Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many shed's as necessary)
`95 7 of L
`
`105
`
`Sheet
`
`Ecuivalent of Form PTO/SB/08b (7-09'
`
`Complete if Known
`Application Number
`14/876,276
`Filing Date
`October 6, 2015
`I First Named Inventor
`James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assined
`Attorney Docket Number
`2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.;
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`NPL854
`
`Copy of Supplemental Notice of Allowance for U.S. Appl. No. 12/857,238, mailed
`February 25, 2014, 2 pages.
`
`NPL855
`
`Copy of Non-Final Office Action for U.S. Appl. No. 14/134,933, mailed February 25,
`2014, 7 pages.
`
`NPL856
`
`Copy of Non-Final Office Action for U.S. Appl. No. 14/033,245, mailed February 26,
`2014, 11 pages.
`
`NPL857
`
`Copy of Non-Final Office Action for U.S. Appl. No. 14/134,926, mailed February 27,
`2014, 16 pages.
`
`NPL858
`
`Copy of Final Office Action for U.S. Appl. No. 09/969,987, mailed April 8, 2014, 8
`pages.
`
`NPL859
`
`Copy of Non-Final Office Action for U.S. Appl. No. 13/403,785, mailed May 9, 2014, 5
`pages.
`
`NPL860
`
`Copy of Final Office Action for U.S. Application No. 13/118,122, mailed June 18,
`2014, 14 pages.
`
`NPL861
`
`Copy of Notice of Allowance for U.S. Appl. No. 14/251,453, mailed June 25, 2014; 8
`pages.
`
`NPL862
`
`Copy of Final Office Action for U.S. Appl. No. 14/134,933, mailed June 27, 2014; 9
`pages.
`
`NPL863
`
`Copy of Notice of Allowance for U.S. Appl. No. 14/134,926, mailed July 8, 2014, 9
`pages.
`
`NM{
`
`•••••••••••I
`
`..1101100000{01,
`
`•••••••y••••••••
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`' Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 160
`
`

