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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`NETFLIX, INC.,
`Petitioner,
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`v.
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`REALTIME ADAPTIVE STREAMING LLC,
`Patent Owner.
`____________________
`
`Case IPR2018-01630
`Patent No. 9,769,477
`____________________
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`
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`DECLARATION OF KENNETH A. ZEGER, PH.D., IN SUPPORT OF
`PATENT OWNER’S RESPONSE
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`I.
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`TABLE OF CONTENTS
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`
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`Introduction ................................................................................................. 3
`A.
`Engagement ...................................................................................... 3
`B.
`Background And Qualifications ........................................................ 4
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`II. Materials Considered................................................................................... 7
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`III. Relevant Legal Standards ............................................................................ 8
`A.
`Person Of Ordinary Skill In The Art ................................................. 8
`B.
`Burden Of Proof .............................................................................. 10
`C.
`Claim Construction ......................................................................... 11
`D. Obviousness .................................................................................... 11
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`IV. The Claims Of The ‘477 Patent ................................................................. 13
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`V.
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`The Requirements Of Limitation 1[B] ....................................................... 15
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`VI. Petitioner’s Obviousness Theory As To the Combination of Imai and
`Pauls ......................................................................................................... 18
`A.
`Petitioner’s Obviousness Theories Regarding Imai ......................... 18
`1. Obviousness Based On Probable Differences In Compression
` Rate ............................................................................................ 18
`2. Imai’s Purported References To Compression Rate .................... 20
`3. The Petition’s Suggested Modification To Imai ......................... 24
`Petitioner’s Obviousness Theories As To Pauls............................... 32
`1. Pauls’s Purported References To Compression Rate .................. 32
`2. Obviousness Based On Probable Differences In Compression
` Rate ............................................................................................ 34
`Petitioner’s Obviousness Theory As To the Combination Of
`Imai And Pauls ................................................................................ 35
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`C.
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`B.
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`VII. Petitioner’s Obviousness Theory As To The “first” And “second”
`Encoders Recited In Claims 1 And 20 ....................................................... 36
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`VIII. Petition’s Motivation To Combine Imai And Pauls ................................... 39
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`IPR2018-01630
`ZEGER DECLARATION
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`IX. Petitioner’s Suggestion That A POSITA Would Configure The
`Combination Of Imai And Pauls To Use Arithmetic Encoding ................. 42
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`X.
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`Petitioner’s Obviousness Theory As To The Combination of Imai,
`Pauls, and Dawson .................................................................................... 45
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`XI. Conclusion ................................................................................................ 48
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`IPR2018-01630
`ZEGER DECLARATION
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`I, Kenneth A. Zeger, Ph.D., a resident of San Diego, California, declare as
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`follows:
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`I.
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`Introduction
`A. Engagement
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`I have been retained by Patent Owner Realtime Adaptive Streaming
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`LLC (“Realtime” or “Patent Owner”) through Zunda LLC to provide my opinions
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`with respect to their Response to the Petition for Inter Partes Review in IPR2018-
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`01187 (the “Petition”) as to U.S. Patent 9,769,477. Zunda LLC is being
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`compensated at a per hour rate for my time spent on non-deposition tasks and for
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`deposition time. I have no interest in the outcome of this proceeding and the
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`payment of my fees is in no way contingent on my providing any particular
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`opinions.
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`As a part of this engagement, I have also been asked to provide my
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`technical review, analysis, insights, and opinions regarding the Declaration of Dr.
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`James E. Storer (“Storer Declaration,” Ex. 1003 to the Petition) with respect to the
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`challenged claims of the ’477 patent.
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`The statements made herein are based on my own knowledge and
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`opinions.
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`Background And Qualifications
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`IPR2018-01630
`ZEGER DECLARATION
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`I received a Bachelor’s degree in Electrical Engineering and
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`B.
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`Computer Science from the Massachusetts Institute of Technology in 1984.
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`I received a Master of Science degree in Electrical Engineering and
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`Computer Science from the Massachusetts Institute of Technology in 1984.
