`Approved for use through 10/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`.
`I
`·t
`ta"
`l"d OMB
`trol
`b
`num er.
`con
`Under the Paoerwork Reduction Act of 1995 no persons are reouired to resoond to a collection of infonnation un ess 1 con JnSaVaJ
`Complete if Known
`
`/substitute for fonn 1449/PTO
`
`Application Number
`INFORMATION DISCLOSURE Filing Date
`STATEMENT BY APPLICANT First Named Inventor
`Art Unit
`
`11/475,847
`
`06/27/2006
`
`Ira Marlowe
`
`(Use as many sheets as necessary)
`
`~heet 12
`
`I otJ2
`
`Examiner Name
`
`2614
`Kurr, Jason R.
`Attorney Docket Number 99879-00026
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`7
`
`8
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, citv and/or country where published.
`Copy of Office Action dated August 30, 2010, from co-pending Application
`No. 11/805,799 (13 pages)
`
`Tz
`
`Copy of Office Action dated July 20, 2010, from co-pending Application No.
`10/732,909 (17 pages)
`
`I Examiner
`
`I Date
`
`· Signature
`Considered
`*EXAMINER: Initial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line through citation if not in confonnance and not
`considered. lndude copy of this fonn with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`This collection of infonnation is required by 37 CFR 1. 98. The infonnation is required to obtain or retain a benefrt by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, induding
`gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this fonn and/or suggestions for reducing this burden, should be sent to the Chief lnfonnation Officer, U.S. Patent and
`Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO:
`Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, caii1-800-PT0-9199 (1-800-786-9199) and select option 2.
`
`Page 441 of 1320
`
`BMW EXHIBIT 1014
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`8454133
`
`11475847
`
`International Application Number:
`
`Confirmation Number:
`
`9001
`
`Title of Invention:
`
`Multimedia device integration system
`
`First Named Inventor/Applicant Name:
`
`Ira Marlowe
`
`Customer Number:
`
`27614
`
`Filer:
`
`Mark E. Nikolsky/Janelle Fava
`
`Filer Authorized By:
`
`Mark E. Nikolsky
`
`Attorney Docket Number:
`
`99879-00026
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`20-SEP-201 0
`
`27-JUN-2006
`
`15:46:42
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`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`35430
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`1
`
`Transmittal Letter
`
`Transmittal.pdf
`
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`1
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`5 ef8ab5 8d 513 7f4 5 cebf66b998c3a 70a8d df
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`Page 442 of 1320
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`
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`Transmittal Letter
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`IDSLtr.pdf
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`no
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`2
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`85438
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`b098ae9acf0c151 bdba6cd3669b52594275
`b7fb1
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`Warnings:
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`Information:
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`3
`
`Information Disclosure Statement (IDS)
`Filed (SB/08)
`
`IDS. pdf
`
`126798
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`2d0f8783c237 ecffd6f8e408ada51 b7ae9e3
`6de3
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`This is not an USPTO supplied IDS fillable form
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`4
`
`NPL Documents
`
`Ref7.pdf
`
`no
`
`13
`
`466455
`
`Warnings:
`
`Information:
`
`7f01 ac528c3fef7 e6950a9efeb8136dffdad 1
`c41
`
`621332
`
`5
`
`NPL Documents
`
`RefS. pdf
`
`no
`
`17
`
`649ce5e99b38c7f4fdc34d6119c5d1 c2573
`e8d
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`Warnings:
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`Information:
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`Total Files Size (in bytes)
`
`1335453
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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`
`Page 443 of 1320
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Customer No. 27614
`Confirmation No. 9001
`
`Examiner: Kurr, Jason R.
`Art Unit: 2614
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Our file:
`Applicant:
`Serial No.:
`Filed:
`For:
`
`99879-00026
`Ira Marlowe
`11/475,847
`06/27/2006
`Multimedia Device Integration System
`
`Re:
`
`Sir:
`
`Enclosed for filing in the United States Patent and Trademark Office is the following:
`
`1.
`2.
