Petitioner Bluehouse Global Ltd.
`
`Ex. 1002
`Continued
`(Pages 247-490)
`
`

`

`PTO/SB/08A (07-08)
`Approvedfor use through 03/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1895, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSUREne;
`
`
`
`
`
`
`STATEMENT BY APPLICANT
`Shunpei YAMAZAKI
`
`7286
`(Use as many sheets as necessary)
`
`
`
`
`Tereniy 6)
`0756-10566
`
`
`
`
`
`Complete if Known
`
`
`
`U. S. PATENT DOCUMENTS
`RelevantPasangesorRelevant
`Name of Patentee or
`Publication Date
`Document Number
`Cite
`Examiner
`.
`.
`1
`“ttalew
`Figures Appear
`Applicant of Cited Document
`MM-DD-YYYY
`Number-Kind Code?=")
`No.
`Initials’
`
`
`
`US-7,323,368 01-29-2008 |TAKAYAMA.Tetal.
`
`US-2007/0272922
`11-29-2007
`|KIM.C et al.
`
`US-2007/0158652,—tti—«*s
`07-12-2007
`|LEE.Jetal.
`US-2008/0128689
`06-05-2008«=«|LEEJetal
`
`
`US-7,298,084 11-20-2007 |BAUDE.P etal.
`
`
`
`US-6,532,045
`03-11-2003
`|CHUNG.Jetal.
`
`US-2007/0108446
`05-17-2007
`|AKIMOTO.K
`US-2007/0072439 | 03-29-2007 |AKIMOTO.Ketal|
`
`US-5,847,410
`12-08-1998
` |NAKAJIMA.S
`
`
`US-6,586,346
`07-01-2003
`|YAMAZAKL.S etal.
`US-2003/0189401
`10-09-2003
`|KIDO.J et al.
`
`US-6,960,812
`"44204-2005 |YAMAZAKLSetal.
`US-6,727,522
`04-27-2004
` |KAWASAKIM etal.
`
`
`US-7,061,014
`06-13-2006
`|HOSONO.Hetal.
`
`US-2008/0296568
`12-04-2008
`|RYU.Metal.
`Us-2008/0308806 | 12-18-2008
`|AKIMOTOKetal._
`
`US-2008/0308805
`12-18-2008
`|AKIMOTO.Ketal.
`
`US-2008/0308804
`12-18-2008
`|AKIMOTO Ket al.
`
`US-2008/0308797
`12-18-2008
`|AKIMOTO.K etal.
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`Examiner]Cite Foreign Patent Document Publication Date Nameof Patentee or Pages, Columns, Lines, Where 6
`
`Initials*
`No.’
`2
`4
`5
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`T
`.
`Cauntry Code*’-Number” -Kind Code” (if known)
`Figures Appear
`JP-2007-123861A
`05-17-2007
`
`JP-2007-096055A
`04-12-2007
`
`JP-03-231472A
`
`
`JP-2000-150900A
`JP-2004-103957A
` —s—is—~S~*éd:«é4-02-2004
`JP-11-505377
`05-18-1999
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER:Initial if reference considered, whether ornot citation is in canformance with MPEP 609. Drawline thraughcitation if not in conformance and not considered. Include
`copyof this form with next communication to applicant.
`1 Applicant's uniquecitation designation number(optional}. 2 See Kinds Codes of USPTO Patent Documentsat
`www.uspto.govor MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents,the indicatian of the
`yearof the reign of the Emperor must precede the serial numberof the patent document. 5 Kind of document by the appropriate symbols as indicated on the document under
`WIPO Standard S7.16 if possible, 6 Applicantis to place a check mark here if English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1,98. The information is required to obtain or retain a benefit by the public whichIs tofile (and by the USPTOto
`process) an application. Confidentiality is governed by 36 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Time will vary depending upontheindividual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22343-
`1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`!fyou need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`BLUEHOUSEEXHIBIT 1002 CONTINUED
`Page 248 of 490
`
`BLUEHOUSE EXHIBIT 1002 CONTINUED
`Page 248 of 490
`
`

