Page 1 of 163
`
`AO 120 (Rev_ 08/10 Mail Stop 8
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ONTHE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the Eastern District of Texas
`onthe following
`$
`f
`
`
`
`[Trademarks or—(4 Patents. ( 1) the patent action involves 35 U.S.C. § 292.):
`
`
`
`OR TRADEMARK
`
`DOCKETNO.
`2:15-cv-00300
`PLAINTIFF
`
`DATE FILED
`3/2/2015
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas
`DEFENDANT
`
`OPTIS WIRELESS TECHNOLOGY,
`LLC and PANOPTIS PATENT MANAGEMENT, LLC
`
`ZTE CORPORATION and ZTE (USA) INC.
`
`PATENT OR
`TRADEMARKNO.
`
`DATE OF PATENT
`OR TRADEMARK.
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`©] Amendment
`DATE OF PATENT
`
`(3 Answer
`
`(J Cross Bill
`
`[-] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissucd:
`DECISIONJUDGEMENT
`It is hereby ORDEREDthatall claims broughtby Plaintiffs and all counterclaims
`brought by Defendants in the above-captioned action are dismissed without prejudice.
`
`5/13/16
`
`(BY) DEPUTY CLERK
`
`Nakisha Love
`
`DATE
`
`Copy 1—Upeninitiation of action, mail this copy to Director©Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director©Copy 4—Casefile copy
`
`APPLE 1006
`
`

`

`Page 2 of 163
`
`OOM ALec
`
`DATE OF PATENT
`
`
`8,064,919
`November 22, 2011
`| Optis Wireless
`
`8,199,792
`| June 12, 2012
`Optis Wireless
`
`
`HOLDER OF PATENT
`
`Optis Wireless
`April 2, 2013
`a 1,557
`
`Optis Wireless | 6,865,191~|Mareh 8, 2005 Optis Wireless
`
`
`
`March 12, 2002
`
`6,356,631
`
`

`

`Page 3 of 163
`
`AQ120 (Rev, 08/103
`
`TO:
`
`Mail Stop 8
`Director of the U.S, Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
` s
`filed in the U.S. District Court
`for the Eastern District of T
`
`on the following
`
`
`PATENT OR
`
`TRADEMARK NO.
`
`
`
`
`DATEOF PATENT
`
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`[7 Trademarks or
`(1 the patent action involves 35 U.S.C. § 292.):
`(
`[Mf Patents.
`
`DATE FILED
`DOCKET NO.
`
`
`
`U.S. DISTRICT COURT
`a
`3/2/2015
`2:15-cv-00300
`for the Eastern District of Texas
`
`
`
`PLAINTIFF
`DEFENDANT
`
`
`
`
`
`
`
`OPTIS WIRELESS TECHNOLOGY,
`ZTE CORPORATION and ZTE (USA) INC.
`LLG and PANOPTIS PATENT MANAGEMENT, LLC
`
`
`
`
`
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`E064, 99 |
`38,
`199,
`TPA
`But, $57 |
`slo, 356, &3/
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s}/ trademark(s) have beenincluded:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`(} Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`(2) Answer
`
`C7] Cross Bill
`
`C] Other Pleading
`
`In the above~-entitled case, the following decision has been rendered or judgement issued:
`DECISIONJUDGEMENT
`
`CLERK
`
`Copy 1—Upon initiation ofaction, mail this copy to Director Copy 3—Uponterminationof action, mail this copy to Director
`Copy 2——Uponfiling document adding patent(s), mail this copy te Director Copy 4—Casefile copy
`
`

`

`Page 4 of 163
`
`
`
`Unrrep Stares Parent AND TRADEMARK OFFICE
`
`Ur
`
`P
`
`emark Office
`ATENTS
`
` UNTTEDSPATES DIYpAINT OF COMMERCE
`
`APPLICATION NUMBER
`PILING OR 371C) DATE
`HIRST NAMED APPLICANT
`ATTY. DOCKET NO/MTLE
`
`13/333,805
`12/21/2011
`Daichi Imamura
`
`23117
`NIXON & VANDERHYE, PC
`O01 NORTH GLEBE ROAD,11TH FLOOR
`
`ARLINGTON, VA 22203
`
`CONFIRMATION NO. 7898
`
`POA ACCEPTANCE LETTER
`
`:
`KLEULIUK
`
`
`
`
`
`
`
`Date Mailed: 07/09/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Powerof Attorneyfiled 06/18/2014.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/divernon/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (671) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`