`

`Equivalent of Form PTO/SB/08b (7-09
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary
`
`Sheet
`
`96
`
`of
`
`105
`
`Complete if Known
`Application Number
`14/876,276
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`12668
`Examiner Name
`I To Be Assigned
`Attorney Docket Number 2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL864
`
`Copy of Notice of Allowance for U.S. Appl. No. 14/033,245, mailed July 22, 2014, 13
`pages.
`
`NPL865
`
`Copy of Non-Final Office Action for U.S. Appl. No. 14/495,574, mailed October 23,
`2014; 10 pages.
`
`NPL866
`
`Copy of Non-Final Office Action for U.S. Appl. No. 09/969,987, mailed October 23,
`2014; 11 pages.
`
`,••
`
`NPL867
`
`Copy of Non-Final Office Action for U.S. Appl. No. 13/403,785, mailed December 18,
`2014, 17 pages.
`
`NPL868
`
`Copy of Non-Final Office Action for U.S. Appl. No. 14/305,692, mailed February 10,
`2015, 9 pages.
`
`NPL869
`
`Copy of Non-Final Office Action for U.S. App!. No. 14/303,276, mailed March 12,
`2015, 5 pages.
`
`NPL870
`
`Copy of Supplemental Notice of Allowability for U.S. Appl. No. 14/495,574, mailed
`April 7, 2015; 5 pages.
`
`NPL871
`
`Copy of Notice of Allowance for U.S. Appl. No. 14/303,276, mailed June 5, 2015; 8
`pages.
`
`NPL872
`
`Copy of Notice of Allowance for U.S. Appl. No. 09/969,987, mailed July 2, 2015; 10
`pages.
`
`"MPANIAA
`
`NPL873
`
`Copy of Notice of Allowance for U.S. Appl. No. 14/727,309, mailed September 30,
`2015; 7 pages.
`
`Examiner
`Signature
`
`,
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in cor.formance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 161
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Equivalent of Form PTO/SB/08b (7.09)
`Complete if Known
`Application Number
`14/876,276
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assigned
`Attorney Docket Number
`2855.005000C
`uu
`NON PATENT LITERATURE DOCUMENTS
`
`Sheet
`
`105
`
`Examiner
`Initials*
`
`Cite
`No.i
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`1 2
`
`NPL874
`
`Copy of Non-Final Office Action for U.S. Appl. No. 14/733,565, mailed October 19,
`2015; 8 pages.
`
`•••••Wii
`
`NPL875
`
`Notice of Intent to Issue an Inter Partes Reexamination Certificate in Inter Partes
`Reexamination of U.S. Patent No. 7,378,992, Control No. 95/001,928, mailed
`November 21, 2013, 10 pages.
`
`NPL876
`
`Notice of Intent to Issue an Inter Partes Reexamination Certificate in Inter Partes
`Reexamination of U.S. Patent No. 7,161,506, Control No. 95/001,926, mailed
`November 27, 2013, 10 pages.
`
`NPL877
`
`Declaration of Dr. James W. Modestino under 37 C.F.R. § 1.132 in Inter Partes
`Reexamination of U.S. Patent No. 7,417,568, Control No. 95/001,533, executed
`November 29, 2013; 51 pages.
`
`NPL878
`
`Declaration of Dr. James W. Modestino under 37 C.F.R. § 1.132 in Inter Partes
`Reexamination of U.S. Patent No. 7,400,274, Control No. 95/001,544, executed
`November 29, 2013; 49 pages.
`
`NPL879
`
`Declaration of Dr. James W. Modestino under 37 C.F.R. § 1.132 in Inter Partes
`Reexamination of U.S. Patent No. 7,777,651, Control No. 95/001,581, executed
`November 29, 2013; 50 pages.
`
`NPL880
`
`Patent Owner's Request to Reopen Prosecution Before the Examiner under 37 C.F.R. §
`41.77(b) in Inter Partes Reexamination of U.S. Patent No. 7,417,568, Control No.
`95/001,533, filed December 2, 2013, 41 pages.
`
`NPL881
`
`Patent Owner's Request to Reopen Prosecution Before the Examiner under 37 C.F.R. §
