`Patent 7,016,676
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ERICSSON INC.,
`Petitioner,
`
`v.
`
`UNILOC 2017 LLC,
`Patent Owner.
`
`IPR2020-00376
`U.S. Patent No.: 7,016,676
`Issued: March 21, 2006
`Application No.: 10/089,959
`Filed: August 8, 2001
`
`Title: METHOD, NETWORK AND CONTROL STATION FOR THE TWO-
`WAY ALTERNATE CONTROL OF RADIO SYSTEMS OF DIFFERENT
`STANDARDS IN THE SAME FREQUENCY BAND
`
`PETITION FOR INTER PARTES REVIEW OF
`U.S. PATENT NO. 7,016,676
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`IPR2020-00376
`Patent 7,016,676
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`TABLE OF CONTENTS
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`TABLE OF AUTHORITIES ................................................................................... v
`
`LIST OF EXHIBITS ............................................................................................. vii
`
`MANDATORY NOTICES UNDER 37 C.F.R. § 42.8 ......................................... ix
`
`1.
`
`2.
`
`3.
`
`Real Party-In-Interest (37 C.F.R. § 42.8 (b)(1)) ...................... ix
`
`Related Matters (37 C.F.R. § 42.8 (b)(2)) ............................... ix
`
`Lead and Back-Up Counsel (37 C.F.R. § 42.8 (b)(3))
`and Service Information .......................................................... xi
`
`4.
`
`Proof of Service (37 C.F.R. §§ 42.6 (e) and 42.105 (a)) ......... xi
`
`5. Word Count Certification (37 C.F.R. § 42.24) ....................... xii
`
`I.
`
`SUMMARY OF ARGUMENT ...................................................................... 1
`
`II.
`
`GROUNDS FOR STANDING (37 C.F.R. § 42.104(a)) ................................ 1
`
`III.
`
`IDENTIFICATION OF CHALLENGE AND
`RELIEF REQUESTED (37 C.F.R. § 42.104(b)) ........................................... 1
`
`A.
`
`Claims For Which Review Is Requested
`(37 C.F.R. § 42.104(b)(1)) ................................................................... 2
`
`B.
`
`Statutory Grounds For Challenge (37 C.F.R. § 42.104 (b)(2)) ............ 2
`
`IV. BACKGROUND AND STATE OF THE ART .............................................. 3
`
`A. Applicant’s Admitted Prior Art ............................................................ 4
`
`1.
`
`2.
`
`Different Radio Interface Standards Operating
`In The Same Frequency Band Was Known .............................. 4
`
`Using A Control Station To Moderate Network
`Traffic Was Known ................................................................... 7
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`3.
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`“Switching” Frequency To Avoid Interference
`Was Known ................................................................................ 7
`
`B.
`
`Summary Of The Prior Art To The ’676 Patent ................................... 8
`
`V. OVERVIEW OF THE ’676 PATENT ........................................................... 8
`
`A.
`
`The ’676 Patent’s Specification ........................................................... 9
`
`B.
`
`C.
`
`The Prosecution History ....................................................................14
`
`The Challenged Claims .....................................................................16
`
`VI. CLAIM CONSTRUCTION (37 C.F.R. § 42.104(b)(3)) .............................17
`
`A.
`
`Level Of Skill In The Art ...................................................................19
`
`B.
`
`Proposed Constructions .....................................................................19
`
`1.
`
`2.
`
`3.
`
`(Claim 1) “Stations Which Operate In Accordance
`With A First Radio Interface Standard And/Or A
`Second Radio Interface Standard” ..........................................19
`
`(Claim 1) “Renders The Frequency Band Available
`For Access By The Stations Working In Accordance
`With The Second Radio Interface Standard If Stations
`Working In Accordance With The First Radio
`Interface Standard Do Not Request Access To
`The Frequency Band” ..............................................................22
`
`(Claim 2) “Respective Duration” In Which The Stations
`Working In Accordance With The Second Radio Interface
`Standard Are Allowed To Utilize The Frequency Band ..........25
`
`VII. EACH CHALLENGED CLAIM OF THE ’676 PATENT IS
`UNPATENTABLE OVER THE CITED PRIOR ART
`(37 CFR § 42.104 (b)(4), 37 CFR § 42.104(b)(5)) ......................................25
`
`A. GROUND 1: CLAIMS 1 AND 2 ARE OBVIOUS
`OVER HOMERF ...............................................................................25
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`1.
