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`Huaweiv. FISI Exhibit 1002 - 126/175
`FISI00000347
`
`Huawei v. FISI Exhibit 1002 - 126/175
`
`

`

`PTO/SBI01 (03-01)
`Approved for use through 10/31/2002, OMB 0651-0037
`U.S, Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`srsons are required to raspend to a collaction of information unless it contains a vatid OMB control number,
`555255012294
`
`
`
`y Se
`*
`Under the Paperwork Reduction Act of 1995, no
`
`
`
`
`
`
`
`DECLARATION FORUTILITY OR
`
`
`DESIGN
`PATENT APPLICATION
`
`(37 CFR 1.63)
`
`‘El Declaration ite ‘[y] Declaration
`
`
`Submitted OR
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`As a below namedInventor, | hereby declare that:
`
`7 My residence, mailing address, and citizenship are as stated below next ta my name.
`|
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`I believe | am theoriginal, first and sole inventor {if only one name is listad below) or an original, first and joint inventor (if plural
`
`
`"names are listed below) of the subject matter which is claimed andfor which a patent is sought oh the invention entitled:
`‘| MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`
`Daniel M. FISCHER
`
`LOMPL
`
`Application Number
`
`Group Art Unit
`
`Examiner Name
`
`
`
`
`
`
`
`
`
`(Title of the invention)
`_ the specification of which —
`
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`LY) was filed on(MMDDIYYYY)|99/01/2002 29 United States Appiicatidn Number or PCT International
`
`~ Application Number 10/087,629 andwasamended on(MM/DDIYYYY)fi.d(itapplicable),
`
`| herebystale that | have reviewed and understand the contents of the above kdentified specification,including the claims, as
`amended by any amendmentspecifically referred to above,
`for continuation-
`| acknowledge the duty to disclose information which is materiat to patentability as defined in 37 GFR'1.56, including
`the national or
`pean applications, materiat information which became available betweenthe filing dateof the prior application and
`PCT inteamational filing date of the continuationin-part application,
`|
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`(herebyclaimforeign priority
`benefitsunder35U.S.C.4saete)of(f},or365(b)ofanyae forpatent,inventor's
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`listed below and have also identified palin, by checkl
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`application for
`
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`patent, inventor's or mee Seedersrights certificate(s), or any PCT intemational application hay
`ing: a filing date before that of ihe
`
`med:
`‘
`
`application on which p
`
`
`
`
`
`Prier Foreign Application
`Foreign Filling Date
`Priority |
`Certified Copy Attached?
`
`
`
`
`Number(s)
`MMDDIVYYY
`Not Clalmed
`
`
`|!
`
` te Additional foreign application numbers are listed on a supp
`
`s
`[Page 1 of 2]
`Burden Hour Statement: This form Is estimated to take 21 minutes to complete, Time will vary depending
`upon tie needs of the individual cass. Any comments on
`the amount ol time you are required to complata this form should be sentto the Chief Information Officer, U.S, Petent.and Trademark Office, Washington, DC
`20231. 00 NOT SEND FEES OR COMPLETED FORMS YO THIS ADDRESS, SEND TO: Assistant Commissionerfor Patents, Washington, DC 20231,
`
`Best Available Copy
`
`Huaweiv. FISI Exhibit 1002 - 127/175
`FISI00000348
`
`
`
`Huawei v. FISI Exhibit 1002 - 127/175
`
`