`41.77(b) in Inter Partes Reexamination of U.S. Patent No. 7,777,651, Control No.
`95/001,581, filed December 2, 2013, 57 pages.
`
`NPL882
`
`Patent Owner's Request to Reopen Prosecution Before the Examiner under 37 C.F.R. §
`41.77(b) in Inter Partes Reexamination of U.S. Patent No. 7,400,274, Control No.
`95/001,544, filed December 2, 2013, 33 pages.
`
`••••••••••••••••••
`
``,Poonereewo
`
`NPL883
`
`Inter Partes Reexamination Certificate in Inter Partes Reexamination of U.S. Patent No.
`7,321,937, Control No. 95/001,922, mailed December 5, 2013, 2 pages.
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 162
`
`

`

`Equivalent of Form PTO/SB/08b (7-09)
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`98
`
`105
`
`Complete if Known
`1 14/876,276
`Application Number
`Filing Date
`October 6, 2015
`First Named Inventor
` I James J. FALLON
`2668
`Art Unit
` To Be Assiped
`Examiner Name
`Attorney Docket Number 2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`I
`
`NPL884
`
`Patent Owner's Petition Under 37 C.F.R. § 1.182 in Opposition to CME Group's
`Petition to Strike Patent Owner's Proposed New Claims, in Inter Partes Reexamination
`of U.S. Patent No. 7,417,568, Control No. 95/001,533, mailed January 2, 2014, 8 pages.
`
`NPL885
`
`NPL886
`
`Patent Owner's Petition Under 37 C.F.R. § 1.182 in Opposition to CME Group's
`Petition to Strike Patent Owner's Proposed New Claims, in Inter Partes Reexamination
`of U.S. Patent No. 7,400,274, Control No. 95/001,544, mailed January 2, 2014, 8 pages.
`Patent Owner's Petition Under 37 C.F.R. § 1.182 in Opposition to CME Group's
`Petition to Strike Patent Owner's Proposed New Claims, in Inter Partes Reexamination
`of U.S. Patent No. 7,777,651, Control No. 95/001,581, mailed January 2, 2014, 10
`pages.
`
`NPL887
`
`Inter Partes Reexamination Certificate in Inter Partes Reexamination of U.S. Patent No.
`7,161,506, Control No. 95/001,926, mailed January 8, 2014, 2 pages.
`
`NPL888
`
`Inter Partes Reexamination Certificate in Inter Partes Reexamination of U.S. Patent No.
`7,378,992, Control No. 95/001,928, mailed January 8, 2014, 3 pages.
`
`••••••••••••••••••••
`
`NPL889
`
`Examiner's Determination Under 37 C.F.R. § 41.77(d) in Inter Partes Reexamination of
`U.S. Patent No. 7,714,747, Control No. 95/001,517, mailed January 14, 2014, 11 pages.
`
`NPL890
`
`Patent Owner's Petition Under 37 C.F.R. § 1.181 to Strike Third Party Requester's
`Improper Response Under 37 C.F.R. § 4 I .77(c), in Inter Partes Reexamination of U.S.
`Patent No. 7,417,568, Control No. 95/001,533, mailed January 22, 2014, 3 pages.
`
`NPL891
`
`Patent Owner's Petition Under 37 C.F.R. § 1.181 to Strike Third Party Requester's
`Improper Response Under 37 C.F.R. § 41.77(c), in Inter Partes Reexamination of U.S.
`Patent No. 7,400,274, Control No. 95/001,544, mailed January 22, 2014, 3 pages.
`
`NPL892
`
`Patent Owner's Petition Under 37 C.F.R. § 1.181 to Strike Third Party Requester's
`Improper Response Under 37 C.F.R. § 41.77(c), in Inter Partes Reexamination of U.S.
`Patent No. 7,777,651, Control No. 95/001,581, mailed January 22, 2014, 3 pages.
`
`NPL893
`
`Patent Owner's Petition Under 37 C.F.R. § 1.181 to Strike Third Party Requester's
`Improper Response Under 37 C.F.R. § 1.132, in Inter Partes Reexamination of U.S.
`Patent No. 7,417,568, Control No. 95/001,533, mailed January 22, 2014, 3 pages.
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`' Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 163
`
`