`
`2.
`
`3.
`
`HomeRF: Wireless Networking For The
`Connected Home .....................................................................26
`
`Claim 1 Is Obvious Over HomeRF .........................................39
`
`HomeRF Shows The Added Limitations Of Claim 2 .............46
`
`B.
`
`GROUND 2: CLAIMS 1 AND 2 ARE OBVIOUS
`OVER HOMERF IN VIEW OF HOMERF TUTORIAL .................46
`
`1.
`
`HomeRF Tutorial .....................................................................46
`
`2. Motivation To Combine The HomeRF References .................51
`
`3.
`
`4.
`
`Claim 1 Is Obvious Over HomeRF In View
`Of HomeRF Tutorial ...............................................................52
`
`HomeRF In View Of HomeRF Tutorial Shows
`The Added Limitations Of Claim 2. .......................................55
`
`C.
`
`GROUND 3: CLAIMS 1 AND 2 ARE OBVIOUS OVER
`HOMERF IN VIEW OF HOMERF LIAISON REPORT ................55
`
`1.
`
`HomeRF Liaison Report .........................................................55
`
`2. Motivation To Combine HomeRF Liaison
`Report, HomeRF .....................................................................58
`
`3.
`
`Claim 1 Is Obvious Over HomeRF In View
`Of HomeRF Liaison Report ....................................................58
`
`D. GROUND 4: CLAIMS 1 AND 2 ARE OBVIOUS
`OVER LANSFORD ..........................................................................60
`
`1.
`
`2.
`
`3.
`
`U.S. Patent No. 6,937,158 (“Lansford”) .................................60
`
`Claim 1 Is Obvious Over Lansford .........................................69
`
`Lansford Shows The Added Limitations Of Claim 2 .............73
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`VIII. NO OBJECTIVE INDICIA OF NON-OBVIOUSNESS .............................74
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`IX. CONCLUSION ............................................................................................74
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`CERTIFICATE OF COMPLIANCE WITH TYPE-VOLUME
`LIMITATION PURSUANT TO 37 C.F.R. § 42.24 ....................................75
`
`CERTIFICATE OF SERVICE IN COMPLIANCE WITH
`37 C.F.R. § 42.6(e)(4) ..................................................................................76
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`
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`TABLE OF AUTHORITIES
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`IPR2020-00376
`Patent 7,016,676
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`Page(s)
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`Cases
`
`
`ClassCo, Inc. v. Apple, Inc.,
`838 F.3d 1214 (Fed. Cir. 2016).................................................................... 18
`
`Cybersettle, Inc. v. Nat’l Arbitration Forum, Inc.,
`243 F. App’x 603 (Fed. Cir. 2007) .............................................................. 22
`
`Ex Parte John Nicholas
`Gross, Appeal No.
`2011-004811,
`2013 WL 6907805 (P.T.A.B. Dec. 31, 2013). ............................................. 20
`
`Ex Parte Randal C.
`Schulhauser, Appeal
`No. 2013-007847,
`2016 WL 6277792 (P.T.A.B. Apr. 28, 2016) .............................................. 22
`
`IPXL Holdings LLC v. Amazon.com Inc.,
`430 F.3d 1377 (Fed. Cir. 2005).................................................................... 22
`
`Nautilus, Inc. v. Biosig Instruments, Inc.,
`572 U.S. 898 (2014). .................................................................................... 18
`
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005).................................................................... 18
`
`
`Board Decisions
`
`Panel Claw, Inc. v. Sunpower Corp.,
`No. IPR2014-00386, Paper 7 (P.T.A.B. June 30, 2014) .............................. 18
`
`
`Statutes
`35 U.S.C. § 102 ...............................................................................................passim
`
`35 U.S.C. § 103 .................................................................................................. 2, 25
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`35 U.S.C. § 112 ...................................................................................................... 18
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`35 U.S.C. § 311 .................................................................................................... 1, 2
`
`35 U.S.C. § 325 ........................................................................................................ 3
`
`35 U.S.C. § 282 ...................................................................................................... 17
`
`
`Rules
`
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`37 C.F.R. § 42.100.............................................................................................. 1, 18
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`No.
