`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`
`UNITTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`12/569,116
`
`09/29/2009
`
`Alan J. Lipton
`
`4079-101
`CONFIRMATION NO. 7686
`
`6449
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`
`607 14th Street, N.W.
`SUITE 800
`WASHINGTON, DC 20005
`
`POWER OF ATTORNEYNOTICE
`
`MOC
`COooo0s
`
`Date Mailed: 09/06/2017
`
`NOTICE REGARDING CHANGE OF POWEROF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 08/28/2017.
`
`* The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/tnguyen/
`
`
`
`page 1 of 1
`
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`APPLICATION NUMBER
`
`12/569,116
`
`
`
`
`FILING OR 371(C) DATE
`
`09/29/2009
`
`145076
`Avigilon Corporation
`
`Box 378, #101-1001 West Broadway
`Vancouver, BC V6H 4E4
`CANADA
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`AlanJ. Lipton
`
`4079-101
`CONFIRMATION NO. 7686
`
`POA ACCEPTANCE LETTER
`
`MCA
`000000095879930
`
`Date Mailed: 09/06/2017
`
`NOTICE OF ACCEPTANCE OF POWEROF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 08/28/2017.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/tnguyen/
`
`
`page 1 of 1
`
`Canon Ex. 1002 Page 2 of 437
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`

`

`PTOMAIAI80 (07-12)
`Approved for use through 11/30/2014, OMB 0651-0035
`8. Paterit-and Trademark Office; ULS DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to.respond to. a-collection of information unless it displays a valid: OMB control number,
`
` POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`i|hereby revoke all previous powersof attorney given in the application identified in the attached statement
`g under 37 CFR 3.73(c).
`
`Practitioners associated with Customer Number:
`
`
`145076
`mes
`[| Practitioner(s) named below (if mare than tenpatent practitioners are tobe named, then a customer number must be used):
`Registration
`~
`|
`i
`Registration
`|
`Number
`;
`|
`Number
`
`—
`
`As attorney{s)-or agent(s) fo represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`4 any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignments documents
`# attachedto this form in accordancewith 37 CFR 3.3.736).
`
`ft Firm or
`t
`Individual Name
`
`Address
`
`Telephone
`
`
`
`
`
`§
`
`Saigton Fortrass Corporation
`Assignee Name and Address: 3800-860 Burrard Street
`Vancouver,.British Columbia, Canada V6C 0A3:
`
`: A copy of this form, together with a statement under37 GER 3.73(c) (Form PTO/AIA/96 or equivalent) is required to: be .
`} Filed in each application in which this form is used. The statement under 37 CFR 3.73(c) may be completed by one of
`
`: The pract oners5 appointed iin this form, and must identify the application iin which this Power of Attorney is.to: befiled.
`_SIGNATURE ofares8of Record
`
`pannigMa
`
`Secretary andDirector
`
`le
`(and
`by the USPTO to proses} an application, Confdentialityiis; governed by 35 U.S.C, 122 and 37 CFR 1.17 and 1 14, This collectioniis estimated to take 33.minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments-on the amount of time you require to complete this form and/or suggestionsfor reducing this burden, should be serit to the Chief Information Officer,
`U.S, Patent and Trademark Office, U.S. Department.of Commerce, P.O. Box 1456, Alexandria, VA'22313-1450,. DO. NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents; P.O, Box 1450, Alexandria, VA 22313-1450,
`
`if you reed assistance.in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Canon Ex. 1002 Page 3 of 437
`
`Canon Ex. 1002 Page 3 of 437
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuantto the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`
`2. Arecord from this system of records maybe disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`
`3. A.record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, whenthe individual has
