throbber
~-~
`(~S UNITED STATES PATENT AND TRADEMARK OFFICE
`~
`
`UNITED STA TES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
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`NOTICE OF ALLOWANCE AND FEE(S) DUE
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`07/26/2006
`7590
`25235
`HOGAN & HARTSON LLP
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`
`EXAMINER
`
`THOMAS, SHANE M
`
`ART UNIT
`
`PAPER NUMBER
`
`2186
`DATE MAILED: 07/26/2006
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAM ED INVENTOR
`
`A TIORNEY DOCK.ET NO.
`
`CONFIRMATION NO.
`
`06/16/2004
`10/869,200
`TITLE OF INVENTION: SYSTEM AND METHOD OF ENHANCING EFFICIENCY AND UTILIZATION OF MEMORY BANDWIDTH IN
`RECONFIGURABLE HARDWARE
`
`Daniel Poznanovic
`
`SRC028
`
`5929
`
`APPLN.TYPE
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`PTOL-85 (Rev. 07/06) Approved for use through 04/30/2007.
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`Page 1 of3
`
`Petitioners Amazon
`Ex. 1010, p. 292 of 399
`
`

`

`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mi!il Mail Stop ISSUE FEE
`Commissioner for Patents
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`or.E.ll
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`CURRENT CORRESPONDENCE ADDRESS (Note: use Block 1 for any change of address)
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`07/26/2006
`25235
`7590
`HOGAN & HARTSON LLP
`ONE TABOR CENTER, SUITE 1500
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`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
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`(Depositots name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Daniel Poznanovic
`06/16/2004
`10/869,200
`SRC028
`TITLE OF INVENTION : SYSTEM AND METHOD OF ENHANCING EFFICIENCY AND UTILIZATION OF MEMORY BANDWIDTH IN
`RECONFIGURABLE HARDWARE
`
`5929
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICA TJON FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1400
`
`$300
`
`$0
`
`$1700
`
`10/26/2006
`
`EXAMTNER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`THOMAS, SHANE M
`
`2186
`
`711-137000
`
`I. Change of correspondence address or indi.cation of "Fee Address" (3 7
`CFR 1.363).
`D Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.

`D "Fee Address" indication (or "Fee Address" Indication form
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`Number is required.
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`2. For printing on the patent front page, list
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`2 _ _ __ _ _ _ __ _ _ _ _ _
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`3
`- - - - - - - - - - - - - -
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`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRfNTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual D Corporation or other private group entity D Government
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`5. Change In Entity Status (from status indicated above)
`0 a. Applica,:it claims SMALL ENTITY status. See 37 CFR 1.27.
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`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
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`Box 1450, Alexancfna, Virginia 22313- I :.i50. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
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`PTOL-85 (Rev. 07/06) Approved for use through 04/30/2007.
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`0MB 0651-0033
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Petitioners Amazon
`Ex. 1010, p. 293 of 399
`
`

`

`~-~ ~ l UNITED STATES PATENT AND 'fRADEMARK OFFICE
`~ '
`~ ... ~
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/869,200
`
`06/16/2004
`
`Daniel Poznanovic
`
`SRC028
`
`5929
`
`07/26/2006
`25235
`7590
`HOGAN &HARTSONLLP
`ONE TABOR CENTER, SUITE 1500
`1200 SEVENTEENTH ST
`DENVER, CO 80202
`
`EXAMINER
`
`THOMAS, SHANE M
`
`ART UNIT
`
`PAPER NUMBER
`
`2186
`DATE MAILED: 07/26/2006
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is O day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be O day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`or
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`
`PTOL-85 (Rev. 07/06) Approved for use through 04/30/2007.
`
`Page 3 of3
`
`Petitioners Amazon
`Ex. 1010, p. 294 of 399
`
`

