`Extension-of-Time:
`
`eceeee
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-lssuance:
`
`IPR2020-01275
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`

`

`
`
`
`
`Sub-Total in
`Fee Code
`Quantity USD($) Amount
`Description
`
`Total in USD ($)
`
`
`
`Miscellaneous:
`
`Submission- Information Disclosure Stmt
`
`IPR2020-01275
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`

`

`Electronic AcknowledgementReceipt
`
`3460303
`
`Confirmation Number:
`
`Title of Invention:
`
`DISPLAY PANEL
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Tomoyuki Shirasaki
`
`Customer Number:
`
`1933
`
`
`
`Filer Authorized By: Leonard Holtz
`
`Attorney Docket Number:
`
`05644/LH
`
`Receipt Date:
`
`Filing Date:
`
`16-JUN-2008
`
`26-SEP-2005
`
`13:25:38
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`yes
`Submitted with Payment
`
`Payment Type
`Credit Card
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`$180
`
`Pages
`
`File Listing:
`
`Document
`
`wae
`
`File Size(Bytes)
`
`Multi
`
`IPR2020-01275
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`

`

`108172
`
`05644_ids6.pdf
`
`e1404388ee0da81d9bfed5d415t7e35a
`9516018b
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Information Disclosure Statement Letter
`
`
`
`
`
`2aa2c291
`
`Information Disclosure Statement (IDS) Filed
`
`Information:
`
`
`NPL Documents
`
`JapaneseOfficeAction.pdf
`
`9650790593di2c27b80981 7e501ca338
`32a4391d
`
`167002
`
`Warnings:
`Information:
`
`NPL Documents
`
`.
`.
`.
`JapaneseOfficeAction_Engli
`sh.pdf
`
`151614
`
`105e141 1df8d4b8f64ie%ec55c121e637
`80c3d0c
`
`Warnings:
`Information:
`
`Foreign Reference
`
`JP2001195008.paf
`
`488dd1 5tiSd6efa9eacdb6a6e437b2e16
`63gactc
`
`soomaagenoone
`
`564931
`
`Warnings:
`Information:
`
`Information:
`
`Information:
`
`Foreign Reference
`
`JP2002352963. pdf
`
`Foreign Reference
`
`JP2003076327.pdf
`
`Foreign Reference
`
`JP2003186420. pdf
`
`492785
`
`9838a291713¢762fc4bt2d56c0Sdete59
`2c15b53.
`
`1041587
`
`fSaaSbeb11e620a1 e8eSad4f86t82dt7e5)
`Ocbe9a
`
`953426
`
`9411 e2dacbed9cc4abia21 b4t733et61 2b)
`12190b
`
`Information:
`
`Foreign Reference
`
`W0O03079441 .pdf
`
`1621247
`
`ecf81¢21 75c5d1 e38308604160aaec7¢
`
`IPR2020-01275
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`IPR2020-01275
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`

`

`Information:
`1699244
`
`Foreign Reference
`
`JP2003288994. pdf
`
`36a7da4677019b51 7cb76eb1 5f936d9d
`2012c164
`
`Warnings:
`
`Information:
`
`Receiptwill establish the international filing date of the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`componentsfor an internationalfiling date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105)will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`1429bd6463932916a57bac34dode8a73.
`te6b1a87
`
`castonaggcer
`
`8152
`
`Warnings:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidenceof receipt
`similar to a Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`IPR2020-01275
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1456
`Alexandria, Virginia. 22313-1450
`www, uspto. gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`FRISHAUPF, HOLTZ, GOODMAN& CHICK, PC
`
`PHAM, LONG
`
`161TH Floor
`NEWYORK, NY 10001-7708
`
`2814
`DATE MAILED:05/30/2008
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`09/26/2005
`11/235,579
`TITLE OF INVENTION: DISPLAY PANEL
`
`Tomoyuki Shirasaki
`
`05644/LH
`
`3394
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`09/02/2008
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`THIS APPLICATION IS SUBJECTTO WITHDRAWAL FROMISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CER 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALLENTITYstatus:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shownabove, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amountof the ISSUE FEE shownabove,or
`
`B. If applicant claamed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE(if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and TrademarkOffice
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE(if required). If you are charging the fec(s) to your deposit account, section "4b"
`of Part B - Tee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processmg may occurdueto the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`UI. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEEunless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 08/07) Approved for use Chrough 08/31/2010.
`
`Page | of 3
`
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`

