IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Ira M. Marlowe
`
`Serial No.:
`
`10/316,961
`
`Filed:
`
`Title:
`
`12/11/2002
`
`AUDIO DEVICE INTEGRATION SYSTEM
`
`Examiner: Kurr, Jason R.
`
`Art Unit: 2615
`
`TRANSMITTAL OF PAYMENT OF ISSUE FEE (37 C.F.R. § 1.311)
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Enclosed for filing in the United States Patent and Trademark Office is the following:
`
`1.
`2.
`3.
`
`Transmittal of Payment of Issue Fee (3 7 C.F .R. § 1.311)
`Fee(s) Transmittal
`Transmittal Sheet
`
`CONDITIONAL PETITION
`
`If any extension of time is required for the submission of the above-identified items, Applicant
`requests that this be considered a petition therefore. Please charge any additional charges or any other charges
`relating to this matter, or credit any overpayment, to the Deposit Account of the writer, Account No. 503571.
`
`Dated: -------'A'-"u=gu=st.o-=15=·=2~00~8~--
`
`RespectfullY, submitted,
`
`1scm
`Michael R.
`Reg. No. 33,884
`Mccarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102-4056
`Tel: (973) 639-8493
`Fax: (973) 297-6627
`
`CERTIFICATE OF ELECTRONIC FILING
`
`I hereby certifythat this correspondence is being electronicallyfiled with the United States Patent and
`Trademark Office (via EFS.Web) on
`August 15, 2008
`
`a&Yi;,,_31i. ~
`Diane M~Bodzi
`
`MEI 7637572v.l
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1058
`
`

`

`TRANSMITTAL OF PAYMENT OF ISSUE FEE (Small Entity)
`(37 C.F.R. 1.311)
`
`Docket No.
`9809/1
`
`Applicant(s): Ira Marlowe
`
`Application No.
`10/316,961
`
`Filing Date
`12/11/2002
`
`Examiner
`
`Kurr, Jason Richard
`
`Customer No. Group Art Unit Confirmation No.
`27614
`2615
`4879
`
`Invention: Audio Device Integration System
`
`Mail Stop Issue Fee
`COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Transmitted herewith are the following for the above-identified application.
`!&I
`Issue Fee Transmittal Form PTOL-85
`~ Utility Fee:
`D Design Fee:
`$ 720.00
`D Publication Fee:
`D A check in the amount of
`is attached.
`181 The Director is hereby authorized to charge and credit Deposit Account No.
`as described below.
`181
`Charge the amount of
`181
`Credit any overpayment.
`181
`Charge any additional fee required.
`D Payment by credit card. Form PT0-2038 is attached.
`WARNING: Information on this form may become public. Credit card information should not be
`
`D Plant Fee:
`
`$735.00
`
`included on\1:1• lo;_: Pro:ide credit card information and authorization on PT0-2038.
`I\ ~ t ~
`\1 " Signat\re
`Michael R. Friscia
`\
`Registration No. 33,884
`Mccarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102
`Tel: (973) 639-8493
`Fax: (973) 297-6627
`
`Dated:
`
`August 15, 2008
`
`cc:
`
`Certificate of Transmission by Facsimile
`This certificate may only be used if paying
`bv deposit account.
`this document and authorization to charge
`that
`I certify
`account ls being facsimfle transmitted to the United States
`and Trademark. Office (Fax
`)
`on
`
`Certificate of Mailing by First Class Mail
`
`I hereby certify that this correspondence is being deposited
`with the United States Postal Service with sufficient postage as
`first class mail in an envelope addressed to "Mail Stop Issue
`Fee, Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`22313-1450" [37 CFR 1.B(a)] on
`
`{Date)
`
`(Date)
`
`Signature
`
`Signature of Person Mailing Correspondence
`
`Typed or Printed Name of Person Signing Certificate
`
`Typed or Printed Name of Person Mailing Collespondence
`
`P35$MALUREV08
`
`I
`I
`i
`t
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1059
`
`