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`I received a Master of Arts degree in Mathematics from the University
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`of California, Santa Barbara, CA in 1989.
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`I received a Ph.D. degree in Electrical and Computer Engineering
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`from the University of California, Santa Barbara, CA in 1990.
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`I am currently a Full Professor of Electrical and Computer
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`Engineering at the University of California, San Diego (UCSD). I have held this
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`position since 1998, having been promoted from Associated Professor after two
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`years at UCSD. I have been an active member of the UCSD Center for Wireless
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`Communications for 20 years. I teach courses full-time at UCSD in the fields of
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`Electrical and Computer Engineering, and specifically in subfields including
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`communications, information theory, and data compression at the undergraduate
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`and graduate levels. Prior to my employment at UCSD, I taught and conducted
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`research as a faculty member at the University of Illinois, Urbana-Champaign for
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`four years, and at the University of Hawaii for two years.
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`IPR2018-01630
`ZEGER DECLARATION
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` My twenty-plus years of industry experience includes consulting work
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`for the United States Department of Defense as well as for private companies such
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`as Xerox, Nokia, MITRE, ADP, and Hewlett-Packard. The topics upon which I
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`provide consulting expertise include data communications for wireless networks,
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`digital communications, information theory, computer software, and mathematical
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`analyses.
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`I have authored approximately 75 peer-reviewed journal articles, the
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`majority of which are on the topic of communications, information theory, or
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`signal processing. I have also authored over 110 papers at various conferences and
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`symposia over the past thirty-plus years, such as the: IEEE International
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`Conference on Communications; IEEE Radio and Wireless Symposium; Wireless
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`Communications and Networking Conference; IEEE Global Telecommunications
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`Conference; International Symposium on Network Coding; IEEE International
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`Symposium on
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`Information Theory; UCSD Conference on Wireless
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`Communications; International Symposium on Information Theory and Its
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`Applications; Conference on Advances in Communications and Control Systems;
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`IEEE Communication Theory Workshop; Conference on Information Sciences and
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`Systems; Allerton Conference on Communications, Control, and Computing;
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`Information Theory and Its Applications Workshop; Asilomar Conference on
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`Signals, Systems, and Computers. Roughly half of those papers relate to data
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`IPR2018-01630
`ZEGER DECLARATION
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`compression. I also am co-inventor on a US patent disclosing a memory saving
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`technique for image compression.
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`I was elected a Fellow of the IEEE in 2000, an honor bestowed upon
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`only a small percentage of IEEE members. I was awarded the National Science
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`Foundation Presidential Young Investigator Award in 1991, which included
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`$500,000 in research funding. I received this award one year after receiving my
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`Ph.D.
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`I have served as an Associate Editor for the IEEE Transactions on
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`Information Theory and have been an elected member of the IEEE Information
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`Theory Board of Governors for three, three-year terms. I organized and have been
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`on the technical advisory committees of numerous workshops and symposia in the
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`areas of communications and information theory. I regularly review submitted
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`journal manuscripts, government funding requests, conference proposals, student
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`theses, and textbook proposals. I also have given many lectures at conferences,
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`universities, and companies on topics in communications and information theory.
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`I have extensive experience in electronics hardware and computer
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`software, from academic studies, work experience, and supervising students. I
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`personally program computers on an almost daily basis and have fluency in many
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`different computer languages.
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`IPR2018-01630
`ZEGER DECLARATION
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` My curriculum vitae, attached to this declaration as Exhibit A,
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`(“Zeger Curriculum Vitae”), lists my publication record in archival journals,
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`international conferences, and workshops.
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`II. Materials Considered
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`I have been asked to provide a technical review, analysis, insights, and
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`opinions. My technical review, analysis, insights, and opinions are based on almost
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`38 years of education, research, and experience, as well as my study of relevant
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`materials.
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`I have reviewed and am familiar with the ’477 patent specification
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`and claims. My understanding of the claims is based on the plain and ordinary
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`meaning of the claims as would be understood by a person of ordinary skill in the
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`art, unless the inventor has provided a special meaning for a term. My opinions set
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`forth herein do not rest on a disagreement with Dr. Storer as to the meaning of any
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`claim term or limitation.
