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`15/269,776
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`09/19/2016
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`Alexander Kurganov
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`10115-05709 US
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`2723
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`Patent Law Works, LLP
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`CHAWAN,VIJAY B
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`Alexander Kurganov
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`10] 15—05709 US
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`2723
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`7590
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`Patent Law Works, LLP
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`FIRST NAMED INVENTOR
`ATTO 1\E"DOCKET N0.
`APPIICATI JN N.0
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`
`
`
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`
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`Alexander Kurganov
`10115-05709 US
`09/19/2010
`15/269. 1
`I (1
`
`'I'I'I‘III 0.17 INVIZ.‘ T‘ION: ROIKIIS'I' VOICE? BRIYWSISR SYS'I'IZM AND VINCE ACTIVA'I‘ISI) DEVICE CONTRINJER
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`ENTITY STATUS
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`11011;:10visionai
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`PTOI- 85 Par- 8 (10-13,) Approved for use tl‘n‘ough 10/31/2013.
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`Google Ex 1030 - Page 7
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`Google Ex 1030 - Page 7
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`
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`Electronic Patent Application Fee Transmittal
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`T't'e °f "New”:
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`ACQUIRING INFORMATION FROM SOURCES RESPONSIVE TO NATURALLY—
`SPOKEN—SPEECH COMMANDS PROVIDED BY A VOICE—ENABLED DEVICE
`
`First Named Inventor/Applicant Name:
`
`Alexander Kurganov
`
`Attorney Docket Number:
`
`10115—05709 US
`
`Filed as Small Entity
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`Filing Fees for Utility under 35 USC 111(a)
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`Sub-Total in
`Description USD($) Quantity
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`Google Ex 1030 - Page 8
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`Miscellaneous:
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`Google Ex 1030 - Page 9
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`Google Ex 1030 - Page 9
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`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`T'tle °f '"Venmm
`
`ACQUIRING INFORMATION FROM SOURCES RESPONSIVE TO NATURALLY—
`SPOKENESPEECH COMMANDS PROVIDED BY A VOICEEENABLED DEVICE
`
`
`
`“—
`
`Utility under 35 USC 111(a)
`Application Type:
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`Payment information:
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`Google Ex 1030 - Page 10
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`New Applications Under 35 U.S.C. 111
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`05709US_20'| 80829_|SsueFeeT
`ransmittal pdf
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`Google Ex 1030 - Page 11
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`Google Ex 1030 - Page 11
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`
`
`IN THE UNITED STATES
`PATENT AND TRADEMARK OFFICE
`
`FIRST INVENTOR:
`
`Alexander Kurganov
`
`APPLICATION NO:
`
`15/269,776
`
`FILING DATE:
`
`September 19, 2016
`
`TITLE:
`
`Acquiring Information from Sources Responsive to Naturally-
`
`Spoken-Speech Commands Provided by a Voice-Enabled Device
`
`EXAMINER:
`
`Vijay B. Chawan
`
`GROUP ART UNIT:
`
`2658
`
`ATTY. DKT. NO:
`
`10115-05709 US
`
`CONFIRMATION NO:
`
`2723
`
`CERTIFICATE OF EFS-WEB TRANSMISSION UNDER 37 CFR 1.8
`[hereby certify that this con'espondence is being transmitted via the US. Patent and Trademark Office electronic filing
`system (EFS-VVeb) to the USPTO 011 8/29/2018
`
`Reena Kuyper, Reg. No. 33,830
`
`By:
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`/Reena Kuyper/
`
`COMMISSIONER FOR PATENTS
`PO. BOX 1450
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`ALEXANDRIA, VA 22313-1450
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`INFORMATION DISCLOSURE STATEMENT UNDER 37 C.F.R 1.56 d
`
`Sir:
`
`Pursuant to 37 CFR § 1.56 ((1), Applicant makes a record in this prosecution history of
`
`references cited and considered by Examiners in related patent applications as designated below.
`
`Copies of these references are available in the respective file histories noted below.