`

`
`
`
`PTO/SB/08A (07-06)
`Approvedfor use through 03/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information untessit contains a valid OMB control number.
`
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`
`
`
`
`
`
`
` (Use as many sheets as necessary)
`
`
`eaitrnamer[or10866
`
`
`
`U. S. PATENT DOCUMENTS
`
`Figures Appear
`
`Applicant of Cited Document
`MM-DD-YYYY
`No.!
`Initials*
`
`12-18-2008
`AKIMOTO.K et al.
`US-2008/0308796
`
`01-08-2009
`US-2009/0008639 _
`AKIMOTO.K etal.
`
`US-2007/0172591 07-26-2007. |SEO.Oetal.
`
`
`
`US-2007/0187760 | —S(08-16-2007—[FURUTA.Metal.
`
`US-2008/0203387
`08-28-2008 |KANG.Detal.
`
`US-2009/0065771
`03-12-2009
`_[IWASAKI.Tetal.
`
`US-7,301,211 — 11-27-2007
`[YAMAZAKLSetal.
`
`US-2006/0244107 11-02-2006_|SUGIHARA.Tetal.
`
`YAMAZAKLS et al.
`02-04-2010
`US-201 010028678
`
`
`|AKIMOTO.K etal.
`03-09-2010
`US-7,674,650
`
`US-6,563,174 |05-13-2003
`KAWASAKI.Metal.
`
`US-2007/0152217
`07-05-2007 ‘| LAI.Cetal.
`
`US-2006/0035452
`02-16-2006
`|CARCIA Petal.
`US-2004/0127038
`
`07-01-2004. |CARCIAP etal.
`
`
`US-2008/0182358
`07-31-2008
`|COWDERY-CORVAN.P etal.
`
`US-2006/0292777
`12-28-2006 |DUNBART
`
`US-2007/0187678
`08-16-2007
`|HIRAOQ.Tetal.
`
`'US-2006/0284172 42-21-2006‘|ISHII.H
`
`FOREIGN PATENT DOCUMENTS
`
`/
`
`Appear
`Applicant of Cited Document
`MM-DD-YYYY
`Country Code? -Number’ -Kind Cade® (if known)
`No."
`Initials*
`
`JP-08-264794A
`10-11-1996
`
`Abst.
`JP-2007-250983A
`09-27-2007|
`OO
`
`Eng.
`WO-2007/119386 _
`10-25-2007
`
`Full
`JP-05-251705A
`09-28-1993
`
`
`WO-2004/114391 ~~| 42-29-2004|- Abst.
`JP-2003-086000A
`03-20-2003
`ee
`Full
`
`EfSignature
`
`Considered
`
`*EXAMINER:Initial if reference considered, whetherornotcitation is in conformance with MPEP 609. Draw line throughcitationif not in conformance and not considered.Include copy of
`this form with next communication to applicant.
`1 Applicant's unique citation designation number(optional). 2 See Kinds Codes of USPTO Patent Documents atyww.uspto.gov or MPEP
`901.04, 3 Enter Office that issued the document, by the two-letter code (VIPO Standard ST.3). 4 For Japanese patent documents,the indication of the year of the reign of the Emperor
`must precedethe serial numberof the patent document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6
`Applicantis to place a check mark here if English Janguage Transiation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichisto file (and by the USPTOto process) an
`application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours ta complete, including gathering, preparing, and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amauntof time you require to complete this form and/or suggestions
`for reducing this burden, should be sent to the ChiefInformation Officer, U.S, Patent and Trademark Office, P.O, Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS, SEND TO: Commissionerfor Patents, P.O. Box 1460, Alexandria, VA 22313-1450.
`
`ifyou need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and selectoption 2.
`
`BLUEHOUSEEXHIBIT 1002 CONTINUED
`Page 249 of 490
`
`BLUEHOUSE EXHIBIT 1002 CONTINUED
`Page 249 of 490
`
`

