Page 1 of 163
`
`A0 IZO Rev. 08/“)
`
` Mail Stop 8
`
`T0:
`
`Director of the [5.5. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313—1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance. with 35 USC. § 290 and/or 15 USC. § 1116 ~mu are hereby advised that a coun action has been
`filed in the lies. District Conn
`for the Eastern District of Texas
`on the Ibllowing
`l
`‘
`l [he )zucm action involves 35 DISC. Q" 992.):
`
`[Z Patents,
`
`(
`
`[I 'I‘rademarks or
`
`DOCKETNO‘
`2:15—cv—00300
`PLAINTIFF
`
`DATE FILED
`3/2/2015
`
`U.S. DIS‘I‘RICT (TOUR‘I‘
`for the Eastern District of Texas
`DIEFl-INDANT
`
`OPTIS WIRELESS TECHNOLOGY,
`LLC and PANOPTIS PATENT MANAGEMENT, LLC
`
`ZTE CORPORATION and ZTE (USA) INC‘
`
`PATEN'I‘OR
`‘I‘MDEMARK N0.
`
`DA’I‘EOFPA'I‘EN’I‘
`OR ‘IMDEMARK
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`110mm 01 PA] LM 0R rRADLMARh
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`DATE INCLUDED
`
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`
`PA'I'ENT 0R
`'I‘IUIDEIVIARK NO.
`
`[I Amendment
`DATE OF PATENT
`
`E} Answer
`
`[3 Cross Bill
`
`[:1 Other Pleading
`
`In the abovewentitled case, the thllowing decision has been rendered or judgement issued:
`DECISION/1UDGl-IMENT
`
`It is hereby ORDERED that all claims brought by Plaintiffs and all eoumerclaims
`brought by Defendants in the above—captioned action are dismissed without prejudice.
`
`5/13/16
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Nakisha Love
`
`Copy I~llpon initiation ofaction, mail {his copy to Director Copy 3——-Upon termination ofaction, mail this copy lo Director
`Copy Z—Ilpon filing document adding patent“), mail this copy to Director Copy Hiase file copy
`
`APPLE 1006
`
`

`

`Page 2 of 163
`
`PATENT NUMBER
`
`DATE or PATENT
`
`
`
`8,064,919
`November 22. 2011
`l Optis Wireless
`8,199,792
`1 June 12, 2012
`Optis Wireless
`
`
`HOLDER or PATENT
`
`
`
`Optis Wireless
`April 2, 2013
`L821] 1.557
`6,356,631 Optis Wireless ‘ March 12., 2002
`
`
`1i 6,865,191 Optis Wireless TMarch 8, 2005
`
`
`
`
`

`

`Page 3 0f163
`
`A0 I 20 (Rev (IS/I 0)
`
`TO:
`
`Mail Stop 8
`Director ofthe [3.5. Patent and Trademark Office
`PO. Box 1450
`Alexandria. VA 223134450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT 0R
`TRADEMARK
`
`I’A'I'EN'I‘ OR
`
`'I‘RADIiMARK NO.
`
`
`
`
`DATIi OF PA'I'HVI~
`
`
`OR 'I'RADIiMARK
`
`HOLDER OI“ PA'I'EN'I‘ OR TRA D I'EMARK
`
`In Compliance with 35 I..'.S.(I. § 290 and/or I5 U.8.C, § I I It) you are hereby advised that a court action has been
` s
`tiled in the US. District Court
`for the Eastern District of T
`
`on the following
`
`E) 'l'mdcmar‘xs or
`( C] the patent action involves 35 U.S.C. § 292.).
`[Z Patents.
`DATI’. FILED
`DOCKET NO.
`
`
`
`
`t:.5. DIS'I'RIC'I‘COURT
`‘
`‘
`3/2/2015
`2:15-cV-00300
`for the Eastern District of Texas
`
`
`
`PLAIN'H H“
`DIil’liNDAN‘I‘
`
`
`
`
`
`
`OPTIS WIRELESS TECHNOLOGY,
`ZTE CORPORATION and ZTE (USA) INC.
`LLC and PANOPTIS PATENT MANAGEMENT, LLC
`
`
`
`
`
`
`
`
`2? My W -
`3‘3 19
`797
`% “m 557 -
`5
`, 35¢, (03/
`
`
`
`
`
`
`HOLDER OI‘ PA 1 EN] ()R 'I RADI;IVIARI\
`(BY) DEPUTY CLERK
`
`DA'I'IF. INCLUDED
`
`in the above—entitled case, the toilowing patcnus)! tradcnmrk(s) have hccn inciudcd:
`INCLUDED BY
`
`I’ATEN’I' 0R
`'I‘RAINiB-iARK NO.
`
`[3 Amendment
`DATE OIT I’A'I'EN'I‘
`OR TRADEMARK
`
`[1 Answer
`
`[:1 Cross BM
`
`[3 Other Pleading
`
`In the above—«wntitlcd case. the tbilowing decision has been rendered or judgement issued:
`DIiCI SION/JUI)GI§MI-IN'I‘
`
`CI‘I‘IRK
`
`Copy I—I‘Tpon initiation oi'action, mail this copy to Director Copy 3——l5pon termination ofaction, maii this copy to Director
`Copy Z—Upon tiling document adding patent(s), mail this copy to Director Copy t—Casc file copy
`
`