`

`“
`
`“we
`
`4
`
`PTO/SBIO1 (03-01)
`|
`Approved far use (hrough10/94/2002. OMB 0651-0032
`U.S. Patant and Trademark Offiea; U.S. OEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no poisons aré required to respond to a cofaclion of Information untess it contains a valid OMS contro! number.
`
`
`
`
`
`
`
`
`
`:
`
`
`
`
`
`
`DECLARATION —- Utility or Design Patent Application
`
`Direct ail correspondenceto: J pieaeled:an[ OR
`: Correspondence address below
`
`
`
`
`_. F. Drexel Feeling, Esq.
`Name
`
`Jones, Day, Reavis & Pogue
`
`
`Address North Point, 901 Lakeside Avenue
`ds:
`
`(216) 579-0212
`:
`(216) 586-3939
`
`
`Telephone ||Fax
`
`|
`| hereby declare that all statements made herein of my own Knowledge are (rue and that all statements made on information and belief
`
`
`
`with the knowledge that willful false statements and the lika so
`are believed fo be true; and further that these statements were made
`made are puinenatie by fine or imprisonment, or both, under 18 U.S.C. 1001 and that such willful false statements may jeopardize the
`validity of the apptication or any patent issued thereon.
`1
`
`
`
`|
`
`
` Givan Name Daniel M. agian
`
` Family Name
`or Surname
`
`
`(first and middle [fany})
`
`FISCHER
`
`
`
`Citizenship
`
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`uy
`
`
`
`
`
`Inventor's
`Signature
`
`~
`
`Country
`ZIP
`State
`A petition has beenfiled forthis unsigned inventor
`Family Name RADUT,
`or Surname
`
`Waterloo
`
`Residence: City
`Mailing Addrass 229 Phillip Street
`
`Ontario
`
`State
`
`CANADA
`Country
`
`
`
`
`'
`
`|
`|
`
`
` Canadian
`
`
`
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` Waterloo
`
`City
`NAME OF SECOND INVENTOR:
`
`Given Name Dan G.
`
`(first and middle [if any})
`
`
`
`
`
`
`
`|
`Canadian
`
`|| Citizenship
`
`
`
`
`CANADA
`N2L 3Ws |
`Ontario
`Waterloo
`
`City ||CountState zip
`
`
`
`
`Additionalinventors are being named on the 2 supplemental AdditionalInventor(s) sheel(s) PTO/SB/02A attached hereto,
`|Page 2 of 2}
`
`
`
`Huaweiv. FISI Exhibit 1002 - 128/175
`FISI00000349
`
`Huawei v. FISI Exhibit 1002 - 128/175
`
`

`

`
`
`PTOISBIO2A (10-00)
`Approved for use through 10/31/2002, OMB 0851-0032
`U.S, Patent and Trademark Office; U.S, OEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persens ata requited ta respond to a collection of information
`unless it contains a valid OMB control number.
`
`ADDITIONAL INVENTOR(S)
`| Supplemental Sheet
`| Pagel
`of 2_
`
`(1 A petition has been filed for this unsigned inventor
`HABICHER
`
`Family Namo
`
`
`
`
`or Surname
`
`Ontario
`CANADA
`State Coun
`
`
`295 Phillip Street
`
`
`:
`Mailing Address
`
`
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`MallingAddress
`Waterloo
`
`Gity
`
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`
`Ontario
`Stato
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`
`ANADA
`
`
`
`
`
`(7) A petition has beenfiled forthis unsigned inventor
`Name of Additional Joint Inventor, if any:
`
`
`
`
`QuangA.\V7 LUONG
`Family Name
`Given
`te K\
`Name
`ere
`or Surname
`
`
`‘ SL7emerod, aoe
`Inventor's
`
`
`
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`anadian
`
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`Citizenship
`
`
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` Mailing Address
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`|
`Waterloo
`Oniarlo
`N
`WV
`ANATIA
`
`
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`State
`Nameof Additional Joint Inventor, if any:
`
`
`()Apatition has beenfiled forthis unsignedinventor
`
`
`Jonathan T.
`
`
`MALTON|
`
`
`or Surname
`Given
`Family Name
`
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`Canadian
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`Residence: Ci
`Citizenship
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`Mailing Addrass
`
`CANADA
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`Ontario
`Waterloo
`
`
`
`City ||CountState IP
`
`
`Btirden Hour Statement: This form is estimated lo take 21 minutes to complete, Timewill vary penescngwon tha/naeds of the individual case, Any comments
`
`
`on the amountof time ae af@ required to complete this form should be sentto the Chief Information
`Officer, U.S, Patent and Trademark Office, Washin on,
`OC 20231, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS, SEND TO:Assistant Commissioner for Patants, Washington, DC 20231,
`
`Kitchener 4.2
`Residence: Ci
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`
`
`
`H
`
`iv. FIST Exhibit 1002 - 129/175
`“ms
`me
`FISIO0000350
`
`Huawei v. FISI Exhibit 1002 - 129/175
`
`

