throbber
,5
`
`
`................
` 3%
`[.5
` Almanac; Knaganov
`
`93219
`
`Patent Law Works, LLP
`201 South Main Street, Suite 250
`Salt Lake City, UT 84111
`
`CQNFERMATEON NS. 2?23
`mteeoeee see REQUEST
`
`Hit
`
`i:
`5
`
`E1 tiltiit
`5
`5% 5
`5
`5
`5535“;
`0000000“ 953 '
`Date Matted: 82/14/2017
`
`RE$PQNSE TC) REQUEST FQR CQRRECTED FILING RECEEPT
`
`Continuityt Priority Claims, Petitions, and Nan-Pubiicafion Requests
`
`in respense to yeur request to: a corrected Filing Receipt, the Office is unabte ta cea’npty with yew request
`because:
`
`a The priertty or continuity etatm has not been entered because it was net tiled during the required time peried.
`Appiiearit may wish t0 censider fiting a petitien to accept an unintentioraatty detayed ctatm for priority“ See 37'
`CFR t.55 or
`.78.
`
`Questions about the contents of this notice and the
`requirements it sets forth Should he directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272—49tttt 01* (571) 25724290 or 1-888n786r01 4H .
`
`1’hsarwati/
`
`
`page ’i at 1
`
`Google Ex 1030 - Page 467
`
`Google Ex 1030 - Page 467
`
`

`

`Exhibit F
`
`Google Ex 1030 - Page 468
`
`Google Ex 1030 - Page 468
`
`

`

` FE. FEE REC!)
`‘i
`
`Fitine necere'r
`iliililiiliilliliilliilltliiitttiiitiilitttii;
`
`3
`
`Date Maiied: 10/07/2016
`
`'
`
`ATTYDOCKETNO
`10115—05709 US
`
`g
`2
`“
`'
`'
`CQNFERMATEON tic. 2723
`
`:
`
`
`
`93-219
`W” W WOW W“
`201 Scum Main Street, Suite 250
`Seit Lake City, UT 841 ‘i
`
`Receipt is acknnwiedged at this non-previsipnal patent appiicetion. The application wiii be taken up tar examinetien
`in due course. Appiicant wiii be notified as to the resuits at the exeminetien. Any correspondence concerning the
`appiicaiicn must include the teliowing identifieatinn information: the US. APPLiCATiON NUMBER, FiLiNG DATE,
`NAME OF APPUCANT, and TthE OF iNVENTtOl‘i. Fees transmitted by check or draft are subject to oeiiecticn.
`Pieese verify the accuracy of the data presented on this receipt. it an error is neted en this Fiiing Receipt, please
`submit a written request tor a Fiiing Receipt Correction. Pieaee provide a ccpy at this Fiiing Receipt with the
`changes ncted thereon. it you received a "Netice tc Fiie Missing Parts" for this eppiicetien, please submit
`any ccrrecticne tc this Fiiing Receipt with ycur repiy to the Notice. When the USPTO preceseee the repiy
`to the Netice, the USPTQ wiii generate encther Fiiing Receipt incerpcreting the requested cerrectiene
`
`Aiexander Kurgencv. Buttaie Grove. iL;
`
`inventerie)
`
`Appiicentte)
`
`Penis Heidings, inc, Bannockpurn, iL; Fewer ct Attorney: None
`
`Dcrneetic Applications tcr which benefit is claimed .. None.3"
`A prcper dcmesiic benefit Grain? must he provided in an Applicaiicn Data Sheet in crder in ccnsiiiuz‘e a claim for
`domestic benefit. See 37 CPR 1.76 and 1,78.
`
`Fcreign Applicaticns for which priority is. ciaimen' (You may he eiigibie to benefit from the Patent Presecuticn
`Highway program at the USPTO. Piease see _http_;{[ttryvgttt.ti_$_t2iegtgy fer mere iniormatien.) - None.
`Foreign application informaticn must he previrjed in an Appiicaiicn Data Sheet in order to constitute a claim in
`foreign priority. See 37 CPR 1.55 and 1.76.
`
`Permissicn to Access Appiicatien via Priority hecument Exchange: Yes
`
`Permieeicn to Access Search Resuits: Yes
`
`Applicant may provide or rescind en eutherizatien for access ueing Form PTO/88.89 er Form PTO/$8169 as
`apprnpriate
`
`it Required, Foreign Fiiing License Granted: 10/06/2016
`The country code and number ct your priority appiicetinn, tn be titted for iiiing abroad under the Paris Convention,
`is U3 15/259,??8
`
`page 1 cf 3
`
`Google Ex 1030 - Page 469
`
`Google Ex 1030 - Page 469
`
`