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`I have reviewed and am familiar with the Petition for Inter Partes
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`Review, Patent Owner’s Preliminary Response, and the Board’s Decision to
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`Institute in this proceeding and in IPR2018-01187.
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`I have reviewed the Declaration of Dr. James E. Storer. I have also
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`reviewed the Imai, Pauls, Dawson, and Lai references submitted by Petitioner in
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`this proceeding, and am familiar with those references. In addition, I have
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`reviewed Dr. Storer’s deposition testimony in this proceeding. I have also
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`IPR2018-01630
`ZEGER DECLARATION
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`reviewed the prosecution history of the ’477 patent, the excerpt of Mark Nelson’s
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`Data Compression Book submitted in this proceeding as Exhibit 1018, and the
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`H.263 standard submitted in this proceeding as Exhibit 1020.
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` This declaration represents only opinions I have formed to date. I may
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`consider additional documents as they become available or other documents that
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`are necessary to form my opinions. I reserve the right to revise, supplement, or
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`amend my opinions based on new information and on my continuing analysis.
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`III. Relevant Legal Standards
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`I am not an attorney. I offer no opinions on the law. But counsel has
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`informed me of the following legal standards relevant to my analysis here. I have
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`applied these standards in arriving at my conclusions.
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`A.
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`Person Of Ordinary Skill In The Art
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`I understand that an analysis of the claims of a patent in view of prior
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`art has to be provided from the perspective of a person having ordinary skill in the
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`art at the time of invention of the ’477 patent.
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`In rendering the opinions set forth in this declaration, I understand that
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`I should consider the patent claims through the eyes of “a person having ordinary
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`skill in the art.” I understand that I should consider factors such as the educational
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`level and years of experience of those working in the pertinent art; the types of
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`IPR2018-01630
`ZEGER DECLARATION
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`problems encountered in the art; the teachings of the prior art; patents and
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`publications of other persons or companies; and the sophistication of the
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`technology. I understand that the person of ordinary skill in the art is not a specific
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`real individual, but rather a hypothetical individual having the qualities reflected
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`by the factors discussed above.
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`I understand that Dr. Storer states that a person having ordinary skill
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`in the art “would have been a person with a bachelor’s degree in mechanical
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`engineering, electrical engineering, computer science, or a similar field with at
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`least two years of experience in data compression or a person with a master’s
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`degree in mechanical engineering, electrical engineering, computer science, or a
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`similar field with a specialization in data compression. A person with less
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`education but more relevant practical experience may also meet this standard.” Ex.
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`1003 ¶65. I also note that he “considered the level of ordinary skill in the art on
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`February 13, 2001.” Id. at n. 1.
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`I do not disagree with those views, except to add that a qualified
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`POSITA would additionally be trained in evaluating both the costs and benefits of
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`a design choice. Those working in the field of the invention are trained both
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`through formal education and their work experience to recognize that design
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`choices can have complex consequences that have to be evaluated before a
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`IPR2018-01630
`ZEGER DECLARATION
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`motivation is formed to pursue the design choice, and before an expectation of
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`success as to that design is formed.
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`I would consider anyone who does not recognize those realities or
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`who forms design motivations because a particular combination of known
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`elements or knowledge in the field is possible to not be a POSITA, regardless of
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`that person’s education, experience, or technical knowledge. Likewise, a POSITA
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`in this field would not form design motivations because a design may provide
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`some benefit without consideration of the relevance of the benefit in a specific
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`context, or the costs of the design choice. The ordinarily skilled artisan in this field
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`is not impulsive. That person is deliberative and considered.
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` Throughout my declaration, even if I discuss my analysis in the
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`present tense, I am always making my determinations based on what a person of
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`ordinary skill in the art (“POSITA”) would have known at the time of the
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`invention. Based on my background and qualifications, I believe I have at least the
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`experience and knowledge of a POSITA, and am qualified to offer the testimony
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`set forth in this declaration.