`requested assistance from the Memberwith respect to the subject matter of the record.
`
`4. Arecord in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having needfor the information. in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. Arecord related to an International Applicationfiled under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use,to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`
`6. Arecord in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposesof National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`
`7. Arecord from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant(i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations aboutindividuals.
`
`8. Arecord from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedorin which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`
`9. Arecord from this system of records may bedisclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`Canon Ex. 1002 Page 4 of 437
`
`Canon Ex. 1002 Page 4 of 437
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner; Avigilon Fortress Corporation
`
`Application No./Patent No.; _7932,923
`Filed/Issue Date: April 26, 2011
`
`Titled: VIDEO SURVEILLANCE SYSTEM EMPLOYING VIDEO PRIMITIVES
`Avigilon Fortress Corporation
`_a Corporation
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. [| An assignee of less than the entireright,title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. Theotherparties, including inventors, who together ownthe entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undividedinterestin the entirety (a complete assignment from oneofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. C The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. [J An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: LIPTON, ALAN J., et al. DIAMONDBACK VISION, INC To:
`
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 026900
`, Frame 0001
`, or for which a copy thereofis attached.
`
`2. From: DIAMONDBACK VISION, INC To: OBJECTVIDEO, INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 931973
`, Frame 0593
`, or for which a copy thereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`Canon Ex. 1002 Page 5 of 437
`
`Canon Ex. 1002 Page 5 of 437
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`
`
`. OBJECTVIDEO, INC. To: AVIGILON FORTRESS CORPORATION
`The document was recorded in the United States Patent and Trademark Office at
`, Frame 0376
`Ree| 934552
`, or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidenceof the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Daniel Hammond/
`August 25, 2017
`
`Signature
`Date
`Daniel Hammond
`56642
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`Canon Ex. 1002 Page 6 of 437
`
`Canon Ex. 1002 Page 6 of 437
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and TrademarkOffice is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidenceto a court, magistrate, or administrative tribunal, including disclosures to opposing counselin the
`course of settlement negotiations.
`A record in this system of records maybedisclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposesof National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may bedisclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (/.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`Canon Ex. 1002 Page 7 of 437
`
`Canon Ex. 1002 Page 7 of 437
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`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`12569116
`
`International Application Number:
`
`Confirmation Number:
`
`7686
`
`
`
`ee
`
`Title of Invention:
`
`VIDEO SURVEILLANCE SYSTEM EMPLOYING VIDEO PRIMITIVES
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`f65d
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`887562
`
`Power of Attorney
`
`POA_Avigilon_Fortress_Corpor
`ation.pdf
`
`35110485e03a4bc6025fbaa70d7e3950fe01}
`
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`