`

`PARTB- FEE(S) TRANSMITTAL
`
`Complete and sendthis form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any changeof address)
`
`1933
`
`7590
`
`05/30/2008
`
`FRISHAUF, HOI TZ, GOODMAN & CHICK, PC
`220 Fifth Avenue
`n
`:
`16H Hloor
`NEWYORK,NY 10001-7708
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) ‘lransmittal. his certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's nate) (Signature)
`
`(Date)
`
`09/26/2005
`11/235,579
`TITLE OF INVENTION: DISPLAY PANEL
`
`Tomoyuki Shirasaki
`
`05644/LH
`
`3394
`
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`nonprovisional
`EXAMINER
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`09/02/2008
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`
`
`257-072000
`
`2. For printing on the patent front page,list
`(1) the names ofup to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) the nameofa single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no nameis
`listed, no name will be printed.
`
`2
`a
`
`
`
`PHAM, LONG
`
`2814
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LY "Ree Address"indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`
`
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as sct forth in 37 CFR 3.11. Completion of this form is NOT a substitute forfiling an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent) :
`
`Cd individual LJ Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`LI issue Fee
`LY Publication Tee (No small entity discount permitted)
`Ly Advance Order - # of Copies
`
`
`
`
`
`Ab. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LI A check is enclosed.
`LI Paymentby credit card. Form PTO-2038 is attached.
`[J The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`LI b. Applicantis no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`(da. Applicant claims SMALL ENTITYstatus. See 37 CFR 1.27.
`NO'E: The Issue Kee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other partyin
`interest as shown bythe records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typedor printed name
`
`
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The informationis required to obtain or retain a bencfit by the public which is to file (and by the USPTOto process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of lime you require lo complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Underthe Paperwork Reduction Act of 1995, no personsare required Lo respond to a collection of information unless il displays a valid OMB control number.
`
`PTOT.-85 (Rev. 08/07) Approved for use through 08/3 1/2010.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE:
`
`IPR2020-01275
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`
`IPR2020-01275
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`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1456
`Alexandria, Virginia. 22313-1450
`www, uspto. gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`11/235,579
`
`09/26/2005
`
`Tomoyuki Shirasaki
`
`05644/LH
`
`3394
`
`FRISHAUPF, HOLTZ, GOODMAN& CHICK, PC
`
`PHAM, LONG
`
`161TH Floor
`NEWYORK, NY 10001-7708
`
`2814
`DATE MAILED:05/30/2008
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 143 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 143 day(s).
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of
`the Office of Patent Publication at 1-(888)-786-0101
`or
`(571)-272-4200.
`
`PTOL-85 (Rev. 08/07) Approved for use Chrough 08/31/2010.
`
`Page 3 of 3
`
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`

`

`
`
`Notice of Allowability
`
`Applicant(s)
`Application No.
`
`11/235,579
`SHIRASAKI ET AL.
`Examiner
`Art Unit
`
`Long Pham
`
`2814
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWASBILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at theinitiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. K] This communication is responsive to 02/25/08.
`
`2. & Theallowedclaim(s) is/are 1 and 3-23.
`
`3. KJ Acknowledgmentis madeof a claim forforeign priority under 35 U.S.C. § 119(a)-(d) or(f).
`
`a)K] All=b)L)Some* c)[)None ofthe:
`
`1. ] Certified copies of the priority documents have been received.
`2. C1 Certified copies of the priority documents have been received in Application No.
`3. [1] Copies of the certified copies of the priority documents have beenreceivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE?”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`4. [] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENTor NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. [] CORRECTED DRAWINGS(as“replacement sheets”) must be submitted.
`(a) [1] including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`1) hereto or 2) [J to Paper No/Mail Date.
`(b) [] including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`Paper No./Mail Date_.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as suchin the header according to 37 CFR 1.121(d).
`
`6. [] DEPOSIT OF and/or INFORMATIONabout the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`
`
`Attachment(s)
`1. [] Notice of References Cited (PTO-892)
`2. [] Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. [KX] Information Disclosure Statements (PTO/SB/08),
`
`Paper No./Mail Date 04/28/08,03/06/08
`4. Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. [1 Notice of Informal Patent Application
`6. FJ Interview Summary (PTO-413),
`Paper No./Mail Date
`:
`7. Examiner's Amendment/Comment
`
`8. [] Examiner's Statement of Reasonsfor Allowance
`
`9. (J Other
`
`.
`
`/Long Pham/
`Primary Examiner, Art Unit 2814
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-06)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20080524
`
`IPR2020-01275
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`

