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`‘ Script for Realtimes' Technology Tutorial Presented to the Magistrate Judge in Realtime
`NPL420 Data, LLC d/b/a/IXO v Packeteer, Inc. et al., Civil Action No.6: 08--c-v--00144LED,
`U S. District Court for the Eastern District ofTexas, March 16, 2009 69 pgs.
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`Strike Unauthorized New Invalidity Theories from Defendant Citrix's Opening and
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`Texas, No. 6:08cvl44"filed December 11, 2009, 7pgs
`1 Expand Networks 35 U. S C. Section 282 Disclosures Realtime Data, LLC D/B/A Ixo
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`' he Eastern District of Texas No. 6: 08cvl44, filed December 11,2009, 3 pgs
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` Order ofUnited States Magistrate Judge regardino Motion toEimitthe Number ofPrior :
`NPL427 Ai’t References to be Asserted at Trial, Realtime Data, LLC D/B/A Ixo v. Packeteei,
`Inc., et al., District Court for the Eastern District of Texas, No. 6:080vl44, filed
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`NON [‘ATENT LITERATUEE LOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when
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`efendant Citrix Systems, Inc5 Notice of Other
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`E of the References Discussed at the Dec. 17,2009 Hearing, Realtime Data, LLC D/B/A
`NPL430:
`EIxo v. Packeteer, Inc. et a1, District Court for the Eastern District of Texas, No.
`WE26 08cv144, filed December 29,2009, 6 pgs
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`NPL431EPacketeer, Inc., et a1. District Court for the Eastern District of Texas, No. 6:08cv144,
`filed Aprll ”18"2008“"165pgs
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`NPL432 CCITT Draft Recommendation T.4, RFC 804, January 1981, 12 pgs.
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`Proceedings of the 1998 ACM/IEEE Conference on Supercomputing, pgs 296303
`(1998)
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`IXO v Packeteer, Inc. et a1 Civil Action No 6. 08——cv—-00144-LED; US. District Court
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`...........................................................................................................................................................................................................................................................
`for the Eastern District of Texas, 133 pgs, November 8,2009.
`3
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`Substitute for form 1449/PTO
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`INFORMATION DISCLOSURE
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`NON 15"}‘1‘31'Iii-1‘11'1‘ LITERATURE fiGCUMEN'I‘S
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`NPL440
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`"The Authoritative Dictionary of IEEE Standards Terms," 7th Ed. 2000, pg. 273.
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`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
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`Theories from Defendant Citrix's Opening and Reply Briefs in Support of Its Motion for
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`Summary Judgment of Invalidity of US. Patent No. 7,352,300 (October 19, 2009), 17
`
`___..............___.._.,__.................................................................................................................................................................................................................
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`Defendant Citrix Systems, Inc.'s Sur-Reply in Opposition to Realtime Data LLC's
`‘ Motion to Strike Unauthorized New Invalidity Theories from Citrix’s Opening and
`
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`NPL444 Reply Briefs in Support of Its Motion for Summary Judgment of Invalidity of US.
`----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
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`i Blue Coat Defendants' Response to Realtime Data, LLC's Notice Re Proposed
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` NPL445 Construction of"Data Storage Rate" (November 11, 2009), 3 pgs.
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`infeingement of Pat 6,601,104 (November 13, 2009), 6 pgs.
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`NPL449 Conceming the Unenforceability of US. Patent No. 7,321,937 (November 12, 2009), 3
`pgs.
`
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`
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`Examiner
`
`Date
`
`Considered Signature
`
`=
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`/Tesfaldet Bocure/
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
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`,JEEIFEELEALLON
`STATEMENT BY APPLICANT
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`Anubr2668____________________________________________________________
`(Use as many sheets as necessary)
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`E Attorney Docket Numberii2855.005000C “
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`appropriate) title of the item (book, magazine, journal, serial, symposium catalog,
`etc)date, page(s) volume number publlshercityand/or country wherepublished
`
`; 1
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`Initials*
`
`Cite
`No.I
`
`1Realtime Data'5 Sur——reply Supplemental Claim Construction Brief Concerning Whether
`.,1ENPL4501the Asserted Claims ofthe104 Patent are Product Claims (December 23, 2009), 6 pgs.