`

`Equivalent of Form PTO/S8/08b (7-09
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary;
`
`
`
`Sheet
`
`99
`
`of
`
`105
`
`Complete if Known
`14/876,276
`Application Number
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assigned
`Attorney Docket Number
`2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Ow
`No'
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`NPLS94
`
`4
`
`NPL895
`
`Patent Owner's Petition Under 37 C.F.R. § 1.181 to Strike Third Party Requester's
`Improper Response Under 37 C.F.R. § 1.132, in Inter Partes Reexamination of U.S.
`Patent No. 7,400,274, Control No. 95/001,544, mailed January 22, 2014, 3 pages.
`
`Patent Owner's Petition Under 37 C.F.R. § 1.181 to Strike Third Party Requester's
`Improper Response Under 37 C.F.R. § 1.132, in Inter Partes Reexamination of U.S.
`Patent No. 7,777,651, Control No. 95/001,581, mailed January 22, 2014, 3 pages.
`
`NPL896
`
`Patent Owner's Request For Rehearing Under 37 C.F.R. § 41.79, in Inter Partes
`Reexamination of U.S. Patent No. 7,714,747, Control No. 95/001,517, filed February
`14, 2014, 11 pages.
`
`NPL897
`
`Patent Owner's Supplemental Reply to Action Closing Prosecution in Inter Partes
`Reexamination of U.S. Patent No. 6,604,158, Control No. 95/001,923, filed February
`27, 2014, 10 pages.
`
`NPL898
`
`Patent Owner's Supplemental Reply to Action Closing Prosecution in Inter Partes
`Reexamination of U.S. Patent No. 7,395,345, Control No. 95/001,925, filed February
`27, 2014, 9 pages.
`
`A.
`
`T2
`
`1-'
`
`•
`
`‘.....--,
`
`
`
`r
`
`*
`
`NPL899
`
`Corrected Request to Reopen Prosecution Before the Examiner under 37 C.F.R. §
`41.77(b) in Inter Partes Reexamination of U.S. Patent No. 7,417,568, Control No.
`95/001,533, mailed March 11, 2014, 48 pages.
`
`NPL900
`
`Corrected Request to Reopen Prosecution Before the Examiner under 37 C.F.R. §
`41.77(b) in Inter Partes Reexamination of U.S. Patent No. 7,400,274, Control No.
`95/001,544, mailed March 11, 2014, 39 pages.
`
`NPL901
`
`Before the Examiner under 37 C.F.R. §
`Corrected Request to Reopen Prosecution
`41.77(b) in Inter Partes Reexamination of U.S. Patent No. 7,777,651, Control No.
`
`95/001,581, mailed March 11, 2014, 67 pages.
`
`
`y— —
`
`NPL902
`
`
`Right of Appeal Notice Under 37 C.F.R. § 1.953 in Inter Partes Reexamination of U.S.
`
`Patent No. 6,604,158, Control No. 95/001,923, mailed June 9, 2014, 14 pages.
`
`NPL903
`
`C.F.R. § 1.953 in Inter Partes Reexamination of U.S. Right of Appeal Notice Under 37
`
`95/001,925 mailed June 10, 2014, 10 pages.
`Patent No. 7,395,345, Control No.
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached
`
`Comcast - Exhibit 1002, page 164
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`100
`
`105
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete if Known
`Application Number
`14/876,276
`October 6, 2015
`Filing Date
`First Named Inventor
` James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assigned
`Attorney Docket Number
`2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL904
`
`Notice of Intent to Issue a Reexamination Certificate in Inter Partes Reexamination of
`U.S. Patent No. 7,352,300, Control No. 95/001,924, mailed June 27 ,2014, 7 pages.
`
`NPL905
`
`Inter Partes Reexamination Certificate in Inter Partes Reexamination of U.S. Patent No.
`7,352,300, Control No. 95/001,924, mailed August 4, 2014, 4 pages.
`
`NPL906
`
`Examiner's Determination Under 37 C.F.R. 41.77(d), in Inter Partes Reexamination of
`U.S. Patent No. 7,417,568, Control No. 95/001,533, mailed October 3, 2014; 10 pages.
`
`NPL907
`
`Examiner's Determination Under 37 C.F.R. 41.77(d), in Inter Partes Reexamination of
`U.S. Patent No. 7,400,274, Control No. 95/001,544, mailed October 10, 2014; 10 pages.
`
`NPL908
`
`Examiner's Determination Under 37 C.F.R. 41.77(d), in Inter Partes Reexamination of
`U.S. Patent No. 7,777,651, Control No. 95/001,581, mailed October 10, 2014; 12 pages.
`
`NPL909
`
`Comments in Response to Examiner's Determination Under 37 C.F.R. 41.77(e) in Inter
`Partes Reexamination of U.S. Patent No. 7,417,568, Control No. 95/001,533, filed
`November 3, 2014; 30 pages.
`
`NPL910
`
`Inter Partes Reexamination Certificate in Inter Partes Reexamination of U.S. Patent No.
`7,395,345, Control No. 95/001,925, mailed November 3, 2014; 2 pages.
`
`NPL911
`
`Comments in Response to Examiner's Determination under 37 C.F.R. 41.77(e) in Inter
`Partes Reexamination of U.S. Patent No. 7,400,274, Control No. 95/001,544, filed
`November 10, 2014; 19 pages.
`
`NPL912
`
`Comments in Response to Examiner's Determination under 37 C.F.R. 41.77(e) in Inter
`Partes Reexamination of U.S. Patent No. 7,777,651, Control No. 95/001,581, filed
`November 10, 2014; 19 pages.
`
`NPL913
`
`Patent Owner's Reply to Third Party Requester's Comments Under 37 C.F.R. 41.77(e)
`in Inter Partes Reexamination of U.S. Patent No. 7,417,568, Control No. 95/001,533,
`filed December 3, 2014, 6 pages.
`
`..••••••••••1
`
`Veleta/000M
`
`Witosametote
`
`St*
`
`Examiner
`Signature
`
`Date
`I Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`' Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 165
`
`