`3.
`4.
`5.
`
`Transmittal of Information Disclosure Statement (2 pages)
`Form PTO/SB/08A (1 page)
`Form PTO/SB/08B (1 page)
`Copies of References 7-8 from Form PTO/SB/08B
`Transmittal Sheet (1 page)
`
`CONDITIONAL PETITION
`If any extension of time is required for the submission of the above-identified items, Applicant requests that
`this be considered a petition therefor. Please charge any additional charges or any other charges relating to this
`matter, or credit any overpayment, to the Deposit Account of the writer, Account No. 503571.
`
`Date
`
`Respectfully submitted,
`
`Mark E. Nikolsky
`Registration No. 48,319
`McCarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102
`Tel: (973) 639-6987
`Fax: (973) 297-6624
`
`CERTIFICATE OF ELECTRONIC FILING
`
`I hereby certify that this corresbnj:e is being electronically filed with the United States Patent and
`T'ademarkOffice(W,EFS-Web)on q 11<lo1V. ~ ~
`. .
`Janell
`
`1~19.
`ava
`
`\h._
`
`MEl 9906608v.l
`
`Page 444 of 1320
`
`
`
`TRANSMITTAL OF INFORMATION DISCLOSURE STATEMENT
`(Under 37 CFR 1.97(b) or 1.97(c))
`
`Docket No.
`99879-00026
`
`In ReApplication Of:
`
`Ira Marlowe
`
`Application No.
`
`Filing Date
`
`Examiner
`
`Customer No. Group Art Unit Confirmation No.
`
`11/475,847
`
`06/27/2006
`
`Kurr, Jason R.
`
`27614
`
`2614
`
`9001
`
`Title: Multimedia Device Integration System
`
`Address to:
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`37 CFR 1.97(b)
`
`1. ~ The Information Disclosure Statement submitted herewith is being filed within three months of the filing
`of a national application other than a continued prosecution application under 37 CFR 1.53(d); within
`three months of the date of entry of the national stage as set forth in 37 CFR 1.491 in an international
`application; before the mailing of a first Office Action on the merits, or before the mailing of a first Office
`Action after the filing of a request for continued examination under 37 CFR 1.114.
`
`37 CFR 1.97(c)
`
`2. 0 The Information Disclosure Statement submitted herewith is being filed after the period specified in 37
`CFR 1.97(b), provided that the Information Disclosure Statement is filed before the mailing date of a
`Final Action under 37 CFR 1.113, a Notice of Allowance under 37 CFR 1.311, or an Action that
`otherwise closes prosecution in the application, and is accompanied by one of:
`
`0
`
`0
`
`the statement specified in 37 CFR 1.97(e);
`
`OR
`
`the fee set forth in 37 CFR 1.17(p ).
`
`P10A/REV06
`
`Page 445 of 1320
`
`
`
`TRANSMITTAL OF INFORMATION DISCLOSURE STATEMENT
`(Under 37 CFR 1.97(b) or 1.97(c))
`
`Docket No.
`99879-00026
`
`In ReApplication of:
`
`Ira Marlowe
`
`Application No.
`
`Filing Date
`
`Examiner
`
`Customer No. Group Art Unit Confirmation No.
`
`11/475,847
`
`06/27/2006
`
`Kurr, Jason R.
`
`27614
`
`2614
`
`9001
`
`Title: Multimedia Device Integration System
`
`Payment of Fee
`(Only complete if Applicant elects to pay the fee set forth in 37 CFR 1.17(p))
`
`0 A check in the amount of
`is attached.
`~ The Director is hereby authorized to charge and credit Deposit Account No.
`as described below.
`0 Charge the amount of
`~ Credit any overpayment.
`~ Charge any additional fee required.
`0 Payment by credit card. Form PT0-2038 is attached.
`WARNING: Information on this form may become public. Credit card information should not be
`included on this form. Provide credit card information and authorization on PT0-2038.