`

`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4.If this PDF is submitted, the pageswill be resized upon entry into the
`Image File Wrapper and mayaffect subsequent processing
`
`Information:
`
`Information:
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`StatementUnder37.pdf
`
`40244e52252af53044a9e0609591 b98e6f6q
`b674
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Canon Ex. 1002 Page 9 of 437
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`

`

`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPAS ID: PAT3301766
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`SECURITY INTEREST
`
`CONVEYING PARTY DATA
`
`AVIGILON FORTRESS CORPORATION
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`04/07/2015
`
`[PropertyTypeSNmber
`
`
`
`Name:____—«(RSBGBANKGANADA
`
`PROPERTY NUMBERS Total: 102
`
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`

`

`[PropertyType|(Number
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Canon Ex. 1002 Page 11 of 437
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`

`[Properytype[Number
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
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`Application Number:
`
`Application Number:
`
`Application Number:
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`Application Number:
`
`Application Number:
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`Application Number:
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`Application Number:
`
`Application Number:
`
`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
`
`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
`
`Application Number:
`
`Canon Ex. 1002 Page 12 of 437
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`

`

`[PropertyType[Number
`
`CORRESPONDENCE DATA
`
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number,if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`3127018944
`Email:
`ptierney@mayerbrown.com, msherlock@mayerbrown.com,
`ipdocket@mayerbrown.com
`PATRICK TIERNEY
`PO BOX 2828
`
`Correspondent Name:
`Address Line 1:
`
`source=Patent Pledge - Avigilon Fortress_pdf#page19.tif
`
`Total Attachments: 22
`source=Patent Pledge - Avigilon Fortress_pdf#page1.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page2.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page3.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page4.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page5.tif
`source=Patent Pledge - Avigilon Fortress_pdf#pageé6.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page7.tif
`source=Patent Pledge - Avigilon Fortress_pdf#pages.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page9.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page10.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page1 1.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page1 2.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page13.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page14-.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page15.tif
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`source=Patent Pledge - Avigilon Fortress_pdf#page18.tif
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`AddressLine 4:
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`CHICAGO, ILLINOIS 60690-2828
`
`[SisosuservesasanOatiDeclaralon@7OFR1.63).
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`Canon Ex. 1002 Page 13 of 437
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`Canon Ex. 1002 Page 13 of 437
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`Canon Ex. 1002 Page 14 of 437
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`Canon Ex. 1002 Page 14 of 437
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`

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`PATENT PLEDGE AND SECURITY AGREEMENT
`
`PATENT PLEDGE AND SECURITY AGREEMENT(this “Apreement”) dated as of April 7,
`2015, between Avigilon Fortress Corporation (the “Grantor’) and HSBC BANK CANADAas
`administration agent (the “Agent”).
`
`WHEREAS, in connection with and as a condition to that certain Credit Agreement dated as of
`April 7, 2015, by and among, Avigilon Corporation, as borrower, the other Loan Parties party from time
`to time thereto, the Agent, as administration agent for and on behalf of the Lenders, and the Lenders
`party from time to time thereto (as further amended, restated, supplemented or otherwise modified from
`time to time, the “Credit Agreement’), the Grantor, in its best interest, is party to a General Security
`Agreement, dated as of April 7, 2015 (as amended, supplemented, amended and restated or otherwise
`modified from timeto time, the “Security Agreement”), by and between the Grantor and the Agent for
`the benefit of the Secured Creditors;
`
`WHEREAS,pursuant to the Security Agreement, the Grantor has granted to the Agent a
`security interest in certain of the Grantor’s personal property and fixture assets, including
`without limitation the patents and patent applications listed on Schedule A attached hereto, all to secure
`the payment and performance of the Secured Obligations; and
`
`WHEREAS, pursuant to the Security Agreement, the Grantor is required to execute and deliver
`to the Agent, for the benefit of the Secured Creditors, an agreement in substantially the form of this
`Agreement;
`
`WHEREAS,this Agreement is supplemental to the provisions containedin the Security
`
`Agreement;
`
`NOW, THEREFORE,in consideration of the premises contained herein and for other goodand
`valuable consideration, the receipt and sufficiency of which are hereby acknowledged,the parties hereto
`herebyagree as follows:
`
`1.
`
`DEFINITIONS.
`
`Capitalized terms used herein and not otherwise defined herein shall have the respective
`meanings provided therefor in the Credit Agreement and the Security Agreement.
`
`“PatentCollateral” means (a) all inventions and discoveries, whether patentable or not, all letters
`patent and applications forletters patent throughout the world, including without limitation those patents
`referred to in Schedule A hereto, and any patent applications in preparation for filing, (b) all reissues,
`divisions, continuations, continuations-in-part, extensions, renewals and reexaminations of any of the
`ites described in clause (a), (c) all patent licenses, and other agreements providing the Grantor with
`the right to use any items of the type referred to in clauses (a) and (b) above, and (d) all proceedsof,
`and rights associated with, the foregoing (including licenses, royalties income, payments, claims,
`damages and proceeds of infringement suits), the right to sue third parties for past, present or future
`infringements of any patent or patent application, and for breach or enforcement of anypatent license.
`
`Canon Ex. 1002 Page 15 of 437
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`Canon Ex. 1002 Page 15 of 437
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`