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`Order regarding Defendant Citrix Systems, Inc's Notice of Other Prior Art References
`NPL451 Within the Scope of the References Discussed at the December 17, 2009 Hearing
`(December 30, 2009), 3 pgs.
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`1§NPL452:Network Working group RFC 2068 (Jan. 1997), 163 pgs.
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`NPL455 Network Working group RFC 1950 (May 1996), 10 pgs.
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`NPL456 Network Working group RFC 1951 (May 1996), 15 pgs.
`
`
`
`NPL457 Network Working group RFC 1952 (May 1996), 12 pgs.
`
`
`Notice of Plaintiff Realtime Data LLC‘s Proposed Supplemental Construction of "Data
`NPL458§:Storage Rate" In Response to the Court’5 Comments During the November 10, 2009
`...,.......,.,...,......,.....................................................................................................................................................................................................................
`Supplemental Claim Construction Hearing (November 10,2009) 4 pgs.
`
`ECitrix'5 Amended Invalidity Contentions, Including Appendices G2-G8 (December 15,
`NPL459;
`2009), 509 pgs.
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`conformance and not considered, Include copy ofthis form with next communication to applicant.
`ALL 1:1E’réeeeueesteeitepereemeszeeerwe EiiElEfiEiifiiFifififi‘F-Ii‘a‘iflf 9131“"
`Page 380 of 1785
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`Substitute for form l449/PTO
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`No 1
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`etc.), date, page(s), volume number, publisher, city and/or country where published
`"Plaintiff Realtlme Data‘s Opposition to Defendant F5 N tw rks' MotlonforSummary
`Judgment that Claims 18—20 ofU. S Patent No 7,321,937 are Invalid (August 25,
`2009)” Civil Action No. 6:08-cv-00144-LED Jury Trial Demanded Filed Under Seal; In
`the United States District Court for the Eastern District of Texas Tyler Division. [Under
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`EENPL462:Patent No 6,601,104, executed May5 2010 3 pgs
`
`
`
`Realtime Data, LLC Complaint for Patent Infringement, Realtime Data, LLC D/B/A
`NPL464:‘IXO v Thompson Reuters Corporation, et a1. (II), District Court for the Eastern District
`ofTexas No. 6.10c—v247, filedMay11,2010, 15 pages
`:Realtime Data, LLCComplaint for Patent Infringement, Realtime Data, LLC D/B/A
`IXO v. Morgan Stanley, et a1. (II), District CouIt for the Eastern District of Texas, No.
`NPL465
`6:10—cv-248, filed May 11,2010, 27 pages
`E
`Declaration of Padmaja Chinta In Support of Realtime Data's Reply Claim Construction
`NFL466 Brief (including Exhibits A—S), Realtime Data, LLC D/B/A IXO v. Packeteer,1nc.,et
`al, Dist1ict Court for the Eastern District of Texas, No. 6:08-cv-00144—LED, dated
`w M£9.11}.9...?999.-le.1:15.......................................................................................................................................
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`.~Realtime Data, LLC Complaint for Patent Infringement, Realtime Data, LLC D/B/A
`NPL463, IXO v. CME Group Inc. et al. (11), District Court for the Eastern District of Texas, No.
`6: lO-cv—246, filed May 11, 2010, 24 pages.
`
`NFL467 Extended European search report issuing from European Patent Application
`; 09150508.1, August 3, 2010, 5 pgs.
`
`EComplaint, Thomson Reuters Corporation v. Realtime Data, LLC D/B/A IXO, Southern
`::ENPL468EDistrict ofNew York, No. 2:09cv--7868—RMB, filed September 11, 2009, 6 pages.
