Petitioner Bluehouse Global Ltd.
`Petitioner Bluehouse Global Ltd.
`
`Ex. 1002
`Ex. 1002
`(Pages 1-246)
`(Pages 1-246)
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`> 9,293,545 B2
`: 14/451680
`
`DATED
`INVENTOR(S)
`
`: March 22, 2016
`: Shunpei Yamazakiet al.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Specification
`
`At column 3, line 14, “InMO,;(ZnO),,” should be --InMO;3(ZnO),,--;
`
`At column 9, line 61, “20 nm”should be --20 nm.--;
`
`At column 13, line 50, “20 nm”should be --20 nm.--;
`
`At column 20, line 22, “5602M”should be --5602_M--;
`
`At column 21, line 8, “5621_)” should be --5621_J--;
`
`At column 21, line 10, “5621_)” should be --5621_J--;
`
`At column 21, line 12,“Ti,” should be --T1,--;
`
`At column 21, line 15, “Ti,” should be --T1,--;
`
`At column 40,line 3, “<1” should be --er--;
`
`At column 42, line 67, “01” should be --61--.
`
`Signed and Sealed this
`Thirtieth Day of August, 2016
`
`Wiebthe Ko Lea
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Office
`
`BLUEHOUSEEXHIBIT 1002
`Page 2 of 246
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`BLUEHOUSE EXHIBIT 1002
`Page 2 of 246
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`

`

`Attorney Docket No. 0756-10566
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of:
`
`Shunpei YAMAZAKIetal.
`
`Serial No. 14/451,680
`
`Filed: August 5, 2014
`
`U.S. Patent No. 9,293,545
`
`For:
`
`SEMICONDUCTOR DEVICE
`
`eerNeeeeeeeee
`
`Confirmation No. 5776
`
`Group Art Unit: 2816
`
`Examiner: Jeremy J. Joy
`
`REQUEST FOR CERTIFICATE OF CORRECTION UNDER 37 C.F.R.§1.322 FOR
`CORRECTION OF OFFICE MISTAKE
`
`ATTN: Certificate of Correction Branch
`Honorable Commissioner of Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`As provided in detail in the attached, the patentee respectfully requests that a
`Certificate of Correction be granted in the above-identified patent to correct a mistakein
`a patent, incurred through the fault of the Office.
`
`Under 37 C.F.R. 1.322, “The Commissioner mayissue a certificate of correction
`
`pursuantto 35 U.S.C. 254 to correct a mistake in a patent, incurred through the fault of
`
`the Office, which mistake is clearly disclosed in the records of the Office at the request
`
`of the patentee or the patentee’s assignee.”
`
`The patentee furthermore requests Expedited Issuance of this Certificate of
`
`Correction in accordance with MPEP § 1480.01. Specifically, this section provides that:
`
`In an effort to reduce the overall time required in processing and
`granting Certificate of Correction requests,
`the Office will expedite
`processing and granting of patentee requests where such requests are
`accompanied by evidence to show that the error is attributable solely to
`the Office .... Where the correction requested was incurred through the
`fault of the Office, and the matter is clearly disclosed in the records of the
`
`BLUEHOUSEEXHIBIT 1002
`Page 3 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 3 of 246
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`

`

`-2-
`
`Application Serial No. 14/451,680
`U.S. Patent No. 9,293,545
`Attorney Docket No. 0756-10566
`
`Office, and is accompanied by documentation that unequivocally supports
`the patentee’s assertion(s), a Certificate of Correction will be expeditiously
`issued. MPEP § 1480.01
`
`The following errors appear to have occurred through the fault of the Office, and
`
`the patentee respectfully requests correction thereof.
`
`At column 3,line 14, “InMO3(ZNO)n,” should be --InMO3(ZnO)»--;
`At column 9, line 61, “20 nm” should be --20 nm.--;
`
`At column 13, line 50, “20 nm” should be --20 nm.--;
`
`At column 20, line 22, “5602M” should be --5602_M--;
`At column 21, line 8, “5621_)” should be --5621_J--;
`
`At column 21, line 10, “5621_)” should be --5621_J--;
`
`At column 21, line 12, “Ti,” should be --T1,--;
`
`At column 21, line 15, “Ti,” should be --T1,--;
`
`At column 40, line 3, “er” should be --Er--;
`
`At column 42, line 67, “01” should be --01--.
`
`The corrections in the specification are directed to mistakes in the patent incurred
`through the fault of the Office, possibly resulting from the Office’s document scanning
`
`processes.
`
`BLUEHOUSEEXHIBIT 1002
`Page 4 of 246
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`BLUEHOUSE EXHIBIT 1002
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`