`

`PTO/SB/OBA (07-06)
`Approved for use through 03/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSUREOoRES;
`
`
`
`
`
`
`STATEMENT BY APPLICANT
`Shunpei YAMAZAKI
`
`726
`
` {Use as many sheets as necessary)
`
`
`
`Complete if Known
`
`Teremy Joy
`6756-10886
`
`
`
`
`
`U. S. PATENT DOCUMENTS
`Oe
`.
`:
`
`Examiner|Cite Document Number Publication Date Nameof Patenles or RevertPacengesorRelevant
`
`
`
`Initials
`No.
`Number-Kind Code? sown
`MM-DD-YYYY
`Applicantof Cited Document
`Figures Appear
`
`US-7,385,224
`06-10-2008
`ISHII.H et al.
`
`US-2008/0129195
`06-05-2008
`_|ISHIZAKI.M etal.
`
`US-2008/0258139 | 10-23-2008 |mOMeta. |
`US-2007/0252928
`11-01-2007
`|ITO.Metal.
`
`
`US-7,501,293
`03-10-2009
`_‘|ITO.Y et al.
`
`US-7,064,346
`06-20-2006
`|KAWASAKI.M etal.
`US-2008/0106191 |08082008 |KAWASE.T
`
`
`US-5,731,856 03-24-1998_|KIM.D etal.
`
`US-2006/0231882
`10-19-2006
`|KIM.1 etal.
`
`
`US-2008/0258143
`10-23-2008
`|KIM.S et al.
`US-2008/0166834
`07-10-2008
`|
`
`US-2006/0238135
`10-26-2006
`|KIMURA.H
`
`US-2006/0208977
`09-21-2006
`|KIMURA.H
`
`US-2009/0073325
`03-19-2009
`|KUWABARA.H etal.
`
`US-2009/0068773. ~=©=—|~—-: 03-42-2009_—~S
`03-12-2009
`|LALCetal.
`US-2008/0258140
`:
`LEE.E etal.
`
`
`US-7,402,506
` |LEVY.Detal.
`07-22-2008
`US-2006/0284171
`42-21-2006
`|LEVY.Detal.
`US-2009/0152541 —~—~—*||_~—Ss-: 06-18-2009 [MAEKAWAS etal.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner|Cite Foreign Patent Document Publication Date Nameof Patentee or RelevantPassagesorRelevant
`
`
`
`ne
`i
`.
`:
`Initials
`No.
`Country Code® -Number* -Kind Code® (if known)
`MM-DD-YYYY
`Applicant of Cited Document
`Figures Appear
`JP-2003-086808A
`03-20-2003
`
`JP-2002-289859A
`10-04-2002
`
`
`JP-60-198861A
`10-08-1985
`
`JP-63-210022A —-ss—s«| 08-31-1988|
`JP-63-210023A
`08-31-1988
`JP-63-210024A
`08-31-1988
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether ornotcitation is in conformance with MPEP 609. Drawline through citation if not in conformance and not considered. Include
`copy of this form with next communication to applicant,
`1 Applicant's uniquecitation designation number(optional). 2 See Kinds Codes of USPTO Patent Documents at
`www.uspto.qoy or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents,the indication of the
`yearof the reign of the Emperor must precedethe serial numberof the patent dacument. 5 Kind of document by the appropriate symbolsas indicated on the document under
`WIPO Standard ST.16 if possible, 6 Applicantis to place a check mark hereif English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichisto file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
`this farm and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-
`1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1460.
`
`if you need assistance in completing the form, call 1-800-PTO-9799 (1-800-786-9199) and select option 2.
`
`BLUEHOUSEEXHIBIT 1002 CONTINUED
`Page 250of 490
`
`BLUEHOUSE EXHIBIT 1002 CONTINUED
`Page 250 of 490
`
`