`

`Notice of Allowability
`
`10/869,200
`Examiner
`
`POZNANOVIC ET AL.
`Art Unit
`
`Application No.
`
`Applicant(s)
`
`Shane M. Thomas
`
`2186
`
`-· The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. ~ This communication is responsive to RCE I Amendment filed 6/1512006.
`
`2. ~ The allowed claim(s) is/are 14-1215-23 (renumbered 1-19).
`3. D Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a) D All
`b) D Some•
`c) D None
`of the:
`1. D Certified copies of the priority documents have been received .
`2. D Certified copies of the priority documents have been received in Application No. __ .
`3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`• Certified copies not received : __ .
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`4 . 0 A SUBSTITUTE OATH OR DECLARATION must be submitted . Note the attached EXAMINER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PT0-152) which gives reason(s) why the oath or declaration is deficient.
`5 . D CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
`(a) D including changes required by the Notice of Draftsperson's Patent Drawing Review ( PT0-948) attached
`1) D hereto or 2) D to Paper No./Mail Date __ .
`(b) D including changes required by the attached Examiner's Amendment/ Comment or in the Office action of
`Paper No./Mail Date __ .
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`6. 0 DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted . Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. ~ Notice of References Cited (PT0-892)
`2. D Notice of Draftperson's Patent Drawing Review (PT0-948)
`
`3. D Information Disclosure Statements (PT0-1449 or PTO/SB/08),
`Paper No./Mail Date __
`4 . D Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. D Notice of Informal Patent Application (PT0-152)
`6. D Interview Summary (PT0-413) ,
`Paper No./Mail Date __ .
`7. D Examiner's AmendmenUComment
`
`8. ~ Examiner's Statement of Reasons for Allowance
`
`9. D Other __ .
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 7-05)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20060724
`
`Petitioners Amazon
`Ex. 1010, p. 295 of 399
`
`

`

`Application/Control Number: 10/869,200
`Art Unit: 2186
`
`Page 2
`
`REASONS FOR ALLOWANCE
`
`Claims 1,4-12, and 15-23 are allowable over the prior art ofrecord.
`
`The following is an examiner's statement of reasons for allowance:
`
`As per independent claims 1, 11, and 17, the prior art of record does not teach or suggest,
`
`either alone or in combination, the every limitation of each claim. Specifically the prior art of
`
`record does not teach in combination a reconfigurable processor with a data prefetch unit only
`
`fetching computational data required by an algorithm in addition to a first memory and the
`
`prefetch unit being configurable to conform to the requirements (needs) of a particular algorithm
`
`where the data prefetch unit is configured to match fom1at and location of the in the second
`
`memory ( claim 1 ). Further regarding claims 11 and 17, the prior art of record does not teach the
`
`prefetch unit operating independent and in parallel with the logic blocks that are using
`
`computational data with the data prefetch unit only transferring data necessary for computations.
`
`Further regarding claim 17, the prior art of record does not specifically teach a computation unit,
`
`prefetch unit, and data access unit all being configurable in order to conform to the needs of an
`
`algorithm implemented on the computational unit.
`
`Gibson et al. (U.S. Patent No. 6,507,898) teaches a reconfigurable cache controller but
`
`does not teach each limitation of the independent claims of Applicant.
`
`Howard et al. (U.S. Patent Application Publication No. 2005/0044327) teaches a
`
`reconfigurable processor that may be reconfigured based on the algorithm being run (~52 and
`
`~90).
`
`Petitioners Amazon
`Ex. 1010, p. 296 of 399
`
`

`

`Application/Control Number: 10/869,200
`Art Unit: 2186
`
`Page 3
`
`Any comments considered necessary by applicant must be submitted no later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`fee . Such submissions should be clearly labeled "Comments on Statement of Reasons for
`
`Allowance."
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Shane M. Thomas whose telephone number is (571) 272-4188.
`
`The examiner can normally be reached on M-F 8:30 - 5:30.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's
`
`supervisor, Matt M. Kim can be reached on (571) 272-4182. The fax phone number for the
`
`organization where this application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
`
`like assistance from a USPTO Customer Service Representative or access to the automated
`
`information system, call 800-786-9199 (rN USA OR CANADA) or 571-272-1000.
`
`Shane M. Thomas
`
`Petitioners Amazon
`Ex. 1010, p. 297 of 399
`
`

