Apareved foruse throng
`
`PTO/SB/BO (”11708)
`v 420: i, 0MB 055170035
`_PCE
`
`3 hereby revoke 35% previous powers of attorney given in the appiicetien identified in the attached statement under
`37 CFR 3.?3 E)
`K
`
`! hereby epeoint:
`
`Practitioners associated with the Customer Number:
`
`1475 55
`
`l: Practitionefie) named below (if more than ten patent practitioners are to be named, then ac tamer number must be used):
`
`Registration
`Number
`
`V Registratiorr
`.
`
`
`
`as aircrnefls} er ageni(e) te represent the undersigned before the United States Patent and Trademark Office (USTQ) in connection with
`any and a!! patent appiications assigned oniy to the undersigned accorefiing to the USPTO assignment records or aseignmerit ducumeriis
`attached to this form in accordance with 37 CFR 3.7363).
`
`Please change the ccrresponc‘ence address for the appiEcatéon identifiedr-nthe attached statement uneer
`
`The address assecieted with Caste-mar Number:
`
`OR
`' Firm or
`individua Name
`Address
`
`
`City
`
`—_ A
`
`ssignee Name and Address:
`
`Fundamentai innovations Systems intemationai LLC
`2900 Long Prairie Road Suite B
`Fiower Maurie, TX 75022
`
`A copy of this form, together with a statement under 37 CFR 3.73m) (Form P70188196 er equivaient} is required to be
`flied in each appiicetion in which this form is used. The statement under 37 CFR 3.ram) may be campieted by tune of
`the practitieners appointed‘in this form if the appeinteri practitioner is authorized to act on behalf of the assignee
`v is to be filed
`
`—-Alv_
`
`CeFounder and Partner
`
`
`
`m. ofif»farmaiienis requiredny 3? CFR "1 1 32 and 133The,”iniormatiatis married to obtain or retain a i:
`O {a pmcess} an appiication. Caisfide-‘i
`
`'ormatim Oificer,
`C 1'.
`-
`comments or the ammmi 0: time you recuire to. complete this forrv': and/or suggestsons or :e
`"19 this bl.idea 31*:Quid be
`U.5. Patent and Trademark (Ziffice‘ US. Department of Commerce. P121. Box 1450, Aiexandria VA 22313—1450
`[)0 NOT SEND FEES CIR COMPLETED
`FQRMS r0 THES ADDRESS. SEND TO: Commissioner for Patents, RU. Box 1450, Aiexandria. VA 22313—1450.
`
`ffyou need assistance in competing rhe- form, cell 1—800—PTO—9199 and select option 2.
`
`Huawei V. FISI Exhibit 1021 - 1/ 174
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
`First Named Inventor/Applicant Name:
`
`Daniel M. Fischer
`
`Customer Number:
`
`141762
`
`Richard J. Botos/Seth Botos
`
`Filer Authorized By:
`
`Richard J. Botos
`
`Attorney Docket Number:
`
`TNT 3.07001
`
`Receipt Date:
`
`Filing Date:
`
`19—JUL—201 7
`
`01—MAR—2002
`
`Time Stamp:
`
`14:35:53
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`7511330
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File SizelBytes)I
`Message Digest
`125818
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`966684505905d50dd65971333d2d1d7d2
`
`Huawei V. FISI Exhibit 1021 - 2/174
`
`

`

`Information:
`
`855803
`
`Power of Attorney
`
`9d1dcb1 0(381 8530f8978335360dfcda7dc5
`3c9e
`
`
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`981621
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Huawei V. FISI Exhibit 1021 - 3/174
`
`