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`1001
`
`LIST OF EXHIBITS
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`Description
`
`U.S. Patent No. 7,016,676, “METHOD, NETWORK AND
`CONTROL STATION FOR THE TWO-WAY ALTERNATE
`CONTROL OF RADIO SYSTEMS OF DIFFERENT
`STANDARDS IN THE SAME FREQUENCY BAND,” issued
`March 21, 2006 (the “’676 patent”)
`
`1002
`
`File History for U.S. Patent No. 7,016,676, Application No.
`10/089,959 (“’676 FH”)
`
`1003
`
`Reserved
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`Declaration of Peter Rysavy, including Appendix 1 thereto,
`signed and dated Dec. 22, 2019 (“Rysavy Dec.”)
`
`Excerpts of “Webster’s New World College Dictionary, 4th
`Edition”, © 1999 by Macmillan USA (“Webster’s”)
`
`“HomeRF: Wireless Networking for the Connected Home”, by
`Kevin J. Negus et al., IEEE Personal Communications, Vol. 7,
`Issue 1, pgs. 20-27, Feb. 2000 (“HomeRF”)
`
`Declaration of Gerard P. Grenier, including Exhibit A thereto,
`signed and dated January 2, 2020 (“Grenier Dec.”)
`
`“HomeRF: Bringing Wireless Connectivity Home”, by
`Jim Lansford, Technical Committee Chair for the Home RF
`Working Group, March 9, 1999 (“HomeRF Tutorial”)
`
`“HomeRF™ Working Group 3rd Liaison Report”, by Tim
`Blaney of Commcepts, July 1998 (“HomeRF Liaison Report”)
`
`Declaration of Christina Boyce, including Exhibits A-D thereto,
`signed and dated January 3, 2020 (“Boyce Dec.”)
`
`Declaration of Jennifer Stephens, including Exhibits A and
`B thereto, signed and dated January 2, 2020 (“Stephens
`Dec.”)
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`No.
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`1012
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`1013
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`1014
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`Description
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`U.S. Patent No. 6,937,158, “METHOD AND APPARATUS
`FOR WIRELESS COMMUNICATION BETWEEN
`ELECTRONIC DEVICES,” filed December 29, 1999 and issued
`August 30, 2005 (“Lansford”)
`
`Order regarding Ericsson’s Motion to Intervene, Uniloc 2017
`LLC v. Verizon Communications Inc., et al., Case No. 2:18-cv-
`00513, ECF No. 35 (E.D. Tex. Apr. 22, 2019)
`
`Order regarding Ericsson’s Motion to Intervene, Uniloc 2017
`LLC v. AT&T Services, Inc., et al., Case No. 2:18-cv-00514,
`ECF No. 42 (E.D. Tex. Apr. 23, 2019)
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`MANDATORY NOTICES UNDER 37 C.F.R. § 42.8
`
`1.
`
`Real Party-In-Interest (37 C.F.R. § 42.8 (b)(1))
`
`Ericsson Inc. (“Ericsson” or “Petitioner”) and
`
`its corporate parent
`
`Telefonaktiebolaget LM Ericsson are each a real party-in-interest.
`
`2.