`
`.::..5.:..:03:...:5:...:7-=1 _ _ _ _ _ _ _
`
`Certificate of Transmission by Facsimile*
`
`Certificate of Mailing by First Class Mail
`
`I certify that this document and authorization to charge deposit
`account is being facsimile transmitted to the United States
`Patent and Trademark Office (Fa
`
`I hereby certify that this correspondence is being deposited
`with the United States Postal Service with sufficient postage
`as
`first class mail
`in an envelope addressed
`to
`"Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`22313-1450" [37 CFR 1.8(a)] on
`
`(Date)
`
`(Date)
`
`Signature
`
`Signature of Person Mailing Correspondence
`
`Typed or Printed Name of Person Signing Certificate
`
`Typed or Printed Name of Person Mailing Certificate
`
`*This certificate may only be used if paying by
`
`?12:J~A
`
`Signature
`
`Mark E. Nikolsky
`Registration No. 48,319
`McCarter & English, LLP
`Four Gateway Center
`100 Mulberry Street
`Newark, NJ 07102
`Tel: (973) 639-6987
`Fax: (973) 297-6624
`
`cc:
`
`Dated:
`
`P10AIREV06
`
`Page 446 of 1320
`
`
`
`PTO/SB/OBA (1 0-07)
`Approved for use through 10/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`I' OMB
`
`con ro num er. t I b
`
`
`Under the Paoerwork Reduction Act of 1995 no oersons are reauired to resoond to a collection of infonnation unless it contains a va 1d
`Complete if Known
`
`/'
`
`Substitute for fonn 1449/PTO
`
`Application Number
`11/475,847
`Filing Date
`06/27/2006
`First Named Inventor
`Ira Marlowe
`Art Unit
`2614
`Kurr, Jason R.
`Examiner Name
`Attorney Docket Number 99879-00026
`
`""'
`
`~
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`" ~hF>F>t 11
`I nf 12
`
`U.S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`01/24/2006
`04/13/2004
`08/03/2004
`02/20/2001
`
`Lau,etal.
`
`Benyamin, et al.
`Lau,etal.
`
`Abecassis
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Document Number
`
`1
`
`2
`3
`4
`
`Number-Kind Code2 Iff known)
`US- 6,990,208
`US- 6, 721 ,489
`US- 6, 772,212
`us- 6,192,340
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Foreign Patent Document
`
`Country Code3 "Number 4 1<ind Code5 {ifknown)
`
`FOREIGN PATENT DOCUMENTS
`Publication
`Name of Patentee or
`Pages, Columns, Lines,
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`Examiner I
`
`Signature
`
`[
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line through citation if not in confonnance and not
`considered. Include copy of this fonn with next communication to applicant. 1 Applicanfs unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. • Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of infonnation is required by 37 CFR 1.97 and 1.98. The infonnation is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this fonn and/or suggestions for reducing this burden, should be sent to the Chief lnfonnation Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313·1450.
`If you need assistance in completing the form, ca/11-800-PT0-9199 (1-800-786-9199) and select option 2.
`
`,..
`
`J
`
`Page 447 of 1320
`
`
`
`Fsubstitute for form 1449/PTO
`
`Application Number
`INFORMATION DISCLOSURE Filing Date
`STATEMENT BY APPLICANT First Named Inventor
`Art Unit
`
`'
`
`11/475,847
`06/27/2006
`
`Ira Marlowe
`2614
`
`PTO/SB/088 (1 0-07)
`Approved for use through 10/31/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`l"d OMB
`t
`I
`b
`.
`.
`I
`.
`.
`con ro num er.
`Under the Paoerwork Reduction Act of 1995 no oersons are reauired to respand to a collection of Information un ess 1t contams a va 1
`Complete if Known
`
`(Use as many sheets as necessary)
`
`~heet 12
`
`I of 12
`
`Examiner Name
`Kurr, Jason R.
`Attorney Docket Number 99879-00026
`
`Examiner Cite
`No. 1
`Initials*
`
`5
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, city and/or country where published.