`

`Initials*
`
`No."
`
`
`INFORMATION DISCLOSURE Seneaaao}7
`
`STATEMENTBY APPLICANT
`Shunpei YAMAZAKI
`
`2896
`(Use as many sheets as necessary)
`
`Jeremy J. Joy
`
`
`0756-10566
`U. S. PATENT DOCUMENTS
`pSPATENTOCU
`ao
`wa
`Applicant of Cited Document
`MM-DD-YYYY
`Number-Kind Code? “kw
`Figures Appear
`NAKAGAWARA.0O etal.
`02-28-2008
`US-2008/0050595
`US-7,105,868
`09-12-2006
`|NAUSE.Jetal
`
`US-2002/0056838
`05-16-2002
`OGAWA.K
`
`
`|US-2002/0132454
`09-19-2002
`OHTSU.S etal._
`
`US-2008/0083050 Ss |—s04-10-2008 ~—«|PANAetal.
`US-2008/0258141
`10-23-2008
`PARK. et al.
`
`US-2008/0224133
`09-18-2008
`PARK.J etal.
`
`US-2009/0134399
`05-28-2009
`SAKAKURA.M etal.
`US-7,211,825 | 05-01-2007
`|SHIH.Yetal.
`US-2007/00241 87
`02-01-2007
`|SHIN.H et al.
`
`US-2001/0046027
`11-29-2001
`TALY et al.
`
`US-2008/0038882
`02-14-2008
`TAKECHLK etal.
`
`US-7,049,190 | 05-23-2006 |TAKEDAKetal.
`US-2004/0038446
`02-26-2004.
`|TAKEDAKetal.
`
`US-2006/0228974
`10-12-2006
`|THELSS.S etal.
`
`|US-2006/01 13565
`06-01-2006
` |ABE K etal.
`
`US-2009/0114910 i it—t~«*s
`05-07-2009
`|CHANG.C
`US-2008/0038929
`02-14-2008
` |CHANG.C
`
`US-2007/0287296
`12-13-2007.
`|CHANG.C
`
`PTO/SB/O8A (07-06)
`Approved for use through 03/31/2007. OMB 0651-0031
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner|Cite Foreign Patent Document Publication Date Nameof Patentee or RelevantPocoegedotolevart
`
`
`
`“i
`1
`
`
`Initials" No."|Country Code? -Numbert -kind Code® (if known)|MM-DD-YYYY Applicant of Cited Document Figures Appear
`
`09-08-1988
`
`JE 1 49-05-1988 |
`JP-63-265818A
`11-02-1988
`
`EP-2226847A
`09-08-2010
`EP-1737044A
`12-27-2006
`JP-2000-044236A ~—_|02-15-2000
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER:Initial if reference considered, whether or not citation is in conformance with MPEP 609, Drawline throughcitation if not in conformance and not considered. Include
`copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number(optional). 2 See Kinds Codes of USPTO Patent Documentsat
`www.uspto.gov or MPEP 901.04, 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents,the indication of the
`yearof the reign of the Emperor must precedethe serial numberof the patent document. 5 Kind of document by the appropriate symbols as indicated on the document under
`WIPO Standard ST. 16 if possible. 6 Applicantis to place a check mark hereif English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Timewill vary depending upan the individual case. Any comments on the amountoftime you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-
`1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450,
`
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`BLUEHOUSEEXHIBIT 1002 CONTINUED
`Page 251 of 490
`
`BLUEHOUSE EXHIBIT 1002 CONTINUED
`Page 251 of 490
`
`