`
`Related Matters (37 C.F.R. § 42.8 (b)(2))
`
`The ’676 patent (Ex. 1001) has been asserted by Uniloc 2017 LLC in the
`
`following litigations:
`
`•
`
`•
`
`•
`
`•
`
`•
`
`•
`
`•
`
`•
`
`Uniloc 2017 LLC v. Microsoft Corporation,
`8:18-cv-02053 (C.D. Cal.), filed November 17, 2018;
`
`Uniloc 2017 LLC, et al. v. Google LLC,
`2:18-cv-00495 (E.D. Tex.), filed November 17, 2018;
`
`Uniloc 2017 LLC v. Verizon Communications Inc., et al., 2:18-cv-
`00513 (E.D. Tex.), filed November 17, 2018 (“the Verizon case”);
`
`Uniloc 2017 LLC v. AT&T Services, Inc., et al.,
`2:18-cv-00514 (E.D. Tex.), filed November 17, 2018 (“the AT&T
`case”);
`
`Uniloc 2017 LLC, et al. v. Google LLC,
`2:18-cv-00448 (E.D. Tex.), filed October 31, 2018;
`
`Uniloc 2017 LLC, et al. v. AT&T, Inc., et al.,
`2:18-cv-00379 (E.D. Tex.), filed August 29, 2018;
`
`Uniloc 2017 LLC, et al. v. Verizon Communications Inc., et al., 2:18-
`cv-00380 (E.D. Tex.), filed August 29, 2018; and
`
`Uniloc 2017 LLC, et al. v. Microsoft Corporation, 8:18-cv-01279
`(C.D. Cal.), filed July 24, 2018.
`
`Microsoft Corporation previously challenged claims 1 and 2 of the ʼ676
`
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`patent in IPR2019-01116 (“Microsoft IPR-1116”). The Board instituted review of
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`claims 1 and 2 based on Microsoft’s petition. IPR2019-01116, Paper 8 (PTAB
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`IPR2020-00376
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`Dec. 4, 2019).
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`Additionally, various claims of the ’676 patent were or are being challenged
`
`in the following PTAB matters:
`
`•
`
`•
`
`Microsoft Corporation v. Uniloc 2017 LLC, IPR2019-01125
`(P.T.A.B.) (claim 5), institution denied;
`
`Marvell Semiconductor, Inc. v. Uniloc 2017 LLC, IPR2019-01349
`(P.T.A.B.) (challenging claims 1, 2, and 5);
`
`Marvell Semiconductor, Inc. v. Uniloc 2017 LLC, IPR2019-01350
`(P.T.A.B.) (challenging claims 3, 6, 7, 8, and 9);
`
`Google, LLC v. Uniloc 2017 LLC, IPR2019-01541 (P.T.A.B.)
`(challenging claims 1, 2, 4, and 9); and
`
`Ericsson Inc. v. Uniloc 2017 LLC, IPR2019-01550 (P.T.A.B.)
`(challenging claims 1, 2, and 8).
`
`Ericsson is a party in the Verizon case and the AT&T case, as its motion to
`
`•
`
`•
`
`•
`
`intervene in each case was granted. See Ex. 1013, Ex. 1014. Both cases are stayed
`
`pending instituted IPRs regarding the patents at issue in those cases. Uniloc 2017
`
`LLC v. Verizon Commc’ns Inc., et al., Case No. 2:18-cv-00513, ECF No. 65 (E.D.
`
`Tex. Dec. 31, 2019) (Order granting stay); Uniloc 2017 LLC v. AT&T Services,
`
`Inc., et al., Case No. 2:18-cv-00514, ECF No. 77 (E.D. Tex. Jan. 2, 2020) (Order
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`granting stay).
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`Petitioner is unaware of any other related matters, or of other patents that
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`claim priority to, or share a claim of priority with, the challenged patent.
`
`3.
