Case 1:17-cv-00196-VAC-CJB Document 6 Filed 05/25/17 Page 1 of 2 PagelD #: 225
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF' AN
`ACTION REGARDING A PATENT OR
`TRAJJKMARK
`
`[n Compliance with 35 U.S.C § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a cmu1. action has been
`District of Delaware
`filed in the U.S. District Court
`on the following
`G7-f Patents.
`
`( [] the patent acl10n involves 35 U.S.C. § 292.):
`
`[] Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`
`lnventergy, Inc.
`
`DATEFJLED
`2/24/2017
`
`U.S. DISTRJCT COURT
`
`District of Delaware
`
`DEFENDANT
`
`Apple Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`l See Attached Sheet
`
`HOLDER OF PATENT OR TRADEM.A.RK
`
`';
`
`3
`
`4
`
`5
`
`In the above--entitled case, the follovving patent(s)/ trademark(s) have been included:
`
`DA TE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`[J Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadrng
`
`HOLDER OF PATENT OR TRADEM.A.RK
`
`2
`
`3
`
`4
`
`5
`
`[n the above-----entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`Case voluntarily dismissed 5/25/2017.
`
`CLERK
`John A. Cerino
`
`(BY) DEPUTY CLERK
`Deborah L. Benyo
`
`DATE
`5/25/2017
`
`Copy 1-----Upon initiation of action, mail this copy to Director Copy 3----l.Jpon termimition of action, m2ii this copy tn Director
`Copy 2-----!Jpon filing document adding patent(s), mail this copy to Director Cnpy 4----Ca,e file copy
`
`IPR2018-1555
`HTC EX1002, Page 1
`
`

`

`Case 1:17-cv-00196-VAC-CJB Document 6 Filed 05/25/17 Page 2 of 2 PagelD #: 226
`
`PATENTOR
`TRADEMARK NO.
`1 US 6,466,563 B 1
`2 US 6,611,676 B2
`3 US 7,206,587 B2
`4 US 7,760,815 B2
`5 US 7,764,711 B2
`6 US 7,848,439 B2
`7 US 6,760,590 B2
`
`DATE OF PATENT
`OR TRADEMARK
`10/15/2002
`8/26/2003
`4/17/2007
`7/20/2010
`7/27/2010
`12/7/2010
`7/6/2004
`
`HOLDER OF PATENT OR TRADEMARK
`
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`
`IPR2018-1555
`HTC EX1002, Page 2
`
`

`

`APPLICATION NUMBER
`11/719,611
`
`FILING OR 3 71 (C) DATE
`05/17/2007
`
`22913
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Xiaoming She
`
`ATTY. DOCKET NO./TITLE
`20008 .46a. 3
`CONFIRMATION NO. 9253
`POWER OF ATTORNEY NOTICE
`
`111111111111111111111111]~!l]!~l!~l!~HJJ1i~~ ~] 11111111111111111111111
`
`Date Mailed: 08/15/2017
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 08/09/2017.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/mabebe/
`
`page 1 of 1
`
`IPR2018-1555
`HTC EX1002, Page 3
`
`

`

`APPLICATION NUMBER
`11/719,611
`
`FILING OR 3 71 (C) DATE
`05/17/2007
`
`146691
`Daylight Law, P.C.
`626 Jefferson Avenue
`Suite 7
`Redwood City, CA 94063
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Xiaoming She
`
`ATTY. DOCKET NO./TITLE
`20008 .46a. 3
`CONFIRMATION NO. 9253
`POA ACCEPTANCE LETTER
`
`111111111111111111111111]~!l]!~l!~l!~HJJ1i~H] 11111111111111111111111
`
`Date Mailed: 08/15/2017
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 08/09/2017.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/mabebe/
`
`page 1 of 1
`
`IPR2018-1555
`HTC EX1002, Page 4
`
`