`
`Respectfully, the filing of this information disclosure statement should not be construed as an
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`admission that the information cited in this statement is, or is considered to be, material to
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`patentability (under 37 C.F.R. § 1.56 (h)) of the allowed claims here as defined by 37 C.F.R. §
`
`Application No. 15/269,776
`
`Dkt. No. 10115-05709 US
`
`Page 1 of 3
`
`Google Ex 1030 - Page 12
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`Google Ex 1030 - Page 12
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`
`
`1.56 (b).
`
`In addition, certain references are papers from prior inactive litigation proceedings of
`
`related patents.
`
`Specifically, the following listed references were cited in parent U.S. Patent Application
`
`Number 13/462,819, from which the present application claims priority, said U.S. Patent
`
`Application issued as U.S. Patent No. 9,451,084 B2:
`
`Patent Number
`
`Issue Date
`
`Patentee
`
`5145452
`
`1992—09—08
`
`Chevalier
`
`2001-03- 13
`
`2002-12-31
`
`Greenspan
`
`Bareis et al.
`
`
`
`
`
`Foreign Document
`Number
`97/3748 1
`WO
`1997-10-09
`Northern Telecom
`
`Limited
`
`Country Code
`
`
`
`Publication Date
`
`Name of Applicant
`
`98/2305 8
`
`WO
`
`1998—09—03
`
`Premiere
`
`Communications, Inc.
`
`Non-Patent Literature Documents
`
`
`HEMPHILL et al., “Surfing the Web by Voice,” ACM Multimedia 95 — Electronic
`Proceedings, November 5-9, 1995, San Francisco, CA, 8 pgs.
`OYE, “Juggler,” available at http://www.philoye.comiwork/juggler2.shtml (accessed on
`December 8, 2006), 1
`.
`
`OYE, “Juggler,” available at http://www.philoye.eomlwork/juggler3.shtml (accessed on
`December 8, 2006), 1 pg.
`Plaintiff Parus Holdings, lnc.’s Supplemental Response to Defendant Web Telephony LLC’s
`Second Set of Interrogatories (Nos. 13-17), Parus Holdings, Inc. v. Web Telephony LLC &
`Robert Swartz, Case No. 06-cv-01146 (ND. 111.), October 31, 2006, 31 pgs.
`
`Application No. 15/269,776
`
`Dkt. No. 10115-05709 US
`
`Page 2 of 3
`
`Google Ex 1030 - Page 13
`
`
`
`6201814
`
`6501966
`
`6618039
`
`6633 846
`
`2003—09—09
`
`Grant et al.
`
`2003- 10- 14
`
`Bennett
`
`
`
`Google Ex 1030 - Page 13
`
`
`
`The following listed reference was cited in US. Application Number 15/436,377, which
`
`is a continuation of the present application:
`
`
`
`Non-Patent Literature Documents
`
`Judgment without Opinion for Parus Holdings Inc., V. Sallie Mae Bank, Navient Solutions
`
`Inc., PNC Bank, N.A., Suntrust Bank, Suntrust Mortgage Inc., 2016—1179, 2016—1180, 2016— 1181, entered February 27, 2017, 2 pgs.
`
`For convenience, copies of the foreign and N PL references are provided.
`
`This submission is made with payment of the fee set forth in 37 C.F.R. § 1.17 (p). The
`
`Examiner is respectfully requested to include this information disclosure statement as part of the
`
`prosecution history of the present application.
`
`Respectfully submitted,
`PARUS HOLDINGS, INC.
`
`Dated:
`
`August 29, 2018
`
`By:
`
`RBK/kdl
`
`/Reena Kuyper/
`Reena Kuyper, Reg. No. 33,830
`Of
`PATENT LAW WORKS LLP
`
`310 East 4500 South, Suite 400
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`Tel.: (650) 537—4509
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`Application No. 15/269,776
`
`Dkt. No. 10115-05709 US
`
`Page 3 of 3
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`Google Ex 1030 - Page 14
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`Google Ex 1030 - Page 14
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`EP 02010210 @
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`PCT
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`lntemational Bureau
`WORLD IN'lELu-zcrUAL PROPERTY ORGANIZATION
`
`
`
`INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT)
`51) International Patent Classification 6 =
`(11) International Publication Number:
`WO 97/37481
`
`H04M 1/27, GlOL 5/06
`
`(43) International Publication Date:
`
`9 October 1997 (09.10.97)
`
`(21) International Application Number:
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`PCT/CA97/00008
`
`(8i) Designated States: CA. European patent (AT. BE. CH, DE,
`DK, ES, Fl. FR, GB. GR, lE. lT. LU. MC, NL, PT, SE).