`

`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`To Be Determined (Serial No. 10/316,961)
`
`PATENT NO.
`
`: To Be Determined
`DATED
`INVENTOR(S} : Ira M. Marlowe
`
`It is certified that an error appears or errors appear in the above-identified patent and that said
`Letters Patent is hereby corrected as shown below:
`
`On the Title Page of the patent, please delete the Assignee information.
`
`MAILING ADDRESS OF SENDER (Please do not use customer number
`
`PATENT NO. _______ _
`
`Mark E. Nikolsky
`Mccarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102
`
`No. of additional copies
`
`..
`
`P15/REV03
`
`!:
`I
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1060
`
`

`

`PTO/SB117i (01-08)
`Approved for use through 06/30/2008. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OM B control number.
`/
`Application Number
`PROCESSING FEE
`Under 37 CFR 1.17(i)
`TRANSMITTAL
`(Fees are subject to annual revision)
`
`Filing Date
`
`10/316,961
`
`12/11/2002
`
`First Named Inventor
`
`Ira M. Marlowe
`
`'
`
`Art Unit
`
`2615
`Kunr, Jason R.
`Attorney Docket Number 99879-00005
`
`Send completed form to: Commissioner for Patents
`,P.O. Box 1450, Alexandria, VA 22313-1450
`
`Examiner Name
`
`Enclosed is a paper filed under 37 CFR
`is enclosed.
`Payment of$
`130.00
`This form should be included with the above-mentioned paper and faxed or mailed to the Office using the appropriate Mail
`Stop, if applicable. For transmittal of petition fees under 37 CFR 1.17((), (g) or (h), see form PTOISB117p.
`
`that requires a processing fee (37 CFR 1.17(i)).
`
`3.8I(b)
`- - - ' - ' - -
`
`{small entity amounts are NOT available for the processing fees)
`
`Payment of Fees
`181 The Commissioner if hereby authorized to charge the following fees to Deposit Account No. 503571 ---------
`181 processing fee under 37 CFR 1.17(i)
`181 any deficiency offees and credit of any overpayments
`Enclose a duplicative copy of this form for fee processing.
`D Check in the amount of$
`is enclosed.
`D Payment by credit card {Form PT0-2038 or equivalent enclosed). Do not provide credit card information on this form.
`
`Processing Fees under 37 CFR 1.17(i): Fee $130 Fee Code 1808 for all,
`Except for § 1. 221 papers (Fee Code 1803)
`
`For papers filed under:
`§ 1.28(c)(3) - for processing a non-itemized fee deficiency based on an error in small entity status.
`§ 1.41 - for supplying the name or names of the inventor or inventors after the filing date without an oath or declaration as prescribed by
`§ 1.63, except in provisional applications.
`§ 1.48 - for correcting inventorship, except in provisional applications.
`§ 1.52(d) - for processing a nonprovisional application filed with a specification in a language other than English.
`§ 1.53(b)(3) - to convert a provisional application filed under§ 1.53(c) into a nonprovisional application under§ 1.53(b).
`§ 1.55 - for entry of late priority papers.
`§ 1.71(g)(2). to enter an amendment to the specification for purposes of 35 U.S.C. 103(c)(2) if not filed within the cited time periods
`§ 1.99(e) - for processing a belated submission under § 1.99.
`§ 1.103(b)-for requesting limited suspension of action, continued prosecution application(§ 1.53(d)).
`§ 1.103(c) - for requesting limited suspension of action, request for continued examination(§ 1.114).
`§ 1.103(d) - for requesting deferred examination ofan application.
`§ 1.217 - for processing a redacted copy of a paper submitted in the file of an application in which a redacted copy was submitted For the
`patent application publication.
`§ 1.221 - For requesting voluntary publication or republication of an application. Fee Code 1803
`§ 1.291 (c)(5) - for processing a second or subsequent protest by the same real party in interest.
`§ 1.497(d) - for filing an oath or declaration pursuant lo 35 U.S.C. 371 (c)(4) naming an inventive entity different from the inventive entity
`set forth in the international stage.
`§ 3.81 - for a patent to issue to assignee, assignment submitted after payment of the issue fee.
`
`Typed or printed name
`
`Registration No., if applicable
`
`August 19, 2008
`
`Date
`48,319
`
`This collection of information is required by 37 CFR 1.17. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 5 minutes
`to complete, including gathering, preparing, and submitting the completed application form to !he USPTO. Time will very depending upon the individual
`case. Any comments on the amount of lime you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, U. S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner of Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PT0.9199 and select option 2.
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1061
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10316961
`
`11-Dec-2002
`
`Title of Invention:
`
`AUDIO DEVICE INTEGRATION SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Ira Marlowe
`
`Filer:
`
`Mark E. Nikolsky/Diane Bodzioch
`
`Attorney Docket Number:
`
`9809/1
`
`Filed as Small Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Certificate of correction
`
`1811
`
`1
`
`100
`
`100
`
`Extension-of-Time:
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1062
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Miscellaneous:
`
`Processing Fee, except for Provis. apps
`
`1808
`
`1
`
`130
`
`130
`
`Total in USD ($)
`
`230
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1063
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`3803104
`
`10316961
`
`International Application Number:
`
`Confirmation Number:
`
`4879
`
`Title of Invention:
`
`AUDIO DEVICE INTEGRATION SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Ira Marlowe
`
`MICHAEL R FRISCIA
`
`MCCARTER & ENGLISH
`
`FOUR GATEWAY CENTER
`
`Correspondence Address:
`
`100 MULBERRY STREET
`
`NEWARK
`us
`-
`
`9735336599
`
`NJ
`
`07102
`
`Filer:
`
`Mark E. Nikolsky/Diane Bodzioch
`
`Filer Authorized By:
`
`Mark E. Nikolsky
`
`Attorney Docket Number:
`
`9809/1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`19-AUG-2008
`
`11-DEC-2002
`
`14:02:47
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`yes
`
`Deposit Account
`
`Payment was successfully received in RAM
`
`$230
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1064
`
`