`

`ea
`UNirep STATES PATENT AND ‘TRADEMARK OFFICE
`
`
`
`pad ai
`OYL-OSB9F
`heSololery COMMISSIONER FOR PATENTS
`
`Unirgo STATES PATENT AND TRADEMARK Orrice
`WASHINGTOM, 0.6, goza!
`WWUSO.Gov
`
`DAN G. RADUT
`300 REGINA STREET, NORTH .
`BUILDING 1, APT. 1207
`
`WATERLOO, ONTARIO N2J 3B8.
`:
`In re Application of. ~.
`:
`Application. No, 10/087,629
`"ss a
`Filed: March 1, 2002.
`:
`ication.
`No.
`1
`Attorney Docket No. 555255012294
`For: MULTIFUNCTIONAL CHARGER SYSTEM:
`AND METHOD
`ng
`:
`
`Dear Sir: -
`
`COPY MAILED
`SEP 0 9 2002
`N
`OFFICE OF P
`ONS
`ETITI
`
`| LETTER
`;
`
`:
`
`-You are hamed as-an inventor in the above-identified United
`States patent application filed under the provisions of 35 U.S.C.
`116 (United States Code) and 37 C.F.R. § 1.47(a), Rules of
`Practice in Patent.Cases. Should a patent be granted on the
`application you will be designated therein as a joint inventor.
`As_a named inventor you-are entitled to inspect any paper in the
`file wrapper of the. application, order copies of all or any part
`thereof (at a prepaid cost as per 37 C.F.R. § 1,19) or make your
`position of record in the application. Alternatively, you may
`arrange to do any of the preceding through a registered patent
`attorney or agen
`resenting written authorization from you. If
`you care to join t Scere counsel of record (see below)
`would presumably assist
`you. Joining in the application would
`entail the filing of an appropriate oath or declaration by you
`A ee a ie
`4 —PpWeat=bh@n3AocGodRee§8.dee ea ee ee em
`cigarAeEeeeoe
`Fin icant eel sc
`Telephone inquiries regarding this communication should he
`directed to the undersigned at
`(703) 305-0310. Requests for
`information regarding
`your application should be
`directed to the
`File Information Unit at
`(70
`308-2733.
`Information regardin
`how to pay for and order a cry of the application, or a specific
`press in the Beersaute should be directed to Certification
`ivision at_
`(703) 308-9726 or 1-800-972-6382 (outside the
`Washington D.C. area).
`hig Brown
`
`==
`
`Petitions Attorney
`;
`Office of Petitions
`Office of the Deputy Commissioner
`for Patent Examination Policy
`
`a
`
`cc:
`
`F. Drexel Poe lings Esq
`Jones, Day, Reavis &
`Pogue
`901 Lakeside Avenue/North Point
`Cleveland, OH 44114
`
`DOCKETED
`COPY TO CLIENT.
`
`Huawei v. FISI Exhibit 1002 - 130/175
`FISIO0000351
`
`Huawei v. FISI Exhibit 1002 - 130/175
`
`

`

`PATENT
`
`Attorney Docket No, 555255012294
`INTHE UNITEDSTATES PATENT AND TRADEMARKOFFICE
`Inre saralteatien of : Daniel M. Fischer, Dan G. Radut, Michael F. Habicher, Quang A.
`Luong, Jonathan T. Malton
`+ Seal ae ‘ : ~10/087,629
`| Filed; - we oe = March1, 2002
`Pore eee: - “MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD |
`ArtUnit:. ; ; : a 7c =: Not yet assigned
`Examiner: Lone Oe Se Not yet assigned
`
`“ASSISTANT COMMISSIONER OFPATENTS
`WASHINGTON,D.C. 20231
`
`co PETITIONFOR FILING BY OTHER THAN
`-ALL THE INVENTORS UNDER 37 CER § 1.47
`
`Wiaacoiaanieewit37°CFR§°1:47andMPEP-§409-03(a)-and:(d);‘epliaariie:«. .. ti es
`Fischer;‘Habiched, Luong,andMalton herebypetition the Assistant Commissionerto accept the
`-
`filing ofthispatent applicationon behalfofthemselves andthejoint inventor, Dan G. Radut,
`
`who refuses to join in the application for patent. The petition fee of $130 under 37 CFR
`
`§ 1.17(1) accompaniesthis petition.
`
`CERTIFICATE OF MAILING
`
`[herebycertify that this correspondenceis being deposited with the United
`States Postal Service as first class mail in an envelope addressed to:
`Commissioner for Patents, Washington, D.C. 20231 on the date indicated
`below.
`
`
`piaceceascsiOTe ReUNE
`Name
`
`nwAG.20__AbeXDepenet
`
`Signature
`
`Date
`
`CL-692976v1
`
`Page 1 of 2
`
`Huaweiv. FISI Exhibit 1002 - 131/175
`FISIO0000352
`
`Huawei v. FISI Exhibit 1002 - 131/175
`
`