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`B.
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`Burden Of Proof
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`I understand that in an inter partes review the petitioner has the
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`burden of proving a proposition of unpatentability by a preponderance of the
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`evidence.
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`IPR2018-01630
`ZEGER DECLARATION
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`C. Claim Construction
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`I understand that in an inter partes review the Board applies a
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`broadest reasonable interpretation claim construction standard to claims in an
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`unexpired patent.
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`I understand, however, that the broadest reasonable interpretation
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`standard does not mean the broadest possible interpretation. I understand that the
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`Board must always consider the claims in light of the specification and teachings in
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`the patent and that a proper claim construction analysis corresponds with how the
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`inventor describes his invention in the specification. I further understand that a
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`proper claim construction should also take into account the patent’s prosecution
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`history.
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`I understand that the Board does not construe claim terms unnecessary
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`to resolving the controversy.
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`D. Obviousness
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`I understand that a patent may not be valid even though the invention
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`is not identically disclosed or described in the prior art if the differences between
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`the subject matter sought to be patented and the prior art are such that the subject
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`matter as a whole would have been obvious to a person having ordinary skill in the
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`art in the relevant subject matter at the time the invention was made.
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`IPR2018-01630
`ZEGER DECLARATION
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`I understand that, to demonstrate obviousness, it is not sufficient for a
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`petition to merely show that all of the elements of the claims at issue are found in
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`separate prior art references or even scattered across different embodiments and
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`teachings of a single reference. The petition must thus go further, to explain how a
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`person of ordinary skill would combine specific prior art references or teachings,
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`which combinations of elements in specific references would yield a predictable
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`result, and how any specific combination would operate or read on the claims.
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`Similarly, it is not sufficient to allege that the prior art could be combined, but
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`rather, the petition must show why and how a person of ordinary skill would have
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`combined them.
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`I understand that where an alleged motivation to combine relies on a
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`particular factual premise, the petitioner bears the burden of providing specific
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`support for that premise. I also understand that a motivation to combine cannot be
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`sufficiently alleged based merely on the purported benefits that would result from a
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`proposed trade off. I understand that obviousness cannot be shown by conclusory
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`statements, and that the petition must provide articulated reasoning with some
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`rational underpinning to support its conclusion of obviousness. I also understand
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`that skill in the art rarely operates to supply missing knowledge or prior art to show
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`obviousness, nor does skill in the art act as a bridge over gaps in substantive
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`presentation of an obviousness case.
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`IPR2018-01630
`ZEGER DECLARATION
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`IV. The Claims Of The ‘477 Patent
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`In discussing Claim 1, I will refer to its limitations as they are labeled
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`here:
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`Element Claim 1
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`1[PR]
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`A system, comprising:
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`1[A]
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`a plurality of different asymmetric data compression encoders,
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`wherein each asymmetric data compression encoder of the
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`plurality of different asymmetric data compression encoders is
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`configured to utilize one or more data compression algorithms,
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`and
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`1[B]
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`wherein a first asymmetric data compression encoder of the
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`plurality of different asymmetric data compression encoders is
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`configured to compress data blocks containing video or image
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`data at a higher data compression rate than a second asymmetric
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`data compression encoder of
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`the plurality of different
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`asymmetric data compression encoders; and
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`one or more processors configured to:
`determine one or more data parameters, at least
`one of the determined one or more data parameters
`relating to a throughput of a communications
`channel measured in bits per second; and
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`1[C]
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`IPR2018-01630
`ZEGER DECLARATION
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`select one or more asymmetric data compression
`encoders from among the plurality of different
`asymmetric data compression encoders based
`upon, at least in part, the determined one or more
`data parameters.