`

`-3-
`
`Application Serial No. 14/451,680
`U.S. Patent No. 9,293,545
`Attorney Docket No. 0756-10566
`
`Asthe errors were incurred through the fault of the Office, a fee is not believed to
`
`be necessary. Should it be determined that a fee is necessary, any deficiencies or
`overages in any fees due in connection with this patent and the requested actions
`should be applied to Deposit Account No. 50-2280.
`
`Respectfully submitted,
`
`i Epona
`
`Eric J. Robinson
`Reg. No. 38,285
`
`Robinson Intellectual Property Law Office, P.C.
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, Virginia 22033
`(571) 434-6789
`
`BLUEHOUSEEXHIBIT 1002
`Page 5 of 246
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`BLUEHOUSE EXHIBIT 1002
`Page 5 of 246
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010, OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB contro! number.
`
`_(Also Form PTO-1050)
`
`
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO
`
`: 9,293,545
`
`DATED
`
`: March 22, 2016
`
`: Shunpei YAMAZAKIetal.
`INVENTOR(S)
`It is certified that errors appear in the above-identified patent and that said
`Letters Patent is hereby corrected as shownbelow:
`
`At column 3, line 14, “InMOz(ZnO),,” should be --InNMO3(ZnO),--;
`
`At column 9, line 61, “20 nm” should be --20 nm.--;
`
`At column 13, line 50, “20 nm” should be --20 nm.--;
`
`At column 20,line 22, “5602M” should be --5602_M--;
`
`At column 21, line 8, “5621_)” should be --5621_J--;
`
`At column 21, line 10, “5621_)” should be --5621_J--;
`
`At column 21, line 12, “Ti,” should be --T1,--;
`
`At column 21, line 15, “Ti,” should be --T1,--;
`
`At column 40, line 3, “er” should be --Er--;
`At column 42, line 67, “O01” should be --61--.
`
`
`
`MAILING ADDRESS OF SENDER:
`
`
`PATENTNO. 9,293,545
`
`Eric J. Robinson
`RobinsonIntellectual Property Law Office
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, Virginia 22033
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public whichis to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hourto complete, including gathering,
`preparing, and submitting the completed application form to the USPTO.Timewill vary depending uponthe individual case. Any comments on the amountoftime you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Departmentof
`Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO:Attention Certificate of Corrections
`Branch, Commissioner for Patents, P.O, Box 1450, Alexandria, VA 22313-1450.
`
`No.of additional copies
`
`—_—_>
`
`BLUEHOUSEEXHIBIT 1002
`Page6 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 6 of 246
`
`

`

`
`
`aa
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14451680
`
`International Application Number:
`
`Confirmation Number:
`
`5776
`
`Title of Invention:
`
`SEMICONDUCTOR DEVICE
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`8b27 Warnings:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`445742
`
`Requestfor Certificate of Correction
`
`COC_O6JULY2016.pdf
`
`def3c95b9c4faeeb925a643a60350c816879)
`
`BLUEHOUSEEXHIBIT 1002
`
`Page/of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 7 of 246
`
`

`

`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`BLUEHOUSEEXHIBIT 1002
`Page 8 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 8 of 246
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`14/451,680
`
`ISSUE DATE
`
`03/22/2016
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9293545
`
`0756-10566
`
`5716
`
`31780
`
`7590
`
`03/02/2016
`
`Robinson Intellectual Property Law Office, P.C.
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, VA 22033
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Shunpei YAMAZAKI,Setagaya, JAPAN;
`Semiconductor Energy Laboratory Co., Ltd., Atsugi-shi, JAPAN;
`Kengo AKIMOTO,Atsugi, JAPAN;
`Daisuke KAWAE, Yamato, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`BLUEHOUSEEXHIBIT 1002
`Page 9 of 246
`
`IR103 (Rev. 10/09)
`
`BLUEHOUSE EXHIBIT 1002
`Page 9 of 246
`
`