`
`(22) International Filing Date:
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`9 January 1997 (09.01.97)
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`Published
`
`(30) Priority Data:
`08/623,635
`
`28 March l996 (28.03.96)
`
`US
`
`With international search report.
`
`(71) Applicant: NORTHERN TELECOM LIMITED [CA/CA];
`World Trade Center of Montreal, 8th floor, 330 St. Antoine
`Street West. Montreal, Quebec HZY 3Y4 (CA).
`
`02) Inventor: WONG. cm; Apartment #3390. 2850 Middlefield
`Road. Palo Alto. CA 94306 (US).
`
`(74) Agent: MacGREGOR. George; Northern Telecom Limited.
`Patent Dept. PO. Box 351i, Station "C". Ottawa. Ontario
`KIY 4H7 (CA).
`
`
`
`(54) Title: APPARATUS AND METHOD FOR REDUCING SPEECH RECOGNITION VOCABULARY PRPLEXITY AND DYNAM-
`ICAILY SELECTING ACOUSTIC MODELS
`
`(57) Abstract
`
`A method of reducing the perplexity of a speech recognition vocabulary and dynamically selecting speech recognition acoustic model
`sets used in a simulated telephone operator apparatus. The directory of users of the telephone network is subdivided into subsets wherein
`each subset contains the names of users within a certain location or exchange. A speech recognition vocabulary database is compiled for
`each subset and the appropriate database is loaded into the speech recognition apparatus in response to a requested call to the location
`covered by the subset. Furthermore, a site-specific acoustic model set is dynamically loaded according to the location of a calling party.
`An apparatus for carrying out the method is also discussed.
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`FOR THE PURPOSES OF INFORMATION ONLY
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`Codes used to identify States party to the PCT on the from pages of pamphlets publishing
`tundra
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`aaegsaaasaaagga
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`inlemalional applications under the PCT.
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`Slovenia
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`WO 97/37481
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`PCT/CA97/00008
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`APPARATUS AND METHOD FOR REDUCING SPEECH RECOGNITION
`VOCABULARY PERPLEXITY AND DYNAMICALLY SELECTING
`ACOUSTIC MODELS
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`. J:
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`E
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`I
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`.
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`This invention relates to automatic speech
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`recognition in telecommunication systems and to the use of
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`such systems to provide large scale voice activated dialing
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`10
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`and information retrieval services.
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`W I
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`n the early development of telephone systems it
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`was commonplace for a telephone subscriber to converse
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`15
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`directly with a telephone operator at a telephone central
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`office. The telephone subscriber would verbally request the
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`telephone operator to complete a connection to a called
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`party. As telephone exchanges were small
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`the telephone
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`operator was aware of virtually all of the subscribers by
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`20
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`name and manually completed the requested connection. with
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`the advent of dial telephone services, calls within an
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`exchange could be completed automatically, and only certain
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`toll calls required operator assistance.
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`Today, operator
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`assisted calls have become the exception and are usually
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`25
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`comparatively expensive. Machine-simulated operator
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`functions,
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`including limited speech recognition services,
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`have recently been available for expediting some typical
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`operator—assisted functions. This includes “collect“ long
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`distance calls wherein completion of the connection is
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`30
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`contingent upon the called party agreeing to pay for the
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`service. However,
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`these functions are limited to the simple
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`recognition of "yes" or “no" so there is little room for
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`non-functionality due to uncertainty as to which word was
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`spoken. There have also been advancements in voice
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`35
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`recognition services relating to directory assistance_but
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`these too are directed to a very limited vocabulary.