`

`Page 5 of 163
`
`
`
`Unrrep Srares Parenr AND TRADEMARK OFFICE
`
`d Trademark Office
`s DECPARPMENT OF COMMERCE
`R PATENTS
`‘Oyenhs 23323-1480
`.
`
`
`
` APPLICATION NUMBER FILING OR 371C) DATE
`FIRST NAMED APPLICANT
`|
`ATTY. DOCKET NO/TPELE
`
`Daichi Imamura
`733156.428C1
`13/333,805
`12/21/2011
`CONFIRMATION NO. 7898
`
`96896
`Seed Intellectual Property Law Group PLLC
`voirth Avon, Sue 2400
`
`Seattle, WA 98104
`
`POWER OF ATTORNEY NOTICE
`
`
`
`
`
`HHLUE
`
`Date Mailed: 07/09/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/18/2014.
`
`«The Powerof Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new address of record(37 CFR 1.33).
`
`/divernon/
`
`Office of Data Management Application Assistance Unit 571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`

`

`PTO/SB/423 (11-08}
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Ollectionofinformation unless it displavs a valid OMB control number.
`Patent Number
`
`
`Page 6 of 163
`
`CHANGE OF
`CORRESPONDENCE ADDRESS
`Patent
`
`Issue Date
`
`Application Number
`Filing Date
`
`43/333805
`
`Mail Stop Post Issue
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`First Named Inventor
`Daichi imamura
`
`6103-4
`
`idiot Docket
`
`23117
`
`|
`
`bn}
`
`John R. Lastova
`
`Please change the Correspondence Address for the above-identified patent to:
`
`The address associated with Customer Number:
`
`OR
`
`|
`
`Firm or
`Individual Name
`
`This form cannot be used to change the data associated with a Customer Number. To change the data associated with an
`existing Customer Numberuse "Request for Customer Number Data Change" (PTO/SB/124),.
`
`This form will not affect any "fee address” provided for the above-identified patent. To change a "fee address” use the "Fee
`Address Indication Form’ (PTO/SB/47).
`
`| am the:
`
`["]
`
`patentee.
`
`L._] Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`Attorney or agent of record. Registration Number 33,149
`
`i
`‘John R. Lastova/
`
`.
`Signature
`
`Typed or
`Printed Name
`
`Telephone 703-816-4000
`duly 2, 2014
`Date
`NOTE: Signatures ofall the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms
`if more than one signature is required, see below”.
`*Total of
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any Comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop Post Issue, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`

`

`Page 7 of 163
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submissionrelated to a patent application or patent.If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed underthe
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Departmentof Justice to determine whether
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`A record from this system of records maybe disclosed, as a routine use, in the course of
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`A record in this systemof records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Memberwith respect to the subject matter of the
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`A record in this system of records may be disclosed, as a routine use, to a contractorof the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of Nationa! Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
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`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any otherrelevant (/.e., GSA or Commerce) directive. Such disclosure shall not
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`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedorin which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`

`

`
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`19491446
`
`13333805
`
`International Application Number:
`
`
`Confirmation Number:
`
`Title of Invention:
`
`MOBILE STATION APPARATUS AND RANDOM ACC
`
`First Named Inventor/Applicant Name:
`
`Daichi Imamura
`
`
`
`
`Information: File Name
`
`Customer Number:
`
`
`96896
`
`
`
`Filer:
`
`John R. Lastova/Margaret Grey
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`John R. Lastova
`
`733156,428C)
`
`03-JUL-2014
`
`Filing Date:
`
`21-DEC-2011
`
`
`Time Stamp:
`
`14:15:00
`
`
`Application Type:
`
`Utility under 35 USC 11 1fa)
`
`Paymentinformation:
`
`
`Submitted with Payment
`
`File Listing:
`
`File Size(Bytes)/|Multi
`Document
`DocumentDescription
`Number
`Message Digest
`Part /.zip
`201589
`
`Change of Address
`
`557-sb01 23_fill.pdf
`
`bo214 39e 1. 1868194fall PREGASSEBGIR:
`bea
`
`
`
`