`

`
`
`2) UNITED STATES PATENT AND TRADEMARK OTTICE
`"
`
`BIB DATA SHEET
`
`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`Www. TSpro. gov
`
`CONFIRMATION NO.3394
`
`SERIAL NUMBER|FILINGor371(c) GROUP ARTUNIT |ATTORNEY DOCKET
`
`11/235,579
`09/26/2005
`05644/LH
`RULE
`
`
`
`APPLICANTS
`Tomoyuki Shirasaki, Higashiyamato-shi, JAPAN;
`Tsuyoshi Ozaki, Fuchu-shi, JAPAN;
`Jun Ogura, Fussa-shi, JAPAN;
`eK CONTINUING DATA IKIIERIRIIIIIIRIOIEFIIIE.
`
`eK FOREIGN APPLICATIONS KEKEIKIIKERKKEREKEREE
`JAPAN 2004-283824 09/29/2004
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED **
`10/12/2005
`
`
`Foreign Priority claimed STATEOR|SHEETSves Uno TOTAL |INDEPENDENT
`
`
`
`35 USC 119(a-d) conditions met ves Q) No
`L) Metafter
`COUNTRY
`DRAWINGS
`CLAIMS
`CLAIMS
`
`Reknowiedged—Eanmerssgrams—|ana JAPAN 13 23 4
`
`
`
`ADDRESS
`
`FRISHAUF, HOLTZ, GOODMAN & CHICK, PC
`220 Fifth Avenue
`16TH Floor
`NEW YORK, NY 10001-7708
`UNITED STATES
`
`TITLE
`
`Display panel
`
`FILING FEE |FEES: Authority has been given in Paper
`RECEIVED |No.___—S——Ssta. chaarge/credit DEPOSIT ACCOUNT
`for following:
`
`
`
`
`UO All Fees
`
`LO) 1.16 Fees(Filing)
`
`LU 1.17 Fees (Processing Ext. of time)
`
`L) 1.18 Fees (Issue)
`
`LJ Other
`L) Credit
`
`|
`
`BIB (Rev.05/07).
`
`IPR2020-01275
`Apple EX1002 Page 334
`
`IPR2020-01275
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`
`

`

`EASTSearch History
`
`EAST Search History
`
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`‘Operator
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` S-20040003939-$.DID.
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`16:33
`OR US-20050258741-$.
`‘DID. OR US-20050062409-
`'$.DID. OR US-
`
`'20050073264-$.DID. OR
`S-20050088086-$.DID.
`
`:::
`
` 20060066219"). PN.
`
`and (light adj emitting)
`
` ‘organic adj
`‘electroluminescent adj
`‘element
`
`OR
`
`SON
`
`(2008/05/24
`16:37
`
`
`
` ~5and(lightadjemitting)
`
`2008/05/24
`(OFF
`'USPAT; USOCR
`16:34
`ROERRRRERECUREREETCRERUSTCRCEURECECTCCESSECERENUETCREUUEECERSCECECCCOURENECEEETUREECCCORERECCCREUESECERCEECECECCRECEECCOECEETCCOCCEECEESCUENUEECOCEENECECECURESECCUCEEUCCCROCUEECEUITREECCCORNUNECCOECURTENCNCEH
`‘2008/05/24
`{ON
`‘US- PGPUB;
`i
`16:35
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`'IBM_TDB
`FAARE, RRREE, BARRRTREE, SRRE
`(ON
`2008/05/24
`‘US- PGPUB;
`‘OR
`‘USPAT;
`16:36
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`‘US-PGPUB;
`‘USPAT;
`‘USOGR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`‘US-PGPUB;
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`DERWENT;
`'IBM_TDB
`‘US- PGPUB;
`‘USPAT;
`‘'USOGR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`‘US- PGPUB;
`‘USPAT;
`‘USOGR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`'IBM_TDB
`
`OR”
`
`‘(ON2008/05/24
`16:37
`
`
`
`
`
`{ON(2008/05/24
`16:37
`
`OR
`
`‘ON
`:
`
`‘2008/05/24
`16:38
`
`file:///Cl/Documents%20and%20Settings/pham/My%20Doc...579/EASTSearchHistory.11235579_AccessibleVersion.htm (1 of 3)5/24/2008 4:42:29 PM
`
`IPR2020-01275
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`
`IPR2020-01275
`Apple EX1002 Page 335
`
`