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`The prior art contains several recent developments
`pertaining to voice recognition in general, and to voice
`recognition applicable to telecommunication systems in
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`particular.
`
`U.S. Patent No. 5,091,947, which issued February
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`25, 1992 to Ariyoshi et a1, entitled "Speech Recognition
`Method and Apparatus", discloses a voice recognition system
`for comparing both speaker dependent and speaker independent
`utterances against stored voice patterns within a
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`coefficient memory.
`The voice identification comparator
`selects the one voice pattern having the highest degree of
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`similarity with the utterance in question.
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`15
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`In U.S. Patent No. 5,165,095, which issued on
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`November 17, 1992, Borcherding discloses a voice recognition
`system to initiate dialog to determine the correct telephone
`number. According to the '095 patent,
`the calling party is
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`20
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`25
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`first identified so that a database containing speaker
`templates can be accessed. These templates are then used to
`compare the dial command so that the dialing instructions
`can be recognized and executed.
`An example of a dialing
`directive in the patent is "call home", with "call" being
`the dial command and "home“ being the destination
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`identifier.
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`30
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`35
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`in U.S. Patent No. 5,390,278 issued
`Gupta et al,
`February 14, 1995, disclose a flexible vocabulary speech
`recognition for recognizing speech transmitted via the
`public switched telephone network. This voice recognition
`technique is a phoneme based system wherein the phonemes are
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`modeled as hidden Markov models.
`
`the
`In spite of these ongoing developments.
`functionality of automatic recognition of human speech by
`machine has not advanced to a degree wherein a calling party
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`can simply speak the called party's name and thereafter be
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`connected as reliably as a human operator in situations
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`where the database for a potential called party is very
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`large (greater than 100 names).
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`W T
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`he present invention is in the field of human
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`speech recognition performed by machines and more
`particularly relates to a reduction of the perplexity of the
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`speech recognition task in the context of names spoken by a
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`telephone user in a telephone system.
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`Individual users of telephone networks are divided
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`into subsets to facilitate identification of the vast number
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`of subscribers to the service.
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`In the public network these
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`subsets are local exchanges. Private switching networks
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`such as the Nortel Electronic Switching Network (ESN)
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`assigns individual ESN numbers to each location within the
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`private network.
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`The present invention relies on these
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`subsets or location identifiers to reduce the perplexity of
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`a speech recognition application.
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`Therefore in accordance with a first aspect of the
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`present
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`invention.
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`there is provided a telephone network
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`including a plurality of telephone exchanges, each for
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`serving a plurality of telephone terminals and each being
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`interconnected with at least one other of the.telephone
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`exchanges for providing telephone communications between
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`users of the telephone terminals. The network function
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`includes a simulated telephone operator apparatus for
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`receiving a speech request from a user for connection to
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`another telephone user and to translate this request into a
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`directory number for use by the appropriate one of the
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`telephone exchanges.
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`The translation is in accordance with
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`a speech recognition algorithm and an active speech
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`recognition vocabulary selected in accordance with the
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`origin of the request.
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`In an ESN application the active speech
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`recognition vocabulary is limited to the names of the
`individuals serviced by the ESN number.
`In a preferred
`is
`embodiment the ESN number, which is also a location code.
`contained in the first two or three digits of the directory
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`number.
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`In accordance with a second aspect of the
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`invention there is provided a simulated telephone operator
`server for a telephone network.
`The server has means for
`storing voice utterances of a calling party telephone user
`and means responsive to location information in association
`with the telephone user for selecting an active speech
`recognition vocabulary.
`Speech detection means are provided
`for processing the stored voice utterance in accordance with
`a speech recognition algorithm and the active speech
`recognition vocabulary. Directory lookup means identify a
`directory listing of a called party corresponding to a
`result of'the processing by the speech detection means.
`server also includes means for transmitting the directory
`listing to a telephone exchange serving the called party.