`

`Notice of References Cited
`
`Application/Control No.
`
`10/869,200
`
`Examiner
`
`Shane M. Thomas
`
`U.S. PATENT DOCUMENTS
`
`*
`*
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Name
`
`A
`
`US-6,507,898
`
`B US-2005/0044327
`C US-
`US-
`
`D
`
`01-2003
`
`Gibson et al.
`
`02-2005
`
`Howard et al.
`
`Applicant(s)/Patent Under
`Reexamination
`POZNANOVIC ET AL.
`
`Art Unit
`
`2186
`
`Page 1 of 1
`
`Classification
`
`711/168
`
`711/147
`
`US-
`
`E
`F US-
`G US-
`H US-
`US-
`
`I
`
`J
`
`US-
`
`US-
`
`K
`L US-
`M US-
`
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`*
`
`N
`
`0
`p
`
`a
`R
`s
`
`T
`
`u
`
`V
`
`w
`
`X
`
`. A copy of this reference 1s not being furnished with this Office action. (See MPEP § 707.0S(a).)
`
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PT0-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20060724
`
`Petitioners Amazon
`Ex. 1010, p. 298 of 399
`
`

`

`Issue Classification
`
`11111111111111111
`
`Application/Control No.
`10/869,200
`
`Examiner
`Shane M. Thomas
`
`Applicant(s)/Patent under
`Reexamination
`POZNANOVIC ET AL.
`Art Unit
`2186
`
`ISSUE CLASSIFICATION
`
`ORIGINAL
`
`INTERNATIONAL CLASSIFICATION
`
`CLASS
`
`711
`
`SUBCLASS
`
`170
`
`CLASS
`
`711
`
`CROSS REFERENCES
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`
`154
`
`CLAIMED
`
`NON-CLAIMED
`
`G
`
`06
`
`F
`
`12
`
`/00
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`Total ciaims Allowed: 19
`
`O.G.
`Print Claim(s)
`
`1
`
`O .G .
`Print Fig .
`
`4
`
`OR.1.47
`OT.D.
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`ro
`ro
`ro
`C
`C
`·5,
`'5,
`C
`C
`ii:
`ii:
`8
`8
`181
`151
`182
`152
`153
`183
`184
`154
`185
`155
`186
`156
`187
`157
`188
`158
`159
`189
`190
`160
`161
`191
`162
`192
`163
`193
`194
`164
`165
`195
`166
`196
`197
`167
`168
`198
`169
`199
`200
`170
`171
`201
`172
`202
`173
`203
`174
`204
`175
`205
`176
`206
`177
`207
`178
`208
`209
`179
`180
`210
`Part of Paper No . 20060724
`
`Shane M. Thomas 7/24/06
`(Assistant Examiner)
`(Date)
`
`-r
`
`(Legal Instruments Examiner)
`
`(Date)
`
`1
`
`2
`3
`4
`5
`6
`7
`8
`9
`10
`
`11
`12
`17
`14
`15
`16
`17
`18
`19
`
`---- ...,
`-" ~ f
`~- MffliHew; ~)
`SU ERVISORY PATENT EXAMINER
`.CHNOLOGY CENTER 2100
`f;>- ~y~
`?~
`(Primary Examiner)
`(Date)
`1 iy/ot
`'
`D Claims renumbered in the same order as presented by applicant OCPA
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`ro
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`C
`C
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`·5,
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`·5,
`·5,
`·5,
`C
`C
`C
`C
`C
`ii:
`ii:
`ii:
`ii:
`ii:
`8
`8
`8
`8
`8
`1
`31
`61
`121
`91
`2
`32
`62
`92
`122
`63
`123
`3
`33
`93
`94
`4
`34
`64
`124
`95
`5
`35
`65
`125
`66
`6
`36
`96
`126
`37
`67
`97
`127
`7
`98
`128
`8
`38
`68
`9
`69
`99
`129
`39
`10
`70
`100
`40
`130
`11
`101
`71
`131
`41
`72
`12
`102
`132
`42
`13
`73
`103
`133
`43
`74
`104
`14
`134
`44
`75
`15
`45
`105
`135
`16
`46
`76
`136
`106
`17
`77
`107
`137
`47
`18
`78
`48
`108
`138
`49
`79
`139
`19
`109
`110
`140
`50
`80
`20·
`21
`51
`81
`111
`141
`22
`52
`82
`142
`112
`143
`23
`53
`83
`113
`24
`54
`144
`84
`114
`25
`55
`145
`85
`115
`26
`56
`86
`116
`146
`27
`57
`87
`117
`147
`28
`58
`88
`148
`118
`29
`59
`89
`119
`149
`30
`60
`90
`150
`120
`U.S. Patent and Trademark Office
`
`Petitioners Amazon
`Ex. 1010, p. 299 of 399
`
`