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`2.
`
`GRANT OF SECURITY INTEREST.
`
`The Grantor hereby unconditionally grants, assigns and pledges to Agent, for the benefit of the
`Secured Creditors, to secure the Secured Obligations, a continuing security interest in all of the
`Grantor’s right, title and interest in and to the Patent Collateral, whether now owned or hereafter
`acquired or arising, which includes, withoutlimitation, the Patent Collateral with respect to those patents
`
`hereby secures the prompt and indefeasible paymentin full and performance ofthe Secured Obligations,
`whether nowexisting or arising hereafter.
`
`3.
`
`REPRESENTATIONS AND WARRANTIES,
`
`The Grantor represents that except for the Patent Collateral specified in Schedule A hereto, the
`Grantor does not own and has no interests in any Patent Collateral as of the date hereof. The Grantor
`further represents and warrants that, with respect to all Patent Collateral specified in Schedule A hereto,
`(a) such Patent Collateral (except for any Patent Collateral that is immaterial to the business ofthe Grantor)
`is valid, subsisting, unexpired and enforceable and has not been abandoned or adjudged invalid or
`unenforceable,
`in whole or in part, except to the extent that any invalidity, non-subsistence, expiry,
`unenforceability, abandonment, adjudged invalidity or adjudged unenforceability of any such Patent
`Collateral has not had nor could reasonably be expected to have a Material Adverse Effect, (b) the Grantor
`is the sole and exclusive owner of the entire and unencumbered right, title and interest in and to such
`Patent Collateral (except for any Patent Collateral that is immaterial to the business of the Grantor), subject
`to Permitted Encumbrances, and no claim has been made that the use of such Patent Collateral does or
`may, conflict with, infringe, misappropriate, dilute, misuse or otherwise violate any of the rights of any
`third party in any material respects, (c) the Grantor has made, or intends to make, all necessary filings and
`recordations to protectits interest in such material Patent Collateral, including recordations of anyofits
`interests in such material Patent Collateral in the United States Patent and Trademark Office and in
`corresponding offices throughout the world, and, to the extent necessary, has used, or intends to use, proper
`statutory notice in connection with its use of any material patent, (d) the Grantor has not made a previous
`assignment, sale, transfer or agreement constituting a present or future assignment,sale ortransfer of any
`Patent Collateral for purposes of granting a security interest or as Collateral that has not been terminated
`or released (other than Permitted Encumbrances), and (e) the consummation of the transactions
`contemplated by the Credit Agreement and the Security Agreement will not result in the termination or
`material
`impairment of any material portion of the Patent Collateral, except to the extent that any
`termination or material impairment of any material portion of any Patent Collateral has not had nor could
`reasonably be expected to have a Material Adverse Effect.
`
`4,
`
`SECURITY AGREEMENT.
`
`The Security Interest granted pursuant to this Agreement is granted in conjunction with the
`security interests granted to Agent, for the benefit of the Secured Creditors, pursuant to the Security
`Agreement. The Grantor hereby acknowledges and affirms that the rights and remedies of the Agent
`with respect of the Security Interest in the Patent Collateral made and granted hereby are more fully
`set forth in the Security Agreement, the terms and provisions of which are incorporated by reference
`herein as if fully set forth herein. Nothing contained in this Agreement shall be deemed to extend the
`time of attachment or perfection of or otherwise impair the security interest in any of the Patent
`
`50939156.3
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`Canon Ex. 1002 Page 16 of 437
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`Canon Ex. 1002 Page 16 of 437
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`

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`Collateral granted to the Agent under the Security Agreement. To the extent there is any inconsistency
`between this Agreement and the Security Agreement, the Security Agreement shall control.
`
`5.
`
`TERMINATION.
`
`This Agreement shall terminate automatically upon termination of the Security Agreement.
`
`6.
`
`GOVERNING LAW: CONSENT TO JURISDICTION,
`
`This Agreement shall be governed by and construed in accordance with the laws ofthe State of
`New York and the federal laws of the United States applicable therein. The Grantor and each ofthe
`Beneficiaries each hereby attorn and submit to the non-exclusive jurisdiction of the courts of the State
`of NewYork. For the purpose of all legal proceedings, this Agreement shall be deemed to have been
`performedin the State of New York and the courts of the State of New York shall have jurisdiction to
`entertain anyaction or proceeding arising underthis Agreement. Notwithstanding the foregoing, noth