`

`Page 4 of 163
`
`UNITED S'm'nss PATENT AND TWEWK OFFICE
`
`U:\I"I‘I7I)S'I~'I\’I‘IS I)I7P-\RT\1I.\"I()I ('()\12\Il, R1‘7I APPLICATION MEN/18115121711m; 0R3711C 1 1).\11
`
`FIRST NAME!) .«\1>1=1.1<:..\.\"1'
`
`.1\’1"’I'Y. Doom-31‘ 3101111113
`
`13/333,805
`
`12/21/20] I
`
`Daichi 11112111111121
`
`.
`CONFIRMATION NO. 7898
`
`231 17
`
`NIXON & VANDERHYE, PC
`9111 NORTH OLEOE ROAO, 11TH FLOOR
`ARLINGTON, VA 22203
`
`POA ACCEPTANCE LETTER
`
`1
`
`
`
`
`11111111111111111111111111111111111111111111111
`
`Date Mailed: 07/09/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/ 18/2014.
`
`The Power of Attorney in this appiication is accepted. Correspondence in this appiication will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/dlvc1‘no11/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`

`

`Page 5 of 163
`
`UNITED S'I‘A’I‘ES PA'i'EN'I‘ AND TRADEMARK OFFICE
`
`
`
`S DICPAR'I‘MI‘IV’I‘ ()l" (‘OMMI'IRUI‘T
`1
`d Trademark Office
`R PA'L'EN'I’S
`
`
`
`
`
`A»
`
`’
`
`.I\PPLI(I.I\'I‘IOI\’ NUMBER
`HUNG OR 3711C) DA'E‘E
`
`13/333,805.
`12/21/201 1
`
`HRST NAME?!) .-‘\I’Pl,§('?.»'\.\’"l‘
`Daichi Imamura
`
`I
`
`A'E‘TY. DOCKH'I' N()./'I'ETI..I?
`733156.428Cl
`CONFIRMATION NO. 7898
`
`96896
`
`Seed Intellectual Property Law Group PLLC
`Au Ann Avenue, eune 5400
`Seattle, WA 98104
`
`POWER OF ATTORNEY NOTICE
`
`l:
`,
`I
`I ,
`
`
`
`
`lllllllllIllilllllllllllllglllllllllllllllllglfleygflllllllllllllllllillllll
`Date Mailed: 07/09/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/18/2014.
`
`. The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 87 CFR 371. Future correspondence will be mailed to the new address of reoord(37 CFR 1.33).
`
`M! vcmon/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786—0101
`
`page 1 of l
`
`

`

`Page 6 of 163
`
`PTO/SBll 23 (11-08)
`Approved for use through 11!30/2011.0MB 0651-0035
`U8. Patent and Trademark Office US. DEPARTMENT OF COMMERCE
`
`Patent Number I
`
`
`CHANGE OF
`CORRESPONDENCE ADDRESS
`
`issue Date
`
`Patent
`
`Application Number
`Filin Date
`
`13/333805
`
`Mail SPRPOSt Issue
`Commrssroner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`First Named Inventor
`Daichi lmamura
`
`
`Attorney Docket
`
`61034
`
`Please change the Correspondence Address for the above-identified patent to:
`
`The address associated with Customer Number:
`
`|
`
`23117
`
`}
`
`OR
`
`Firm or
`Individual Name
`
`L_._________.____..___.___.___.__J
`
`_-zw
`
`John R. Lastova
`
`This form cannot be used to change the data associated with a Customer Number. To change the data associated with an
`existing Customer Number use "Request for Customer Number Data Change" (PTO/SB/124).
`
`This form will not affect any "fee address“ provided for the above—identified patent. To change a "fee address" use the “Fee
`Address indication Form" (PTO/SB/47).
`
`I am the:
`
`Patentee.
`
`Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/QB).
`
`Attorney or agent of record. Registration Number 33149
`
`“John R Lastova/
`
`Si nature
`
`Typed or
`Printed Name
`
`Telephone 7038164000
`July 2, 2014
`Date
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms
`if more than one si nature is re uired, see below*.
`
`[:1 *Total of
`
`_ forms are submitted.
`
`This collection of information is required by 37 CFR 1.33. The infomiation is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering. preparing. and Submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/0r suggestions for reducing this burden. should be sent to the Chief Information Officer. US. Patent and
`Trademark Office, US. Department of Commerce. PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop Post Issue, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313—1450.
`
`If you need assistance in completing the form, call 1—800—PTO—97 99 and select option 2.
`
`