`ERealtime Data, LLC Complaint for Patent Infringement, Realtlme Data, LLC D/B/A
`NPL469 IXO v MetroPCS Texas, LLC et al., District Court for the Eastern District of Texas,
`E.No 6. 10-cv-00493, filed September 23, 2010,14 pages.
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`conformance and not considered. Include copy of this form with next communication to applicant.
`ALL REE—EE‘E‘EEENEEEatt‘ipéfii‘ifi’§ifb"§15€%°fi°fi%ép§EEEWEZEEE“ El‘NE@%fiEEfi‘fiS.EE‘EETEW“
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`
`
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`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`snmnm...................................................................................................................................................................................................................
`Attorney Docket Number E 2855.005000C
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`Complete If Known
`Esssussaas\_scvw.wswsmvwmwmcwwww‘msmfl““““““““
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`Include name of the author (in CAPITAL LETTERS), title ofthe article (when
`appropriate), title of the item (book, magazine, journal, serial symposium, catalog,
`etc.), date, page(s), volume number, publisher cityand/or country where published
`Complaint and Demand for Jury Trial, Chicago Board Options Exchange, Incorporated
`g
`5 NFL-470 v Realtime Data, LLC D/B/A IXO, United States District Court for the Northern
`District of Illinois No 09 CV 4486, filed July 24, 2009, 6 pages.
`Realtimes Responsein Opposmon tothe Defendants JointObjections to Report and
`Recommendation ofMagistrate Regarding Motion for Partial Summary Judgment of
`Invalidity for Indefiniteness, in Realtime Data, LLC d/b/a/IXO v. Packeteer, Inc. et al.,
`Civil Action No 6: 08--cv- 00144-LED; US. District Court for the Eastern District of
`5
`---------------------------------------------------------------------------------------------------------------------------------------------------------------
`Texas, Julg 27, 2009 15
`
`Reply to Realtime'5 Responseto Blue Coat Defendants ObJeCUOHS to Report and
`Recommendation of United States Magistrate Judge Regarding Motion for Partial
`Summary Judgment of Invalidity for Indefiniteness Entered June 23, 2009, in Realtime
`Data, LLC d/b/a’IXO v. Packeteer, Inc. et al., Civil Action No. 6:08-cv-00144-LED;
`
`NPL472
`
`(”III/111111111”
`
`NPL473
`
`Realtime Data's Sur-Reply in Opposition to the Defendants' Joint Objections to Report
`and Recommendation of Magistrate Regarding Motion for Partial Summary Judgment
`of Invalidity for Indefiniteness, in Realtime Data, LLC d/b/a/IXO v. Packeteer, Inc. et
`al., Civil Action No. 6: 08--cv——00144-LED; US District Court for the Eastern District of
`
`9_9Texas August 3_,99290990999,3rgs
`Defendants Invalidity Contentions, RealtimeData,LLC d/b/a IXO vs. MetroPCS
`NPL474 Texas, LLC, eta1., Case No 6: 10-CV- 00493-LED, In the United States District Court
`Eastern District of Texas Tyler Division, June 17, 2011, 138 pages.
`.«..........................,....................tsWWWMWWdWWfiLWWWW,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, 5
`i Appendix A, Claim Charts A-1 to A-25, from Invalidity Contentions, Realtime Data
`LLC v, MetroPCS Texas, LLC, eta1., Case No. 6:10-CV—00493-LED, June 17, 2011,
`NPL475
`173 pages.
`
`NFL47 6 Appendix B, Claim Charts B-l to B-23, from Realtime Data LLC v. MetroPCS Texas,
`LLC et al., Case No. 6:10-CV-00493-LED, June 17, 2011, 809 pages.
`
`
`NPL477 Appendix C, Claim Charts G1 to C-22, from Realtime Data LLC v. MetroPCS Texas,
`LLC eta1,, Case No. 6:10-CV-00493-LED, June 17, 2011, 530 pages.
`
`
`
`
`9
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`9
`
`iAppendix D, Claim Charts D- 1 to D- 16, from Realtime Data LLC v MetroPCS Texas,
`NPL478ELLC et al., Case No 6 10cv00493-LED June 17, 2011, 253 pages
`..................................................................................