`

`PTO/SB/08A (07-06)
`Approved for use through 03/31/2007, OMB 0851-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unless it cantains a valid OMB control number.
`
`
`
`Substitute for form 1449/PTO
`INFORMATION DISCLOSUREea;
`
`
`
`
`
`
`STATEMENTBY APPLICANT
`Shunpei YAMAZAKI
`
`
`7206
` (Use as many sheets as necessary)
`
`
`
`
`Teremy J_J5y
`0756-10566
`
`Complete if Known
`
`
`
`.
`
`;
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`svat
`
`US-2006/01 13549
`
`06-01-2008
`
`|DEN.Tetal.
`
`Pages, Columns, Lines, Where
`wesc”
`
`{ENDO Aetal.
`08-12-2008
`US-7,411,209
`
`
`US-2007/0090365
`04-26-2007
`US-7,453,087
`—— *‘| 14-18-2008
`
`US-2008/0073653
`03-27-2008
`__[IWASAKI.T
`
`|KAJIN etal.
`12-23-2008
`US-7,468,304
`
`US-2007/0054507
`03-08-2007‘
`|KAJI.N et al.
`
`
`US-2006/0113536 = =©—)— | ~—s:06-01-2006.+=[KUMOMI.Hetal._
`
`US-2007/00461914 03-01-2007.—-|SAITO.K oO
`US-2006/0108529
`05-25-2006
` |SAITO.Ketal.
`US-2006/0113539
`06-01-2006
`|SANO.Metal.
`uS-2006/0108636 ~=—*|~=—-05-25-2008+|SANO.Metal —
`US-2007/0052025
`03-08-2007.
`|YABUTA.H
`US-2006/01 10867
`05-25-2006
`YABUTA.H etal.
`
`US-2005/0199959
`09-15-2005
`|CHIANG-Hetal=|
`US-2005/0017302 | 04-27-2005 |[HOFFMAN.R
`US-7,462,862
`42-09-2008
`|HOFFMAN.R etal.
`US-2006/0043377
`03-02-2006
`|HOFFMAN.R etal.
`11-20-2007
`|HOFFMAN.R etal.
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`Examiner|Cite Foreign Patent Document Publication Date Name of Patentee or Pages, Columns, Lines, Where
`
`Initiats*
`1
`MM-DD-YYYY
`Applicant
`of Cited D:
`ent
`Relevant Passagesor Relevant
`Te
`nitials
`No.
`Country Code? -Number* -Kind Code’(if known) —
`Ppiicant
`oF
`Gited
`Documen|
`Figures Appear
`03-15-2002
`JP-2002-076356A
`
`JP-2004-273732A
`09-30-2004
`
`JP-2004-273614A
`09-30-2004
`
`ICN-101283444A
`WO-2007/058329. =| 05-24-2007
`JP-2008-205451A
`09-04-2008
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line throughcitation if not in conformance and not considered. Include
`copy of this form with next communication to applicant.
`1 Applicant's uniquecitation designation number(optional). 2 See Kinds Codes of USPTO Patent Documentsat
`www.uspto.gov or MPEP 901.04, 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents,the indicatian of the
`yearof the reign of the Emperor must precede the serial numberof the patent document. 5 Kind of document by the appropriate symbols as indicated on the document under
`WIPOStandard ST.16 if possible. 6 Applicant is to place a check mark hereif English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`Process) an application, Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14, This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Timewill vary depending upontheindividual case. Any comments on the amountoftime you require to complete
`this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-
`1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450,
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`