`

`‘ON
`
`‘2008/05/24
`16:38
`
`‘ON
`
`2008/05/24|
`16:41
`
`:
`i
`
`;;i ii;;\
`
`;
`y
`i
`i
`
`‘2008/05/24
`16:41
`i
`;
`
`;
`3
`:2008/ 05/24
`16:41
`
`2008/05/24
`16:41
`
`(ON
`
`SON
`
`:ON
`
`‘OR
`
`‘OR
`
`‘OR
`
`‘OR
`
`‘OR
`
`EASTSearch History
`
` LQ
`‘Band(counteradj2
`4
`‘electrode)
`
`
` 0 and (light adj emitting)
`
`
`
`
`
`2 and (counter adj2
`‘electrode)
`
`‘US- PGPUB;
`‘USPAT;
`‘USOGR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`IBM_TDB
`‘US-PGPUB;
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`'US-PGPUB;
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`'US-PGPUB;
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`'IBM_TDB
`'US- PGPUB;
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`SaEEE, UUEEE EEE, QE, BEEREE
`SON
`‘US- PGPUB;
`‘OR
`'2008/05/24
`16:42
`‘USPAT;
`‘USOGR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`
`
`
`
`113 and (interconnect or
`‘interconnecting or
`(interconnection)
`
`
`
`1 and (counter adj2
`‘electrode)
`
`0060066535"). PN.
`
`
`
`SON
`
`(2007/10/15
`17:07
`
`‘IBM_TDB ‘PGPUB
`
`USPAT; USOOR |
`‘US- PGPUB;
`‘OR
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`
`file:///Cl/Documents%20and%20Settingspham/My%20Doc...579/EASTSearchHistory.11235579_AccessibleVersion.htm (2 of 3)5/24/2008 4:42:29 PM
`
`IPR2020-01275
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`IPR2020-01275
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`
`

`

`EASTSearch History
`
`Perens preneinpnnnnnnnnnEEE tnnn gEnEn ponnnn 3
`n
`;
`‘OFF
`'US-PGPUB;
`‘OR
`2007/10/16
`
`'USPAT; USOCR
`12:28
`
` (((((((((
`; '
`
`(("5684365") or
`"6297589") or
`"8727357") or
`20030047730") or
`"20030146693") or
`"20030151355") or
`"20040160170") or
`"2003137325") or
`"2004256617") or
`"20030168992") or
`2003193056") .PN.
`
`"20030137325") or
`("20040256617") or
`20030193056")).PN.
`1030151355").
`
`and ((red or green or
`iblue or color) adj2 pixel)
`
`2003016892"). PN.
`
`20030168992") .PN.
`
`OR
`'US-PGPUB;
`'USPAT; USOCR
`
` 'US-PGPUB;
`'USPAT; USOCR |
`‘US- PGPUB;
`‘OR
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`‘OR
`‘US-PGPUB;
`'USPAT; USOCR
`'US-PGPUB;
`OR
`'USPAT; USOCR |
`‘US- PGPUB;
`‘USPAT;
`‘USOCR; FPRS;
`‘EPO; JPO;
`‘DERWENT;
`‘IBM_TDB
`
`‘OFF
`
`
`
`(ON
`
`2007/10/16
`12:28
`
`
`
`'2007/10/16
`12:38
`
`SOFF
`
`‘OFF
`
`2007/10/16
`12:56
`2007/10/16
`12:56
`
`‘(ON
`
`12:56
`
`i
`
`3and((redorgreenor
`blue or color) adj2 pixel)
`
`
`
`5/ 24/2008 4:42:19 PM
`C:\ Documents and Settings\ lpham\ My Documents\ EAST\ Workspaces\ 11-235,579.wsp
`
`file:///Cl/Documents%20and%20Settings/pham/My%20Doc...579/EASTSearchHistory.11235579_AccessibleVersion.htm (3 of 3)5/24/2008 4:42:29 PM
`
`IPR2020-01275
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`IPR2020-01275
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`
`