`
`Lead and Back-Up Counsel
`(37 C.F.R. § 42.8 (b)(3)) and Service Information
`
`Lead Counsel
`Lead Counsel
`J. Andrew Lowes
`HAYNES AND BOONE, LLP
`2323 Victory Ave. Suite 700
`Dallas, TX 75219
`
`Back-up Counsel
`Clint Wilkins
`HAYNES AND BOONE, LLP
`2323 Victory Ave. Suite 700
`Dallas, TX 75219
`
`
`
`Angela Oliver
`HAYNES AND BOONE, LLP
`2323 Victory Ave. Suite 700
`Dallas, TX 75219
`
`
`Back-up Counsel
`
`
`972-680-7557
`Phone:
`214-200-0853
`Fax:
`andrew.lowes.ipr@haynesboone.com
`USPTO Reg. No. 40,706
`
`
`
`972-739-6927
`Phone:
`214-200-0853
`Fax:
`clint.wilkins.ipr@haynesboone.com
`USPTO Reg. No. 62,448
`
`
`
`202-654-4552
`Phone:
`202-654-4252
`Fax:
`angela.oliver.ipr@haynesboone.com
`USPTO Reg. No. 73,271
`
`Petitioner consents to service via email at the above email addresses.
`
`Pursuant to 37 C.F.R. § 42.10(b), concurrently filed with this Petition is a
`
`Power of Attorney executed by Petitioner and appointing the above counsel.
`
`4.
`
`Proof of Service (37 C.F.R. §§ 42.6 (e) and 42.105 (a))
`
`Proof of service of this Petition is provided in the attached Certificate of
`
`Service.
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`5. Word Count Certification (37 C.F.R. § 42.24)
`
`Certification of the compliance with the word count limit set forth in 37 C.F.R.
`
`§ 42.24 (a)(1)(i) is provided in the attached Certificate of Compliance with Type-
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`Volume Limits.
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`I.
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`SUMMARY OF ARGUMENT
`
`The ’676 patent is directed to the use of a control station that facilitates and
`
`controls alternate access to a common (i.e., the same) frequency band by multiple
`
`radio stations operating in accordance with at least two different radio standards or
`
`variants of those standards. At the time the ’676 application was filed, however, there
`
`was nothing new about providing such alternate access to a common frequency band.
`
`To the contrary, as further described below, multiple patents and printed publications
`
`disclosed the same subject matter claimed by the ’676 patent, years before the
`
`earliest possible priority date of the ’676 patent.
`
`II. GROUNDS FOR STANDING (37 C.F.R. § 42.104(a))
`
`Petitioner certifies that the ’676 patent is available for inter partes review, and
`
`that Petitioner is not barred or estopped from requesting an inter partes review
`
`challenging the patent claims on the grounds identified in this Petition.
`
`III.
`
`IDENTIFICATION OF CHALLENGE AND
`RELIEF REQUESTED (37 C.F.R. § 42.104(b))
`
`Pursuant to 35 U.S.C. § 311 and 37 C.F.R. § 42.100, Ericsson Inc.
`
`(“Ericsson” or “Petitioner”) respectfully requests inter partes review of U.S. Patent
`
`No. 7,016,676 (Ex. 1001, also referred to herein as the “’676 patent”, “challenged
`
`patent,” or “the patent”), allegedly assigned to Uniloc 2017 LLC (“Patent Owner”).
`
`Petitioner asserts that there is a reasonable likelihood that claims 1 and 2 of
`
`the ’676 patent (the “Challenged Claims”) are unpatentable on the grounds set forth
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`herein. For the reasons set forth below, claims 1 and 2 should be found
`
`unpatentable and cancelled.
`
`As noted above in the Mandatory Notices section, the Board previously
`
`instituted review of claims 1 and 2 based on Microsoft’s petition in Microsoft IPR-
`
`1116. The challenges to claims 1 and 2 presented herein are substantively identical
`
`to Microsoft’s challenges in Microsoft IPR-1116 and are based on the same
`
`grounds presented in Microsoft IPR-1116, as further explained in the motion for
`
`joinder submitted with this petition.
`
`A. Claims For Which Review Is Requested (37 C.F.R. § 42.104(b)(1))
`
`Petitioner requests inter partes review of claims 1 and 2 (each a “Challenged
`
`Claim,” and collectively the “Challenged Claims”) of the ’676 patent under 35
`
`U.S.C. § 311.
`
`B.
`
`Statutory Grounds For Challenge (37 C.F.R. § 42.104 (b)(2))
`
`The Challenged Claims are each unpatentable as obvious under 35 U.S.C.