`

`Page 7 of 163
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (’I) the general authority for the
`collection of this information is 35 USC 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent, If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
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`A record in this system of records may be disclosed, as a routine use, to a Member of
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`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
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`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
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`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`

`

`
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`19491446
`
`Application Number:
`
`13333805
`
`International Application Number:
`
`Confirmation Number:
`
`Title Of invention:
`
`:v’lOBlLE STATION APPARATUS AND RANDOM ACCESS METHOD
`
`
`
`First Named Inventor/Applicant Name:
`
`Daichi Imamura
`
`Customer Number:
`96896
`
`
`Filer:
`
`John R. Lastova/Margaret Grey
`
`Filer Authorized By:
`
`John R. Lastova
`
`
`
`Filing Date:
`
`21-DEC-2011
`
`
`Time Stamp:
`
`14:15:00
`
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`
`.
`.
`Document Description
`
`.
`File Name
`
`Change of Address
`
`557-sb0123_fill.pdf
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`File SizelBytesll
`Message Digest
`201589
`
`l)2!l3‘)z;~lu18i18l94l.3fllSO‘R‘JleJGGIRfi
`leh
`
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`
`

`

`l’
`
`T
`
`Page 9 of 163
`
`Total FilesSize(inbytes){
`
`201589
`
`
`
`his Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New international Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`L
`
`mwmms
`
`
`
`

`

`Page100f163
`
`~
`
`------
`
`PTO/85180 (11-08)
`Approwad for use through “ISO/2M1. OMB 0651~0035
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1S95, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`'
`
`
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`l hereby revoke all previous powars or" attorney given in the application identified in the attached statement under
`37 CFR 373 b .
`
`I hereby appoint:
`
`J
`23117
`Practitioners associated with the Customer Number:
`OR
`B Practitionens) named below (if more than ten patent practitioners are to be named, than a customer number must be used):
`
`
`
`
`
`as attorneyhal or agenda) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned gnu to the undersigned according to the USPTO assignment records or assignment documents
`v attached to this form in accordance with 37 CPR 373(k)).
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.723(b) to:
`
`23117
`,
`,
`The address associated With Customor Number:
`
`
`
`OR
`VD Firm or
`individual Name
`
`
`
`City
`
`Country
`
`
`Telephone
`
`
`.
`Assignee Name and Address:
`Optis Wireless Technology, LL
`PO. Box 250649
`
`Plano, Texas 75025
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/88196 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3,7303) may be completed by one of
`the practitioners appointed in this: form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identif
`the an lication in which this Power of Attorne is to befiled.
`
`, SlGNATURE of Assignee of Record
`The individual whose Signatnro and titic is soppiicd below is authorized to act on behalf of the assignee
`
`.
`Name
`
`'I;
`
`m J?
`Telephone
`{law A
`wt, g w .
`
`
`v.5
`
`“‘
`
`residfv‘fir
`Tliie
`This coilociion or inrormation is required by 37 CPR 1.3T, 1,82 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.SrCV 122 and 37 CFR 1.11 and 1.14 This deflection is estimated to take 3 minutea
`to complete including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case Any
`comments on the amount or time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information orficer,
`U.S, Patent and Trademark Office, U.S. Department of Commerce. PO. Box 1450. Alexandria, VA 22313—1450 DO NOT SEND FEES OR COMPLETED
`FORMS T0 THES ADDRESS. SEND TO: Commissioner for Patents, PD. Box 1460, Alexandria, VA 22313-1450.
`
`lr‘you need assistance in completing the form, call 1-800-PTO-9199 and select option 24
`
`