`

`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`SHIRASAKI ETAL.
`
`Examiner
`
`Art Unit
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`11235579
`Index of Claims
`
`
`
`
`
`
`
`
`
`
`
`Long Pham 2814
`
`Non-Elected
`
`Appeal
`
`OD
`
`#Claims renumberedin the same order as presented by applicant
`
`CL) CPA
`
`O T.p.
`
`OU
`
`#R.1.47
`
`CLAIM
`DATE
`
`Final Original|10/16/2007
`
`
`1
`1
`=
`2
`-
`
`2
`3
`
`3
`4
`4
`
`5=5
`
`A
`
`
`9
`
`9
`10
`10
`11
`
`7 8
`
`aAA1
`
`
`4
`15
`
`15
`16
`
`16
`17
`17
`18
`
`AA2
`
`21
`
`0
`
`22
`
`23
`
`=
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20080524
`
`IPR2020-01275
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`
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`
`

`

`Application/Control No.
`Issue Classification| , 4535579
`
`Applicant(s)/Patent Under Reexamination
`SHIRASAKIET AL.
`
`| |
`
`|
`
`Examiner
`
`Long Pham
`
`Art Unit
`
`2814
`
`ORIGINAL
`
`INTERNATIONAL CLASSIFICATION
`
`
`
`SUBCLASS CLAIMEDesNON-CLAIMEDESHfo}sfe 29042006.01.01
`
`CLASS
`
`CROSS REFERENCE(S)
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`CLASS
`
`
`
`
`
`16
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`NONE
`
`(Assistant Examiner)
`
`/Long Pham/
`
`(Primary Examiner)
`
`U.S. Patent and Trademark Office
`
`Total Claims Allowed:
`
`22
`
`05/24/08
`
`(Date)
`
`0.G. Print Claim(s)
`
`0.G. Print Figure
`
`1
`
`Part of Paper No. 20080524
`
`IPR2020-01275
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`
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`
`

`

`
`Application/Control No.
`Applicant(s)/Patent Under
`Reexamination
`SHIRASAKI ETAL.
`
`Search Notes
`
`11235579
`
`
`
`
`
`Examiner
`
`Long Pham
`
`Art Unit
`
`2814
`
`
`
`SEARCHED
`
`
`Class
`Subclass
`Date
`05/24/08
`
`Examiner
`
`257
`
`40, 72, 79
`
`LP
`
`
`
`
`Search Notes Examiner Date
`
`
`Updated text or interference searches
`05/24/08
`LP
`
`
`SEARCH NOTES
`
`INTERFERENCE SEARCH
`
`
`Class
`Subclass
`Date
`Examiner
`05/24/08
`
`257
`
`
`
`72
`
`LP
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20080524
`
`IPR2020-01275
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`
`IPR2020-01275
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`
`