`

`Attorney Docket No. 0756-10566
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of:
`
`Shunpei YAMAZAKI et al.
`
`Serial No. 14/451,680
`
`Filed: August 5, 2014
`
`For: SEMICONDUCTOR DEVICE
`
`) Confirmation No. 5776
`
`) Group Art Unit: 2816
`
`Examiner: Jeremy J. Joy
`
`)
`
`)
`
`)
`
`LETTER REGARDING PAYMENT OF ISSUE FEE
`
`MS Issue Fee
`Honorable Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`It is respectfully requested that the Issue Fee paid on October6, 2015 be applied
`towards the current Issue Fee due February 16, 2016. Also, attached is the new Issue
`
`Fee Transmittal Form PTOL-85, along with a copy of the Petition granting the
`
`Withdrawalfrom Issue indicating that the Issue Fee may be reapplied in this matter.
`
`Respectfully submitted,
`
`Eric J. Robinson
`Reg. No. 38,285
`
`Robinson Intellectual Property Law Office, P.C.
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, Virginia 22033
`(571) 434-6789
`
`BLUEHOUSEEXHIBIT 1002
`Page 10 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 10 of 246
`
`

`

`PARTB ~- FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "HERE ADDRESS"for
`
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note; Use Block | for any change of address)
`
`.
`
`.
`111372015
`7590
`31780
`Robinson Intellectual Property Law Office, P.C.
`3975 Fair Ridge Dri
`Pair
`Live
`fo
`n1dge
`Suite 20 North
`Fairfax, VA 22033
`
`Note: A certificate of mailing
`can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its owncertificate of mailing or transmission.
`Certificate of Mailing or Transmission
`l hereby certify that this Fee(s) Transmittal is being deposited with the United
`States
`Postal Service with sufficient postage forfirst class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(ate)
`
`(Peposito’s name)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO,
`
`CONFIRMATION NO.
`
`08/05/2014
`14/45 1,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`Shunpei YAMAZAKI
`
`0756-10566
`
`$776
`
`
`
`APPLN. TYPE PREV. PAID ISSUE FEE|TOTAL FEER(S) DUEENTITY STATUS ISSUE FEE DUE DATE DUE
`
`
`
`
`
`$960
`SO
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$960
`
`02/16/2016
`
`EXAMINER
`
`JOY, JEREMY J
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2816
`
`257-043000
`
`*Previously paid, please
`see attachedletter
`
`
`
`
`
`
`2. Forprinting on the patentfront page,list
`(1) The namesof up to 3 registered patent attorneys Eric J. Robinson,
`or agents OR,alternatively,
`Robinson Intellectual
`(2) Thebame of a single mm (having as a member a
`registered
`attorney or agent) an
`i
`& names of up fo
`2 registered patent attorneys or agents: If no nameis Property Law Office, P.C.
`listed, no namewiil beprinted.
`
`
`
`
`
`1, Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`[J Change of correspondenceaddress (or Change of Correspondence
`Address form PTO/SB/122) attached.
`
`I Ree Address" indication (or "Fee Address" Indication form
`
`PTO/SB/47; Rey 03-02 or more recent) attached. Use of a Customer
`
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has beenfiled for
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`
`Semiconductor Energy Laboratory Co., Ltd.
`
`Atsugi-shi, Kanagawa-ken, Japan
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`[all Individual
`
`Corporation or other private group entity [J Government
`
`4b. Paymentof Fee(s): (Pleasefirst reapply any previously paid issue fee shown aboye)
`4a, The following fee(s) are submitted:
`(I A checkis enclosed.
`*BY Issue Fee *Previously paid, please see attachedletter
`J Paymentby credit card. Form PTO-2038 is attached.
`[J Publication Fee (No small entity discount permitted)
`*EX)
`EQ The directoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`Advance Order- # of Copies __2*Previously paid, please
`see attached letter overpayment, to Deposit Account Number___50-2280_(enclose an extra copyofthis form).
`
`
`5. Change in Entity Status (from status indicated above)
`
` CJ Applicantcertifying micro entity status. See 37 CFR 1.29
`
`
`NOTE: Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amount will not be accepted at the risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`ol Applicantasserting small entity status. See 37 CFR 1.27
`to be a notification of loss of entitlement to micro entitystatus.
`
`NOTE:Checkingthis box will be taken to be a notification ofloss of entitlement to small or micro
`| Applicant changing to regular undiscounted fee status.
`
`entity status, as applicable.
`
`NOTE: This form mustbe signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements andcertifications.
`
`amuy
`Date
`February 16, 2016
`Authorized Signature
`
`Eric J ‘ Robinson
`Registration No.
`38,285
`_
`Typed orprinted name
`
`
`PTOL-85 Part B (10-13) Approvedfor use through 10/31/2013.
`
`OMB 0651-0033
`
`‘U.S. Patent and Trademark OffiBh, UEORGEXENAI Br CORMERCE
`Page 11 of 246
`
`Page 2 of 3
`
`BLUEHOUSE EXHIBIT 1002
`Page 11 of 246
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`Www.uspta.gov
`
`Decision Date:
`
`October 26, 2015
`
`In re Application of :
`
`Shunpei YAMAZAKI
`
`Application No:
`Filed :
`Attorney Docket No:
`
`14451680
`05-Aug-2014
`9756-10566
`
`DECISION ON PETITION
`
`UNDER CFR 1.313(c)(2)
`
`This is an electronic decision on the petition under 37 CFR 1.313(c)(2), filed October 26,2015 , to withdraw the above-identified
`application from issue after payment of the issue fee.
`
`The petition is GRANTED.
`
`The above-identified application is withdrawn from issue for consideration of a submission under 37 CFR 1.114 (request for
`continued examination). See 37 CFR 1.313(c)(2).
`
`Petitioner is advised that the issue fee paid in this application cannot be refunded. If, however, this application is again
`allowed, petitioner may request that it be applied towards the issue fee required by the new Notice of Allowance.
`
`Telephone inquiries concerning this decision should be directed to the Patent Electronic Business Center (EBC) at 866-217-9197.
`
`This application file is being referred to Technology Center AU
`under 37 CFR 1.114.
`
`2816 for processing of the request for continuing examination
`
`Office of Petitions
`
`BLUEHOUSEEXHIBIT 1002
`Page 12 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 12 of 246
`
`