`

`Protected Publication Date: Request for Non-Publication Acknowledged
`
`Non-Puhtioation Request: Yes
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`Robust voice browser system and voice activated device controller
`
`Preiirninary Ciass
`709
`
`Statement under 3'? CFR 1.55 or 1.78 tor NA (First inventor to File) Transition Applications; No
`
`PRQTECTiNG YQUFR ENVENTEON OUTSEDE THE UNETED STATES
`
`Since the rights granted by a US patent extend only throughout the territory ot the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply tor a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the tiiing of an internationai
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generaiiy has the same
`etieot as a reguiar national patent appiioation in each PCT-member country. The PCT process simpiifies the fiiing
`of patent applications on the same invention in member countries, but does not result in a grant of "an internationai
`patent" and does not eliminate the need of applicants to tile additional documents and fees in countries where patent
`protection is desirer .
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application ior patent in that country in accordance with its particular laws. Since the laws of many countries riltier
`in various respects from the patent law oi the United States, appiicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case oi inventions made in the United fitates, the Director oi the USPTO must
`issue a license hetore applicants can apply for a patent in a toreign country. The tiling oi a US. patent appiication
`serves as a request for a foreign tiling license. The application's filing receipt contains further information and
`guidance as to the status of applicants license tor foreign tiling.
`
`Applicants may wish to consult the USPTO booklet, "General information Goncerning Patents" (specifically. the
`section entitled "Treaties and Foreign Patents”) for more iniorrnation on timetrames and deadlines tor tiling foreign
`patent applications. The guide is available either by contacting the LJSP'i‘O Contact Center at BUD-78843199, or it
`can be viewed on the USPTO website at http://wwwuspto.gov/weh/oifioes/pac/doc/generai/index.htrnl.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Govern rent website. http://www.stoptakes.gov. Part of a Department of Commerce initiative,
`this website includes seit-heip "toolltits" giving innovators guidance on how to protect inteiiectuai property in specific
`countries such as China, Korea and Mexico. For questions regarding patent entorcernent issues, applicants may
`caii the US. Government hotiine at 1-866-999-i-iALT (1-866-999-4258).
`
`page 2 of 3
`
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`
`Google Ex 1030 - Page 470
`
`

`

`LlCENSE FOR FOREEGN FlLlhlG UNDER
`
`Title 35, United Sitates Code, Section 134
`
`Title 3?, Code of Federal Regulations, 5.11 St 5.15
`
`GRANTED
`
`it the phrase "lF REQUiRED, FOREiGN FlLlNG
`The applicant has been granted a license under 35 USC, 184,
`LECENSE GRANTED“ followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 515. The scope and limitations of this license are set forth in 37 CFR 5.15i’a) unless an earlier
`license has been issued under 37' CPR 5.15ib). The license is suioiect to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5J4.
`
`This license is to be retained by the licensee and may he used at any time on or alter the effective date thereoi unless
`it is revoked. This license is automatically transferred to any related applicationsis) filed under 37 CFR 1.53id). This
`license is not retroactive.
`
`'The grant of a license does not in any way lessen the responsibility of a licensee lor the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and implements of War (22 CPR 121-128)); the Bureau of industry and
`Security, Department of Commerce (15 CFR parts 730—774): the Oftice of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department cl Energy.
`
`NOT GRANTED
`
`No license under 35 USC. 184 has been granted at this time, if the phrase “iF REQUlRED, FORElGN FiLlNG
`LlCENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of a months from the filing date of the application. if 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under “35
`USC. 181, the licensee may foreign file the application pursuant to 37 CFP: 515th).
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The US. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman tor existing and potential investors; advocates on behalf of US. cities, states,
`and regions competing for global investment; and counsels US. economic development organizations on investment
`attraction best practices. To learn more about why the United States. is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your 'ouslness, visit nttp:f/vwvaelectUSAgov or call
`Hafiz-48245800.
`
`page 3 of 3
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`