`

`As required by MPEP § 409,03(d), applicants enclose herein proofof the refusal
`ofMr. Radutto execute the application papers, in the form of a Declaration of David B. Cochran
`
`|
`
`to whomtherefusal to sign was made. In the Declaration, Mr. Cochran states that a bona fide
`attemptwas madeto present a copyofthe application papers to Mr. Radut, and that Mr, Radut
`refused tosigit the application papers. The Declaration by Mr. Cochran is deemed by the
`applicants to be sufficient proofofthe refusal ofMr. Radutto sign.
`mo
`“Tn accordanta with MPEP § 409.03{a) and (d), a Declaration signed by
`Menai./bition:Fischer, Habicher, Luong and Malton with thessignature block ofMr, Radut lef
`blankis enclosed herein, Thelast known address of Mr. Radut is "300 ReginaStreet, North,
`"Building1, Apt 1207;Waterloo, Ontario N2J 3B8 Cana
`ta: as TheAssistantCommissioner is hereby authorized to charge any additional fees |
`. sabighmay be required by this paperonly to Jones, Day Reavis & Pogue Deposit Account No.
`501432, order no, 555255012294...
`PSce IEPsO a acae : -. ... RespectfullySubmitted,
`
`| =
`
`David B. Cochran
`Registration No. 39,142
`JONES, DAY, REAVIS & POGUE
`901 Lakeside Avenue/North Point
`Cleveland, OH 44114
`(216) 586-3939
`
`' Date:
`
`211 LL
`
`CL-692976v1
`
`. Page 2 of 2
`
`Huawei v. FISI Exhibit 1002 - 132/175
`Fisi00000353
`
`Huawei v. FISI Exhibit 1002 - 132/175
`
`

`

`PATENT
`
`Attorney Docket No, 555255012294
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Daniel M. Fischer, Dan G. Radut, Michael F. Habicher, Quang A.
`1hreafipliciition GE sc.
`Luong, Jonathan T. Malton
`_»
`Buy
`oe e 10/087,629
`. Serial No.: o '
`Billede we “i : ‘March 1, 2002
`Porte es | ee oe MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD ~
`. Art Unit: -
`oS - : os Notyet assigned
`; Beaminer: * ni 3 s | ve Notyet assigned
`“ASSISTANT COMMISSIONER OF PATENTS
`~ WASHINGTON,D.C. 20231
`
`"DECLARATION OF DAVID B. COCHRAN
`
`:
`
`I herebydeclare andstate as follows:
`“dio. [represent Research In Motion Limited ("RIM") in connectionwith the
`. aboverererencedpaténtapplication>Phis-application-names.five.inventors,,Daniel.M..Fischer,
`
`“Dan G. Radut, Michael F. Habicher, Quang A. Luong, and Jonathan T. Malton.
`2. Four ofthese inventors, Fischer, Habicher, Luong, and Malton, have
`signed the Declaration and Power of Attorney documents, which is being submitted to the
`
`USPTO along with this paper. Mr. Radut, however, whois no longer in the employ of RIM,
`
`refuses to sign the documents despite the fact that he signed an employment contract when
`beginning his auplag obligating him to assist RIM in pursuing any suchapplications, even after
`his employment had ccased.
`|
`a
`Prior to filing this application, a copy thereof was provided to each of the
`
`named inventor's for their review and approval, including Mr, Radut.
`
`CL-692970v1
`
`Page 1 of 2
`
`8
`
`Huawei v. FISI Exhibit 1002 - 133/175
`FISIO0000354
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`Huawei v. FISI Exhibit 1002 - 133/175
`
`