`

`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`8152
`
`503571
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`25549
`
`1
`
`Miscellaneous Incoming Letter
`
`coverletter _001.pdf
`
`no
`
`1
`
`de238b1 b2d6c4120b72317b977949e0d39
`c3c730
`
`Warnings:
`
`Information:
`
`2
`
`Post Allowance Communication -
`Incoming
`
`Request_OOl .pdf
`
`no
`
`2
`
`39442
`
`Oea 7714ece9f63 2 92 91 bc2d 02fd8ef80b94 f
`63c8
`
`Warnings:
`
`Information:
`
`3
`
`Request for Certificate of Correction
`
`CertificateofCorrection_OOl .pdf
`
`no
`
`1
`
`12653
`
`8e 1 f1 feab 7069d8928d 82a9 5170dd 542405
`bSOOO
`
`Warnings:
`
`Information:
`
`4
`
`Miscellaneous Incoming Letter
`
`Processingfeetransmittal_OOl.
`pdf
`
`49857
`
`no
`
`1
`
`8fe843208ae2755aabd9001 dbe94960771 c
`735d6
`
`Warnings:
`
`Information:
`
`5
`
`Fee Worksheet (PT0-06)
`
`fee-info.pdf
`
`no
`
`2
`
`32078
`
`c7f4a3d6e9007d3aa51590e9d0df900b940
`a73ea
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`159579
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1065
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1066
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Ira M. Marlowe
`
`Serial No.:
`
`10/316,961
`
`Filed:
`
`Title:
`
`12/11/2002
`
`AUDIO DEVICE INTEGRATION SYSTEM
`
`Examiner: Kurr, Jason R.
`
`Art Unit: 2615
`
`MAIL STOP PETITION
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Enclosed for filing in the United States Patent and Trademark Office is the following:
`
`1.
`2.
`3.
`4.
`
`Request Under 37 C.F.R. 3.8l(b) for Correction of Assignee (2 pages)
`Request for Certificate of Correction (1 page)
`Processing Fee Under 3 7 CF .R. 1.17 (i) Transmittal (1 page)
`Transmittal (I page)
`
`CONDITIONAL PETITION
`
`If any extension of time is required for the submission of the above-identified items, Applicant
`requests that this be considered a petition therefore. Please charge any additional charges or any other charges
`relating to this matter, or credit any overpayment, to the Deposit Account of the writer, Account No. 503571.
`
`Dated: --~A=-==ug=u=s~t =19_,_,-=2~00~8~--
`
`Respectfully submitted,
`
`Mark E. Nikolsky
`Reg. No. 48,319
`McCarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102-4056
`Tel: (973) 639-6987
`Fax: (973) 297-6624
`
`CERTIFICATE OF ELECTRONIC FILING
`
`I hereby certify that this correspondence is being electronicallyfiled with the United States Patent and
`August 19, 2008
`Trademark Office (via EFS.Web) on
`
`~%-~~
`Diane M. :s-Odzioch
`
`r..tT-:'1 "'fC./1~ 1')0,,, 1
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1067
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Ira M. Marlowe
`
`Serial No.:
`
`10/316,961
`
`Filed:
`
`Title:
`
`12/11/2002
`
`AUDIO DEVICE INTEGRATION SYSTEM
`
`Examiner: Kurr, Jason R.
`
`Art Unit: 2615
`
`REQUEST UNDER 37 C.F.R. 3.81(b) FOR CORRECTION OF ASSIGNEE
`
`MAIL STOP PETITION
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Applicant submits this Petition under 37 C.F .R. 3 .81 (b) to correct the assignee information of
`
`the above-caption application.
`
`The present application was initially assigned from the inventor Ira M. Marlowe to Blitzsafe
`
`of America, Inc., as indicated by the assignment recorded on June 18, 2003 (found on Reel 014184,
`
`Frame 0756). The application was then re-assigned back to the inventor, as indicated by the
`
`assignment recorded on September 7, 2005 (found on Reel 016502, Frame 0043). These
`
`assignments were submitted for recordation, and were recorded, well before issuance of a patent.
`
`The Issue Fee for this application was paid on August 15, 2008. Unfortunately, the Name of
`
`Assignee section of Form PTOL-85B incorrectly listed Blitzsafe of America,'Inc. as assignee.
`
`However, this section of the form should have been left blank, and no assignee should have been
`
`listed.
`
`MEI 7640925v.1
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1068
`
`