`

`Search Notes
`
`11 111 11111111111 II
`
`Application/Control No.
`
`10/869,200
`Examiner
`
`Applicant(s)/Patent under
`Reexamination
`POZNANOVIC ET AL.
`Art Unit
`
`Shane M. Thomas
`
`2186
`
`SEARCHED
`
`SEARCH NOTES
`(INCLUDING SEARCH STRATEGY)
`
`Class
`
`Subclass
`
`Date
`
`Examiner
`
`DATE
`
`EXMR
`
`711
`
`170
`
`7/24/2006
`
`SMT
`
`Updated East Search
`
`10/15/2005
`
`SMT
`
`711/170-173 (text search only- see
`search printout)
`
`10/15/2005
`
`SMT
`
`Updated EAST Search (see attached
`printout)
`
`7/24/2006
`
`SMT
`
`712/207 (text search only - see search
`printout)
`
`7/24/2006
`
`SMT
`
`711/154 (text search only - see search
`printout)
`
`7/24/2006
`
`SMT
`
`INTERFERENCE SEARCHED
`
`Class
`
`Subclass
`
`Date
`
`Examiner
`
`Interference Search (see
`interference search
`printout)
`
`7/24/2006
`
`SMT
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. /0060724
`
`Petitioners Amazon
`Ex. 1010, p. 300 of 399
`
`

`

`Index of Claims
`
`111 111 11 II 11 11 II 111
`
`Application No.
`
`Applicant(s)
`
`10/869,200
`Examiner
`
`POZNANOVIC ET AL.
`Art Unit
`
`Shane M. Thomas
`
`2186
`
`-J Rejected
`
`= Allowed
`
`-
`
`..,.
`
`(Through numeral)
`Cancelled
`
`Non-Elected
`
`N
`
`Restricted
`
`I
`
`Interference
`
`A
`
`0
`
`Appeal
`
`Objected
`
`Date
`
`<D
`
`Claim
`Date
`iii "' "' "' <D
`e e e
`ni
`..,.
`C:
`"' ....
`~ ~
`'cii
`C:
`ii: 8
`....
`.:; ~
`0
`1 " " " " =
`~ " "
`~ " "
`4 " " " " =
`.J " " " =
`6 " " " " =
`7 " " " " =
`8 " " " " =
`9 " " " " =
`10 " " " " =
`11 " " " " =
`12 " " " " =
`~ " "
`.1J.... " "
`15 " " " " =
`16 " " " " =
`17 " " " " =
`18 " " " " =
`19 " " " " =
`20 " " " " =
`21 " " " " =
`22 " " " " =
`23 " " " " =
`~ " " "
`
`5
`
`25
`26
`27
`28
`29
`30
`31
`32
`33
`34
`35
`36
`37
`38
`39
`40
`41
`42
`43
`44
`45
`46
`47
`48
`49
`50
`
`Date
`
`Claim
`
`iii
`ni
`C:
`'cii
`C:
`ii: 8
`51
`52
`53
`54
`55
`56
`57
`58
`59
`60
`61
`62
`63
`64
`65
`66
`67
`68
`69
`70
`71
`72
`73
`74
`75
`76
`77
`78
`79
`80
`81
`82
`83
`84
`85
`86
`87
`88
`89
`90
`91
`92
`93
`94
`95
`96
`97
`98
`99
`100
`
`Claim
`
`ni
`ni
`C:
`'cii
`C:
`ii: 8
`101
`102
`103
`104
`105
`106
`107
`108
`109
`110
`111
`112
`113
`114
`115
`116
`117
`118
`119
`120
`121
`122
`123
`124
`125
`126
`127
`128
`129
`130
`131
`132
`133
`134
`135
`136
`137
`138
`139
`140
`141
`142
`143
`144
`145
`146
`147
`148
`149
`150
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. 20060724
`
`Petitioners Amazon
`Ex. 1010, p. 301 of 399
`
`