`

`P"i'O.ISB/80 (": ·1-os;
`J\µpinved for \~su through 11.t30f?.01 i. OM::i ae:s·t-DO~S
`U.3. Pat~r.t and Trademark Otllce; U.S. DEPlxRTMENT OF COr>.,1MEF.!CE
`Under the Paperwork R.:-:,cwcticn Act of -iG95. no persons are required ~o ;~:spt'.'Jnd to a c.:taecti,jn of iniornlatifJfl t.mies2:. it d~::p!a)fS 8 Yal;irJ 0MB co{1t;"O! nwm8E"~r.
`
`POWER OF ATTORNEY TO PROSECUTE APPUCAT!ONS BEFORE THE USPTO
`
`! herebi revoke all previous powers iJf attorney given in the application idenirHed iri the attac!1ed statement under
`37 CFfi_'.:,~'-_7_3""( .. b...,)_. - - - - - ·~ - - - - - (cid:173)
`! hereby appoint:
`[{] Practitioners H~;sodated v,1ith th€! Customer Nurnber:
`i4669i
`~
`'---------~·
`OR
`D Practitloner(s) narned belnvv· (if more than ten p<!h1nt practitioners 3fE3 to C't"? r.arned, then a customer nurnber rnust be used)·
`
`r----------
`
`Name
`
`Reglskation
`Number
`
`I
`;
`
`as attorney(s) or agent(s) to represen1 the undersigned before lhe U11i!ed Stales Pstent ana Trademark Office (U~WTO) ,n connection \">1lh
`any and aH patent applications assigned onl~ to !he urnJersigrn,d according to H1e USPTO assignment mcor(1s or assignment [Jocuments
`attached to this form in accor):j;~nee wnh 37 CFR 3. 73(b.J
`
`Please change the correspondencf, address for the applica!ion identifie,J in the auacned statement under '.37 GFR 3. 73(b} tc.:
`
`,- ~-~
`
`[]
`OR
`D' !"irrn or
`
`r .
`~----··---~c~cJ;vidual Name +·--------------
`Address
`!
`··c:ii:,,
`'
`f Country
`
`. ···-- .,,,,
`--------·····.•.-----------
`. . . --1
`·····---~~·---------···-·······----------·······---·············-]
`t
`I
`·---[l~Z-i-p-----·-------·······--i
`------------·······-·· ---------~·----------~
`
`F..n,aii
`
`A.S&igoee Nam,~ arid Address.
`IN\/T SPE LLC
`One Market Plaza, Spear Tower, 42nd Floor
`San Francisco, CA 94105
`-·-·--------------------------------,-·----------------------------1
`A copy of this form, together with a stat(m-rnnt under 37 CFR 3.7'.l(b} {Form PTOiSB/96 or equhralent) is required to he
`filed in each application in wMch thfa form is used. Th8 statement 1..mder 37 CFR 3.i'3(h} may be completed O}' onn of
`the practltloners appoint01j int.his form lf the appolnted practitlom~r ls authorized to act on behalf of the assignee,
`,J!;ld l!,:USt ldentif}t th:,~ipp!lcation in which this Power of A~orney_is_t_o_b_e_f_il_e_d=--~---~-------------§
`mGNATl!RE of Assignee ,of Recor<!
`The Jndivjd1wi_):Xh®se signature and title i:-; st~pplied bek)v·\: ~s ,uithodzed lo att on bctwif of the {!~~$1gn,~e
`__ ;;,:>:;·'· .-------~~--
`Signa!ure J
`-----,
`I Eran Zur
`N-~rne
`l ,::~thorized Sign9tory
`
`l Date «;:/·,'fi ... <~":.,<)i __ ';$
`l .. E~!ephone -f··/·· {{/ 5:~,· ·z .. t~'"l·' .. ·7f/t(.
`,
`Title
`·r~its CC!k:ctl:m of inform,3tion 1s requlred by :r; CFH 'i .3 '!. i .32 and 1 33 The fnfoiTi!atio:1 ls req-cirnd t0 obts:in or retain 3 benB1it by· H~t1 put.:nc v;hich is·:(} f:l~ (:-.~nct
`by the· USP TO to pr.:.1.;::ess; ar: appfo.-:atlon. Conf;iiS'nti-a1lty Is gov.ernet~ t"ly 35 U.S.C. 1.22 and 37 CF8 ·1 _ 11 arFj ·J. i ,t This cG!k:-:ction js e:=:.t!rn~ted to toke 3 mjnui~s
`to ccmplel'c\ H1.t:b(ing g21thedng, p:~:pa:1ing. or;<J submitt:ng tht:- Gon:pl8ted appHcat:cn fo(m to 5J-1e u::J,.fO. T!me i.,vm vary dc:pc:nd•ng upon the irid:\,.kk:;~; casr:;; Any·
`:.x.mirn-e:"lts or: the arno: .. mt of Hme ye..:; req;.J:re t.;::i C•Jrn~!etc: this fofm and/,::i.r sug,jest:or.s for reducmg this b:.:rden, shc:u:d tie sent to th(; Chief tnf-:-1rrn21tior: Offo:.er,
`U.S. Patent ::m(l Trademark. OW<:;:,, U.!:,. Dep~rtme.nt of Corr",rrH~ree. P.O. Be-:< ·J45G. faJ0x;,;ndria. \/A 22313--1450 00 r...!Or SEND FEES OR COMPLETED
`FORMS TO THIS ADDflESS SEND TO; C,:m,mission<,i·f;,Jr Patef!tS, P.O. Box 14513, Al<c<XiHJ<.ifi;.{, VA 223"!3-i45C!.
`
`-----------·-----·--·""
`
`.. -------i
`
`ff you need assistanc.f: in cornp/etir;g the tonr: .. cali 1-COO~PT0-9-199 and se{ect OfJiion 2.
`
`IPR2018-1555
`HTC EX1002, Page 5