`

`4.
`
`On May 2, 2002, another copy of the application, along with the
`
`Declaration and Power of Attorney, was mailed to Mr, Radut’s home address. Mr. Radut refused
`
`to sign the documents.
`_ 5. Between May 8 and May 15, 2002, Mr, Radut was contacted by telephone —
`on several occasionsregarding his willingness to sign the Declaration and Power of Attomey,
`
`_and he refused to doso...
`
`Bac.” OnJune 19, 2002, I forwarded another copy ofthe application and the
`
`~ Declaration.and Power ofAttorney to Mr. Radut, again asking that he sign and return the papers,
`by June27,2002,
`I also called himon his home phone numberto inquire as to whether he would
`besigning and returning thepapets.. He has refused to return any ofmy phonecalls or to return
`
`|
`
`st
`
`. 7
`
`“the papers.
`
`. Thelast known address ofMr. Radut is 300 Regina Street, North,
`“Building 1, Apt. 1207, Waterloo, Ontario N2J 3B8,
`ht herebydeclare thatall statements madeherein ofmy own knowledge aré _
`fileHidTHTallSiateiientsmadeoirinformation-andbeliefare-believed:to-be+true;-and-further:.
`
`‘that these statements were made with knowledge that willful false statements andthe like so
`
`“madeare punishable by fine or imprisonment, or both, under Section 1001 of Title 18 ofthe
`
`United States Code, and the such willful false testimony may jeopardize the validity of the
`
`application or any patent issuing thereon.
`
` ,Cochran
`
`°
`
`;
`CL692970v1
`
`Page 2 of 2
`
`Huaweiv. FISI Exhibit 1002 - 134/175
`FISIO0000355
`
`Huawei v. FISI Exhibit 1002 - 134/175
`
`

`

`PTOYSB/AO (12-03)
`proved for use through 14/40/2005. OM 0651-0035
`k Offtee; U.S. DEPARTMENT OF COMMERCE
`U.S. Patent and Ti
`Underthe PaperworkReductionActof 1985, ho persons sre required to faspond toa collection ofinformation unless itdisplays a valid OMB contrat number,
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`
`
`
`
`
`
`
`| hereby appoint:
`
`Practitionersassaciatedwith the CustomerNumber.
`24325
`OR
`C] Practitioner(s)namedbelow(ifmoréthantenpatentpractitionersaretobefamed,thenacustomernumbermustbeused):
`
`
`
`Registration Number
`
` Ihi
`
`
`
`
`
`
`
`A copyofthis form, togetherwith a statement under 37 CER 3.73(b) (Form PTO/SB/96 orequivalent) is
`
`required to befiled in each application in which this form is used. The statement under 37 CFR 3.73{(b)
`
`may be completed by one ofthe practitioners appointed in this form if the appointed practitioner is
`
`
`
`authorized to act on behalf of the assignee, and must identify the application in which this Power of
`|
`
`Attorney isto befiled.
`
`
`
`SIGNATURE of Assignes of Record
`
`The individual whose signature and title is supplied below js authorized to act on bebalfofthe assignee
`
`
` Name
`
`atearig
`iil
`.
` plessoneos
`
`48 atlomey(s) oragent(s) to representthe undersigned before the United States Patentand Trade
`mark Office (USPTO)in connaction with
`any and all patent applicationsassignedonly to the undersigned according to the USPTO assig
`attached to this form in accordance with 37 GER 3.73(0).
`nment records of assignment documents
`
`Assignee Name andAddress:
`
`_ Research In Motion Limited
`. 295 Phillip Street
`~ Waterloo, Ontario, Canada N2L 3ws
`
`
`
`rN
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Tague which1310 1<1.d7 and 1.33. The Information is required main or retaina benefit by Ihe public by the
`
`
`
`
`
`
`95S) an phplicntio
`‘This collection is estimated to take 3 minutes lo complete,
`anfidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.14,
`
`
`Including gethefing, prepaiing, and submitting thecompleted applicationformto the USPTO, Time will vary depending upan the individual casa, Anycomments
`on the amount of time you require te complete this form and/or suggestions fer reducing this burden, should be santta
`and Trademark Office, U.S. Dopartmeni of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. 0O NOT
`he ChiefInformation Officer, U.S. Patent
`SEND FEES OR COMPLETES FORMS TO THIS
`ADDRESS, SEND TO: Commissionerfor Patents, P.O. Box 1480, Alexandria, VA 22313-1450,
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Huawei v. FISI Exhibit 1002 - 135/175
`FISI00000356
`
`
`
`Huawei v. FISI Exhibit 1002 - 135/175
`
`