`
`
`No.!
`
`initials*
`
`Figures Appear
`Applicant of Cited Document
`MM-DD-YYYY
`
`08-18-2005
`JP-2005-223049A
`
`JP-07-064112A
`03-10-1995
`
`
`
`PTOISB/08A (07-06)
`Approvedfor use thraugh 03/31/2007, OMB 0661-0031
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information untess it contains a valid OMB control number.
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENTBY APPLICANT[2222_______|__August2004—__|
`
`
`
`
`
`(Use as many sheets as necessary}
`
`
`
`[set[18ayDosernomber|—___0766-70568
`
`U.S. PATENT DOCUMENTS
`
`Figures Appear
`Applicantof Cited Document
`MM-DD-YYYY
`No.’
`Initials*
`
`10-16-2008
`|HOFFMAN.R etal.
`US-2008/0254569
`
`
`us-2006/0197092 =~—*«#|—~—09-07-2006~=—[HOFFMAN Retal.
`
`US-7,282,782
`10-16-2007
`|HOFFMAN.Retal.
`
`US-2008/0006877
`01-10-2008
`|MARDILOVICHP etal.
`
`US-2003/0218222
`11-27-2003
`|WAGER II.J etal.
`
`US-2009/0280600
`“| 44-12-2009
`|[HOSONO.H etal.
`
`US-2009/0278122
`11-12-2009 |HOSONO.Heta.
`
`US-2007/0194379
`08-23-2007
`|HOSONO.H etal.
`
`US-7,323,356
`01-29-2008
`|HOSONO.H etal.
`
`'US-6,294,274
`09-25-2001
`|KAWAZOE.H etal.
`
`US-7,453,065
`11-18-2008|SAITO.Ketal.
`_
`
`AKIMOTO.K etal.
`US-7,732,819
`06-08-2010
`
`US-2006/0170111
`08-03-2006
`ISAT etal.
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`US-2006/0169973
`08-03-2006
`[ISAT etal.
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`US-2009/0152506
`~=— 06-18-2009 [UMEDA Ket al.
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`US-2010/0092800
`04-15-2010
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`US-2010/0109002 05-06-2010|ITAGAKI.Netal.
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`uS-2010/0065844 =——<isi‘XLSC*«O-18-2010
`TOKUNAGA.K
`US-2005/0056897
`Y03-17-2005 |KAWASAKI.M etal.
`
`
`
`
`
`FOREIGN PATENT DOCUMENTSPoFOREIGNDOCUMENTSPATENT
`
`Abst.
`Abst,
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER:Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw {ine throughcitation if nat in conformance and not considered. Include
`copyofthis form with next communication to applicant.
`1 Applicant's unique citation designation number(optional). 2 See Kinds Codes of USPTO Patent Documentsat
`www.uspto.gov or MPEP 901,04, 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents, the indication of the
`yearof the reign of the Emperor must precedethe serial numberof the patent document. 5 Kind of documentby the appropriate symbols as indicated on the document under
`WIPO Standard ST.16 if possible. 6 Applicantis to place a check markhereif English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain orretain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 36 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require ta complete
`this form and/or suggestionsfor reducing this burden, should be sent to the Chief information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-
`1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O, Box 1450, Alexandria, VA 22343-1450.
`
`‘f you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
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`

`PTO/SB/O8A (07-06)
`Approvedfor use through 03/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unless it contains a valid OMB control number.
`
`Complete if Known
`
`
`
`
`Substitute for form 1449/PTO
`INFORMATION DISCLOSURESe;
`
`
`
`
`
`STATEMENT BY APPLICANT
`Shunpel YAMAZAKI
`
`2696
` (Use as many sheets as necessary)
`
`
`
`
`Teremy 1 oy
`0756-10566
`
`
`
`U, S. PATENT DOCUMENTS
`
`
`Examiner|Cite Document Number Publication Date Nameof Patentee or RelevantPosvagesorRelevant
`
`
`iti
`H
`1
`7
`.
`.
`initials
`No.
`Number-Kind Code? #7)
`MN-DD-YYYY
`Applicant of Cited Document
`Figures Appear
`
`US-8,021,917
`09-20-2011
`AKIMOTO.K et al.
`
`US-2011/0318916 tt”
`12-29-2011
`|AKIMOTO.K etal.
`
`US-8,030,663
`“TYAMAZAKIS etal. [|
`US-2012/0058599
`|YAMAZAKI.S etal.
`03-08-2012
`oO
`
`
`US-8,115,201
`02-14-2012
`|YAMAZAKI.S etal.
`
`US-2012/0132910 ~~ | ~=0-31-2012.
` |YAMAZAKI.S etal.
`US-2006/0027804
`02-09-2006
`[YAMAZAKISetal. | —
`
`US-2010/0117086
`05-13-2010
`|AKIMOTO K etal.
`
`
`US-2009/0114917-
`05-07-2009
`|YAMAZAKI.S etal.
`
`US-2010/0044711
`02-25-2010 |IMALS
`US-2005/0050897
`03-10-2005
`|LEWIS.S
`-
`
`US-2006/0292726
`12-28-2006
` |AKIMOTO.K et al.
`
`
`US-8,134,156
`03-13-2012
`|AKIMOTO.K
`
`US-8,158,464
`04-17-2012.
`[AKIMOTO.K
`|
`
`US-8,368,079
`~~02-05-2013|AKIMOTO.K ~—
`US-2009/0186445
`07-23-2009
`|AKIMOTO.K
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`US-2009/0189155
`07-30-2009
`|AKIMOTO.K
`
`
`US-2009/0189156
`07-30-2009.
`[AKIMOTO.K
`US-2010/0003788| 1-07-2010
`|AKIMOTOK |
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner|Cite Foreign Patent Document Publication Date Nameof Patentee or RelevantPaceagesorRelevant
`
`
`
`alee
`‘
`:
`:
`Initials
`No.
`Country Code -Number* -Kind Code(if known)
`MM-DD-YYYY
`Applicant of Cited Document
`Figures Appear
`
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER:Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Drawline throughcitation if not in conformance and not considered. Include
`copy ofthis form with next communication ta applicant.
`1 Applicant's unique citation designation number(optional). 2 See Kinds Codes of USPTO Patent Documenis at
`www_uspto.gov or MPEP 901,04, 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents,the Indication of the
`year of the reign of the Emperor must precedethe serial numberof the patent document. 5 Kind of document by the appropriate symbolsas indicated on the document under
`WIPO Standard ST.16 if possible. 6 Applicantis to place a check mark here if English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichisto file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Time will vary depending upon theindividual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1460, Alexandria, VA 22313-
`1460, DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS, SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450,
`
`ifyou need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`BLUEHOUSEEXHIBIT 1002 CONTINUED
`Page 254 of 490
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`