`

`
`
`WWW
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`
`
`First Named Inventor/Applicant Name:
`
`Customer Number:
`
`19339372
`
`13333805
`
`7898
`
`
`
`———l
`
`MOBILE STATION APPARATUS AND RANDOM ACCESS METHOD
`
`Daichi lmamura
`
`96896
`
`‘
`
`
`John R. Lastova/Margaret Grey Filer Authorized By:
`
`John R. Lastova
`
`
`
`Attorney Docket Number:
`
`733156.428C1
`
`Receipt Date:
`
`Filing Date:
`
`18—JUN—201 4
`
`21—DEC—2011
`
`Time Stamp:
`
`
`13:46:12
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`
`I no
`
`File Listing:
`
` 11
`
`
`
`
`
`
`
`Document
`Number
`
`.
`.
`Document Description
`
`
` File Size(Bytes)/
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`
`423636
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`
`Assignee showing of ownership per 37
`
`
`no
`SS7—sb0096.pdf
`CFR 3.73.
`
` (wisiimimkalBGLit’rhbtklfildfi'lljofid-‘i 704.
`
`
`
`S} if;
`
`
`Warnings:
`Information:
`
`
`

`

`2
`
`Maintenance Fee Address Change
`
`577-sb0047.pdf
`
`-
`
`ofL63
`
`203840
`
`IDLIS) 72 ll) 361,341.3179.4134.iilStLifiRtilStBtBS
`410880
`
`'—
`
`no
`
`2
`
`Warnings:
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`
`
`
`Power of Attorney
`
`OPTISWlRELESSPOA.pdf
`
`”(9 I98?3I’H'1l':7591. [8 in? 33‘)! 37l)6“r?5t
`«29‘ch
`
`Warnings:
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`Total Files Size (in bytes)%
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`.—-—————I
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`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1 810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`
`
`

`

`PTO/SB/QS (07—09)
`Approved for use through 07/31/2012. OMB 0651-0031
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`Page 13 of 163
`
`
`
`Applicant/Patent Owner:
`
`
`Imamura , et al.
`
`STATEMENT UNDER 37 CFR 3.73ib)
`
`Application No./Patent No.:WW Filed/lssue Date: 2—Apr—13
`Titled:
`
`Mobile station apparatus and random access method
`
`OPTlS WIRELESS TECHNOLOGY, LLC
`(Name of Assignee)
`
`, a
`
`corporation
`(Type of Assignee. eg. corporation. partnership. university, government agency. etc.
`
`states that it is:
`
`the assignee of the entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`
`
`3.
`
`[:1
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`the patent application/patent identified above. by virtue of either:
`
`A.
`
`[:3
`
`OR
`
`B.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`A chain of title from the inventor(s). of the patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`
`2. From: Panasonic Corporation
`
`To: OPTlS WIRELESS TECHNOLOGY, LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 032326
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`[:1
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. _S_e_e_ MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`
`/John R. Lastova/
`Signature
`
`June 18, 2014
`Date
`
`John R. Lastova Attorney
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.730)). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S. Patent and Trademark Office. US.
`Department of Commerce, PO. Box 1450. Alexandria, VA 22313—1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, PO. Box 1450, Alexandria. VA 22313-1450.
`
`II you need assistance in completing the form. call 1—800-PTO-9199 and select option 2.
`
`

`

`Page 14 of 163
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (i) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. if you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1, The information on this form will be treated confidentially to the extent allowed under the
`Freedom of information Act (5 USC. 552) and the Privacy Act (5 U.S.C 5526.). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an international Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation,
`
`

`

`Page 15 of163
`
`PTO/$8147 (03-09)
`Approved for use through 05/31/2015. OMB 0651~0016
`US. Patent and Trademark Office: U. 8. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`“FEE ADDRESS” INDICATION FORM
`
`Address to:
`Mail Stop M Correspondence
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`571-273-6500
`
`In addition,
`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form.
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`For the following listed application(s), please recognize as the “Fee Address" under the provisions of 37 CFR
`1.363 the address associated with:
`
`
`
`CustomerNumber: 000204
`
`OR
`
`[:I
`
`The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`13/333805
`
`
`
`Alohn R. Lastova/
`
`Signature
`
`8411557
`
`i i
`
`Completed by (check one):
`
`I:I Applicant/Inventor
`
`Attorney or Agent of record 33‘149
`(Reg. No.)
`
`John R. Lastova
`Typed or printed name
`
`D Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`
`703‘816‘4000
`Requester’s telephone number
`
`I: Assignee recorded at Reel
`
`Frame
`
`June 18. 2014
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below‘,
`
`forms are submitted.
`* Total of
`[:3
`This collection of information is required by 37 CFR 1.363. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden. should be sent to the Chief information Officer. us. Patent and
`Trademark Office, US. Department of Commerce. PO. Box 1450. Alex andria, VA 22313- 1450. DO NOT SEND COMPLETE D FORMS TO THIS A DDRESS.
`SEND To: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form. call 1-800-PTO—9199 and select option 2.
`
`

`

`Page 16 of 163
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. if you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). R cords from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a co