`

`11235579 - GAU: 2814
`EFS-Web Receipt date: 03/06/2008 ]
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`
`Application Number IDS FORM
`11/235,579
`
`
`Filing Date
`September 26, 2005
`
`
`INFORMATION DISCLOSURE
`
`
`
`
`STATEMENTBY APPLICANT
`First NamedInventor
`Tomoyuki SHIRASAKI et al
`
`Group Art Unit
`2814
`
`
`
`Examiner Name
`LONG PHAM
`
`
`
`Please type a plus sign (+) inside this box ->
`
`U.S. PATENT DOCUMENTS
`
`05644/LH
`
`Exam.
`Inits*
`
`Cite
`No!
`
`Document Number
`
`Kind
`Code?
`
`Nameof Patentee or
`Applicant
`
`Publication Date
`MM-DD-YYYY
`
`Relevant
`Portion
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`KR|2002-0000875 A 01-05-2002
`
`i
`
`Document Number*
`
`Kind
`Code®
`
`Name of Patentee or
`Applicant
`
`Publication Dat
`
`Relevant
`Portion
`
`Te
`
`
`
`
`
`
`
`
`
`
`
`
`KR|10-2004-0051611 A 06-18-2004
`
`
`
`
`
`Examiner
`
`,
`
`,
`
`,
`
`Date
`
`M
`
`609. Draw line
`
`through citation ifnot
`
`in conformance and not conside
`
`
`
`
`
`whether ornot citation is in conformance with
`if reference considered,
`Initial
`XAMINER:
`Include copy of this form with next communication to applicant.
`* For
`‘ Uniquecitation designation number.
`? See kinds of U.S. Patent Documents. * Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3).
`Korean patent documents, the indication
`of the year of the reign of the Emperor must precedethe serial numberof the patent document. ° Kind of documentby
`the appropriate symbols as indicated on the documentunder WIPO Standard ST. 16 if possible. ° Place a check here if English translation is attached.
`
`_March 6, 2008
`
`DATE MAILED:
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH,
`
`/L.P./
`
`IPR2020-01275
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`

`

`EFS-Web Receipt date: 04/28/2008
`
`11235579 - GAU: 2814
`IDS FORM
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`First Named Inventor
`Group Art Unit
`
`Tomoyuki SHIRASAKI
`2814
`
`U.S. PATENT DOCUMENTS
`
`Cit
`Kind
`Dat
`Publication
`"
`Document Number
`m 2
`Nameof Patentee or Applicant
`unlieation Wale
`Relevant Portion
`No
`Code
`MM-D3-YYYY
`[[aeoconme|e[oredoen
`[—[eevereaseresa[owwiica
`
`
`[fosvereeeasoepa[rammencrta—‘vscacasve
`
`|[ee
`
`2005/0C88086
`
`2006/0066219
`
`FOREIGN PATENT DOCUMENTS
`
`——=
`
`Publication Date
`Nameof Patentee or
`Kind
`Cit
`
`
`
`
`° Joffice'|Document Number’ 5 . vee Relevant Portion
`T
`o'
`Code
`Applicant
`VIM-DD-YYYY
`
`
`
`Examiner
`Signature
`
`/Long Pham/ (05/24/2008)
`
`Date
`Considered
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Drawline through citation if not in
`* EXAMINER:
`conformance and not considered.
`Include copy ofthis form with next communication to applicant.
`
`? See kinds of U.S. Patent Documents. * Enter Office that issued the document, by the two-letter code
`"Uniquecitation designation number.
`(WIPO Standard ST.3).
`* For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number
`of the patent document. > Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible.
`§ Mark hereif English translation is attached.
`
`DATE MAILED: April 28, 2008
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH,
`
`/L.P./
`
`IPR2020-01275
`Apple EX1002 Page 342
`
`IPR2020-01275
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`
`

`

`Informetion Disclosure Statemenz
`Serial No.
`11/235,579
`Application
`
`Customer No
`
`- 01933
`
`
` AND_TRADI
`
`Attorney Docket No.
`
`05644/LH
`
`IN THE
`
`
`
`UNITED STATES PATENT
`Tr
`
`BMARK OFFICE
`
`Applicant (s)
`
`
`Tomoyuki SHIRASAKI, et al.
`
`Serial No.
`
`11/235,579
`
` Confirm. No.
`
`3394
`
`Filed
`
`For
`
`Art Unit
`
` Examiner
`
`September 26, 2005
`
`DISPLAY PANEL
`
`2814
`
`Long Pham
`
`
`
`being
`EFS-Web or
`
`Tris paper is
`submitted via
`April 28, 2008
`in the event
`That this Paper
`and the
`is late filed,
`necesséry petition tor
`ex tensicn of
`Time is not
`filed cencurre
`ntly herewith,
`r this as a
`please conside
`Petition for
`che requisize
`exztensicn of
`time, and to
`tre extent nor
`already paid,
`authori zatior
`to charge =he
`to Account
`extensicn fee
`No. 06-1378.
`In addition,
`auhorizalior
`is hereby
`e any fees Zor
`given Le charg
`has not been
`weich payment
`submitted, or
`to credit any
`to Account No.
`overpayments,
`06-1378.
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 CFR 1.97 (c)
`WITH STATEMENT UNDER 37 CFR 1.97 (e) (2)
`
`Commissioner
`P.O. Box 1450
`VA
`Alexandria,
`
`
`for Patents
`
`22313-1450
`
`Ss IR
`
`
`
`documents cited by a U.S.
`
`
`Attached is a an IDS Form listing the particulars of
`
`
`
`
`Examiner in an Office Action dated
`
`the
`
`March 28,
`
`2008,
`
`in relat
`
`ted application Serial No.
`
`11/235,605.
`
`application in applicant’s
`
`
`
`
`Said related application was cross-rei
`Ferenced with the present
`
`IDS
` filed July 27,
`
`2006.
`
`The U.S.
`
` No.
`
`Patent Appin.
`
`Publ.
`
`No. 2006/0066219 of
`
`related Serial
`
`11/235,605 is listed on the attached
`
`
`IDS Form.
`
`20-01275
`IPR20
`Apple EX1002 Page 343
`
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`Apple EX1002 Page 343
`
`