`Copy of Examiner's First Report dated April 29, 2010, issued by the Australian Patent
`Office in connection with Australian Patent Application No. 2006200895 (2 pages)
`
`Tz
`
`I Examiner
`
`I Date
`
`Signature
`Considered
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U:S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO:
`Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, caii1-800-PT0-9199 (1-800-786-9199) and select option 2.
`
`Page 448 of 1320
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`7708434
`
`11475847
`
`International Application Number:
`
`Confirmation Number:
`
`9001
`
`Title of Invention:
`
`Multimedia device integration system
`
`First Named Inventor/Applicant Name:
`
`Ira Marlowe
`
`Customer Number:
`
`27614
`
`Filer:
`
`Mark E. Nikolsky/Janelle Fava
`
`Filer Authorized By:
`
`Mark E. Nikolsky
`
`Attorney Docket Number:
`
`99879-00026
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`28-MAY-2010
`
`27-JUN-2006
`
`13:08:08
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`41469
`
`1
`
`Transmittal Letter
`
`Transmittal.pdf
`
`no
`
`1
`
`5299591 0737 ebbe5396274cc8228774372
`a5dd8
`
`Warnings:
`
`Information:
`
`Page 449 of 1320
`
`
`
`2
`
`Transmittal Letter
`
`IDSLtr.pdf
`
`no
`
`2
`
`95094
`
`3 8cf7 efca e8dee5 6d6ecb 1 beef723cdd 6 798
`1604
`
`Warnings:
`
`Information:
`
`3
`
`Information Disclosure Statement (IDS)
`Filed (SB/08)
`
`IDS. pdf
`
`137474
`
`a53620ab83b9cec2b1 cb58f2ffac151 d5b8c
`b73b
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`4
`
`NPL Documents
`
`AustraliaExamReport.pdf
`
`no
`
`2
`
`107096
`
`204ab3cd39a42e485e0bf0a0a9962ec81 ef3
`e24a
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`381133
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 450 of 1320
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Our file:
`Applicant:
`Serial No.:
`Filed:
`For:
`
`99879-00026
`Ira Marlowe
`111475,847
`06/27/2006
`Multimedia Device Integration System
`
`Re:
`
`Sir:
`
`Customer No. 27614
`Confirmation No. 9001
`
`Examiner: Kurr, Jason R.
`Art Unit: 2614
`
`Enclosed for filing in the United States Patent and Trademark Office is the following:
`
`1.
`2.
`3.
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`2 CN1474252 (A) w/English Abstract 02-11-2004 Lenovo Beijing Co. Ltd.
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`espacenet- Bibliographic data
`
`Page 1 of 1
`
`Device and method for connecting computer signal and power
`
`Publication number: CN1474252 (A)
`2004-02-11
`Publication date:
`WANG ZHENZHONG [CN) +
`Inventor(s):
`LENOVO BEIJING COL TO [CN] +
`Applicant(s):
`Classification:
`- international:
`-European:
`Application number: CN20031009299 2003040 9
`Priority number(s): CN20031 009299 2003040 9
`
`G06F3!00; G06F3/00; (IPC1-7): G06F3/00
`
`Also published as:
`
`~ CN1315021 (C)
`
`Abstract of CN 1474252 (A)
`The present invention relates to the device and method for connecting computer signal and power to
`flexible standard internal or external computer equipment. The device includes a complex interface unit
`inside computer coupled with computer power supply and the data interface unit of mainboard for data
`exchange; and an interface converting unit coupled to the complex interface unit for obtaining power
`supply and data exchange with computer. The interface converting unit includes converter, separated
`power supply interface and signal interface, and the converter transmits the power supply and computer
`data from the complex interface unit to the power supply interface and the signal interface separately;
`and the power supply interface and the signal interface is suitable for connecting to the standard
`computer equipment interface.; The present invention makes the internal or external computer
`equipment portable or movable.
`
`Data supplied from the espacenet database- Worldwide
`
`http://v3 .espacenet.com/publicationDetails/biblio?CC=CN&NR= 14 7 4252A&KC