`571-272-7822
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`Paper 20
`Entered: August 3, 2020
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________
`_____________
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`FLEX LOGIX TECHNOLOGIES, INC.,
`Petitioner,
`
`v.
`
`VENKAT KONDA,
`Patent Owner.
`____________
`
`
`IPR2020-00262
`Patent 8,269,523 B2
`____________
`_____________
`
`
`Before SALLY C. MEDLEY, THOMAS L. GIANNETTI, and
`JO-ANNE M. KOKOSKI, Administrative Patent Judges.
`
`GIANNETTI, Administrative Patent Judge.
`
`DECISION
`Denying Institution of Inter Partes Review
`35 U.S.C. § 314
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`
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`IPR2020-00262
`Patent 8,269,523 B2
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`I. INTRODUCTION
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`A. Background
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`
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`Flex Logic Technologies, Inc. (“Petitioner”) filed a Petition requesting
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`inter partes review of claims 1, 15–18, 20–22, 32, and 47 (the “challenged
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`claims”) of U.S. Patent No. 8,269,523 B2 (Ex. 1001, the “’523 patent”).
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`Paper 1 (“Pet.”). Patent Owner Venkat Konda filed a Preliminary Response.
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`Paper 6 (“Prelim. Resp.”). With our authorization, Petitioner filed a reply
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`addressing certain issues raised in the Preliminary Response. Paper 10
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`(“Reply”). Also with our authorization, Patent Owner filed a Sur-reply.
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`Paper 14 (“Sur-reply”).
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`The standard for institution is set forth in 35 U.S.C. § 314, which
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`provides that an inter partes review may not be instituted unless the
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`information presented in the Petition and the Preliminary Response shows
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`that “there is a reasonable likelihood that the petitioner would prevail with
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`respect to at least 1 of the claims challenged in the petition.” 35 U.S.C.
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`§ 314; see also 37 C.F.R § 42.4(a) (“The Board institutes the trial on behalf
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`of the Director.”).
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`For the reasons that follow, we exercise our discretion under 35
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`U.S.C. § 325(d) and deny the Petition to institute inter partes review of the
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`challenged claims of the ’523 patent.
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`A. Related Proceedings
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`Petitioner identifies the following district court proceeding involving
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`the ’523 patent: Konda Technologies Inc. v. Flex Logix Technologies, Inc.,
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`No. 5:18-cv-07581 (N.D. Cal.). Pet. 2.
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`2
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`IPR2020-00262
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`In addition, the ’523 patent is challenged by the Petitioner in two
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`other inter partes reviews: IPR2020-00260 and IPR2020-00261. Pet. 3–4.
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`Also, two post grant review proceedings brought by the Petitioner
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`challenging a related patent (U.S. Patent No. 10,003,553) are pending:
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`PGR2019-00037, and PGR2019-00042. Id. at 3. A third petition for post
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`grant review of that related patent (PGR2019-00040) was denied. Id.
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`Patent Owner identifies also a pending application to reissue the ’523
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`patent: U.S. Patent Application No. 16/202,067, filed November 27, 2018.
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`Paper 4, 2.
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`B. Real Parties-in-Interest
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`Petitioner identifies Flex Logix Technologies, Inc. as the real party-in-
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`interest. Pet. 2. Patent Owner identifies himself, Venkat Konda, as the real
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`party-in-interest. Paper 4, 2.
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`C. The ’523 Patent
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`The ’523 patent is titled “VLSI Layouts of Fully Connected
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`Generalized Networks.” Ex. 1001, (54). According to the patent, multi-
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`stage interconnection networks are widely useful in telecommunications,
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`parallel and distributed computing. Id. at 2:25–27. However VLSI (Very
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`Large Scale Integration) layouts, known in the prior art, of these
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`interconnection networks in an integrated circuit are inefficient and
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`complicated. Id. at 2:28–30.
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`The most commonly-used VLSI layout in an integrated circuit is
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`based on a two-dimensional grid model comprising only horizontal and
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`vertical tracks. Id. at 2:40–42. The ’523 patent describes VLSI layouts of
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`generalized multi-stage networks for broadcast, unicast, and multicast
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`connections using only horizontal and vertical links. Id. at 3:21–24. The
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`VLSI layouts employ shuffle exchange links, where outlet links of cross
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`links from switches in a stage in one sub-integrated circuit block are
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`connected to inlet links of switches in the succeeding stage in another sub-
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`integrated circuit block. Id. at 3:24–28. The cross links are either vertical
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`links or horizontal, and vice versa. Id. at 3:28–29.