`

`IN THE UNITED STATES
`PATENT AND TRADElVIARK OFFICE
`
`FIRST INVENTOR:
`
`Alexander Kurganov
`
`APPLICATION NO:
`
`15/269,776
`
`FILING DATE:
`
`September 19, 2016
`
`TITLE:
`
`Robust Voice Browser System and Voice Activated Device
`Controller
`
`EXAMINER:
`
`Vijay B. Chawan
`
`GROUP ART UNIT:
`
`2658
`
`ATTY. DKT. NO:
`
`10115-05709 US
`
`CONFIRMATION NO:
`
`2723
`
`CERTIFICATE OF EFS-WEB TRANSMISSION
`Pursuant to 240 0G 45 and the Legal Framework For EFS-Web, I hereby certify that this follow-on correspondence is being
`officially submitted through the USPTO EFS-Web system from the Eastern Time Zone of the United States on the local date
`shown below:
`
`Reena Kuyper, Reg. No. 33830
`
`Dated: May 18, 2017
`
`By:
`
`/Reena Kuyper/
`
`COMMIS SIONER FOR PATENT S
`OFFICE OF INITIAL PATENT EXAlVIINATION
`CUSTOMER SERVICE CENTER
`PO. BOX 1450
`
`ALEXANDRIA, VA 22313-1450
`
`THIRD RE UEST FOR CORRECTED FILING RECEIPT
`
`Sir/Madam:
`
`A first and second Request for Corrected Filing Receipt and Substitute Application Data
`
`Sheets were filed on September 20, 2016, and September 21, 2016, respectively, upon noting
`
`first that the original Application Data Sheet filed on September 19, 2016, inadvertently
`
`requested non-publication of the continuation application, and noting subsequently that this
`
`original Application Data Sheet was inconsistent with the correct chain of priority indicated in
`
`Page 1 of 3
`
`Application No. 15/269,776
`
`Atty. Dkt. N0. 10115-05709 US
`
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`
`

`

`the Cross—Reference Section of the continuation application (copy of Cross—Reference Section
`
`set forth below and attached as Exhibit A):
`
`This application is a confirmation ofApplication Serial No. 13/462,819, entitled “Robust
`Voice Browser System and Voice Activated Device Controller, ”filed lWay 3, 2012, which is a
`continuation ofApplication Serial No. 12/9 73,475, entitled ”Robust Voice Browser System And
`Voice Activated Device Controller, ”filed December 20, 2010, which is a continuation of
`Application Serial No. 12/03 0, 556, entitled ”Robust Voice Browser System And Voice Activated
`Device Controller, ”filed February 13, 2008, now US. Patent No. 7,881,941, which is a
`007707774000" application Ql‘APPlication Serial No. 11/409, 703, entitled ”Robust Voice Browser
`System And Voice Activated Device Controller, ”filed April 24, 2006, now US Patent No.
`7,386,455, which is a continuation application ofApplication Serial No. 10/821, 690, entitled
`”Robust Voice Browser System And Voice Activated Device Controller, ”filed April 9, 2004, now
`US Patent No. 7, 076, 431, which is a continuation application ofApplication Serial No.
`09/776,996, entitled "Robust Voice Browser System And Voice Activated Device Controller, ”
`filed February 5, 2001, now US Patent No. 6, 721, 705, which claims priority to US. Provisional
`Application Serial No. 60/1 80,3 44, entitled ”Voice Activated Information Retrieval System, "filed
`February 4, 2000 and US. Provisional Application No. 60/233,068, filed September 15, 2000,
`entitled "Robust Voice Browser System and Voice Activated Device Controller, all assigned to
`the assignee of the present application. The subject matter in the above-identified co-pending
`and commonly owned applications is incorporated herein by reference.
`
`No response to either the first and second Requests were received from the US. Patent Office. A
`
`filing receipt that was received on October 7“", 2016 indicated no priority chain and
`
`acknowledged a non-publication request gthe original Application Data Sheet submitted on
`
`September 19, 2016).
`
`Because this continuation application was filed under prioritized examination (track 1),
`
`and further to telephone conversations with the US. Patent Office’s Applications Assistant Unit
`
`on February 9, 2017, another Request (third) for Corrected Filing Receipt and Substitute
`
`Application Data Sheet was filed on February 10, 2017. This third Request was denied as
`
`improper on the basis that the Request was not filed within the allotted time for correcting
`
`priority. Yet, Applicant has received no answer to the first and second Requests filed
`
`immediately after the continuation application was filed on September 19, 2016. The first and
`
`Application No. 15/269,776
`
`Atty. Dkt. No. 10115-05709 US
`
`Page 2 of 3
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`