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. 0MB 0651-0031
`U.S. Patent and Trademark Ollice. US. DEPARTMEl\ff OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a co!lection of information uniess il dlspiays a valid 0MB control number.
`
`STATEMENT UNDER 37 CFR 3.73{c}
`
`Appl~anUPa~ntOwner: -~~ -~~~~ - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (cid:173)
`Application No ./Patent No.: __ !!_~-~~!-~-~~--------------------------------------------------------- Fl led/ Issue Date: __ !~=~-!-~~~~-~------------------------------------------------------
`Ti tied: --~~-~-~-~-~!_~~-!'.~~--~-~:-~~-~~!:!-~:--~-~-~-'.:'.'.!:!_~-'.~-~~!_~-~--~:::-~~~-~-'.--~~-~--~-~-~-~-~-~}-~~-!'.~-~---~-~~~-~-~---------------·
`--~~-~!--~-~-~--~~~------------------------------------------------------------------------' a _Corporation------------------------------------------------------------------------------------------------------------------------
`(~Jame of Assignee)
`(Type of Assignee, e.g., corporation, partnership. university, government agency, etc.)
`
`states that, for tl1e patent application/patent identified above, it is (choose one of options i, 2. ~-l or 4 below):
`1. 0 The assignee of t~1e entire right, title, and interest.
`An assignee of less tt1an the entire right, title, and interest (check applicable box):
`LJ n1e extent (by percentage) of its owners~1ip interest is ________________________________ %. Additional Staternent(s) by t~1e owners
`holding tl1e balance of the interest must be submitted to account for i 00% of tl1e ownership interest.
`[J There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`I
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title. and interest.
`3. [J The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made}.
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`I
`Additional Statement(s) by the owner(s) holding tt1e balance of t~1e interest m\c!§tl?_~ __ §!dJ;rn:!l!l~J;\ to account 1or the entire
`right, title, and interest
`
`4. [J The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownerst1ip interest was made). Tt1e certified document(s) st1owing the transfer is attact1ed.
`
`Tt1e interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`A. D An assignment from the inventor(s) of tl1e patent application/patent identified above. The assignment was recorded in
`tt1e United States Patent and Trademark 01fice at Reel-------------------------------·' Frame _______________________________ , or for w~1ict1 a copy
`thereof is attached.
`B. [J A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`To: MATSUSHITA ELECTRIC INDUSTRIAL CO , LTD.
`1. From: SHE, XIAOMING and LI, JIFENG
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 019967
`, Frame 0735
`, or for which a copy thereof is attached.
`2. Fmrn: MI\TSUSHITA ELECTRIC iNDUSTRII\L CO., LTD. To: PANASONIC CORPORATION
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 021832
`, Frame 0197
`. or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This co!lection of information is required by 37 CF'R 3.73(b). The intorma!ion is required to obtain or retain a benefit by the public which is to fiie (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U .S.C. 122 and 37 CFR 1 .11 and 1.14. This co!lection is est!rnated to take i 2 minutes to complete, includ!n~~
`gathering, preparing. and submitting the comp!e!ed appilcation lorrn to the US PTO. Time wiii vary depending upon the individual case. Any comments on the amount
`of time you require to comp!ete this form and/or suggestions tor reduC!l,g this burden, should be sent to the Chief Information Officer. U.S. Patent and Trademark
`Off!ce. US. Department of Commerce. P 0. Box 1450, Aiexandr!a. VA 22313-1450. DO NOT Sf:r~D FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box ·1450, Alexandria, VA 223·13.·1450.
`
`lfyou need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`IPR2018-1555
`HTC EX1002, Page 6
`
`