`NPL479iiAppendix E, Claim Charts E 1 to E-20, from Realtime Data LLC v MetroPCS Texas,
`ELLC eta1., Case No 6: 10-CV-00493 —,LED June 17, 2011, 397 pages
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 6'09, Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
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`Page 382 of 1785
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`Page 382 of 1785
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`

`Substitute for form 1449/PTO
`
`Equivalent of Form PT_O_/_SB/08b (7--09)
`
`INFQRNEATEGN BESCLGSURE
`
`("1.,/'59. as many Sheers as necessary)
`
`S'ILATEIVEENT BY APPLICANT
`
`Exanfineré
`111itia15*
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`No.1
`
`Include name of the author’1 in CAI’I‘TAI. IETTER.S),t1:111e of ihe amid 13 (when
`appropriate), 11119 01 the 11cm E361“, iragaz111: E10rmai serial, symposium, catalog
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`number 131113 her city and/or coun:ry WI11312 published
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`Appendix F Claim Charts F- 1 to F— 19, f‘om Realtime Data LLC v MetroPCS Texas
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`:E'NPL480:ELLC et a1., Case No. 6:10-CV-00493-LED, June 17, 2011, 462 pages.
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`EAppendix G, Claim Charts G- 1 to G-18, from Realtime Data LLC v. MetroPCS Texas,
`NPL481LLC et a1 Case No 6: 10—CV-00493 -LED, June 17, 2011 543 pages
`................................................E............_....................................................mm».......M.......................—....—..........................ww“w¢..11m1.m111111....11..1M111W.M
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`NPL482
`
`Appendix H, Claim Charts H-l to H—ZZ, from Realtime Data LLC v. MetroPCS Texas,
`LLC et a1., Case No. 6: 10-CV-00493—LED, June 17, 2011, 151 pages.
`
`1
`
`NPL483 AMIRetal., "AnApplicationLevelVideoGateway,‘l 1995, 11 pages.
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`E,KATZ Randy H. and Eric A Brewer, "The Bay Area Research Wireless Access
`NPL484szNetwork Towards a Wireless Overlay 1nternetworking Architecture, " Computer
`EScience Division, EECS Department, U.C. Berkeley, 1995,56 pages.
`
`
`E,KATZ R.H. and EA. Brewer, "The Bay Area Research Wireless Access Network
`:NJ)14485E(BARWAN)," UC Berkeley, 1995, 68 pages.
`
`
`
`sBRUCKMAN, Alfred and Andreas UHL, "Selective Medical Image Compression
`EENPL486
`UEsing Wavelet Techniques," June 1998,23 pages.
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`iCROWLEY et a1.,”Dynamic Compression During System Save Operations, " May 1,
`:siNPL487E1984 3 pages.
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`HERSHKOVITS, "Universal Data Compression with Finite--Memory,” February 1995,
`NEH”E99 pages
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`NPL489§
`E6 pages.
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`Page 383 of 1785
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`Page 383 of 1785
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`

`Equivalent of Form PTO/SB/Osb (7-09)
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`Complete ifKnown
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`314/876,276
`
`
`iFiImg Date
`October 6, 2015
`ENE‘EERMAE‘EGN EEESCEJEESEJRE
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`No.1
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`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`NPL490 KLEIN, "Compression and Coding in Information Retrieval Systems," June 1987, pages
`vii-viii, 1-4, 10-15, 22—30, 43—48, 62—66, 86-89, 108-111.
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`NPL492 D/B/A IXO v. Packeteer, Inc., et al;, Civil Action No. 6:08-cv-l44-LED, United States
`District Court for the Eastern District of Texas Tyler Division, December 8, 2008, 19
`pages.
`
`NPL493 Appendix A, Claim Charts A-l to A-46, from Realtime Data, LLC v. Packeteer, Inc., et
`al., Civil Action No. 6:08-cv—l44-LED, December 8, 2008, 345 pages.