`

`As required by 37 C.F.R. 3.Sl(b) and M.P.E.P. §307, Applicant herewith submits a request
`
`for a Certificate of Correction under 37 C.F.R. §1.323, as well as the fees required under 37 C.F.R.
`
`§§l.20(a) and l.17(i). Since this request is being submitted shortly after payment of the Issue
`
`Fee, Applicant believes that the United States Patent and Trademark Office should have
`
`sufficient time to correct the ribbon copy prior to issuance so that it does not recite assignee
`
`information. Accordingly, Applicant requests that the ribbon copy be printed without assignee
`
`information.
`
`Dated: ___ A~u..,_,g~us_t_l_9~, 2_0_0_8 _ _
`
`Respectfully submitted,
`
`~Mk
`
`Mark E. Nikolsky
`Reg. No. 48,319
`McCarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102-4056
`Tel: (973) 639-6987
`Fax: (973) 297-6624
`
`MEI 7640925v.l
`
`I
`~(cid:173)
`I
`I I.
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1069
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`MICHAEL R FRISCIA
`MCCARTER & ENGLISH
`FOUR GATEWAY CENTER
`100 MULBERRY STREET
`NEW ARK NJ 07102
`
`In Application of
`Ira Marlowe
`Application No. 10/316,961
`Filed: December 11, 2002
`Attorney Docket No.9809/1
`
`COPY MAILED
`
`NOV O 7 2008
`OFFICE Of PETITIONS
`
`ON PETITION
`
`This is a decision on the petition filed August 19, 2008, which is being treated as a request under 37 CFR
`3.8l(b) 1 to correct assignee data on the Fee(s) Transmittal form PTOL-85(b) so that the Letter of Patent
`will issue without an assignee name.
`
`The request is DISMISSED.
`
`Petitioner states that the assignee data was cited incorrectly on the Fee(s) Transmittal as "Blitzsafe of
`America". Accordingly, petitioner requests that the issued patent reflect no assignee on the front page 'of
`the Letters of Patent.
`
`A review of the application file history and assignment records reveals that on June 18, 2003, an
`assignment was recorded from Ira M. Marlowe to Blitzsafe of America. On September 7, 2005, another
`assignment.was recorded from Blitzsafe of America to Ira Marlowe. On August 15, 2008, the issue fee
`was paid and Form PTOL-85B was filed noting that Blitzsafe of America should be listed as the assignee
`on the front page of the Letters of Patent. Petitioner now files the instant petition requesting that no
`assignee appear on the front page of the Letter of Patent.
`
`37 CFR 3.8l(b), effective June 25, 2004, reads:
`
`After payment of the issue fee: Any request for issuance of an application in the name of the
`Assignee submitted after the date of payment of the issue fee, and any request for a patent to be
`corrected to state the name of the assignee, must state that the assignment was submitted for
`recordation as set forth in § 3.11 before issuance of the patent, and must include a request for a
`certificate of correction under§ 1.323 of this chapter (accompanied by the fee set forth in §
`1.20(a)) and the processing fee set forth in § 1.17(i) of this chapter.
`
`1 See MPEP 1309, subsection II and Official Gazette of June 22, 2004.
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1070
`
`