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`In one embodiment the sub-integrated circuit blocks are arranged in a
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`hypercube arrangement in a two-dimensional plane. Id. at 3:29–31. The
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`VLSI layouts exploit the benefits of significantly lower cross points, lower
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`signal latency, lower power, and full connectivity with significantly fast
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`compilation. Id. at 3:31–34.
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`D. Illustrative Claims
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`Claims 1, 15–18, 20–22, 32, and 47 are challenged in the Petition.
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`See supra. Claim 1 is the only independent claim. Claim 1 recites:
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`1. An integrated circuit device comprising a plurality of
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`sub-integrated circuit blocks and a routing network, and
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`Said each plurality of sub-integrated circuit blocks
`comprising a plurality of inlet links and a plurality of outlet links;
`and
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`Said routing network comprising of a plurality of stages y,
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`in each said sub-integrated circuit block, starting from the lowest
`stage of 1 to the highest stage of y, where y≧1; and
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`Said routing network comprising a plurality of switches of
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`size d×d, where d≧2, in each said stage and each said switch of
`size d×d having d inlet links and d outlet links; and
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`Said plurality of outlet links of said each sub-integrated
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`circuit block are directly connected to said inlet links of said
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`switches of its corresponding said lowest stage of 1, and said
`plurality of inlet links of said each sub-integrated circuit block
`are directly connected from said outlet links of said switches of
`its corresponding said lowest stage of 1; and
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`Said each sub-integrated circuit block comprising a
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`plurality of forward connecting links connecting from switches
`in a lower stage to switches in its immediate succeeding higher
`stage, and also comprising a plurality of backward connecting
`links connecting from switches in a higher stage to switches in
`its immediate preceding lower stage; and
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`Said each sub-integrated circuit block comprising a
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`plurality straight links in said forward connecting links from
`switches in said each lower stage to switches in its immediate
`succeeding higher stage and a plurality cross links in said
`forward connecting links from switches in said each lower stage
`to switches in its immediate succeeding higher stage, and further
`comprising a plurality of straight links in said backward
`connecting links from switches in said each higher stage to
`switches in its immediate preceding lower stage and a plurality
`of cross links in said backward connecting links from switches
`in said each higher stage to switches in its immediate preceding
`lower stage,
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`said plurality of sub-integrated circuit blocks arranged in
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`a two-dimensional grid of rows and columns, and
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`said all straight links are connecting from switches in each
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`said sub-integrated circuit block are connecting to switches in the
`same said sub-integrated circuit block; and said all cross links are
`connecting as either vertical or horizontal links between switches
`in two different said sub-integrated circuit blocks which are
`either placed vertically above or below, or placed horizontally to
`the left or to the right,
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`each said plurality of sub-integrated circuit blocks
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`comprising same number of said stages and said switches in each
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`said stage, regardless of the size of said two-dimensional grid so
`that each said plurality of sub-integrated circuit block with its
`corresponding said stages and said switches in each stage is
`replicable in both vertical direction or horizontal direction of said
`two-dimensional grid.
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`Ex. 1001, 35:23–36:13.
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`E. References and Other Evidence
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`The Petition relies on one reference: U.S. Patent No 6,940,308, issued
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`September 6, 2005 (Ex. 1008, “Wong”). Pet. 5.
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`In addition, Petitioner submits the Declaration of Jacob Baker, Ph.D.,
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`P.E. (Ex. 1002, “Baker Decl.”).
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`F. Asserted Grounds of Unpatentability
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`Petitioner asserts the challenged claims are unpatentable on the
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`following grounds.
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`Claims Challenged
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`1, 20, 21, 22
`15–18, 32, 47
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`Pet. 5.
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`Statutory
`Basis1
`35 U.S.C. § 102 Wong
`35 U.S.C. § 103 Wong
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`References
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`II. PATENT OWNER’S REQUEST FOR DENIAL OF THE PETITION
`UNDER 35 U.S.C. § 325(D)
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`A. Background
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`Patent Owner asks the Board to deny the Petition under 35 U.S.C.
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`§ 325(d) because “the same prior art or arguments were previously
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`considered by the Office.” Prelim. Resp. 40. Specifically, Patent Owner
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`1 Because the application from which the ’523 patent issued was filed before
`March 16, 2013, citations to 35 U.S.C. §§ 102 and 103 are to their pre-AIA
`versions. Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29.
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`asserts that the prior art relied on by Petitioner, namely, Wong, “was
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`previously considered and distinguished during prosecution of the
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`application for the ‘523 Patent.” Id. Patent Owner relies on the Board’s
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`precedential decision in Becton, Dickinson and Co. v. B. Braun Melsungen
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`AG, IPR2017-01586, Paper 8 (PTAB Dec. 15, 2017). Id. at 41.