`

`PTOi AIA/96 (08-12)
`Approved tor use through 0"1/31/2013. 0MB 0651-003'1
`U.S Patent and Trademark Oiiice; U.S. DEPARTMENT OF COMME.RCE
`Under the Paperwork Reduction Act cf 1995. no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`STATEMENT UNDER 37 CFR 3.73{c}
`
`3. From: -~-~~-~~-~-~!_~--~~-~~~-~::::!_'.~~------------------------------------- To: _INVENTERGY, _I NC·------------------------------------------------------------
`Ttie document was recorded in ti1e United States Patent and Trademark Office at
`Reel_ 03191_1 ______________ , Frame_ 091_1 ____________________ , or for wt1ict1 a copy ti1ereoi is attact1ed.
`4. From: _!_~~~~-!~-~~~-~-!_~~_: ____________________________________________________________ To: _ INVT _SPE_ LLC _______________________________________________________________________ _
`Tt1e document was recorded in ti1e United States Patent and Trademark Office at
`Reel 042885
`, Frame _0_6_8_5 ____ , or for which a copy thereof is attached.
`
`5. From: ___________________ To: __________________ _
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel ______ , Frame ______ , or for which a copy thereof is attached.
`
`6. From: ___________________ To: __________________ _
`
`Tl1e document was recorded in the United States Patent and Trademark Office at
`
`Reel ______ , Frame ______ , or for whicl1 a copy thereof is attached.
`D Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`[2J
`
`As required by 37 CFR 3. 73(c)(1 )(i), the documentary evidence of tt1e chain oi title from the original owner to tt1e
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFF{ 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the originai assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) ls authorized to act on behalf of the assignee.
`iEric Scheuerleini
`08-09-2017
`Signature
`Date
`Eric Scheuerlein
`Printed or Typed Name
`
`61234
`Titie or Registration Number
`
`[Page 2 of 2]
`
`IPR2018-1555
`HTC EX1002, Page 7
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised mat: (1) the general autMrity !or me collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. A record in this system of records may be disc!osed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need !or the information in order to perform a contract. Recipients of information s~1ail be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disc!osed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disciosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. A record from this system of records may be disciosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disc!osure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record rnay be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`IPR2018-1555
`HTC EX1002, Page 8
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`30024520
`
`11719611
`
`International Application Number:
`
`Confirmation Number:
`
`9253
`
`Title of Invention:
`
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND
`COMMUNICATION METHOD
`
`First Named Inventor/Applicant Name:
`
`Xiaoming She
`
`Customer Number:
`
`22913
`
`Filer:
`
`Ricky Quoc Lam
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`20008.46a.3
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`09-AUG-2017
`
`17-MA Y-2007
`
`05:51 :13
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`768768
`
`1
`
`Power of Attorney
`
`20170809_1NVE_POA.pdf
`
`no
`
`1
`
`78db457b0ec76Se945ca829dd 13f82573c6
`Of4ea
`
`Warnings:
`
`IPR2018-1555
`HTC EX1002, Page 9
`
`