`

`second Requests were timely filed Within the allotted period and the third Request was to follow
`
`up.
`
`In the interest of resolving this matter, this third Request is resubmitted With a petition
`
`and payment of an appropriate fee although these should not be required. A corrected Filing
`
`Receipt indicating the correct chain of priority is respectfully requested.
`
`Respectfully submitted,
`
`Dated: May 18, 2017
`
`By:
`
`[Reena Kuyper/
`Reena Kuyper, Reg. No. 33 830
`Of
`PATENT LAW WORKS LLP
`
`201 South Main Street, Suite 250
`Salt Lake City, UT 8411 1
`Tel; (650) 537—4509
`Fax:
`(801) 355—0160
`Email: rkuyper@patentlawworks.net
`
`Application No. 15/269,776
`
`Atty. Dkt. N0. 10115-05709 US
`
`Page 3 of 3
`
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`
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`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`10115-05709 US
`
`Attorney Docket Number
`.
`
`.—
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention
`
`Robust Voice Browser System and Voice Activated Device Controller
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paperfiled application.
`
`Secrecy Order 37 CFR 5.2:
`
`i:i Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Residence Information (Select One)
`
`(9 US Residency 0 Non US Residency 0 Active US Military Service
`State/Wins
`CountrvofResidencé
`
`Mailing Address of Inventor:
`
`
`
`Address 1
`
`Address 2
`
`c/o Parus Holdings Inc.
`
`3000 Lakeside Drive, Suite 1108
`
`
`Postal Code
`60015
`Country:
`US
`
`Information blocks may be
`Inventor
`Inventors Must Be Listed - Additional
`All
`
`generated within this form by selecting the Add button.
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`
`For further information see 37 CFR1.33(a).
`
`|:| An Address is being provided for the correspondence Information of this application.
`
`Customer Number 93219
`
`Email Address
`docketing@patentlawworks.net
`l
`
`
`Application Information:
`
`Title of the Invention
`
`Robust Voice Browser System and Voice Activated Device Controller
`
`Attorney Docket Number— Small Entity Status Claimed
`Application Type
`Nonprovisional
`
`|X|
`
`Total Number of Drawing Sheets (if any) _ Suggested Figure for Publication (if any) -
`
`EFS Web 2.2.12
`
`Google Ex 1030 - Page 475
`
`Google Ex 1030 - Page 475
`
`

`

`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Robust Voice Browser System and Voice Activated Device Controller
`
`
`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number
`10115-05709 US
`
`Title of Invention
`
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR I.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information“ and ”Foreign Priority Information”).
`
`For the purposes ofa filing date under 37 CFR I.53(b), the description and any drawings ofthe present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR I.57(a).
`
`Application number ofthe previously
`filed application
`
`Filing date (YYYY—MM—DD)
`
`Intellectual Property Authority or Country
`
`Publication Information:
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`i:i
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attomey in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`
`
`0 US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`© Customer Number
`Please Select One:
`93219
`Customer Number
`
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(8), 120, 121, 365(c), or 386(0) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the “Application Number” field blank.
`
`2012- 05-03
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Continuation of
`
`13462819
`
`Filing or 371(c ) Date
`(WYy- MM--DD)
`
`EFS Web 2.2.12
`
`Google Ex 1030 - Page 476
`
`Google Ex 1030 - Page 476
`
`