`
`§ 103, based at least on the following specific grounds presented in this Petition:
`
`Reference(s)
`Ground
`Ground 1 HomeRF (Ex. 1006)
`Ground 2 HomeRF in view of
`HomeRF Tutorial (Ex. 1008)
`Ground 3 HomeRF in view of
`HomeRF Liaison Report (Ex.
`1009)
`Ground 4 Lansford (Ex. 1012)
`
`Basis
`35 U.S.C. § 103
`35 U.S.C. § 103
`
`Claims
`1 and 2
`1 and 2
`
`35 U.S.C. § 103
`
`1 and 2
`
`35 U.S.C. § 103
`
`1 and 2
`
`For each ground, in Section VII below, the Petition demonstrates at least a
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`reasonable likelihood that each Challenged Claim is unpatentable.
`
`Other than in Microsoft IPR-1116, neither “the same or substantially the
`
`same prior art or arguments previously were presented to the Office,” 35 U.S.C.
`
`§ 325(d).1 Neither the applicants nor any Examiner addressed whether the
`
`references included in Grounds 1-4 (Exs. 1006, 1008, 1009, and 1012) (or any
`
`reference substantially identical thereto) was prior art or attempted to distinguish
`
`the Challenged Claims from those references.
`
`Thus, other than in Microsoft IPR-1116 and in Ericsson’s earlier filed
`
`petition, no unpatentability ground asserted herein has been previously presented to
`
`the Patent Office.
`
`IV. BACKGROUND AND STATE OF THE ART
`
`The ’676 patent relates to a “Method, network and control station for the two-
`
`way alternate control of radio systems of different standards in the same frequency
`
`band”. ’676 patent, Title.
`
`
`1 Although Ericsson previously relied on the Lansford reference to challenge claims
`
`1 and 2 in Ericsson Inc. v. Uniloc 2017 LLC, IPR2019-01550 (P.T.A.B.), as
`
`explained in Ericsson’s concurrently filed paper, Ericsson asks that the Board
`
`prioritize institution of Ericsson’s petition in IPR2019-01550 over institution of
`
`this petition, although the Board should still institute and join this petition given
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`the identity of arguments between this petition and Microsoft IPR-1116.
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`A. Applicant’s Admitted Prior Art
`
`The ’676 patent acknowledges that a number of the features recited therein
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`were already known in the art.
`
`1.
`
`Different Radio Interface Standards Operating
`In The Same Frequency Band Was Known
`
`The ’676 patent acknowledges that each of the exemplary radio interface
`
`standards it addresses in its “advantageous embodiments” was already established,
`
`and that stations operating in accordance with these standards operate in the same
`
`frequency band:
`
`A radio system for wireless transmission of information is
`
`allowed to use transmission power only in accordance
`
`with standards. The national
`
`regulation authority
`
`determines on what frequencies with what transmission
`
`power and in accordance with what radio interface
`
`standard a radio system is allowed to transmit. For this
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`purpose there is provided for so-termed ISM frequency
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`bands (Industrial Scientific Medical) that radio systems
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`transmit in the same frequency band in accordance with
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`different radio interface standards. An example of this is
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`the US radio system IEEE802.11a and the European
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`ETSI BRAN HiperLAN/2. The two radio systems
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`transmit in the same frequency bands between 5.5 GHz
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`and 5.875 GHz with approximately the same radio
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`transmission method, but different
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`transmission
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`protocols.
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`’676 patent, 1:10-23.2
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`The specification goes on to describe these two transmission protocols and
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`their operation, as well as their interaction within this common frequency band.
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`The ’676 patent further provides figures 1 and 2, illustrating the function of these
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`“known” standards:
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`’676 patent, Fig. 1, described id., 4:38-39, 45-46, respectively, as “show[ing] the
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`frame structure in accordance with the ETSI BRAN HiperLAN/2 standard” and
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`2 Unless otherwise noted, emphasis in quoted language throughout this Petition is
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`added, and not part of the original document cited.
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`“show[ing] the structure of the HiperLAN/2 frame” (German language in figure is
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`in original).