`

`Information:
`
`2
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`20170809_US7848439_statem
`ent_cfr.pdf
`
`77347
`
`c3a881 d4e631 e5dcc29e250fa561463d5db
`ed783
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`846115
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New AQQlications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International AQQlication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International AQQlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`IPR2018-1555
`HTC EX1002, Page 10
`
`

`

`Case 1:17-cv-00196-UNA Document 3 Filed 02/24/17 Page 1 of 2 PagelD #: 219
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF' AN
`ACTION REGARDING A PATENT OR
`TRAJJKMARK
`
`[n Compliance with 35 U.S.C § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a cmu1. action has been
`District of Delaware
`filed in the U.S. District Court
`on the following
`G7-f Patents.
`
`( [] the patent acl10n involves 35 U.S.C. § 292.):
`
`[] Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`
`lnventergy, Inc.
`
`DATEFJLED
`2/24/2017
`
`U.S. DISTRJCT COURT
`
`District of Delaware
`
`DEFENDANT
`
`Apple Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`l See Attached Sheet
`
`HOLDER OF PATENT OR TRADEM.A.RK
`
`';
`
`3
`
`4
`
`5
`
`In the above--entitled case, the follovving patent(s)/ trademark(s) have been included:
`
`DA TE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`[J Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadrng
`
`HOLDER OF PATENT OR TRADEM.A.RK
`
`2
`
`3
`
`4
`
`5
`
`[n the above-----entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (B\/ DEPUTY CLERK
`
`Copy 1-----Upon initiation of action, mail this copy to Director Copy 3----l.Jpon termimition of action, mail this copy tn Director
`Copy 2-----!Jpon filing document adding patent(s), mail this copy to Director Cnpy 4----Ca,e file copy
`
`IPR2018-1555
`HTC EX1002, Page 11
`
`

`

`Case 1:17-cv-00196-UNA Document 3 Filed 02/24/17 Page 2 of 2 PagelD #: 220
`
`PATENTOR
`TRADEMARK NO.
`1 US 6,466,563 B 1
`2 US 6,611,676 B2
`3 US 7,206,587 B2
`4 US 7,760,815 B2
`5 US 7,764,711 B2
`6 US 7,848,439 B2
`7 US 6,760,590 B2
`
`DATE OF PATENT
`OR TRADEMARK
`10/15/2002
`8/26/2003
`4/17/2007
`7/20/2010
`7/27/2010
`12/7/2010
`7/6/2004
`
`HOLDER OF PATENT OR TRADEMARK
`
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`Inventergy, Inc.
`
`IPR2018-1555
`HTC EX1002, Page 12
`
`

`

`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1 .1
`Stylesheet Version v1 .2
`
`EPASID:PAT3092617
`
`SUBMISSION TYPE:
`NATURE OF CONVEYANCE:
`
`NEW ASSIGNMENT
`
`RELEASE OF SECURITY INTEREST
`
`CONVEYING PARTY DATA
`
`Name
`
`HUDSON BAY IP OPPORTUNITIES MASTER FUND, LP, FOR ITSELF AND AS
`COLLATERAL AGENT FOR CERTAIN BUYERS
`
`Execution Date
`
`09/30/2014
`
`RECEIVING PARTY DATA
`
`Name:
`Street Address:
`Internal Address:
`City:
`State/Country:
`Postal Code:
`
`INVENTERGY, INC.
`
`900 E. HAMILTON AVE.
`
`SUITE 180
`
`CAMPBELL
`
`CALIFORNIA
`
`95008
`
`PROPERTY NUMBERS Total: 156
`
`Number
`
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`
`7925762
`
`7623529
`
`7065339
`
`7991894
`
`7304966
`
`6885828
`
`6801542
`
`8681751
`
`6904035
`
`7900242
`
`7917620
`
`7560102
`
`7796990
`
`7822035
`
`6726297
`
`8009549
`
`8416810
`
`7646702
`
`8238226
`
`IPR2018-1555
`HTC EX1002, Page 13
`
`