`

`Equivalent of Form PTO/SB/08b (7-09
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Me as many sheets as necessary)
`
`Sheet
`
`1 01.
`
`105
`
`Complete If Known
`Application Number
`14/876,276
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assitmed
`Attorney Docket Number
`2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.I
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`NPL914
`
`Patent Owner's Reply to Third Party Requester's Comments Under 37 C.F.R. 41.77(e)
`in Inter Partes Reexamination of U.S. Patent No. 7,400,274, Control No. 95/001,544,
`filed December 10, 2014, 6 pages.
`
`NPL915
`
`Patent Owner's Reply to Third Party Requester's Comments Under 37 C.F.R. 41.77(e)
`in Inter Partes Reexamination of U.S. Patent No. 7,777,651, Control No. 95/001,581,
`filed December 10, 2014, 6 pages.
`
`NPL916
`
`Decision on Request for Rehearing in Inter Partes Reexamination of U.S. Patent No.
`7,714,747, Control No. 95/001,517, mailed January 6, 2015, 7 pages.
`
`NPL917
`
`Right of Appeal Notice in Inter Partes Reexamination of U.S. Patent No. 6,604,158,
`Control No. 95/001,923, mailed January 9, 2015, 14 pages.
`
`NPL918
`
`Notice of Intent to Issue a Reexamination Certificate in Inter Partes Reexamination of
`U.S. Patent No. 6,604,158, Control No. 95/001,923, issued March 9, 2015, 7 pages.
`
`NPL919
`
`Inter Panes Reexamination Certificate, in Inter Partes Reexamination of U.S. Patent No.
`6,604,158, Control No. 95/001,923, issued April 17, 2015; 3 pages.
`
`NPL920
`
`Decision on Appeal No. 2015-007686, in Inter Partes Reexamination of U.S. Patent No.
`7,417,568, Control No. 95/001,533, mailed October 29, 2015; 16 pages.
`
`NPL921
`
`Decision on Appeal No. 2015-007706, in Inter Partes Reexamination of U.S. Patent No.
`7,777,651, Control No. 95/001,581, mailed October 29, 2015; 16 pages.
`
`NPL922
`
`Decision on Appeal No. 2015-007687, in Inter Partes Reexamination of U.S. Patent No.
`7,400,274, Control No. 95/001,544, mailed October 29, 2015; 15 pages.
`
`NPL923
`
`Opinion, with Errata, filed in Realtime Data, LLC d/b/a IXO v. Morgan Stanley, et al.,
`Case Nos. 13-1092, -1093, -1095, -1097, -1098, -1099, -1100, -1101, and -1103, United
`States Court of Appeals for the Federal Circuit, filed January 27, 2014, 41 pages.
`
` V.1.10.141.1•1•1•1•1•1.}1•1•1.1..00.,
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 166
`
`

`

`Equivalent of Form PTO/SB/08b (7-091
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as litany sheets as necessary)
`
`Sheet
`
`102
`
`of I
`
`105_
`
`Complete if Known
`Application Number
`14/876,276
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assigned
`Attorney Docket Number
`2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Ci'e
`No.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`NPL924
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Microsoft
`Corporation, et al., Case No. 4:14-cv-00827 (E.D. Texas), December 19, 2014, 17
`pages.
`
`NPL925
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Actian
`Corporation, et al., No. 6:15-cv-00463 (E.D. Texas), May 8, 2015, 18 pages.
`
`NPL926
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Dropbox,
`Inc., No. 6:15-cv-00465 (E.D. Texas), May 8, 2015, 14 pages.
`
`NPL927
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Echostar
`Corporation, et al., No. 6:15-cv-00466 (E.D. Texas), May 8, 2015, 15 pages.
`
`NPL928
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Riverbed
`Technology, Inc., et al., No. 6:15-cv-00468 (E.D. Texas), May 8, 2015, 26 pages.
`
`NPL929
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. BMC
`Software, Inc., No. 6:15-cv-00464 (E.D. Texas), May 8, 2015, 17 pages.
`
`NPL930
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Oracle
`America, Inc., et al., No. 6:15-cv-00467 (E.D. Texas), May 8, 2015, 41 pages.
`
`NPL931
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. SAP
`America, Inc., et al., No. 6:15-cv-00469 (E.D. Texas), May 8, 2015, 34 pages.
`
`NPL932
`
`Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a IXO v. Teradata
`Corporation, et al., No. 6:15-cv-00470 (E.D. Texas), May 8, 2015, 17 pages.
`
`NPL933
`
`First Amended Complaint for Patent Infringement, filed in Realtime Data, LLC d/b/a
`IXO v. SAP America, Inc., et al., No. 6:15-cv-00469 (E.D. Texas), June 2, 2015, 50
`pages.
`
`Examiner
`Signature
`
`1 Date
`
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`' Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 167
`
`