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`’676 patent, Fig. 2, described id., 4:47-49 as “diagrammatically show[ing] the media
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`access in systems working in accordance with the radio interface standard
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`IEEE802.11a” (German language in original).
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`A POSITA would have recognized, then, that both Figures 1 and 2 of the ’676
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`patent, and the accompanying discussion, refer to the state of the art at the time that
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`the ’676 patent application was filed, as opposed to features introduced by the ’676
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`patent itself. See Declaration of Peter Rysavy (Ex. 1004, “Rysavy Dec.”), ¶¶ 25-29.
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`2.
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`Using A Control Station To
`Moderate Network Traffic Was Known
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`The ’676 patent further acknowledges that systems operating in accordance
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`with each of these prior art radio interface standards provided Medium Access
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`Control, and that systems operating in accordance with ETSI BRAN HiperLAN/2 –
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`referred to as the “first radio interface standard” in the claimed “advantageous
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`embodiment” described in the specification – provided a control station, referred to
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`as an “Access Point”:
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`The Medium Access Control (MAC) of the two systems is
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`totally different. ETSI BRAN HiperLAN/2 utilizes a
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`centrally controlled reservation-based method in which
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`a radio station takes over the role of a central instance
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`co-ordinating the radio resources. This central radio
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`station (Access Point, AP) which may be an access point
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`to the wide area network, periodically signals every 2 ms
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`the MAC frame structure from the AP and the associated
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`stations if required.
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`’676 patent, 1:34-42. Rysavy Dec., ¶ 30.
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`3.
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`“Switching” Frequency To Avoid Interference Was Known
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`The ’676 patent further acknowledges that both of the prior art radio interface
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`standards utilized “standardized” methods for “active switching” to another
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`frequency within the permitted frequency band in the event of interference:
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`In
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`the event of
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`interference, method [sic] were
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`standardized for an active switching to another frequency
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`within the permitted frequency band, for controlling
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`transmission power and for the adaptive coding and
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`modulation to reduce interference. Radio systems of
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`wideband LANs of the radio interface standards ETSI
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`BRAN HiperLAN/2 and IEEE802.11a utilize the same
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`radio transmission method, a 64-carrier OFDM method
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`and an adaptive modulation and coding. About the same
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`modulation and coding methods (Link Adaptation, LA)
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`are defined for the two standards.
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`’676 patent, 1:24-33. Rysavy Dec., ¶ 31.
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`B.
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`Summary Of The Prior Art To The ’676 Patent
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`This Petition primarily relies on several pieces of prior art to challenge claims
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`of the ’676 patent, whether alone, or in conjunction with the patent applicant’s own
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`admissions regarding the state of the art at the time the ’676 patent application was
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`filed, as further described above. These prior art references are summarized at the
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`beginning of each ground in which they are first introduced in Section VII, with a
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`particular focus on their specific teachings that are relevant to the claim elements
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`against which they are cited.
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`V. OVERVIEW OF THE ’676 PATENT
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`The ’676 patent, titled “METHOD, NETWORK AND CONTROL STATION
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`FOR THE TWO-WAY ALTERNATE CONTROL OF RADIO SYSTEMS OF
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`DIFFERENT STANDARDS IN THE SAME FREQUENCY BAND” issued on
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`March 21, 2006. The ’676 patent issued from U.S. Patent Application No.
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`10/089,959 (the “959 application”), filed on April 4, 2002, which is a National Stage
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`Entry of PCT No. PCT/EP01/09258, filed August 8, 2001 and published as WO
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`02/13457 A2, which in turn claims priority to a German application, No. 100 39
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`532.5, filed August 8, 2000.3
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`
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`A.
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`The ’676 Patent’s Specification
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`The ’676 patent includes 5 independent claims 1, 6, 7, 8, 9, of which claim 1
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`is the only independent claim challenged here. Each of the first four independent
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`claims recites “[a]n interface-control protocol method for a radio system which has
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`at least one common frequency band that is provided for alternate use by a first and
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`a second radio interface standard,” while claim 9 recites a “wireless network.”