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`1[D]
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`In discussing Claim 20, I will refer to its limitations as they are
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`labeled here:
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`Element Claim 20
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`20[PR]
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`A system comprising;
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`20[A]
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`20[B]
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`20[C]
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`20[D]
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`20[E]
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`a plurality of video data compression encoders;
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`wherein at least one of the plurality of video data
`compression encoders
`is configured
`to utilize an
`asymmetric data compression algorithm, and
`wherein at least one of the plurality of video data
`compression encoders is configured to utilize an
`arithmetic data compression algorithm,
`wherein a first video data compression encoder of
`the plurality of video data compression encoders is
`configured to compress at a higher compression
`ratio than a second data compression encoder of
`the plurality of data compression encoders; and
`one or more processors configured to:
`determine one or more data parameters, at least
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`IPR2018-01630
`ZEGER DECLARATION
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`one of the determined one or more data parameters
`relating to a throughput of a communications
`channel; and
`select one or more video data compression
`encoders from among the plurality of video data
`compression encoders based upon, at least in part,
`the determined one or more data parameters.
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`20[F]
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`V. The Requirements Of Limitation 1[B]
` Claim 1 requires that its “first asymmetric data compression encoder”
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`be configured to compress data “at a higher data compression rate” than the
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`“second asymmetric data compression encoder.” Ex. 1001 at Cl. 1[B]. And the
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`Petition defines “data compression rate” as “the execution or algorithmic speed of
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`a compression encoder.” Pet. 29. It further notes that “it is the throughput of the
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`asymmetric data compression encoder measured by the amount of input data that it
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`can compress per unit of time at a given compression ratio.” Id.
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` Therefore, according to Petitioner’s definition of “data compression
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`rate,” Claim 1 requires “a first asymmetric data compression encoder” that is
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`configured to compress more input data per unit of time at a given compression
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`ratio than a “second asymmetric data compression encoder.”
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` The requirement that the “first asymmetric data compression encoder”
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`is “configured to compress . . . at a higher data compression rate than a second
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`IPR2018-01630
`ZEGER DECLARATION
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`asymmetric data compression encoder” means that the relationship between the
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`first and second encoders’ compression rates cannot arise by chance or as a side
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`effect of some other design choice. In other words, a POSITA would understand
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`the claim’s recitation of “configured” to require that the “first encoder” must
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`compress at a higher rate than the “second encoder” because it is designed to do so.
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` The ‘477 patent’s specification supports that understanding, as it uses
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`“configured to” to convey a purposeful design as opposed to a side effect or
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`accidental arrangement.
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` For instance, the specification describes design features that can more
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`efficiently use space on a disk, followed by the statement: “In this way, a system
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`can be configured to achieve greater speed, while not sacrificing disk space.” Ex.
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`1001 at 18:26-41.
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` The specification also describes a “programmable logic device” being
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`“configured for its environment.” Id. at 16:37-40. A POSITA would understand
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`that a “programmable” device is not “configured for its environment” on accident,
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`but rather is intentionally programmed to operate in a specific and consistent
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`manner with its environment in mind.
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`In both examples the “configuring” is an intentional design choice
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`through programmed logic rather than a chance occurrence.
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`IPR2018-01630
`ZEGER DECLARATION
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` And the design is for the specific purpose for which the “system” or
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`“programmable logic device” is “configured,” i.e., to “achieve greater speed” or be
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`programmed “for its environment.” The configuring is not the side effect of a
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`design choice with some other purpose.
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` A person of ordinary skill would also understand that the usage of
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`“configured to” cannot be met by an accidental difference in compression rates or a
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`difference in compression rates arising as a side effect of some other choice
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`because
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`the
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`invention relies on
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`the predictable relationship between
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`the
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`compression rates of the two recited encoders. The invention would not work if the
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`relationship were reversed.
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` The specification describes switching from an encoder having a
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`relatively slow compression rate to one having a “faster rate of compression” when
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`the “throughput falls below a predetermined threshold” “so as to increase the
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`throughput.” Ex. 1001 at 8:12-18. If the configuration of the encoders were
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`reversed, the opposite would occur: the system would switch from the relatively
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`fast encoder to the relatively slow encoder, which would reduce the throughput and
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`exacerbate the bottleneck at the encoder that the invention seeks to remedy.
