`Approvedfor use through 01/31/2014. OMB 6651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no_personsare required to.respond to a collection of information unless it displays a valid OMB control number
`UTILITY
`3855,005000C
`
`
`PATENT APPLICATION|FstnomedinvertorJames J, FALLON
`TRANSMITTAL
`frie |Video Data Compression Systems
`(Onlyfor new nonprovisional applications under37CFR 1.53(b))
`Express Mail Label No.a,
`APPLICATION ELEMENTS
`Commissioner for Patents
`See MPEP chapter 600 concerning utility patent application contents.
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`ADDRESSTO:
`
`
`
`
`
`
`1.|_|
`
`C1|
`
`
`
`
`ACCOMPANYING APPLICATION PAPERS
`Fee Transmittal Form
`(PTO/SB/17 or equivalent}
`
`10.|__| Assignment Papers
`2.)| Applicant asserts'small entity status.
`{caver sheet & document(s))
`.
`— ‘See 37 CFR 1.27
`
`NameofAssignee Realtime Data LLC
`3. [] Applicant certifies micro entity status. Scc'37 CFR 1.29.
`Applicant must attach form PTO/SB/154.ar B or equivalent,
`[x] Powerof Attorney
`|__| 37 CFR 3.73(c) Statement
`}
`4, LX] Specification
`{Total Fages
`35
`
`(when there is an-assignee)
`Both the claims and abstract must. start on a new page.
`4
`vs
`Lot
`i”
`
`English Translation Document
`___ (Sce. MPEP § 608.01(a)for information on the preferred arrangement)
`
`(if applicable)
`5.[X]| prawing(s) (35 U.S.C. 113)
`[Total Sheets
`4
`1
`13.[| Information Disclosure Statement
`6. Inventor’s Oath or Declaration
`[Total Pages
`2
`J
`(PTO/SB/O8 or PTO-1449)
`fincluding substitute statements under 37 CFR 1.64 and assignments
`[_] Copiesof citations attached
`serving as-an oath or declaration under 37 CFR 1.63(e))
`14.[_| Preliminary Amendment
`a.| | Newly executed (original or copy)
`15, [| Return Receipt Postcard
`b. LX] A copy froma prior application (37 CFR 1.63(d))
`(MPEP §.503) (Should be specifically itemized)
`7.[X] Application Data Sheet
`+ See nate below.
`7 age
`oe
`FR
`17
`3
`,
`ival
`16.| _| Certified Copy of Priority Document(s)
`See 37 CFR 1.76{PTO/AIA/14 ar equivalent)
`(ifforeign priority is claimed)
`CD-ROM or CD-R
`Nonpublication Request
`_in duplicate, large table, or Computer Program (Appendix)
`Under 35 U.S.C. 122¢b}(2(BY}. Applicant must attach form PTO/SB/35
`|_| Landscape Table on CD
`_ equivalent,
`.
`.
`9, Nucleotide and/or Amino Acid Sequence Submission
`18. LX Other: Authorization under 37 CFR 1.136(a)(3)
`tif applicable, items a.-c. are required)
`
`
`~
`a.
`Computer Readable Form (CRF)
`
`a
`bf] Spacification Sequence Listing an:
`
`i: [| CD-ROM ar CD-R (2 copies); or nc
`| Paper
`
`11.
`12.
`
`17. [
`
`
`
`8.
`
` Statements verifying identity of above copies
`
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an-Application Data Sheet (ADS).
`(2) For applications filed under.35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person te whom the inventor is under an obligation to assign, or person who.otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1-46(b)}.
`19. CORRESPONDENCE ADDRESS
`
`[X] The address associated with Customer Number:
`Name
`
`26111
`
`OR [| Correspondence: address below
`
`Address
`cystate|Zip Code
`Telephone||e|
`
`
`
`_Country
`
`
`
`
`ma
`Signature
`
`
`eeeaggene
`
`
`
`
`Registration No.