`

`In re Application of Ira M. Marlowe
`10/316,961
`
`Page 2
`
`Accordingly, the Letters of Patent will issue with Blitzsafe of America as the assignee. After issuance of
`the Letter of Patent, petitioner may file a renewed request under 37 CFR 3.8l(b) and Certificate of
`Correction requesting that Ira Marlowe be listed as the assignee for the patent.
`
`Telephone inquiries concerning this decision may be directed to the undersigned at (571) 272-3222.
`
`The application file is directed to the Office of Data Management for further processing.
`
`cf( .4 ... LiJ CA/,/{ ft;,,
`Kenya A.~~~hl~- -
`Petitions Attorney
`Office of Petitions
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1071
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`10/316,961
`
`ISSUE DATE
`
`12/09/2008
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`7463741
`
`9809/1
`
`4879
`
`11/19/2008
`
`7590
`MICHAEL R FRISCIA
`MCCARTER & ENGLISH
`FOUR GATEWAY CENTER
`100 MULBERRY STREET
`NEW ARK, NJ 07102
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 820 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Customer Service Center of the Office of Patent Publication at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Ira Marlowe, Fort Lee, NJ;
`
`IR103 (Rev. 11/05)
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1072
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Ira M. Marlowe
`
`Serial No.:
`
`10/316,961
`
`Filed:
`
`For:
`
`12/11/2002
`
`Audio Device Integration System
`
`Examiner:
`
`Kurr, Jason R.
`
`Art Unit:
`
`2615
`
`PETITION TO WITHDRAW FROM ISSUE UNDER 37 C.F.R. 1.313(c)
`
`Mail Stop Petition
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Applicant respectfully requests withdrawal from issuance of the above-identified patent
`
`application, which is scheduled to issue on December 9, 2008, in favor of the Request for Continued
`
`Examination (RCE) and Supplemental Information Disclosure Statement (IDS) submitted herewith.
`
`The undersigned recently became aware of an International Search Report and Written
`
`Opinion and references contained therein, in connection with Applicant's co-pending PCT patent
`
`application. Additionally, an Office Action and cited references from Applicant's co-pending
`
`application Serial No. 10/732,909, as well as two Japanese references from a companion Japanese
`
`patent application, are being disclosed in the present IDS. None of the references being disclosed in
`
`the present IDS have been considered during prosecution of the present application. As such, it is
`
`respectfully requested that the present application be withdrawn from issuance so that the references
`
`MEl 792880lv.l
`
`1
`
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`
`Jaguar Land Rover
`Exhibit 1002
`Page 1073
`
`