`

`PTO/SB/QG (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`Applicanflpatent Owner: RESEARCH IN MOTION LIMITED
`
`STATEMENT UNDER 37 CFR 3.73m
`
`Application No./Patent No.: 6,935,936
`Titled:
`
`Filed/Issue Date: AUQUSt 30, 2005
`
`RESEARCH IN MOTION LIMITED
`(Name of Assignee)
`
`,a
`
`Corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`1.
`
`the assignee ofthe entire right, title, and interest in;
`
`2. D an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`
`
`3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`the patent application/patent identified above, by virtue of either:
`
`A.
`
`OR
`
`An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 013155
`, Frame 0301
`, orfor which a
`copy therefore is attached.
`
`B. D A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`2. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`|:|
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/BRYAN C. DINER/
`Sig nature
`
`October 23, 2010
`Date
`
`BRYAN C. DINER
`
`Reg. No. 32,409
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete. including
`gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US.
`Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance In completing the form, call 1-800-PTO-9199 and select option 2.
`
`Huawei V. FISI Exhibit 1021 - 4/174
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Huawei V. FISI Exhibit 1021 - 5/174
`
`

`

`Apareved foruse throng
`
`PTO/SB/BO (11708)
`v 420: i, 0MB 055170035
`_PCE
`
`3 hereby revoke 35% previous powers of attorney given in the appiicetien identified in the attached statement under
`37 CFR 3.?3 E)
`K
`
`! hereby epeoint:
`
`Practitioners associated with the Customer Number:
`
`147555
`
`|:l Practiiionefie) named below (if more than ten patent practitioners are to be named, then ac tamer number must be used):
`
`Registration
`Number
`
`V Registratiori
`.
`
`as afiemefls} er ageni(e) te represent the undersigned before the United States Patent and Trademark Office (USTQ) in connection with
`any and a!! patent appiications assigned oniy to the undersigned accorefiing to the USPTO assignment records or aseignment ducumeriis
`attached to this form in accordance with 37 CFR 3.7363).
`
`Please change the ccrresponc‘ence address for the appiication identifiedr-nthe attached statement uneer
`
`The address assecieted with Crista-mar Number:
`
`OR
`' Firm or
`individua Name
`Address
`
`City
`
`—_ A
`
`ssignee Name and Address:
`
`TnT iP LLC
`
`2900 Long Prairie Road Suite B
`Fiower Maurie, TX 75022
`
`A copy of this form, together with a statement under 37 CFR 3.73m) (Form P70188196 er equivaient} is required to be
`flied in each appiicetion in which this form is used. The statement under 37 CFR 3.we) may be campieted by tune of
`the practitieners appointed‘in this form if the appeinteci practitioner is authorized to act on behalf of the assignee
`v is to be filed
`
`m. ofirisfarmaiien1:3 requiredny 3? CFR
`O {a pmcess} an appiication. Caisfide-‘i
`
`
`
`
`comments orthe ammmi 0: time you recuire to. mmpiete this form and/or suggestions or :e
`"19 this bl.tries 31*:Quid be
`-
`C 1'.
`'ormatim Oificer,
`1.1.5. Patent and Tradernaik (Ziffice‘ 1.1.5. Department of Commerce. P121. Box 1450, Aiexandria VA 22313—1450
`[)0 NOT SEND FEES CIR COMPLETED
`FQRMS TO THES ADDRESS. SEND TO: Commissioner for Patents, RU. Box 1450, Aiexandria. VA 22313—1450.
`
`ffyou need assistance in compieting fire form, cell 1—800—PTO—9199 and select option 2.
`
`Huawei V. FISI Exhibit 1021 - 6/174
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
`First Named Inventor/Applicant Name:
`
`Daniel M. Fischer
`
`Customer Number:
`
`141762
`
`Richard J. Botos/Seth Botos
`
`Filer Authorized By:
`
`Richard J. Botos
`
`Attorney Docket Number:
`
`TNT 3.07001
`
`Receipt Date:
`
`Filing Date:
`
`10—JUL—201 7
`
`01—MAR—2002
`
`Time Stamp:
`
`11:00:07
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`48fbc
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File SizelBytes)I
`Message Digest
`125819
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`37_CFR_373c.pdf
`
`6e15bbd33edb26i57l8l2ca1d5916986bc8
`
`Huawei V. FISI Exhibit 1021 - 7/174
`
`

`

`Information:
`
`848759
`
`Power of Attorney
`
`725776511181 5b875887d3784c1 1d337490
`6137654
`
`
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`974578
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Huawei V. FISI Exhibit 1021 - 8/174
`
`