`PTO/SB/O8A (07-08)
`Approved for use through 03/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`14/451,680
`INFORMATION DISCLOSURE
`
`August, 204%
`Shunpei YAMAZAKI
`STATEMENTBY APPLICANT
`
`7096
`(Use as many sheets as necessary)
`
`Jeremy J. Joy
`
`
`[set8[18roryaare 0756-10866
`
`Examiner
`Initials*
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`U. $8. PATENT DOCUMENTS
`pases.iPaseagesorRelevant
`Nameof Patentee or
`Publication Date
`Document Number
`Figures Appear
`Applicant of Cited Document
`MM-DD-YYYY
`Number-Kind Code? “*"
`
`SHIH.1 etal.
`02-16-2006
`US-2006/0033098
`
`
`i
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Examiner|Cite Foreign Patent Document Publication Date Nameof Patentee or Pages, Columns, Lines, Where
`
`
`Inifials*|No." MM-DD-YYYY|Applicant of Cited Document|Relevant Passages or Relevant
`
`©."|Country Code® -Number’ -Kind Code®(if known) PP Figures Appear
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`Examiner
`Signature
`
`
`
`Date
`Considered
`
`
`
`*EXAMINER:Initial if reference considered, whether ornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not considered. Include
`copyof this form with next communication to applicant.
`1 Applicant's uniquecitation designation number(optional). 2 See Kinds Codes of USPTO Patent Documents at
`www.uspto.gov or MPEP 901.04, 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents, the indication of the
`yearof the reign of the Emperor must precede the serial numberof the patent document. 5 Kind of document by the appropriate symbals as indicated on the document under
`WIPO Standard ST.16 if possible. 6 Applicantis to place a check mark hereif English language Translation is attached.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The Information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto
`process) an application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing,
`and submitting the completed application form to the USPTO. Time will vary depending upontheindividual case. Any comments an the amount of time you require to complete
`this form and/or suggestions for reducing this burden, should be sentto the Chief information Officer, U.S. Patent and Trademark Office, P.O. Box 1460, Alexandria, VA 22313-
`1460. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450,
`
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`BLUEHOUSEEXHIBIT 1002 CONTINUED
`Page 255of 490
`
`BLUEHOUSE EXHIBIT 1002 CONTINUED
`Page 255 of 490
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`