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`It is thus my opinion that the predictable arrangement of the encoders
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`is crucial. A difference in two encoders’ compression rates that is not specifically
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`IPR2018-01630
`ZEGER DECLARATION
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`planned would not suffice for the “first asymmetric data compression encoder” and
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`the “second asymmetric data compression encoder” to serve their purposes.
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`I
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`therefore conclude
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`that
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`limitation 1[B] has
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`the following
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`requirements: (1) “a first asymmetric data compression encoder” that is (2)
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`designed to (3) compress more input data per unit of time than (4) “a second
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`asymmetric data compression encoder.”
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`VI. Petitioner’s Obviousness Theory As To the Combination of Imai and
`Pauls
` As explained below, it is my opinion that Imai and Pauls do not teach
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`the elements of limitation 1[B] alone or in combination.
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`A.
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`Petitioner’s Obviousness Theories Regarding Imai
`1. Obviousness Based On Probable Differences In
`Compression Rate
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`
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`I understand that the Petition alleges that limitation 1[B] is obvious
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`because, if Imai were to use at least two encoders, it is likely that one of them
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`would be faster than another. Pet. 29 (“A POSITA would have understood that it is
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`only a remote possibility that any two different asymmetric data compression
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`encoders would have the same execution speed, and therefore the obvious result of
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`including two or more different asymmetric compression encoders is that one
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`encoder would have a higher data compression rate than another encoder.”). I
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`disagree with that reasoning.
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`IPR2018-01630
`ZEGER DECLARATION
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` As explained above, limitation 1[B] requires purposeful design with
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`respect to the encoders’ compression rates. Therefore, any system that includes two
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`encoders with compression rates that vary by chance would not have a first
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`encoder that is “configured to compress” at a higher data compression rate than a
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`second encoder as required by limitation 1[B].
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` Thus, the Petition’s statement that either of Imai’s encoders could
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`compress at a faster rate than the other encoder demonstrates that Imai does not
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`disclose Claim 1. Under the meaning of the ’477 patent’s usage of “configured to,”
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`a statement that either encoder could be faster than the other is also a statement that
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`neither is “configured to” be faster than the other.
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`In my opinion, the possibility that Imai might have one encoder that
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`operates at a higher compression rate than another, but may also operate with the
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`relationship reversed, cannot teach a “first asymmetric data compression encoder”
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`that is “configured to compress . . . at a higher data compression rate than a second
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`asymmetric data compression encoder.”
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` For the reasons stated above, it is my opinion that the Petition does
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`not show that Claim 1 is obvious because it does not show any teaching of a first
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`encoder that is configured to compress at a higher rate than a second encoder.
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`Imai’s Purported References To Compression Rate
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`2.
`I disagree with the Petition’s statement that a POSITA “would have
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`IPR2018-01630
`ZEGER DECLARATION
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`appreciated from Imai’s various teachings that the different asymmetric data
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`compression encoders have different data compression rates, with some encoders
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`having higher rates than others.” Pet. 30. As I explain below, the portions of Imai
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`that the Petition cites as disclosures regarding compression rates actually refer to
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`other features of encoders. Indeed, the Petition does not point to any teaching in
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`Imai regarding the speed of compression measured by input data compressed per
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`unit of time.
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` For instance, the Petition cites to Imai’s use of the term “compression
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`rate,” but Imai does not use the term in the way the ‘477 patent does.
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` The Petition states that Imai “compares and contrasts different
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`asymmetric data compression encoders in terms of their ‘compression rate,’ and
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`identifies several asymmetric data compression algorithms that ‘provide[] a high
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`compression rate,’ referring to MPEG layer 3 and ATRAC 2 as ‘example[s].’” Pet.
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`30 (citing Ex. 1005 at [0068]). But the cited sentence reads, “Furthermore,
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`example of the coding method, which provides a relatively less bit rate of the
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`resulting coded data (i.e., which provides a high compression rate), are MPEG
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`layer 3 and ATRAC 2.” Ex. 1005 at [0068].