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`Petitioner acknowledges that “the Examiner cited Wong for claim
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`rejections during prosecution of the ’275 application that ultimately issued
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`as the ’523 patent.” Pet. 105. Nevertheless, Petitioner contends “the manner
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`in which Petitioner relies on Wong has minimal or no overlap with the
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`arguments made during examination of the ’275 application. That is because
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`. . . the Examiner simply erred in allowing the application after the applicant
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`added limitations via amendment.” Id. Specifically, Petitioner claims “the
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`Examiner apparently did not recognize the relevance of portions of the Wong
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`reference with respect to the limitations that the applicant added.” Id. at
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`105–106. Petitioner adds: “[T]he present Petition is supported by expert
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`testimony that was not before the Examiner.” Id. at 106 (citing Baker
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`Decl.).
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`B. Analysis
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`Section 325(d) of 35 U.S.C. provides that the Director may elect not
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`to institute a proceeding if the challenge to the patent is based on matters
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`previously presented to the Office. Advanced Bionics, LLC v. Med-El
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`Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 7 (PTAB
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`Feb. 13, 2020) (precedential)2. In an analysis under § 325(d), the starting
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`2 The Board institutes trial on behalf of the Director. 37 C.F.R. § 42.4(a);
`Advanced Bionics, Paper 6 at 7 n.7.
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`point is the two-part framework set forth in Advanced Bionics:
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`(1) determining whether the same or substantially the same art previously
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`was presented to the Office or whether the same or substantially the same
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`arguments previously were presented to the Office; and (2) if either
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`condition of the first part of the framework is satisfied, determining whether
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`the petitioner has demonstrated that the Office erred in a manner material to
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`the patentability of challenged claims. Id. at 8.
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`We must also consider the non-exclusive factors as set forth in
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`Becton, Dickinson, which “provide useful insight into how to apply the
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`framework” under § 325(d). Advanced Bionics, Paper 6 at 9. Those non-
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`exclusive factors include:
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`(a) the similarities and material differences between the asserted
`art and the prior art involved during examination;
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`(b) the cumulative nature of the asserted art and the prior art
`evaluated during examination;
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`(c) the extent to which the asserted art was evaluated during
`examination, including whether the prior art was the basis for
`rejection;
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`(d) the extent of the overlap between the arguments made
`during examination and the manner in which Petitioner relies
`on the prior art or Patent Owner distinguishes the prior art;
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`(e) whether Petitioner has pointed out sufficiently how the
`Examiner erred in its evaluation of the asserted prior art; and
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`(f) the extent to which additional evidence and facts presented
`in the Petition warrant reconsideration of the prior art or
`arguments.
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`Becton, Dickinson, Paper 8 at 17–18. “If, after review of factors (a), (b), and
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`(d), it is determined that the same or substantially the same art or arguments
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`previously were presented to the Office, then factors (c), (e), and (f) relate to
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`whether the petitioner has demonstrated a material error by the Office.”
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`Advanced Bionics, Paper 6 at 10.
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`As discussed supra, there is no dispute that Wong was previously
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`presented to the Office. Pet. 105. Thus, the first criterion of the Advanced
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`Bionics framework (same art or arguments) is met. Advanced Bionics, Paper
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`6 at 7–8 (“Previously presented art includes art made of record by the
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`Examiner.”).
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`The second inquiry in the Advanced Bionics framework asks whether
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`the petitioner has demonstrated that the Office erred in a manner material to
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`the patentability of challenged claims. Advanced Bionics, Paper 6 at 8–9.
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`Becton, Dickinson asks us also to consider the extent to which the asserted
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`art was evaluated during examination, as well as the extent of the overlap
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`between the arguments made during examination and the manner in which
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`Petitioner relies on the prior art or Patent Owner distinguishes the prior art.
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`Becton, Dickinson, Paper 8 at 17–18 (factors (c) and (d), supra).
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`Patent Owner points out that “all the claims 1– 49 were rejected by
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`the Examiner during the prosecution of the application for the ’523 Patent
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`either as being anticipated or obvious over Wong.” Prelim. Resp. 42. Thus,
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`according to Patent Owner, “Wong was fully considered and distinguished
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`during the prosecution of the application for the ’523 Patent.” Id.
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`We agree (and Petitioner does not dispute) that during prosecution of
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`the ’523 patent, Wong was applied by the Examiner as a basis for a rejection
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`that was overcome by the Patent Owner. Pet. 105. Becton, Dickinson factor
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`(c), therefore, favors denial of the Petition.