`

`PTO/SB/QG (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`Applicanflpatent Owner: RESEARCH IN MOTION LIMITED
`
`STATEMENT UNDER 37 CFR 3.73m
`
`Application No./Patent No.: 6,935,936
`Titled:
`
`Filed/Issue Date: AUQUSt 30, 2005
`
`RESEARCH IN MOTION LIMITED
`(Name of Assignee)
`
`,a
`
`Corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`1.
`
`the assignee ofthe entire right, title, and interest in;
`
`2. D an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`
`
`3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`the patent application/patent identified above, by virtue of either:
`
`A.
`
`OR
`
`An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 013155
`, Frame 0301
`, orfor which a
`copy therefore is attached.
`
`B. D A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`2. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`|:|
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/BRYAN C. DINER/
`Sig nature
`
`October 23, 2010
`Date
`
`BRYAN C. DINER
`
`Reg. No. 32,409
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete. including
`gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US.
`Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance In completing the form, call 1-800-PTO-9199 and select option 2.
`
`Huawei V. FISI Exhibit 1021 - 9/174
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Huawei V. FISI Exhibit 1021 - 10/ 174
`
`

`

`Case 2:17-cv-00145 Document 4-1 Filed 02/21/17 Page 1 of 1 PageID #: 1151
`A0 120 Rev. 08/10
`
`TRADEMARK
`
`TO'
`'
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`1:] Trademarks or M Patents.
`
`( [I the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2;17.CV-145
`PLAINTIFF
`
`DATE FILED
`2/21/2017
`
`U.3. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`
`Samsung Electronics Co., Ltd. and Samsung Electronics
`America, Inc.
`
`DEFENDANT Fundamental Innovation Systems International LLC
`
`PATENT 0R
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 6,936,936
`
`2 7,239,111
`
`3 8,624,550
`
`8/30/2005
`
`Fundamental Innovation Systems Intemaional LLC
`
`7/3/2007
`
`1/7/2014
`
`Fundamental Innovation Systems international LLC
`
`Fundamental Innovation Systems International LLC
`
`DATE INCLUDED
`
`INCLUDED BY
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`IILIIIIIIIIIIIIIIIIII
`
`[:1 Answer
`
`[1 Cross Bill
`
`[:1 Other Pleading
`
`HOLDER 0F PATENT OR TRADEMARK
`
`[:1 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`PATENT OR
`TRADEMARK N0.
`
`IIIIII||||||
`
`In the above—entitled case, the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—-Upon filing document adding patent(s), mail this copy to Director Copy 4-—Case file copy
`
`Huawei V. FISI Exhibit 1021 - 11/174
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UVTTET‘I STATES DEPARTMENT OF COM'MFIRCFI
`United States Patent and Trademark Office
`Addi'ess. COMMTSSTOVFR FOR PATENTS
`PO Box 1450
`Alexandtia) Yngnia 22313-1450
`wwwuspto.gov
`APPLICATION NUMBER
`FILING OR 371(C) DATE
`FIRST NAVED APPLICANT
`ATTY. DOCKET NOJTITLE
`
`10/087,()29
`03/01/2002
`Daniel M. Fischer
`TNT 3.0-001
`CONFIRMATION NO. 3767
`POA ACCEPTANCE LETTER
`
`141762
`TNT
`Lerner David
`600 South Avenue West
`Westfield, NJ 07090
`
`i|||i|||||||||||||||||Iliiililliillillllii|||||||i|||i||||||Il|||i|||i|||||||||||||||i|||
`0000000839307 3
`
`Date Mailed: 06/27/2016
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/17/2016.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/rmturner myles/
`
`
`page 1 of 1
`
`Huawei V. FISI Exhibit 1021 - 12/174
`
`