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`IPR2018-01630
`ZEGER DECLARATION
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`Imai’s reference to “a relatively less bit rate” makes clear that Imai’s
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`use of “compression rate” refers to the compression ratio, or the degree of
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`compression. Because the degree of compression is high, the amount of data that is
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`output from the encoder is low, and thus it provides “a relatively less bit rate of the
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`resulting coded data.” Imai is using the term to describe how much the data was
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`compressed, rather than the speed at which it was compressed, as the Petition
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`indicates that Claim 1 uses the term.
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`I therefore agree with Dr. Storer’s deposition testimony that Imai does
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`not use “compression rate” in the same sense as Claim 1 uses the term. Ex. 2003 at
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`114:14-115:4. In my opinion Imai is clearly using “compression rate” to mean
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`compression ratio and he is not using it to refer at all to the speed of compression.
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`In other words, Imai is not using compression rate in the same sense as in Claim 1.
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` Thus, the cited passage does not pertain to “compression rate” as the
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`Petition defines the term or as Claim 1 uses it.
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` The Petition also argues that ATRAC is “a relatively faster
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`compression algorithm” and that “Imai teaches including asymmetric compression
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`encoders that have different execution speeds.” Pet. 30. I note that the only
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`evidence the Petition points to is Imai’s statement that ATRAC “requires a not so
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`large amount of computation for decoding.” Id. (quoting Ex. 1005 at [0068]).
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`IPR2018-01630
`ZEGER DECLARATION
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`Imai’s reference to the “amount of computation for decoding” is not a
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`teaching about “compression rate,” or the speed of encoding. Imai is describing the
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`computation necessary for “decoding,” and the Petition defines “compression rate”
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`as the “algorithmic speed of a compression encoder,” rather than the speed of a
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`decoder. A description of the computational requirements of a decoder does not
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`describe the speed of an encoder.
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`Indeed, it would not be possible to determine or infer the speed of an
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`encoder even if one knew the speed of a decoder. The relationship between
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`encoding speed and decoding speed is inexact, and it varies depending on
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`characteristics of hardware implementation and which encoding and decoding
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`algorithms are used.
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` Based on Imai’s reference to the amount of computation required for
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`decoding ATRAC, the Petition concludes that “Imai teaches using an ATRAC
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`encoder and explains how it is a relatively faster compression algorithm” and that
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`“Imai teaches including asymmetric compression encoders that have different
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`execution speeds.” Pet. 30. Both conclusions are incorrect for the reasons stated
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`above. The cited language from Imai does not say that ATRAC is relatively faster
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`at encoding than any other algorithm, and it does not describe the execution speed
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`of any encoder.
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`IPR2018-01630
`ZEGER DECLARATION
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` The Petition also states, “Imai explains that ATRAC 2 can encode at
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`various compression rates (e.g., ‘64 Kbps, 32K bps, 24 Kbps’).” Pet. 30 (quoting
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`Ex. 1005 at [0069]). Under the Petition’s definition of “compression rate,” that is a
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`misinterpretation of Imai. Imai states “Therefore, here, for example, all the
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`encoders 531 to 53N perform encoding with ATRAC 2, while data rates of coded
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`data outputted from the encoders are 64 Kbps, 32 Kbps, 24 Kbps, . . .,
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`respectively.” Ex. 1005 at [0069].
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` A person of ordinary skill would understand that the numbers
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`preceding “Kbps” are bitrates. Those bitrates describe the rates at which data is
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`output from the encoder. They do not describe the “compression rate,” of any
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`encoder, which the Petition states is measured by the “amount of input data that
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`[the encoder] can compress per unit of time.” Pet. 29. As explained above, the rate
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`at which data is output from an encoder is not the encoder’s compression rate.
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` Thus, I agree with Dr. Storer’s deposition testimony that Imai’s
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`reference to “64 Kbps, 32K bps, 24 Kbps” describes output bitrates. Ex. 2003 at
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`105:4-106:13.
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` Accordingly, it is my opinion that all of the examples from Imai that
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`the Pet