`

`are made of record by way of the IDS submitted herewith and considered by the USPTO.
`
`The USPTO is hereby authorized to charge Deposit Account No. 503571 for any and all
`
`charges due in connection with this submission, including, but not limited to, the petition fee under
`
`37 C.F.R. § 1.17(h) for this Petition, as well as the required RCE fee. The Office is also authorized
`
`to charge any other required fees or underpayment and/or credit any underpayment to Deposit
`
`Account 503571.
`
`Dated: // h-6 /zoo'(;
`
`I
`
`I
`
`;i~rnittro, . ~
`Mark E. Nikolsky ~
`
`Reg. No. 48,319
`McCarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102
`Tel.: (973) 639-6987
`Fax: (973) 297-6624
`
`MEI 792880lv.l
`
`2
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1074
`
`

`

`TRANSMITTAL OF INFORMATION DISCLOSURE STATEMENT
`(Under 37 CFR 1.97(b) or 1.97(c))
`
`Docket No.
`99879-00005
`
`In Re Application Of:
`
`Ira M. Marlowe
`
`Application No.
`
`Filing Date
`
`Examiner
`
`Customer No. Group Art Unit Confirmation No.
`
`10/316,961
`
`12/11/2002
`
`Kurr, Jason R.
`
`27614
`
`2615
`
`4879
`
`Title: Audio Device Integration System
`
`Address to:
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`37 CFR 1.97(b}
`
`1. ~ The Information Disclosure Statement submitted herewith is being filed within three months of the filing
`of a national application other than a continued prosecution application under 37 CFR 1.53{d); within
`three months of the date of entry of the national stage as set forth in 37 CFR 1.491 in an international
`application; before the mailing of a first Office Action on the merits, or before the mailing of a first Office
`Action after the filing of a request for continued examination under 37 CFR 1.114.
`
`37 CFR 1.97(c)
`
`2. 0 The Information Disclosure Statement submitted herewith is being filed after the period specified in 37
`CFR 1.97{b}, provided that the Information Disclosure Statement is filed before the mailing date of a
`Final Action under 37 CFR 1.113, a Notice of Allowance under 37 CFR 1.311, or an Action that
`otherwise closes prosecution in the application, and is accompanied by one of:
`
`D the statement specified in 37 CFR 1.97(e);
`
`D the fee set forth in 37 CFR 1.17(p ).
`
`OR
`
`i
`j
`
`I
`
`I
`' I
`I I
`I
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`
`P10A/REV0B
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1075
`
`

`

`TRANSMITTAL OF INFORMATION DISCLOSURE STATEMENT
`(Under 37 CFR 1.97(b) or 1.97(c))
`
`Docket No.
`99879-00005
`
`In Re Application of:
`
`Ira M. Marlowe
`
`Application No.
`
`Filing Date
`
`Examiner
`
`Customer No. Group Art Unit Confirmation No.
`
`10/316,961
`
`12/11/2002
`
`Kurr, Jason R.
`
`27614
`
`2615
`
`4879
`
`Title: Audio Device Integration System
`
`Payment of Fee
`(Only complete if Applicant elects to pay the fee setforth in 37 CFR 1.17(p})
`
`is attached.
`O A check in the amount of
`181 The Director is hereby authorized to charge and credit Deposit Account No. 503571
`as described below.
`- - - - - - - - - -
`0 Charge the amount of
`181 Credit any overpayment
`181 Charge any additional fee required.
`D Payment by credit card. Form PT0-2038 is attached.
`WARNING: Information on this form may become public. Credit card information should not be
`included on this form. Provide credit card information and authorization on PT0-2038.
`
`Certificate of Transmission by Facsimile*
`
`Certificate of Mailing by First Class Mail
`
`I certify that this document and authorization to charge deposit
`account is being facsimile transmitted to the United States
`Patent and Trademark Office (Fa
`
`I hereby certify that this correspondence is being deposited
`with the United States Postal Service with sufficient postage
`as
`first class mail
`in an envelope addressed
`to
`"Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`22313-1450" [37 CFR 1.8(a)] on
`
`(Date)
`
`(Date)
`
`Signature
`
`Signature of Person Mailing Correspondence
`
`Typed or Printed Name of Person Signing Certificate
`
`Typed or Printed Name of Person Mailing Certificate
`
`*This certificate may only be used if paying by
`deposit account,
`'
`
`Signature I
`~Mk--~
`
`-
`
`/
`-
`Mark E. Nikolsky
`Registration No. 48,319
`McCarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102
`Tel: (973) 639-6987
`Fax: (973) 297-6624
`
`cc:
`
`P10A/REV06
`
`Jaguar Land Rover
`Exhibit 1002
`Page 1076
`
`