`Namie
`(Attorney/Agent) 37,575
`(Print/Type)
`
`
`
`This collection of information is: required by.37 CFR 1,.53(b). The information is required to obtain.or retain a benefit by the public which is to file (and by the USPTO
`to -pracess} an application. Confidentiality is governed by.35 U.S.C. 122 and’37 CER 1.11 and/1:14. This collection is estimated to také 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending-upon the individual case. Any comments on
`the amount oftime you require to complete this form and/or suggestians for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent.and
`Trademark Office, U.S. Department of Commerce, 7.0. Box 1450, Alexandria, VA 22313-1450, DO NOT SEND. FEES OR COMPLETED FORMS TO THIS. ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Atexandria, VA 22313-1450.
`Ifyou need assistance in. campileting the form, call 1-800-PTO-9199 and select optian 2.
`
`Page 1 of 1785
`
`GOOGLE EXHIBIT 1004 (part 1 of 3)
`
`GOOGLE EXHIBIT 1004 (part 1 of 3)
`
`Page 1 of 1785
`
`
`
`Doc Code: TRACK1.REQ
`Document Description: TrackOne Request
`
`PTO/AIAI424 (04-14)
`
`CERTIFICATION AND REQUESTFOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of 1)
`
`| known): | Title of
`
`| FirstNamed
`[.
`| Nonprovisional ApplicationNumber(if
`|
`Inventor:
`ite| Video Data Compression Systems
`
`=
`
`“|
`
`| APPLICANT HEREBY CERTIFIES THE FOLLOWING AND REQUESTS PRIORITIZED EXAMINATION FOR
`| THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee setforth in 37 CFR 1.17(i)(1) and the prioritized examination fee set forth in
`37 CFR 1.17(c) have beenfiled with the request. The publication fee requirementis met
`because that fee, set forth in 37 CFR 1.18(d), is currently $0. The basic filing fee, search fee,
`and examination fee are filed with the request or have been already been paid.
`| understand
`that any required excessclaims fees or application size fee must be paid for the application.
`| understand that the application may not contain, or be amended to contain, more than four
`independentclaims, more than thirty total claims, or any multiple dependent claims, and that
`any request for an extension of time will cause an outstanding Track | request to be dismissed.
`
`2.
`
`i.
`
`Original Application (Track One) -
`
`3. The applicable box is checked below:
`
`
`
`Prioritized Examination under § 1.102(e)(1)
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a).
`This certification and request is being filed with the utility application via EFS-Web.
`--OR---
`(b) The application is an original nonprovisionalplant applicationfiled under 35 U.S.C. 111(a).
`This certification and requestis being filed with the plant application in paper.
`
`ii. An executed inventor's oath or declaration under 37 CFR 1.63 or 37 CFR 1.64 for each
`inventor, or the application data sheet meeting the conditions specified in 37 CFR 1.53(f)(3)(i) is
`filed with the application.
`Request for Continued Examination - Prioritized Examination under § 1.102(e)(2)
`
`ii.
`
`|
`!
`
`A request for continued examination has been filed with, or prior to, this form.
`i.
`if the application is a utility application, this certification and request is being filed via EFS-Web.
`ii.
`iii. The application is an original nonprovisionalutility application filed under 35 U.S.C. 111(a), or is
`a national stage entry under 35 U.S.C. 371.
`iv. This certification and requestis being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`v. No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
` | Signature wo"
`
`Sete ee ee
`
`eet
`,
`.
`| Name
`| (PrintTyped)Michael V. Messinger
`Note:
`This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d)
`| Submit multiple formsif more than one signature is.required.*
`*Total of
`]
`forms are submitted.
`
`Date _~
`Practitioner
`Registration Number 37,575
`for signature requirements and certifications.
`_.
`
`|
`}
`
`Page 2 of 1785
`
`Page 2 of 1785
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`
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`Inventors: FALLONetal.