`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Appllcatlon Data Sheet 37 CFR 1.76
`
`
`
`
`Attorney Docket Number
`10115-05709 US
`
`Application Number
`
`Robust Voice Browser System and Voice Activated Device Controller
`Title of Invention
`
`
`Prior Application Status
`
`Patented
`
`
`
`Application
`
`Issue Date
`(YYW-MM-DD)
`
`.
`.
`Prior Application
`Filing Date
`ContInUIty Type
`Number
`(YYYY-MM-DD)
`Patent Number
`
`Continua ion of
`13462819
`12973475
`2010-12-20
`8185402
`PatentedPrior Application Status I
`
`
`Application
`.
`.
`Prior Application
`Filing Date
`Issue Date
`Number
`ContInUIty Type
`Number
`(YYYY—MM—DD)
`(YYYY-MM-DD)
`12973475
`Continuation of
`12030556
`2008—02—13
`2011—02—01
`
`
`
`
`
`Patent Number
`7881941
`
`Prior Application Status
`
`Application
`
`.
`.
`ContInUIty Type
`
`Continuation of
`12030556
`
`Prior Application
`Number
`11409703
`
`Filing Date
`(YYW-MM-DD)
`2006-04-24
`
`Patent Number
`7386455
`
`Issue Date
`(YYYY-MM-DD)
`2008-06-10
`
`Prior Application Status
`
`Patented
`
`Application
`Number
`11409703
`
`.
`.
`ContInUIty Type
`Continuation of
`
`Prior Application
`Number
`10821690
`
`Filing Date
`(YYYY-MM-DD)
`2004-04-09
`
`Patent Number
`7076431
`
`issue Date
`(YYYY—MM—DD)
`
`Prior Application Status
`
`Patented
`
`Application
`
`.
`.
`ContInUIty Type
`
`Prior Application
`Number
`09776996
`
`Filing Date
`(YYYY-MM-DD)
`2001-02-05
`
`Patent Number
`6721705
`
`Issue Date
`(YYYY—MM—DD)
`2004-04-13
`
`Prior Application Status Expired,,,,,
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`Continuity Type
`
`Prior Application Number
`
`Application Number
`
`
`
`Prior Application Status "Expired"
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing or 371(0) Date
`(YYYY-MM-DD)
`
`09776996
`
`Claims benefit of provisional
`
`60233068
`
`2000—09—1 5
`
`Additional Domestic Benef't/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.5.5. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)a the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`EFS Web 2.2.12
`
`Google Ex 1030 - Page 477
`
`Google Ex 1030 - Page 477
`
`

`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Appllcatlon Data Sheet 37 CFR 1.76
`
`
`
`Attorney Docket Number
`
`10115-05709 US
`
`Application Number
`
` Application Number
`
`Title of Invention
`
`Robust Voice Browser System and Voice Activated Device Controller
`
`Filing Date (YYYY-MM-DD)
`
`Access Codei(ifapplicable)
`
` Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`|:| 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Google Ex 1030 - Page 478
`
`Google Ex 1030 - Page 478
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Attorney Docket Number 10115-05709 US
`
`
`
`Application Data Sheet 37 CFR 1.76 Application Number
`Robust Voice Browser System and Voice Activated Device Controller
`
`Title of Invention
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP 0ffice(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property 0ffice(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property 0ffice(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as-filed.
`If this box is checked, the USPTO will not be providing a participating foreign lP office with
`any documents and information identified in subsection 1A above.
`
`|:|
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`Google Ex 1030 - Page 479
`
`Google Ex 1030 - Page 479
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number
`10115-05709 US
`
`
`Robust Voice Browser System and Voice Activated Device Controller
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who othenNise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`@ Assignee
`
`0 Legal Representative under 35 U.S.C. 117
`
`0 Joint Inventor
`
`
`
`0 Person to whom the inventor is obligated to assign. 0 Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally lncapacitated Inventor:
`
`
`
`
`If the Applicant is an Organization check here.
`g
`
`organization Name
`
`Parus Holdings, Inc.
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`3000 Lakeside Drive, Suite 1108
`
`Address 2
`
`City
`
`Country}
`
`Bannockburn
`
`State/Province
`
`Postal Code
`
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
`
`Google Ex 1030 - Page 480
`
`Google Ex 1030 - Page 480
`
`

`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number 10115-05709 US
`
`.
`.
`Application Number
`
`
`
`Title of Invention
`
`Robust Voice Browser System and Voice Activated Device Controller
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee'Is an Organization check here.
`
`selecting the Add button.
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`
`
`Phone Number
`
`Email Address
`
`Fax Number
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within

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