`

`
`
`93377
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UVTTET‘I STATES DEPARTMENT OF COM'MERCF}
`United States Patent and Trademark Office
`Address. COMMTSSTOVFR FOR PATENTS
`PO Box 1450
`Alexandriae‘hignia 22313-1450
`wwwusptogov
`APPLICATION NUMBER
`FILING OR 371(C) DATE
`FIRST NAVED APPLICANT
`ATTY. DOCKET NOJTITLE
`
`
`10/087,()29
`03/01/2002
`Daniel M. Fischer
`TNT 3.0-001
`CON FIRMATION NO. 3767
`POWER OF ATTORNEY NOTICE
`
`BIackBerry Limited (Finnegan)
`2200 Ueeeeey Aeeee Eeet
`Waterloo, ON N2K 0A7
`CANADA
`
`11'1""'"H'H'I'""11111111111111!!!“11111111111111111111111111"1'"
`9307
`
`Date Mailed: 06/27/2016
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/17/2016.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`Innturner Inyles/
`
`
`page 1 of 1
`
`Huawei V. FISI Exhibit 1021 - 13/174
`
`

`

`
`
`Doc Code: PA..
`Document Description: Power of Attorney
`
`PTO/AIA'BZB {07-1 3)
`Approved for use through 1113012014. OMB 0651eoo51
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a cotlection of information unless it displays a valid OMB control number
`
`
`
`
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTOIAINBZBJ to identify the application to which the
`Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AlA/BZA ncr form PTO/AIASZB identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the appiication.
`
`Application Number
`
`101087.629
`
`Filing Date
`
`March 1, 2002
`
`
`
`
`
`
`
`First Named inventor
`
`Daniel M. Fischer
`
`Title
`
`
`
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`Examiner Name
`
`
`
`
`
`E. H. Tso
`
`Attorney Docket Number
`TNT 3.0—001
`
`SlGNATU RE of Applicant or Patent Practitioner
`
`
`Signature
`
`
`
`/Richard J. eotosr
`
`Date (Optima)
`
`June 17. 2016
`
`
`Name
`_
`Registration
`Richard J. Botos
`Number
`
`Title (if Appiicant is
`
`
`
`a juristic entity)
`Applicant Name (ifApplicant is a juriStic entity)_
`
`
`
`
`
`NOTE: This form must be signed in accordance with 3”?“ CFR 1.33. See 37 CPR 1,4(d) for signature requirements and certifications. It more than
`one applicant, use multipie forms.
`
`
`
`:| *Total of
`
`'1
`
`forms are submitted.
`
`
`
`458481371.docx
`
`45848i3_i .docx
`
`Huawei V. FISI Exhibit 1021 - 14/174
`
`

`

`
`
`Doc Code: PA.
`Document Description: Power of Attorney
`
`PTO/AIAIBZE (074 3)
`Approved for use through 11:30/201L. 0MB 0651—0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1595, no persons are required to respond to a collection 0" information unless it displays a valid OMB control number
`
`POWER OF ATTORNEY BY APPLICANT
`
`I hereby revoke all previous powers of attorney given in the application identified in either the attached transmittal letter
`or the boxes below.
`
`Application Number
`
`Filing Date
`
`(Note: The boxes above may be left blank if information is provided on form PTOIAIAIBZA.)
`I hereby appoint the Patent Practttioner(s) associated with the following Customer Number as myi'our attorney(s) or agent( ),
`and to transact all business in the United States Patent and Trademark Office connected therewih for the a-plication
`referenced in the attached ttansmitta letter (form PTO/AlA/82A) or identified above:
`141762
`OR
`
`I hereby appoint Practitioner(s) named In the attached list (form PTO/AWEIZC) as my/our attorneyis) or agenda)! and to transact
`all business in the United States Patent and Trademark O‘fice connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO.’AIN82A) or identified above.
`(Note: Complete form PTO/AIA/BZC.)
`
`Please recognize or change the correspondence address for the application identified In the attached transmittat
`letter or the boxes above to:
`The address associated with the above-mentioned Customs” Number
`on
`
`D The address associated with Customer Number::I
`
`OH
`Firm or
`Individual Name
`
`
`
`
`Telephone
`
`
`
`certifications. if more than one applicant, use multiple forms. :1 Total of
`
`i am the Applicant (if :he Applicant is a iurtstic entity, list the Applicant name 'n the box):
`:::|
`l
`inventor or Joint Inventor (title not required below)
`Legal Representative of a Deceased or Legally Incapacitated Inventor (title not required betow)
`
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer's title if applicant is aiuristio entity)
`
`Person Who Otherwise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR t.46(b)(2) was granted in
`th