`

`L
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`if a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`LL a
`
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Page 9 of 163
`
`TotalFilesSize(inbytes}
`
`201589
`
`
`
`

`

`mores
`
`Page 10 0f 163.0 777"
`
`a
`
`PTO/SB/80 (11-08)
`Approved for usa through 44/30/2077. OMB 9661-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF GOMMERCE
`Under the Papenverk Reduction Act of 1995, no parsans are required to raspond fo a collaciion of information unless it displays a valid OMB contrat number.
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`
`
`~
`
`37 CFR 3.73(0).
`| hereby appoint:
`
`|
`23ait7
`Practitionersassociatedwith the CustomerNumber.
`
`OR
`[| Practitioner(s) named below (if mora than ten patent practitioners are to be named, then a customer number must be used):
`
`Registration
`
`a
`
`as attorney(s) or agent(s) fo represent the undersigned before the United States Patent and Tradernark Office (USPTO)in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`| attached to this form in accordance with 37 CFR 3,73(b).
`Please change the correspendence address for the application identified in the attached statement under 37 CFR 3,73(b) to
`
`
`
`23117
`The addrass associated with Custamer Number:
`
`
`Individual Name
`Address
`
`
`Country
`Telephone
`
`
`Assignee Name and Address:
`Optis Wireless Technology, LLC
`P.O. Box 250649
`Plano, Texas 75025
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/86 or equivalent) is required to be
`flled In each application in which this form is used. The statement under 37 CFR 3,73(b) may be completed by one of
`the practitioners appointedin this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identify the application in which this Power of Attorney Is to befiled.
`
`SIGNATUREof Assignee of Record
`The individual whose signaturé and title is supplied below is authorized to act on behalf ofthe assignee
`
`wweyee
`Name |A we 6 WwW &bona Aw,
`Talaphona
`
`Tile
`Pee sid (aT
`This collection of htormation (s required by 37 CPR 1.91, 1.32 and 1.33. The information is required to obtain or retain @ benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality {s governad by 35 U.S.C. 122 and 37 GFR 41.44 and 1.44. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and subraiting the compisted application form to the USPTO. Time will vary dapending upon the individual case. Any
`comments on the amount of Ume you require to compiste this form: and/or suggestions for raducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Oepartment of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1460, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-€00-PTO-9789 and select option 2.
`
`

`

`
`
`Pagellof1630
`Electronic AcknowledgementReceipt
`
`EFS ID:
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`Customer Number:
`
`
`
`19339372
`
`13333805
`
`7898
`
` Lf
`
`MOBILE STATION APPARATUS AND RANDOM ACCESS METHOD
`
`Daichi Imamura
`
`96896
`
`|
`
`
`John R. Lastova/Margaret Grey Filer Authorized By:
`
`John R. Lastova
`
`
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`
`Application Type:
`
`733156.428C1
`
`18-JUN-2014
`
`21-DEC-2011
`
`13:46:12
`
`Utility under 35 USC 17 1fa)|
`
`Paymentinformation:
`
`Submitted with Payment
`no
`
`
`
`
`
`File Listing:
`
`Document
`Number
`
`sae
`DocumentDescription
`
`
`
`
` File Size(Bytes)/
`
`File Name
`Part /.zip) (if appl.)
`
`Message Digest
`
` 423636
`|
`
`
`Assignee showing of ownership per 37
`
`no
`557-sb0096.pdf
`CFR 3.73,
` GABBHGOHSELBSabobOdSdBAZJcaSdd7o4s
`
`
`sae
`
`
`
`
`
`Warnings:
`
`Information:
`
`