`
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`NPL494 Appendix B, Claim Charts B-l to B—l7, from Realtime Data, LLC v. Packeteer, Irac., et
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`Appendix D, Claim Charts D-l to D-l4, from Realtime Data, LLC v. Packeteer, Inc., et
`NPL496 i al., Civil Action No. 6:08-cv-144-LED, December 8, 2008, 197 pages.
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`iAppendix E, Claim Charts E— l to EU, from Realtime Data, LLC v Packeteer, Inc., et
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`al., Civil Action No. 6:08-cv-144-LED, December 8, 2008, 775 pages.
`
`
`i Appendix G Claim Charts G-l t0 G-8 from Realtime Data, LLC v. Packeteer, Inc., et
`al., Civil Action No. 6:08—cv-l44-LED, December 8, 2008, 567 pages.
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`conformance and not considered. Include copy of this form with next communication to applicant.
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`Page 384 of 1785
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`Page 384 of 1785
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`

`

`
`Substitute for form 1449/PTO
` Complete if Known
`
`Appllcation Number ..
`3 14/876276
`
`
`.....................................................................................................................
`
`lOctober 6, 2015
`ENFGRMATEQN DESCLGSURE
`
`
`James J. FALLON
`First Named Inventor
`
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`STATENEENT BY APPLECANT
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`EAppendix H Claim Charts 11— 1 to H-18, from Realtime Data, LLC V Packeteer, Inc ,et
`NPLSOOE a1. ,Civil Action No 6:08———cv 144-LED, December 8 2008, 97 pages
`
`NPL501 Appendix 1, Claim Charts I—1 to I-18, from Realtime Data, LLC v. Packeteer, Inc., et al.,
`Civil Action No. 6:08—cv-144-LED, December 8, 2008, 146 pages.
`e....4-.4-.......................................................................................................................................................................................................................................
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`EAppendixJ, Prior Art Chart, from Realtime Data, LLC v. Packeteer, Inc, et al,Civil NPL5023Action N0. 6:08--cv144LED, December 8 2008 25 pages.
`
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`Realtlme DataLLC53553103611] PR 3— 1 Disclosures and Preliminary Infringement
`NPL503EEContentions filed1n Realtime Data, LLC D/B/A/IXO v. Packeteer, Inc., et a1CM]
`3Action N0. 6: 08——c-v-0-0144LED, United States District Court for the Eastern District of
`Texas Tsler Dwrsmn October 8, 2908, 591)aves
`Amended Answer and Counterclaims of DefendantsDluieCoat Systems Inc
`EPacketeer, Inc., 7—Eleven, Inc. ,ABM Industries, Inc, ABM Janitorial Services—South
`ECentral, Inc., and Build»A—Bear Workshop, Inc. to Plaintiffs First Amended Complaint
`NPL5 04E
`3for Patent Infringement filed1n Realtime Data, LLC d/b/a/IXO v. Packeteer, Inc, et a1,
`ECivil Action No, 6: 08cv144-LED, United States District Court for the Eastern District
`Eof Texas Tyler“D1v1510n October 28,2008,8__1__ pies,“
`E "Packeteer iShaper, PacketShaper andiSharedAppliancesDrive Intelhgent Applicatlon
`NPL5053Acce1erati0n Across Coogee Resources Wide Area Networ',Business Wire, accessed
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`NPL506 WHITING, Doug, "Deflate vs. LZS", November, 2000, 2 pages.
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`NPL507
`
`"The Packeteer Q4 2005 Financial Conference Call", January 26, 2006, 9 pages.
`
`“Data Compression Ratio", Wikipedia, the free encyclopedia, accessed on August 10,
`NPL508
`2011 from http://en.wikipedia.0rg/wiki/Data_compression_ratio, 2 pages.
`
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`NPL509E3"Hard Disk Data Control Method", IBM Technical Disclosure Bulletin NN9302301,
`1
`3E.Vol 36, N0 2, February 1993, pages 301 -.302
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