`

`http://neo:8000/PrexServlet/PrexAction
`
`UNITED STATES DEPARTMENT OF COMMEHCE
`Unite d States Patent and Trademark Office
`Addr.,,: COMM ISSIONEI{ FOR PATENTS
`P.O. Box 1450
`Alexandriu., Vuginia 22313·1450
`"-ww.usplo.gnv
`
`CONFIRMATION NO. 5929
`
`CLASS
`711
`
`GROUP ART UNIT
`2186
`
`ATIORNEY
`DOCKET NO.
`SRC028
`
`*BIBDAT ASHEET*
`Bib Data Sheet
`
`SERIAL NUMBER
`10/869,200
`
`FILING OR 371(c)
`DATE
`06/16/2004
`
`RULE
`-- -
`
`-
`APPLICANTS
`Daniel Poznanovic, Colorado Springs, CO;
`David E. Caliga, Colorado Springs, CO;
`Jeffrey Hammes, Colorado Springs, CO;
`
`Ves
`
`** CONTINUING DATA*************************
`This appln claims benefit of 60/4 79,339 06/18/2003
`** FOREIGN APPLICATIONS ********************
`J~ONt
`IF REQUIRED, FOREIGN FILING LICENSE
`GRANTED ** 08/04/2004
`0 yes J:l(no
`Foreign Priority claimed
`STATE OR
`35 USC 119 (a-d) conditions O ye~ 0 Met after
`met ~ .--COUNTRY
`~ ~ co
`Verified and
`Acknowledged
`ADDRESS
`25235
`
`Examiner's Signature
`
`Initials
`
`TITLE
`
`y--1-/zA/o"-
`
`SHEETS
`DRAWING
`12
`
`TOTAL
`CLAIMS
`24
`
`INDEPENDENT
`CLAIMS
`4
`
`System and method of enhancing efficiency and utilization of memory bandwidth in reconfigurable hardware
`
`FILING FEE FEES: Authority has been given in Paper
`to charge/credit DEPOSIT ACCOUNT
`RECEIVED No.
`for following :
`No.
`928
`
`l[:J All Fees
`lo 1.16 Fees (Filing)
`D 1.17 Fees ( Processing Ext. of
`time)
`lo 1.18 Fees (Issue)
`lo Other
`lo Credit
`
`I
`J
`
`I
`I
`I
`
`1 of 1
`
`7/24/2006 12:23 PM
`
`Petitioners Amazon
`Ex. 1010, p. 302 of 399
`
`