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`However, Petitioner argues that “[t]he manner in which Petitioner
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`relies on Wong has minimal or no overlap” with the arguments made during
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`examination. Id. (see Becton, Dickinson factor (d)). Also, Petitioner argues
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`that “the Examiner simply erred in allowing the application after the
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`applicant added limitations via amendment.” Id. (see Becton, Dickinson
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`factor (e)).
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`We have considered these arguments and find them unpersuasive.
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`The alleged “error” by the Examiner, as well as the assertion of “minimal or
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`no overlap,” both relate to a recitation in the claims requiring that “all of the
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`straight links on the network connect switches within the same sub-
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`integrated circuit block.” Pet. 67, 105–106. Petitioner contends this
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`limitation (identified by Petitioner as limitation 1(j)) is shown in Wong’s
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`Figures 13A and 13B. Id. at 67–76. Petitioner acknowledges that during
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`prosecution, Patent Owner argued that Wong does not disclose this feature,
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`but argues that its characterization of Wong was “incorrect.” Id. at 76.
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`More specifically, Petitioner “disagrees with the applicant’s grouping of the
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`plurality of rows of switches in figure 13A together to form a single ‘sub-
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`integrated circuit block,’ as such a grouping is inconsistent with how a
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`[person of ordinary skill] would have understood ‘sub-integrated circuit
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`block’ in view of the disclosure of the ’523 patent.” Id. at 78.
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`Petitioner makes similar arguments of error by the Examiner
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`regarding the recitation in the claims (identified as limitation 1(k)) that each
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`of the sub-integrated circuit blocks has the same configuration and is
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`“replicable.” Id. at 79–86, 105–106. Petitioner contends that Patent Owner
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`“misrepresented” Wong:
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`Petitioner anticipates that PO may argue that the sub-integrated
`circuit blocks of Wong are not replicable in the vertical (row)
`dimension of the two dimensional grid, similar to PO’s argument
`during prosecution that in Wong “[i]t is clear as the network is
`scaled up, only columns are increasing.” But PO misrepresented
`the disclosure of Wong during prosecution, as Wong explicitly
`discloses that scaling up of the network can result in increased
`numbers of both columns and rows (i.e., both vertical and
`horizontal scaling.)
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`Id. at 84 (emphasis added) (citation omitted).
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`
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`We do not consider these to be a sufficient showing of “a material
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`error by the Office” under Advanced Bionics. Petitioner’s arguments
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`amount to a disagreement with Patent Owner over the application of Wong
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`to these features of the claims. Nothing about Wong was concealed from the
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`Examiner. The Examiner considered Wong, as well as Patent Owner’s
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`arguments, and ultimately made a determination that the claims were
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`patentable. Ex. 1004, 57, 92. As cautioned by Advanced Bionics, “[i]f
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`reasonable minds can disagree regarding the purported treatment of the art or
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`arguments, it cannot be said that the Office erred in a manner material to
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`patentability.” Advanced Bionics, Paper 6 at 9. Advanced Bionics goes on
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`to explain the rationale for this rule: “At bottom, this framework reflects a
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`commitment to defer to previous Office evaluations of the evidence of
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`record unless material error is shown.” Id. Having considered the record
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`presented to the Examiner in light of Petitioner’s arguments, we are not
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`persuaded of material Examiner error.
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`The applicant’s arguments to the Examiner that Wong lacks the
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`disclosure of a “sub-integrated circuit block” or that it is “replicable” are not
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`unreasonable and were considered by the Examiner, who ultimately allowed
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`the ’523 patent to issue. Ex. 1004, 94. We are not persuaded that in
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`allowing the ’523 patent, the Examiner misapprehended or overlooked the
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`teachings of Wong. Advanced Bionics, Paper 6 at 8, n.9.
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`In summary, we determine that applying the two-part framework of
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`Advanced Bionics and considering Becton, Dickinson factors (a) through (f),
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`we are persuaded to deny the Petition under 35 U.S.C § 325(d).
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`III. CONCLUSION
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`We deny the Petition and do not institute trial as to any challenged
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`claims on grounds stated in the Petition.
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`IV. ORDER
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`Upon consideration of the record before us, it is:
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`ORDERED that inter partes review of claims 1, 15–18, 20–22, 32,
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`and 47 of the ’523 patent is denied and no trial is instituted.
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`Patent 8,269,523 B2
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`PETITIONER:
`
`Naveen Modi
`Joseph E. Palys
`Paul M. Anderson
`Arvind Jairam
`PAUL HASTINGS LLP
`naveenmodi@paulhastings.com
`josephpalys@paulhastings.com
`paulanderson@paulhastings.com
`arvindjairam@paulhastings.com
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`PATENT OWNER:
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`Venkat Konda
`VENKAT KONDA
`Venkat@kondatech.com
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