`
`The
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`In accordance with a further aspect of the
`invention there is provided a telephone exchange comprising:
`a plurality of ports for serving a plurality of telephone
`users'
`telephone instruments via telephone lines;
`a trunk
`facility for connection to another telephone exchange;
`a
`switching network for connecting and disconnecting the
`telephone instruments;
`a controller means for causing a
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`switching network with a solicitation signal, and
`subsequently for being responsive to a telephone number
`received in association with the newly OFF HOOK telephone
`instrument for completing a telephone call via the switching
`network. The exchange also includes an originating register
`means for storing voice band signals received from the newly
`OFF HOOK telephone instrument via the switching network.
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`Means are provided for detecting digits represented by
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`frequency signals. within the stored voice band signals,
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`in
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`accordance with a standard for key pad dialed telephone
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`numbers and for transmitting detected digits to the call
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`controller.
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`A simulated telephone operator apparatus
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`receives and translates voice band signals in accordance
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`with a speech recognition algorithm and an active speech
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`recognition vocabulary selected in accordance with the
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`origin of the voice band signals into a directory number for
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`use by the controller means.
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`An interface facility is
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`provided for transmitting the stored voice band signals via
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`the switching network to the simulated telephone operator
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`server apparatus in an event wherein the voice band signals
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`did not
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`include a key pad dialed digit.
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`In accordance with yet a further aspect of the
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`present
`
`invention there is provided a method of detecting a
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`voiced speech request of a calling party for connection to
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`another user of an automatic telephone exchange.
`
`The method
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`comprises storing a plurality of speech recognition
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`vocabularies in association with geographic location of
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`users;
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`receiving the voiced request and information as to
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`the geographic location of the user having voiced the
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`request
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`from the automatic telephone exchange;
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`selecting an
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`active speech recognition vocabulary in accordance with the
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`information as to the geographic location of the user and,
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`in accordance with a speech recognition algorithm and the
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`selected active speech recognition vocabulary,
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`translating
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`the received request into a directory number for use by the
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`automatic telephone exchange in setting up a telephone
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`connection between the calling telephone user and the other
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`telephone user;
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`r.
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`The invention will now be described in greater
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`detail with reference to the attached drawings wherein:
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`FIGURE 1 is a block diagram illustrating trunk
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`connections between private switch locations;
`FIGURE 2 is a block diagram of the system hardware
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`architecture;
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`FIGURE 3 is an overall system state diagram; and
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`FIGURE 4 is a state diagram of the key word
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`handler.
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`h
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`In
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`' n
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`The following description relates to an
`enterprise~wide speech directory calling service within a
`company or corporation having a number of locations.
`Each
`location is assigned a unique electronic switching network
`(ESN)
`location code or ESN number.
`As shown in the block
`diagram of FIGURE 1,
`the on-site PBX 20 at each location is
`connected to each other location via trunk connectors 22.
`In this discussion the ESN comprises a three—digit code to
`identify the location.
`It is to be understood, however,
`that it is not essential to use all three digits to identify
`the location as it may be sufficient to use the first two
`
`for example.
`
`FIGURE 2 illustrates the hardware architecture in
`accordance with a preferred embodiment of the invention. As
`shown, PBX 20 is connected to trunk 22 and to a plurality of
`on site telephone sets as known in the art. The speech
`recognition system 30 of the invention is connected to the
`PBX 20 via T1 line 32 via T1 card 34 and via signal link 36
`and signal link card 38.
`Speech recognition system 30
`includes a speech recognition processor operating on a
`speech recognition algorithm, central processor and control
`units as well as memory cards for storing active speech
`
`recognition vocabulary data bases.
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`35
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`Although FIGURE 1 refers to a private switching
`network using BSNs,
`it is to be understood that the
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`invention is not limited to such networks but can also be
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`adapted to use in public switching systems.
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`One objective metric used to measure the accuracy
`
`of a speech recognition system is the Word Error Rate (WER).
`
`The WER is defined as the total number of incorrectly
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`recognized words made by a speech recognition system divided
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`by the total number of words spoken by a user of the system.
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`10
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`“4H? =
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`NumberofErrorsMadebyRecognize;-
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`NumberofWordsSpokenbyUser
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`15
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`The present invention makes use of information as
`
`to the calling party's location for automatically assisting
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`in improving the WER of a speech recognition system on a
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`spoken called party's name for the pu