`

`n•nA0000.0.00.001.01PROMIPMInnInVI.
`
`Equivalent of Form PTO/SB/08b (7-09)
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`103
`
`of
`
`105
`
`Complete If Known
` • .
`
`Application: Number
`14/876,276
`i October 6, 2015
`Filing Date
`James J. FALLON
`First Named Inventor ..
`Art Unit
`2668
` j To Be Assigned
`Examiner Name
`Attorney Docket Number 2855.005000C
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.'
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL934
`
`Defendants Actian Corporation and Pervasive Software Inc.'s Motion to Dismiss
`Complaint, filed in Realtime Data, LLC d/b/a IXO v. Actian Corporation, et al., Case
`No. 6:15-cv-00463-RWS-JDL (E.D. Tex.), filed July 24, 2015; 22 pages.
`
`Defendant Dropbox, Inc.'s Motion to Dismiss for Failure to State a Claim, filed in
`NPL935 Realtime Data, LLC d/b/a IXO v. Actian Corporation, et al., Case No. 6:15-cv-00463-
`RWS-JDL (E.D. Tex.), filed. July 24, 2015; 3 pages.
`
`NPL936
`
`Defendants SAP America Inc., Sybase, Inc., Hewlett-Packard Company, HP Enterprise
`Services, LLC, Dell Inc., BMC Software, Inc., Echostar Corporation, and Hughes
`Network Systems, LLC's Motion to Dismiss First Amended Complaint, filed in
`Realtime Data, LLC d/b/a IXO v. Actian Corporation, et al., Case No. 6:15-cv-00463-
`RWS-JDL kE.D. Tex.1 filed July 24 2015; 37 pages.
`
`NPL937
`
`Defendant Riverbed Technology's Motion to Dismiss for Failure to State a Claim, filed
`in Realtime Data, LLC d/b/a IXO v. Actian Corporation, et al., Case No. 6:15-cv-
`00463-RWS-JDL (E.D. Tex.), filed July 27, 2015; 3 pages.
`
`NPL938
`
`Dell Inc.'s Motion to Dismiss, filed in Realtime Data, LLC d/b/a IXO v. Actian
`Corporation, et al., Case No. 6:15-cv-00463-RWS-JDL (E.D. Tex.), filed July 28, 2015;
`3 pages.
`
`NPL939
`
`NPL940
`
`First Amended Complaint for Patent Infringement; filed in Realtime Data, LLC d/b/a
`IXO v, Actiart Corporation, et al., Case No. 6:15-cv-00463-RWS-J1)I, (Ea Tex.), filed.
`July 29, 2015; 42 pages.
`Rcaltime Data LLC d/b/a IXO's Answer to Hewlett-Packard Company and Hp
`Enterprise Services, LI:C's Counterclaim, filed in Realtime. Data, 11,I,C d/b/a. IXO v.
`Actian Corporation, et al., Case No. 6;15-cv;00463-RWS-JDI, (E.D. Tex.), filed August
`3,.2015; 8 pages.
`
`NPL941
`
`Defendant's Reply Brief on their Mirtion to Dismiss First Amended Complaint, filed in
`Realtime Data LLC d/b/a IXO v. Actian Corporation, et al., Case No. 6:15-cv-00463-
`RWS-ML, filed September 11, 2015; 15 pages.
`
`NPL942
`
`Defendants Actin Corporation. and Pervasive Software Inc.'s Motion to Dismiss First
`Amended Complaint, filed in Realtime Data LLC d/b/a IXO v. Actian Corporation, et
`al., Case No. 6:15-cv-00463-RWS-JDL, filed September 29, 2015; 32 pages.
`
`NPL943
`
`Defendants Hewlett-Packard Company and HP Enterprise Services, LLC's Answer and
`Counterclaims to Plaintiffs Second Amended Complaint for Patent Infringement
`Against Oracle America, Inc., filed in Realtime Data LLC d/b/a IXO v. Actian
`Corporation, et al., filed October 1, 2015; 23 pages.
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 168
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`104
`
`of
`
`105
`
`Complete if Known
`Application Number
` 14/876,276
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`2668
`Examiner Name
`To Be Assigned
`Attorney Docket Number
`2855.005000C
`
`Equivalent of Form PTO/SE/08h (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`•
`
`Examiner
`Initials*
`
`Cite
`No.I
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`TZ
`
`NPI,944
`
`
`
`NPL945
`
`NPL946
`
`Defendant Oracle America, Inc.'s Answer to Realtime Data LLC's Second Amended
`Complaint and Counterclaims, filed in Realtime Data LLC d/b/a IXO v. Actian
`Corporation, et al., Case No. 6:15-cv-00463-RWS-JDL, filed October 1, 2015; 30
`pages.
`Defendants SAP America Inc., Sybase, Inc., Hewlett-Packard Company, HP Enterprise
`Services, LLC, Dell Inc., Echostar Corporation, Hughes Network Systems, LLC,
`Dropbox, Inc., and Riverbed Technology, Inc.'s Motion to Dismiss Amended
`Complaints, filed in Realtime Data LLC d/b/a IXO v. Actian Corporation, et al., Case
`No. 6:15-cv-00463-RWS-JDL, filed October 1, 2015; 11 pages.
`Defendant Teradata Operations, Inc.'s Answer, Affirmative Defenses, and
`Counterclaims to Plaintiff Realtime Data LLC's Amended Complaint, filed in Realtime
`Data LLC d/b/a IXO v. Actian Corporation, et al., Case No. 6:15-cv-00463-RWS-JDL,
`filed October 2, 2015; 23 pages.
`
`NPL947
`
`Complaint for Patent Infringement, filed in Realtime Data LLC d/b/a IXO v. Apple,
`Inc., Case No. 6:15-cv-00885, filed October 6, 2015; 17 pages.
`
`
`
`......_
`
`NPL948
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Microsoft Corporation, et
`al., Case No. 4:14-cv-00827 (E.D. Texas), downloaded October 28, 2015, 5 pages.
`
`NPL949
`
`Court Docket History for Realtime Data, I.I.0 d/b/a IXO v. Actian Corporation, et al.,
`Case No, 6:15-cv-00463 (ED. Texas), downloaded October 28, 2015, 19 pages.
`
`NPL950
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Dropbox, Inc., Case No.
`6:15-cv-00465 (E.D. Texas), downloaded October 28, 2015, 4 pages.
`
`NPL951
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Echostar Corporation, et al.,
`Case No. 6:15-cv-00466 (E.D. Texas), downloaded October 28, 2015, 3 pages.
`
`,......_
`
`NPL952
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Riverbed Technology, Inc.,
`et al., Case No. 6:15-cv-00468 (E.D. Texas), downloaded October 28, 2015, 3 pages.
`
`---t
`
`NPL953
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. BMC Software, Inc., Case
`No. 6:15-cv-00464 (E.D. Texas), downloaded October 28, 2015, 3 pages.
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`Comcast - Exhibit 1002, page 169
`
`