`

`f
`
`PTO/SB/30 (1Q..07)
`Approved for use through 10/31/2007. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Act of 1995 no nersons are reouired to resoond to a collection of information unless it contains a valid mAB control number.
`Request
`for
`Continued Examination (RCE)
`Transmittal
`
`Aoolication Number
`
`FilinQ Date
`
`First Named Inventor
`
`Art Unit
`
`10/316,961
`
`12/11/2002
`
`Ira M. Marlo1«e
`
`2615
`
`""'
`
`Address to:
`Mail Stop RCE
`Commissioner for Patents
`P.O. Box 1450
`'-Alexandria, VA 22313-1450
`
`Examiner Name
`Attorney Docket Number 99879-00005
`This is a Requestfor Continued Examination {RCE) under 37 CFR 1.114 of the above-identified application.
`Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June 8,
`1995, orto any design application. See Instruction Sheet for RCEs (not to be submitted to the USPTO) on page 2.
`
`Kurr, Jason R.
`
`1.
`
`!Submission required under 37 CFR 1.1141 Note: If the RCE is proper, any previously filed unentered amendments and
`amendments enclosed with the RCE will be entered in the order in Which they were filed unless applicant instructs otheiwise. If
`applicant does no! wish to have any previously filed unentered amendmenl(s) entered, applicant must request non-entry of such
`amendmenl(s).
`
`considered as a submission even if this box is not checked.
`
`a. D Previously submitted. If a final Office action is outstanding, any amendments filed after the final Office action may be
`i. D Consider the arguments in the Appeal Brief or Reply Brief previously filed on
`Ii. D Other
`b. [21 Enclosed
`I. D Amendment/Reply
`ii. D Affidavit(s)/ Declaralion(s)
`
`Information Disclosure Statement (IDS)
`
`iii.
`
`[Z]
`iv. D other
`
`2.
`
`[Miscellaneous]
`
`3.
`
`a.
`
`a.
`
`i.
`
`period of
`
`months. (Period of suspension shall not exceed 3 months; Fee under 37 CFR 1.17(i) required)
`
`. I have enclosed a duplicate copy of this sheet
`
`enclosed
`
`D Suspension of action on the above-identified application is requested under 37 CFR 1.103(c) for a
`b. D Other
`[ Fees] The RCE fee under 37 CFR 1.17(e) is required by 37 CFR 1.114 when the RCE is filed.
`IZ] The Director is hereby authorized to charge the following fees, any underpayment of fees, or credit any overpayments, to
`Deposit Account No. 503571
`[{] RCE fee required under 37 CFR 1.17(e)
`ii. D Extension of time fee (37 CFR 1.136 and 1.17)
`iii. D Other
`b. D Check in the amount of $
`C. D Payment by credit card (Form PT0·203B enclosed)
`
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit
`card information and authorization on PT0-2038.
`
`~SIGNATURE_OFAPPLl<;flNT, ATTORNEY, OR AGENT REQUIRED
`.
`./
`I Date
`4""
`/fr1../l. ..-,/ /
`l•"j/{/j /M,/;,
`I fl I 2- 6 I Zoofl
`Signature
`I Registration No. 148,319
`Name (Printffype) I Marl{E. Nikolsky -
`/
`I
`CERTIFl<!ATE OF MAILING OR TRANSMISSION
`I hereby certify that this correspondence is being deposited with the United States Postal Service wi1h sufficient postage as first class mail in an envelope
`addressed to: Mail Stop RCE, Commissioner for Patents, P. O. Box 1450, Alexandria, VA 22313-1450 or facsimile transmitted to the U.S. Patent and Trademark
`Office on the date shown below.
`I
`Signature
`Name (PrintfType) I
`I Date
`This collection of information 1s required by 37 CFR 1.114. The mformat1on 1s required to obtain or retain a benefit by the public which 1s to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions far reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop RCE, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`ff you need assistanc