`

`PTO/SB/08A (07-06)
`Approved for use through 03/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`
`
`Complete if Known
`Substitute for form 1449/PTO
`
`
`
`INFORMATION DISCLOSURE
`14/451 680
`
`A
`t 5, 2014
`STATEMENTBY APPLICANT
`ShunperYAMAZAKI
`
`
`
`
`
`
`2896
`Art Unit
` (Use as many sheets as necessary)
`
`
`
`
`Examiner Name
`Jeremy J. Joy
`a 0756-10566
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`iling
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`Date
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`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Include nameof the author(in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number‘(s),
`publisher, city and/or country where published.
`
`DEMBO.H etal., "RFCPUS ON GLASS AND PLASTIC SUBSTRATES FABRICATED BY TFT TRANSFER
`TECHNOLOGY", IEDM 05: TECHNICAL DIGEST OF INTERNATIONAL ELECTRON DEVICES MEETING,
`December5, 2005, pp. 1067-1069.
`{KEDA.Tet al., "FULL-FUNCTIONAL SYSTEM LIQUID CRYSTAL DISPLAY USING CG-SILICON
`TECHNOLOGY’, SID DIGEST'04 ; SID INTERNATIONAL SYMPOSIUM DIGEST OF TECHNICAL PAPERS,
`2004, Vol. 35, pp. 860-863.
`NOMURA.K etal., "ROOM-TEMPERATURE FABRICATION OF TRANSPARENTFLEXIBLE THIN-FILM
`TRANSISTORS USING AMORPHOUS OXIDE SEMICONDUCTORS", NATURE, November25, 2004, Vol. 432,
`pp. 488-492.
`
`SEMICONDUCTOR", IDW'08 : PROCEEDINGS OF THE 15TH INTERNATIONAL DISPLAY WORKSHOPS,
`December3, 2008, pp. 1637-1640.
`
`PRINS.M et al., "A FERROELECTRIC TRANSPARENT THIN-FILM TRANSISTOR", APPL. PHYS.
`LETT.
`(APPLIED PHYSICS LETTERS)
`, June 17, 1996, Vol. 68, No. 25, pp. 3650-3652.
`
`
`
`NAKAMURA.M et al., "The phaserelations in the In203-Ga2Zn04-ZnO system at 1350°C", JOURNAL OF SOLID
`STATE CHEMISTRY, August 1, 1991, Vol. 93, No. 2, pp. 298-315.
`
`
`KIMIZUKA.N et al., "Syntheses and Single-Crystal Data of Homologous Compounds, In203(ZnO)m (m = 3, 4, and
`§), INGaO3(ZnO)3, and Ga203(ZnO)m (m = 7, 8, 9, and 16) in the In203-ZnGa204-ZnO System", JOURNAL OF
`SOLID STATE CHEMISTRY,April 1, 1995, Vol. 116, No. 1, pp. 170-178.
`
`NOMURAK et al., "THIN-FILM TRANSISTOR FABRICATEDIN SINGLE-CRYSTALLINE TRANSPARENT OXIDE
`SEMICONDUCTOR", SCIENCE, May 23, 2003, Vol. 300, No. 5623, pp. 1269-1272.
`
`
`DIGEST ‘09 : SID INTERNATIONAL SYMPOSIUM DIGEST OF TECHNICAL PAPERS, May 31, 2009, pp. 184-
`187.
`
`
`LLC etal., "Modulated Structures of Homologous Compounds InMO3(ZnO)m (M=in,Ga; m=integer) Described by
`Four-Dimensional Superspace Group", JOURNAL OF SOLID STATE CHEMISTRY, 1998, Vol. 139, pp. 347-355.
`
`Examiner
`Signature
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`Considered
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`*EXAMINER:Initial if reference considered, whetherornotcitation is in conformance with MPEP 608. Draw line throughcitation if not in conformance and not considered. Include
`copyof this form with next communication to applicant.
`1 Applicant's unique citation designation number(optional), 2 Applicant is to place a check mark here if English language Translation is attached.
`This collectian of information is required by 37 CFR 1.97 and 1.98. The infarmation is required to obtain or retain a benefit by the public whichisto file (and by the USPTO to
`process)an application, Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the compieted application form to the USPTO.Timewill vary depending upontheindividual case. Any comments
`on the amountoftime you require to complete this form and/or suggestionsfor reducing this burden, shouid be sent to the Chief information Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1460