`

`Substitute for form I449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`L105 I of
`
`i
`
`105
`
`Complete if Known
`14/876,276
`Application Number
`Filing Date
`October 6, 2015
`First Named Inventor
`James J. FALLON
`Art Unit
`2668
`To Be Assigned
`Examiner Name
`Attorney Docket Number 2855.005000C
`
`Equivalent of Form PTO/SIB/Mb (7,09,
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.'
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`NPL954
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Oracle America, Inc., et al.,
`Case No. 6:15-cv-00467 (E.D. Texas), downloaded October 28, 2015, 4 pages.
`
`NPL955
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. SAP America, Inc., et al.,
`Case No. 6:15-cv-00469 (E.D. Texas), downloaded October 28, 2015, 5 pages.
`
`NPL956
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Teradata Corporation, et al.,
`Case No. 6:15-cv-00470 (E.D. Texas), downloaded October 28, 2015, 5 pages.
`
`NPL957
`
`Court Docket History for Realtime Data, LLC d/b/a IXO v. Apple, Inc., Case No. 6:15-
`cv-00885 (E.D. Texas), downloaded October 28, 2015, 2 pages.
`
`NPL958
`
`U.S. Patent Application No. 14/577,286, FALLON et al., "System and Methods for
`Video and Audio Data Distribution," filed December 19, 2014.
`
`NPL959
`
`U.S. Patent Application No. 14/733,565, FALLON et al., "System and Methods for
`Video and Audio Data Distribution," filed June 8, 2015.
`
`NPL960
`
`U.S. Patent Application No. 14/794,201, FALLON, "System and Methods for
`Accelerated Data Storage and Retrieval," filed July 8, 2015.
`
`NPL961
`
`U.S. Patent Application No. 14/844,973, FALLON, "System and Method for Data Feed
`Acceleration and Encryption ," filed September 3, 2015.
`
`NPL962
`
`U.S. Patent Application No. 14/853,581, FA