`

`PTO/SB/96 (08-04)
`Approved for use through 07/31/2008, OMB 0651-0031
`U.S, Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`itdisplays a valid OMB control number.
`
`Applicant/Patent Owner: Daniel M, Fischer, Dan G, Radut, Michael F_Habicher, QuangA. Luong, Jonathan T. Malton
`
`Application No./Patent No.:
`
`.
`
`;
`
`Filed/issue Date:
`
`Entitled: MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`ResearchIn Motion Limited
`(Name of Assignee)
`
`a corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that itis:
`
`1h (v} the assignee of=entire right, tite,andinterest; or
`2 Cc] an assignee ofless than the entire right, title and interest.
`The extent (by percentage)of its ownership interestis
`
`in the patent application/patentidentified above byvirtue of either;
`
`A[¥] An assignment from the Inventor(s) of the patent application/patent identified above. The assignment was recorded
`in the United States Patent and Trademark Office at Reel 013155
`Frame 0301
`, or for which a copy
`. thereofis attached.
`OR.
`B.["] A chainoftitle from the inventor(s), of the patent application/patentidentified above,to tne current assignee as shown
`below:
`
`ani sane ~
`
`oh
`
`Telephone Number Title
`
`To:
`5 aaa
`4. From:
`The document was recorded |in the United States Patent and Trademark Office at
`Reel
`, Frame
`or for which a copy thereofis attached.
`To:
`ave!
`2 From: .
`The aceurent was3 recorded in the United States Patent and Trademark Office at
`_ Reel
`, Frame
`,or rewhich a copy thereof is attached.
`2) Va gaat eteet sees gine anaih a en, oe
`Sg TT
`p=fie gk onealon
`' 3. From:
`The document was recordedin the United States Patent and Trademark Office at
`:
`Reel
`Frame
`or for which a copy thereofis attached.
`[7] Additional documents in the chain oftitle are listed on a supplemental sheet.
`a Copies of assignments or other documents in the chain oftitle are attached.
`[NOTE: A separate copy (/.¢., a true copy of the original assignment document(s)) must be submitted to Aaeaoritiant
`Division in accordance with 37 CFR Part 3,if the assignmentis to be recorded in the records of the USPTO. See
`MPEP 302.03)
`
`ane te
`
`web afer as |
`
`The undersignad
`
`(wp
`
`itle
`
`is
`
`supplied below) is authorized to act on behalf of the assignee.
`
`JosephM, Sauer
`
`Signature
`
`Printed or Typed Name
`
`24
`
`Data
`
`216-586-7506
`
`This collection of information is required by 47 CFR 3,73(6). The Information ia required to obtain or rétain a baneft by the public which is to file (and by the
`USPTO to procass) an application, Confidentiality Ia governed by 35 U.S.0. 122 and 37 CFR 1.11 and 1,14, This collection is estimated ta take 12 minutes ta
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case, Any
`comments on the amount of time you requira to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer,
`U.S, Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22343-1450, CO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO; Commissioner for Patonts, P.O, Box 1450, Alexandria, VA 22313-1450,
`
`if you need assistance in completing the form, call 1-800-PTO-9799 and select option 2.
`
`Huawei v. FISI Exhibit 1002 - 136/175
`FISIO0000357
`
`Huawei v. FISI Exhibit 1002 - 136/175
`
`