`

`Title of Invention:
`
`SEMICONDUCTOR DEVICE
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14451680
`
`International Application Number:
`
`Confirmation Number:
`
`5776
`
`
`
`eC
`
`Paymentinformation:
`
`File Listing:
`
`e6ca Information:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`422941
`
`Issue Fee Payment (PTO-85B)
`
`|F_16FEB2016.pdf
`
`2cf43279101 Se09ac9208c27135ee1382a49
`
`BLUEHOUSE EXHIBIT 1002
`
`Page13of 24
`
`BLUEHOUSE EXHIBIT 1002
`Page 13 of 246
`
`

`

`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Total Files Size (in bytes)
`
`422941
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`BLUEHOUSEEXHIBIT 1002
`Page 14 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 14 of 246
`
`

`

`
`
`PART B - FEE(S) TRANSMITTAL
`
`difiplete and sendthis form, together with applicable fee(s), to; Mail Mail Stop ISSUE FEE
`ommissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`
`
`
`- SErereeenaemiiisiitinasatteiTENe—
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION PEE (if required). Blocks 1
`through 5 should be completed where
`appropriate, All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`RESS"
`for
`maintenancefee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change ofaddress)
`
`:
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Pee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Hach additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`certify
`that this Fee(s) Transmittal is being deposited with the United
`I heseby
` Hatsrals
`_
`7590
`31780
`Postal Service with sufficient postage for first class mail in an envelo;
`States
`RobinsonIntellectual Property Law Office, P.C.
`addressed to the Mail Stop. ISSUE FEE address above, or being facsimile
`3975 Fair Ridee Dri
`transmitted to the USPTO (571) 273-2885,on the date indicated below.
`Sui
`50N ona
`ve
`uite
`Ort
`BeA77033, cone
`3
`——
`
`
`et f0sit2
`
`Fairfax,VA22033. . oro)
`
` geagaes4 14451689
`Sod. 8S be
`
`ue)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMEN INVENTOR
`
`ATTORNEY DOCKET No.
`
`CONFIRMATION NO.
`
`08/05/2014
`14/451 ,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`Shunpei YAMAZAKI
`
`0756-10566
`
`5776
`
`APPLN, TYPE PREV. PAID ISSUE FEE|TOTAL FEE(S) DUEENTITY STATUS ISSUEFEBDUE DATE DUE
`
`
`
`
`$960
`$0
`$960
`nonprovisional
`UNDISCOUNTED
`$960
`02/16/2016
`
`
`
`EXAM
`
`*Previously paid, please
`see attached letter
`"SUBCLAS
`Adjustrent date: 82/17/2016 CCHAU2
`CLASS-SUBCLASS
`1ayBe/2a1S TRTERSY G2998498 14451600
`257-043000
`Gi FO2i5at
`-368.08
`JOY, JEREMY J
`2816
`oP
`1.Ch
`angeof correspondence address or indication of "Fee Address" (37
`
` 2. For printing on the patent front page.list
`CFR
`(1) The namesofup to 3 registered patent attorneys Lic J. Robinson,
`
`{J change ofcorrespondence address (or Change of Correspondence
`or agents OR,alternatively,
`Robi
`intellectual
`Address form PTO/SB/122) attached.
`:
`(2) The name ofa single firm (having as a member a
`obinson intevectua
`
`“Fee Address" indication (or "Fee Address" Indication form
`registered attommey or ageal) and the names of up to
`
`2 Togistered patent attomeys or agents. If no nameis Property Law Office, P.C.
`PTO/SE/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`listed, no namewill he printed.
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THs PATENT (print or type)
`If an assignee is identified below, the documenthas been filed for