`

`2
`
`Maintenance Fee Address Change
`
`577-sb0047. pdf
`
`e
`
`12_of 163
`
`203840
`
`|
`
`no
`
`2
`
`(08222 16 26Gada7aad42d5d4G26160308
`70880
`
`Warnings:
`information:
`
`Power of Attorney
`
`OPTISWIRELESSPOA.pdf
`
`$309 10021444625901G Lat Bal 3GSC
`
`Warnings:
`Information:
`
`etee
`
`
`
`Total Files Size (in bytes)
`
`845892
`
`rr
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. it serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`if a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d} and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`if a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`Page 13 of 163
`
`
`
`
`!Mamura, et al.
`Application No/PatentNo.: 8411557 _séile/issue Date: 2-Apr-13
`Titled:
`
`Mobile station apparatus and random access method
`
`OPTIS WIRELESS TECHNOLOGY, LLC
`(Name of Assignee)
`
`,a
`
`corporation
`(Type of Assignee, e.g.. corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`the assignee of the entire right,title, and interestin;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interestis
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignmentfrom oneof the joint inventors was made)
`[_]
`3.
`the patent application/patent identified above, by virtue of either:
`A. [|
`An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, of for which a
`copy therefore is attached.
`
`STATEMENT UNDER 37 CFR 3.73(b) Applicant/Patent Owner:
`
`OR
`
`A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assignee as follows:
`
`1, From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`of for which a copy thereofis attached.
`
`
`
`2.From: Panasonic Corporation To: OPTIS WIRELESS TECHNOLOGY, LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree| 032326
`,
`Frame
`,
`of for which a copy thereofis attached.
`To:
`
`3. From:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`.
`
`of for which a copy thereofis attached.
`
`[] Additional documentsin the chain oftitle are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain oftitle from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to AssignmentDivisionin
`accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`
`fJohn R. Lastova/ June 18, 2014
`Signature
`Date
`
`John R. Lastova Attorney
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). Theinformation is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto
`process) an applicalion. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountoftime
`you require to compiete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office. U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9199 andselect option2.
`
`

`

`Page 14 of 163
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a), Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractorof the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to § U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and anyotherrelevant (/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations aboutindividuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`

`

`Page 15 of 163
`
`PTO/SB/47 (03-09)
`Approved for use through 05/31/2015. OMB 0651-0016
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control nurnber.
`
`“FEE ADDRESS” INDICATION FORM
`
`Address to:
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`§71-273-6500
`
`Forthe following listed application(s), please recognize as the “Fee Address” under the provisions of 37 CFR
`1.363 the address associated with:
`
`Customer Number: 000204
`
`OR
`
`[| The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if Known)
`
`APPLICATION NUMBER
`
`In addition,
`INSTRUCTIONS: Theissue fee must have been paid for application(s) listed on this form.
`only an address represented by a Customer Numbercan be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondencerelated to
`maintenance fees should be mailed to a different address than the correspondence addressfor the application.
`Whento checkthefirst box below:if you have a Customer Numberto represent the fee address. When
`to check the second box below:If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP)§ 403.
`
`forms are submitted.
`
`8411557
`
`13/333805
`
`|
`
`Completed by (check one):
`[| Applicant/Inventor
`
`John R. Lastova/
`
`Signature
`
`Attorney or Agentof record 99.149
`(Reg. No.)
`
`John R. Lastova
`Typed or printed name
`
`C] Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`[] Assignee recorded at Reel
`
`Frame
`
`703-816-4000
`Requester’s telephone number
`
`June 18, 2014
`
`Date
`
`NOTE: Signaturesof ali the inventors or assignees of record of the entire interestor their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below".
`
`J * Total of
`This collection of information is required by 37 CFR 1.363. The information is requiredto obtain or retain a benefit by the public whichis to file (and by the USPTO
`fo process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Depar tment of Commerce, P.O. Box 1450, Alex andria, VA 22313-1450. DO NOT SEND COMPLETE D FORMSTO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option2.
`
`

`

`Page 16 of 163
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidenceto a court, magistrate, or administrative tribunal, including disclosures to
`opposing counselin the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respectto the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractorof the
`Agency having need for the information