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`As discussed above, the ’676 patent applicant admits that it was known for
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`radio systems using different radio interface standards to broadcast in the same
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`frequency band, namely “US radio system IEEE802.11a and the European ETSI
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`BRAN HiperLAN/2”. ’676 patent, 1:10-23, and that it was known to switch to a
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`3 While Petitioner does not agree that the ’676 patent is entitled to its earliest
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`claimed priority date, resolution of this issue is not required to determine that the
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`’676 patent is unpatentable, and so the issue of the ’676 patent’s alleged priority is
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`not addressed herein.
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`different frequency within a common frequency band in the event of detected
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`interference. Id., 1:24-28.
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`But, the specification claims “In case of alternating interference, [prior art]
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`systems do not work efficiently and occupy a frequency channel even at low
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`transmission rates.” Id., 2:8-10. Against this backdrop, the specification purports to
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`provide “a method, a wireless network and a control station which make efficient
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`use of radio transmission channels possible.” Id., 2:11-13. Rysavy Dec., ¶¶ 34-35.
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`FIG. 3 is the only figure that shows something more than what the patent
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`admits is known technology. That figure shows providing a “central control station
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`13” (labeled “S”) to control alternate use of a frequency band by different stations
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`operating on different standards: “three stations 10, 11 and 12 ... [each labeled “A”,
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`that] work in accordance with the first radio interface standard A, for example, in
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`accordance with the HiperLAN/2 standard” and “four stations, 14, 15, 16, and 17 ...
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`[each labeled “B,” that] work in accordance with the second radio interface standard
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`B, for example, in accordance with the IEEE802.11a standard.” Id., 5:22-30. This
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`control station “controls the alternate access by the first wireless network and the
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`second wireless network to the common frequency band.” Id., 5:39-41.
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`’676 patent, FIG. 3 (annotated). Rysavy Dec., ¶ 36.
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`The patent explains that “[t]he control of the alternate use of the common
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`frequency band may be effected in various ways.” ’676 patent, 2:51-52.
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`In one example: “it is possible to provide certain predefinable time intervals
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`for the use of the first and second radio interface standard and allocate the frequency
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`band alternately to the first radio interface standard and then to the second radio
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`interface standard in a kind of time-division multiplex mode.” Id., 2:52-57.
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`In another example, the first radio interface is prioritized, as the second
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`wireless network stations are provided frequency band access “if stations operating
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`in accordance with the first radio interface standard do not request access”:
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`as claimed in claim 2, the control station is provided, on
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`the one hand, for controlling the access to the frequency
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`band for stations operating in accordance with the first
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`radio interface standard. In that case the stations of the
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`[first radio interface standard] send a request for capacity
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`to the control station and the control station allocates
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`transmission capacity to each respective station.
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`
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`On the other hand, the control station is provided … for
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`releasing the common frequency band for access by
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`stations operating in accordance with the second radio
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`interface standard, if stations operating in accordance with
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`the first radio interface standard do not request access to
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`the frequency band. In this advantageous embodiment of
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`the invention the first radio interface standard is given
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`priority over the second radio interface standard in this
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`manner. The release of the common frequency band for
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`the second radio interface standard may be effected, for
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`example, explicitly by the sending of control information
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`to the stations of the second radio interface standard.
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`Id., 2:63 – 3:19. Rysavy Dec., ¶¶ 37-39. Such a scheme was recited in original
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`claim 2, which was later canceled, and its subject matter added to claim 1 (see
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`discussion of prosecution history below).
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`The patent further explains that “[t]his [control] may be effected in an
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`advantageous manner in that the [control station] sends a broadcast message to the
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`[second wireless network] stations ... when the [first wireless network] stations ... do
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`not need transmission capacity.” Id., 5:42-45.
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`The specification further states:
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`When the integrated controller in accordance with the
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`invention is used, different radio systems may be made
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`compatible in the way that they constructively coexist in
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`the same frequency band and then can provide services
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`that require a high service quality. The radio spectrum is
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`clearly used more efficiently; without the implementation
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`of the new method this is only possible with respect