`

`Informetion Disclosure Statemenz
`11/235,579
`Application Serial No.
`
`Customer No. 01933
`
`STATEMENT UNDER 37 CFR 1.97 (e)
`
`(2
`
`
`
`
`
`No item of
`information contained in this Information
`
`
`Disclosure Statement was cited in a communication from a foreign
`
`
` office in a counterpart
`
`
`to the
`foreign application, and,
`
`
`
`
`knowledge of the person signing the certification after making
`
`
`
`
`
`reasonable inquiry,
`
`no it
`
`em of information contained in this
`
`atement was known to any individual
`
` Information Disclosure St
`
`
`
`
`
`
`designated in sect
`
`tion 1.56(c) more than three months prior to
`
`
`filing of this
`
`
`Information Disclosure Statement. Therefore, no
`
`
`
`fee is believed to be due.
`
`
`an initialed copy of the IDS Form be
`
`returned to indicate tha
`the publications listed therein have
`
`
`
`Tt is requested that
`
`been considered and made of record.
`
`
`
`
`Respectfully submitted,
`
`/Leonard Holtz/
`
`Leonard Holtz
`Reg. No. 22,974
`
`
`
`Goodman & Chick, P.C.
`Frishauf, Holtz,
`
`16% Floor
`220 Fifth Avenue,
`New York, NY 10001-7708
`Tel. No.
`(212)
`Fax. No.
`(212)
`LH:inps
`encs.
`
` 19-4900
`
`19-5101
`
`3 3
`
`IPR2020-01275
`Apple EX1002 Page 344
`
`IPR2020-01275
`Apple EX1002 Page 344
`
`

`

`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`First Named Inventor
`Group Art Unit
`
`Tomoyuki SHIRASAKI
`2814
`
`U.S. PATENT DOCUMENTS
`
`IDS FORM
`
`Cit
`Kind
`Dat
`Publication
`"
`Document Number
`m 2
`Nameof Patentee or Applicant
`unlieation Wale
`Relevant Portion
`No
`Code
`MM-D3-YYYY
`[[aeoconme|e[oredoen
`[—[eevereaseresa[owwiica
`
`
`[fosvereeeasoepa[rammencrta—‘vscacasve
`
`|[ee
`
`2005/0C88086
`
`2006/0066219
`
`FOREIGN PATENT DOCUMENTS
`
`——=
`
`Publication Date
`Nameof Patentee or
`Kind
`Cit
`
`
`
`
`° Joffice'|Document Number’ 5 . vee Relevant Portion
`T
`o'
`Code
`Applicant
`VIM-DD-YYYY
`
`
`
`Examiner
`
`Signature
`
`Date
`
`Considered
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Drawline through citation if not in
`* EXAMINER:
`conformance and not considered.
`Include copy ofthis form with next communication to applicant.
`
`? See kinds of U.S. Patent Documents. * Enter Office that issued the document, by the two-letter code
`"Uniquecitation designation number.
`(WIPO Standard ST.3).
`* For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number
`of the patent document. > Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible.
`§ Mark hereif English tran