`

`Issue Classification
`
`I 111 111 11 11 111 II
`
`Application/Control No.
`10/869,200
`
`Examiner
`Shane M. Thomas
`
`Applicant(s)/Patent under
`Reexamination
`POZNANOVIC ET AL.
`Art Unit
`2186
`
`ORIGINAL
`
`CLASS
`
`711
`
`ISSUE CLASSIFICATION
`INTERNATIONAL CLASSIFICATION
`NON-CLAIMED
`
`CLAIMED
`
`SUBCLASS
`
`170
`
`G
`
`06
`
`F
`
`12
`
`100
`
`CLASS
`
`711
`
`CROSS REFERENCES
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`
`154
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`Shane M. Thomas 7/24/06
`(Assistant Examiner)
`(Date)
`
`(Legal Instruments Examiner)
`
`(Date).
`
`GARYPORTKA
`PRIMARY EXAMINER
`
`~:;(I,;),~ '!!f.6
`
`Total Claims Allowed: 19
`
`O.G.
`Print Claim(s)
`
`1
`
`O.G.
`Print Fig.
`
`4
`
`C:
`
`'iii
`C:
`u::
`
`C:
`
`1
`
`2
`3
`4
`5
`6
`7
`8
`9
`10
`
`11
`12
`13
`14
`15
`16
`17
`18
`19
`
`D Claims renumbered in the same order as presented by applicant 0CPA
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`C:
`C:
`C:
`C:
`C:
`·5,
`·5,
`·5,
`·5,
`:§>
`u::
`u::
`u::
`u::
`8
`8
`8
`8
`0
`121
`1
`31
`61
`91
`122
`92
`32
`62
`2
`123
`33
`63
`93
`3
`124
`94
`4
`64
`34
`125
`5
`35
`65
`95
`126
`96
`6
`36
`66
`127
`67
`97
`7
`37
`128
`98
`8
`38
`68
`129
`69
`99
`9
`39
`130
`40
`70
`100
`10
`101
`131
`41
`11
`71
`132
`102
`42
`12
`72
`73
`103
`133
`43
`13
`74
`134
`104
`44
`14
`135
`15
`75
`105
`45
`136
`46
`76
`106
`16
`107
`137
`47
`77
`17
`138
`18
`48
`78
`108
`109
`139
`19
`49
`79
`140
`110
`20
`50
`80
`111
`141
`21
`81
`51
`142
`112
`82
`22
`52
`143
`113
`23
`53
`83
`114
`144
`24
`54
`84
`145
`115
`25
`55
`85
`116
`146
`26
`56
`86
`117
`87
`147
`27
`57
`148
`118
`58
`88
`28
`149
`119
`89
`29
`59
`120
`150
`30
`60
`90
`U.S. Patent and Trademark Office
`
`C:
`
`C:
`
`C:
`
`C:
`
`D T.D.
`OR.1.47
`ro
`ro
`ro
`ro
`C:
`C:
`·5,
`·5,
`u::
`u::
`8
`8
`181
`151
`182
`152
`183
`153
`184
`154
`185
`155
`186
`156
`187
`157
`188
`158
`189
`159
`190
`160
`161
`191
`192
`162
`193
`163
`164
`194
`195
`165
`196
`166
`197
`167
`198
`168
`169
`199
`200
`170
`201
`171
`202
`172 .
`203
`173
`174
`204
`175
`205
`206
`176
`207
`177
`208
`178
`209
`179
`210
`180
`Part of Paper No. 20060724
`
`Petitioners Amazon
`Ex. 1010, p. 303 of 399
`
`

`

`PTO/S8/08a (08-03 )
`Approved for use through 07/31/2006. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`10869200
`
`2004-06-16
`Filing Date
`First Named Inventor I Daniel Poznanovic et al.
`2186
`Art Unit
`I Thomas, Shane M.
`SRC028
`Attorney Docket Number
`
`Examiner Name
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`1Remove1
`
`1
`
`6076152
`
`2000-06-13
`
`Huppenthal et al.
`
`2
`
`6247110
`
`2001-06-12
`
`Huppenthal et al.
`
`3
`
`6356963
`
`2002-03-12
`
`Parks
`
`4
`
`6594736
`
`2003-06-15
`
`Parks
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`IRemovel
`
`Examiner Cite
`Initial*
`No
`
`Publication Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`EFS Web 1.0.1
`
`Petitioners Amazon
`Ex. 1010, p. 304 of 399
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`10869200
`
`Filing Date
`2004-06-16
`First Named Inventor I Daniel Poznanovic et al.
`Art Unit
`2186
`I Thomas, Shane M.
`Attorney Docket Number
`SRC028
`
`Examiner Name
`
`1
`
`D
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add I
`!Remove!
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`I
`
`Examiner Signature I
`
`I Date Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i1
`English language translation is attached.
`
`EFS Web 1.0.1
`
`Petitioners Amazon
`Ex. 1010, p. 305 of 399
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`10869200
`
`Filing Date
`2004-06-16
`First Named Inventor I Daniel Poznanovic et al.
`Art Unit
`2186
`I Thomas, Shane M.
`Attorney Docket Number
`SRC028
`
`Examiner Name
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s}:
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`D from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e}(1 }.
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c} more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e}(2}.
`
`ll] See attached certification statement.
`D Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`ll] None
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d} for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/william j. kubida/
`
`William J. Kubida
`
`Date (YYYY-M M-DD}
`
`2006-10-05
`
`Registration Number
`
`29664
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required t

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