`PLEASE NOTE:Unless an assignee is identitied below, uo assiguee data will appear on the patent.
`recordation asset forth in 37 CFR
`3.11. Completion ofthis form is NOT a substitute forfiling an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`Semiconductor Energy Laboratory Co., Ltd.
`Atsugi-shi, Kanagawa-ken, Japan
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : Corporation or other private group entity CI Governmenteerencees() individual
`
`
`4a. Thefollowing fee(s) are submitted:
`4b. Paymeat of Fee(s): (Please first reapply any previously paid issue fee shown above}
`* BD tasne Bee “Previously paid, please sec attached leiter
`QUA checkis enclosed.
`CY Publication Fee (No small entity discount permitted)
`O Paymentby credit card. Form PTO-2038is attached.
`*@ Advance Order - # of Copies__2 *Previously paid,please
`PQ The director is hereby authorized tu charge the required tee(s), any deficiency, or credits any
`see attached letter
`overpayment, to Deposit Account Number __50~2280_ (enclose an extra copyof this form).
`
`3. Change lu Entity Status (trom status indicated above)
`NOTE: Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`Q Applicant certifying micro entity status. See 37 CFR 1.29
`ee paymentin the micro entity amount will not be acceptedatthe risk of application abandonment.
`OTE:
`If the application was previously under micro entity status, checking this box will be taken
`O Applicant asserting small entity status. See 37 CFR 1.27
`to be a notification of loss of entitlement to microentity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`Qo Applicant changing to regular undiscounted fee status.
`entity status, as applicable.icree
`NOTE:This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`o
`Le ~
`Authorized Signature
`Date
`February 16, 2016
`
` Typedorprintedname___Eri¢J. Robinson Registration No. 38,285
`
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`Page 2 of 3
`
`~—s«U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`BLUEHOUSEEXHIBIT 1002
`Page 15 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 15 of 246
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`Robinson Intellectual Property Law Office, P.C.
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, VA 22033
`
`JOY, JEREMYJ
`
`816
`
`DATE MAILED: 11/13/2015
`
`APPLICATION NO.
`
`FILING DATE
`
`08/05/2014
`14/451,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`Shunpei YAMAZAKI
`
`0756-10566
`
`5776
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$960
`
`$960
`
`02/16/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B isfiled, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalentof Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page1 of 3
`
`BLUEHOUSEEXHIBIT 1002
`Page 16 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 16 of 246
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`.
`11/13/2015
`7590
`3 1780
`Robinson Intellectual Property Law Office, P.C.
`3975 Fair Ridge Dri
`:
`air
`Nudge Drive
`Suite 20 North
`Fairfax, VA 22033
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(ate)
`
`Orensaae
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`08/05/2014
`14/451,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`Shunpei YAMAZAKI
`
`0756-10566
`
`5776
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$960
`
`$960
`
`02/16/2016
`
`EXAMINER
`
`JOY, JEREMY J
`
`
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2816
`
`257-043000
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Chan