`Applicant: Realtime Data, LLC
`Application No.: To Be Assigned
`(Continuation ofAppl. No. 14/733,565; Filed:
`
`:
`
`Confirmation No.: To Be Assigned
`Art Unit: To Be Assigned
`Examiner: To Be Assigned
`Atty. Docket: 2855.005000C
`
`June &, 2015
`
`Filed: Herewith
`
`Title: Video Data Compression Systems
`
`Authorization to Treat a Reply as Incorporating an
`Extension of Time Under 37 C.ER. § 1.136(a)(3)
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`The U.S. Patent and Trademark Office is hereby authorized to treat any concurrentor future
`reply that requires a petition for an extension of time underthis paragraphfor its timely submission,
`as incorporating a petition for extension oftime for the appropriate length of time. The U.S. Patent
`and Trademark Office is hereby authorized to charge all required extension of time fees to our
`Deposit Account No. 19-0036, if such fees are not otherwise provided for in such reply.
`Respectfully submitted,
`
`
`
`Attorney for Applicant
`Registration No. 37,575
`
`~
`
`
`
`weg
`
`Date:
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`Page 3 of 1785
`
`Page 3 of 1785
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`
`
`Doc Code: PA..
`a
`Document Description: Power of Attorney
`
`PTOJAIA/82A (07-13)
`Approvedfor use through 11/30/2014. OMB 0651-0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`) to identify the application to which the
`t Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application numberandfiling date are identified in the Powerof
`f Attorney by Applicant form.
`if neither form PTO/AIA/82A nor form PTO/AIA82Bidentifies the application to which the Powerof Attorney is
`) directed, the Powerof Attorney will not be recognizedin the application.
`
`| Filing Date
`
`! First Named Inventor
`
`| Herewith
`
`iJames J. FALLON
`
`| Art Unit
`
`| Examiner Name
`
`
`Signature
`Mg
`_
`Date (Optional)
`
`
`Name
`
`
`
`Registration
`Number
`Michael V. Messinger {37,575 ;
`
`
`
`
`
`Title (if Applicant is a
`juristic entity)
`
`
`Applicant Name {if Applicantis a juristic entity)
`
`NOTE: This form must be signed in accordance witn 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.If
`more than one applicant, use multiple forms.
`*Total of
`_|
`_ forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public whichis to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require
`to compiete this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent-and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA. 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, calf 1 -800-PTO-9199 and select optian 2.
`
`Page 4 of 1785
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`Page 4 of 1785
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`
`
`Doc Code: PA..
`Document Description: Power of Attorney
`
`oR
`
`[
`
`es
`
`LI
`
`| hereby appoint Practitioner(s) named in the attachedlist (form PTO/AIA/82C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AIA/82A)or identified above.
`(Note: Complete form PTO/AIA/82C. )
`SeRRRSRSRKKOORTSAISSERSORANAERIRIEERERRERTCINRAIARIAON
`Please recognize or change the correspondence addressfor the application identified in the attached transmittal
`letter or the boxes aboveto:
`The address associated with the above-mentioned Customer Number
`OR
`:
`26111
`The address associated with Customer Number: ee —
`
`OR
`7
`“
`
`Farm or
`
`ee
`
`|
`
`
`
`Individual Name|
`
`|
`
`Address
`
`PTOIAIA/82B (07-13)
`Approved for use through 11/30/2014. OMB 0651-0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
` cere He:
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of infonnation untess it.displays a valid OMB contro! number
`_evensincestggateggnoeererenernstnenninenmnnetasentonanoonhcaslgenpeeaainveninesevensenensicanainnnamenneeaannaaesawo
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` RENANATENNNWRIAHAARARHHANNAN\the boxes below. ;
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`ACERAANA SESHRNRRANEFASNANANANAAENERHENNHTEEEENEESEHNNRNANNMTN
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`(Note: Theboxes above maybeleft blankif information is provided on form PTO/AIA/82A.}
`i hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/our attorney(s) or agent(s), and
`to transact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the. attached transmittal letter (form PTO/AIA/82A) or identified above:
`7
`
`
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`womnvnnrarersanted,
`
`ealtimeData,LLC cnet
`[| Inventor or Joint Inventor(title not required below)
`[| Legal Representative of a Deceased or Legally Incapacitated Inventor(title not required below)
`Assignee or Person to Whom the Inventar is Under an Obligation to Assign (provide signer's title if applicantis a juristic entity)
`[| Person Who. Otherwise Shows Sufficient Proprietary Interest (e.9., a petition under 37 CFR 1.46(b}(2) was granted in the
`_applicationorisconcurrentlybeingfiledwiththisdocument)(providesigner’stitleifapplicantisa juristic entity)
`
`SIGNATURE of Applicant for Patent
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`(e.g., where the applicantis a juristic entity).