`

`Number
`
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`
`7593317
`7929627
`7826557
`7792084
`8064393
`8270332
`8582573
`6400929
`6381445
`6366763
`6370359
`6487394
`6597894
`6505035
`6973289
`6611676
`7636551
`6637001
`6813323
`6734810
`6940428
`6922159
`6069884
`6119004
`6069924
`6636723
`6628630
`6404778
`6611509
`6807162
`6973065
`7778224
`6765894
`7656844
`8437316
`6839335
`7072416
`7760815
`6868056
`
`IPR2018-1555
`HTC EX1002, Page 14
`
`

`

`Number
`
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`
`6944208
`6781973
`7145886
`6847828
`7386321
`7266118
`7133379
`7392019
`7339949
`7702025
`7460502
`7269774
`7385934
`7114121
`7162206
`7746762
`7693140
`7299027
`8775890
`7251469
`7764711
`8086270
`7848439
`8175604
`7860184
`8073070
`8249132
`8576784
`8218681
`8249178
`5583851
`5873027
`6336040
`5757870
`5818869
`6175558
`6301237
`6529492
`6370131
`
`IPR2018-1555
`HTC EX1002, Page 15
`
`

`

`Number
`
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`
`6584088
`6549526
`7136367
`RE41444
`6295301
`6697384
`6466563
`6370134
`7035233
`7535864
`5677929
`RE37420
`RE39954
`6738646
`7460880
`7761113
`6760590
`6799053
`7206587
`8582766
`7349693
`7583612
`7653076
`7693141
`7710880
`7764953
`7787608
`7787878
`7792116
`7835352
`7881317
`7898943
`7899065
`7920579
`7948955
`7986775
`8085712
`8108526
`8116322
`
`IPR2018-1555
`HTC EX1002, Page 16
`
`

`

`Number
`
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`
`8125995
`
`8149824
`
`8185105
`
`8195942
`
`8213419
`
`8224325
`
`8335221
`
`8335487
`
`8417240
`
`11691417
`
`10901380
`
`11134448
`
`10419089
`
`11859550
`
`13478996
`
`13532576
`
`13554748
`
`10235918
`
`10322425
`
`11698891
`
`CORRESPONDENCE DATA
`Fax Number:
`(408)389-3518
`Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
`using a fax number, if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`4083893518
`Email:
`paul@inventergy.com
`Correspondent Name:
`INVENTERGY, INC.
`Address Line 1:
`900 E. HAMILTON AVE.
`Address Line 2:
`SUITE 180
`Address Line 4:
`CAMPBELL, CALIFORNIA 95008
`
`NAME OF SUBMITTER:
`SIGNATURE:
`DATE SIGNED:
`
`PAUL A. ROBERTS
`
`/Paul A. Roberts/
`
`11/03/2014
`
`This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Total Attachments: 61
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page1 .tit
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page2.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page3.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page4.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page5.tif
`
`IPR2018-1555
`HTC EX1002, Page 17
`
`

`

`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page6.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page7.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page8.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page9.tif
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`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page20.tif
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`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page22.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page23.tif
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`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page25.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page26.tif
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`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page29.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page30.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page31.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page32.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page33.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page34.tif
`source=Hudson-lNVT - USPTO Patent Release_Clean_09.30.2014 FINAL-ALL#page35.tif
`source=Hudson