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`be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
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`3? QFR 1.131, 1.32, and 1.33. Phe information is required to obtain or retain a benefit by the public wi:ct » He (and by the
`This collection of information is requires ny
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to {ake 3 minutes to.compiete,
`including gathering, preparing, and submitting the completed application form te the USPTO. Time will vary depending uponthe individual case. Any comments on the amount
`af time you require to complete this form and/or suggestions for reducing this burden, should be sent.to the Chief Information. Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS, SEND TO: Commissioner
`for Patents, PO. Box 1450, Alexandria, VA 22313-14590,
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2
`
`
`
`Page 5 of 1785
`
`Page 5 of 1785
`
`
`
`PTOVAIAIDA (66-42)
`Approved for use. through 01/31/2014. OMB 0651-0032
`U's, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`
`ro NERSEeenatintemeeedcniin
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`Under the Paperwork Reduction Act of 1995,.no-p
`wees
`f DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
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`APPLICATION DATA SHEET(37 CFR 1.76)
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`i_| United States application or PCT intemational application number
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`| believe that | am the original inventor-or an origina!joint inventorof.a claimed invention.in the application.
`
`| hereby acknowledge that any willful false staternent madein this. declaration is punishable under 18 U.S.C. 1001
`by fine or imprisarment of not more than five (5) years, or both.
`
`PAeltNha
`
`WARNING:
`Potitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`' contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(ather than a check or credit. card authonzatian form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a petition cran application.
`if this type of personal information is incluced in. documents submitted fo the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before subrnitting them to the
`USPTO. Petitioner/applicant is.advised that the record of a patent application is available to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 4.213(a) is made in the application) or issuance of a
`patent. Furthermore, the recard from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted for payment purposes aré notretained in the application file and therefore.are not publicly available.
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`inventor, James.J, FALILON
`
`
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`EoswSNES
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`Signature:
`
`Note: An-application data sheat (PTO/SB/14 or equivalent), including naming the antire inventive entity, must accompany this form or must have
`beon previously filed. Use ar addifional PTO/AIA/01 form for aach additional inventor.
`
`
`This collection of information is require:
`35.:U.S.C, 115-and 37 CER 1.63. Ts«
`information fs required t6 obtain or ratain.a benafit hy the public whichis to file {and
`by tha USPTO-to process) an applicatian. Gonfidentiality is govamed by 35 U S.C. 422 and 87 CFR1.11 and-1.14, This collection is estimated to-take 1 minute.to
`complete, including gatherng, preparing, and submitting the completed application form to the USPTO.Time will vary dapending uponthe individual case. Any
`comments on the arountof time you require.ta complete this form andor suggestionsfor reducing this burden, should be sentto the Chief: Information Officer, U.S.
`Patantand Trademark Office, U.S, Department of Commerca, P.O. Box 1450, Alexandria, VA 22312-1456. DQ NOT SEND FEES OR COMPLETED:FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance i Comploting the fonn, cal! 1-800-P 70-9199 andselect option 2.
`
`1740936,1
`
`Page 6 of 1785
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`Page 6 of 1785
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`PTOIMAIOS 6-12)
`Approved for use through 01/31/2014. OMB G654-0022
`ULS, Patent and Trademark Oitice: US. OEPARTMENT OF COMMERCE
`Me A,
`
`Under tha Paperwork Reducti
`2f 1995, no peccans are required to respond toa collection cf information uniess it displays a vaid-OMB control number.
`Gah EA on neers
`Neernst ainateenaenesePvEALvateteeepee SENNA NAAEETATUAAAASSENS8.00.7
`“ee NeNAENHERATIN
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`RRA SENN
`ESS os
`SST
`
`
`soe¥
`
`
`Tithe of
`invention [Bandwidth Sensitive Data Compression and Decompression
`oh nagSRSFYESDEEN RN
`Iayrveeeineviveeneificqinnnan vrsnnnaiannernrerennnrennenaianaenensss
` : As the below named inventor, { hereby declare that:
`f Tris dectaration
`r
`icati
`is directed to:
`The attached. application, or
`United States application or PCT international application number __ a .
`filled on
`
`[|
`
`
`
`“Any
`
`The above-identified application was made or authorized to be made by me.
`
`| | believe that! am the origina! inventor or an originaljoint inventor ofa claimed invention in the application.
`j hereby acknowledge that any willful false statement madein this declaration is punishable under 18 U.S.C. 1004
`by fine or imprisonment of not more than five (5) years, or both.
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`
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`EVICMEAOGREN Sa 8 Sree ssRena
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`LEGAL NAME OF INVENTOR
`
` inventor: Stephé
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`Title of Invention|Video Data Compression Systems
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall undera Secrecy Order pursuant to |
`
`37 CFR 5.2 (Paperfilers only. Applications that fall under SecrecyOrder may not be filed electronically.)
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` -
`
`inventor Information:
`
`inventor
`1
`_
`;
`Ss
`Legal Name
`
`
`
`
`Prefix| Given Name Middle Name >[Family Name- | Suffix
`
`;
`| James
`J.
`| FALLON
`|
`Residence Information (Select One)
`US Residency
`(©) NonUS Residency
`() Active US Military Service
`
`
`
`City | Armonk | Country of Residencd|US | - | State/Province | NY
`
`
`
`Mailing Address of Inventor:
`Address 1
`|
`11 Wampus-Close
`
`Address 2 -
`|
`_
`| State/Province
`City
`| Armonk -
`| NY
`-
`Country|
`US
`:
`10504
`Postal Code
`
`2
`|Inventor
`Legal Name
`
`ees
`ow ee
`J
`Prefix| Given Name
`Middle Name
`| Family Name
`Suffix
`
`| Stephen
`J.
`| MCERLAIN
`
`Residence information (Select One)
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`| City | Astoria | Country of Residence | US | State/Province | NY
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`
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`
`
`
`Mailing Address of Inventor:
`Address 1
`| 2454 37th Street
`
`|
`7 _
`Address 2
`. | #4F
`| NY
`| State/Province—
`City
`| Astoria —
`|
`[ Country!
`| us
`Postal Code
`11103
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`Application Data Sheet 37 CFR 1.76
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`| Title of invention|Video Data Compression Systems
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`Customer Number
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`26111
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`Email Address
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`Application Information:
`Title of the invention.
`| Video Data Compression Systems
`| Attorney Docket Number| 2855.005000C
`Small Entity Status Claimed
`[_]
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`Application Type
`| Nonprovisional
`i
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`| Subject Matter
`| utiity
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`4Total Numberof Drawing Sheets(if any) Suggested Figure for Publication (if any) L
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`y
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`14733565
`aiRemove|
`Prior Application Status Abandoned
`4a
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`Continuity Type
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`14577286
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`me
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`14134933
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`13154239
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`12123081
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`12123081 | 2008-06-10 Continuation of 10076013 2002-02-13 7386046
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`Application Number
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`60268394
`2001-02-13
`10076013
`Claims benefit of provisional
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`PTO/AIA/14. (07-14)
`Approved for use through. 64/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERGE
`UnderthePaperwork Reduction Act of 1995, no persons are required to respond to a caliection of information unlessit eontains a valid OMB contro! number.
`] Attorney Docket Number ‘|'2g55.005000C
`Application Data Sheet 37 CFR 1.76 |
`Application Number
`Title of Invention|vies Data Compression