`

`.
`
`a
`\ UNITED STATES
`PATENT AND
`* TRADEMARKOFFICE
`OCTOBER 08, 2002
`
`JONES DAY REAVIS & POGUE
`aie
`DEBRA L. PEJEAU
`901 LAKESIDE AVENUE.
`
`PUS-0S3
`I
`Pu
`5535ASS- 019)-A4
`Under Secretary of Commerce For Intellectual Property and
`Director of the United States Patent and Trademark Office
`Washington, DC 20231
`www.uspto.gov
`
`PTAS
`
`CLEVELAND, ON 44110 AA
`
`eee
`
`i
`
`*102182327A*
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`“NOTICE OF RECORDATION OF ASSIGNMENT DOCUMENT
`
`THE ENCLOSED DOCUMENT HAS BEEN RECORDED BY THE ASSIGNMENT DIVISION OF
`THE U.S. PATENT AND TRADEMARK OFFICE.
`A COMPLETE MICROFILM COPY IS
`AVAILABLE AT THE ASSIGNMENT SEARCH ROOM ON THE REEL AND FRAME NUMBER
`REFERENCED BELOW.
`
`THE
`PLEASE REVIEW ALL INFORMATION CONTAINED ON THIS NOTICE.
`' INFORMATION CONTAINED ON THIS RECORDATION NOTICE REFLECTS THE DATA
`PRESENT IN THE PATENT AND TRADEMARK ASSIGNMENT SYSTEM.
`IF YOU SHOULD
`FIND ANY ERRORS OR HAVE QUESTIONS CONCERNING THIS NOTICE, YOU MAY
`.
`. CONTACT THE EMPLOYER WHOSE NAME APPEARS ON THIS NOTICE AT 703-308-9723.
`PLEASE SEND REQUEST FOR CORRECTION TO: U.S. PATENT AND TRADEMARK OFFICE,
`ASSIGNMENT DIVISION, BOX ASSIGNMENTS, CG-4, 1213 JEFFERSON DAVIS HWY,
`SUITE 320, WASHINGTON, D.C. 20231.
`
`RECORDATION DATE: 08/05/2002
`.
`
`7
`
`REEL/FRAME: 013155/0301
`NUMBER OF PAGES:
`7
`
`ASSIGNOR: .
`
`saith
`
`‘BRIEF: ASSIGNMENT OF ASSIGNOR’S INTEREST (SEE DOCUMENT FOR DETAILS).
`" FISCHER, ‘DANIEL ee
`DOC DATE: 03/01/2002
`ASSIGNOR:
`:
`RADUT, DAN G.
`
`DOC DATE: 11/30/2001
`
`.
`ASSIGNOR:
`HABICHER, MICHAEL F.
`
`|
`
`DOC DATE: 02/28/2002
`
`ASSIGNOR:
`LUONG, QUANG A,
`
`oo
` y
`
`DOC DATE: 02/28/2002
`
`JONATHAN 7.
`
`[e
`
`.
`
`ASSIGNOR:
`MALTON,
`ASSIGNEE:
`RESEARCH IN MOTION LIMITED
`295 PHILLIP STREET
`WATERLOO, ONTARIO N2L 3W8
`
`DOC DATE: 02/28/2002
`
`.
`
`aur
`
`y¥ TO CLIENT ee
`DOGACTZD
`
`Huawei v. FISI Exhibit 1002 - 137/175
`FISIO0000358
`
`Huawei v. FISI Exhibit 1002 - 137/175
`
`

`

`(013155/0301 PAGE 2
`
`. SERIAL NUMBER: 10087629. °
`PATENT NUMBER:
`
`FILING DATE: 03/01/2002
`ISSUE DATE:
`
`TARA WASHINGTON, EXAMINER
`ASSIGNMENT DIVISTON
`a
`OFFICE OF PUBLIC RECORDS
`
`Huawei v. FISI Exhibit 1002 - 138/175
`FiSi00000359
`
`Huawei v. FISI Exhibit 1002 - 138/175
`
`

`

`Name of Person Signing B. Patent No.(S)ooo
`
`4, Application number(s) or patent number(s):
`tt this documentisen filed together with a new application, the execution date of the applicationis:
`
`5. Name and address of party to whorn correspondence
`concerning document should be mailed:
`3 40.00er edie
`ee
`Debra L, PejeauSALeSHFSerrIeS Atr -P r
`7. Total fee (37 CFR 3.41).........0-
`teftwtnal Address:Tae
`North Point
`
`Enclosed
`
`[""] Authorized to be charged to deposit account
`
`,“
`
`Street Address:901Lakeside Avenue
`
`8, Deposit account number:
`
`cette editaaeae id
`
`City;Cleveland
`
`_State:_OM zip,44114
`
`9, Signature,
`
`Debra L. Pejeau
`
`“
`
`onts to ba catered with aeuius cover sheetinfermation to:
`
`‘Commissioner of Patents & Trademarks, Box Assignmants
`Washington, D.C. 20234
`
`Huaweiv. FISI Exhibit 1002 -
`
`139/175
`FISIO0000360
`
`(Rev, 03/01)
`OMB No. 0651-0027 (exp. 5/31/2002)
`ings Soo VF
`
`U.S, DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`
`Se oe ee
`
`internal Address:
`
`1, Name of conveying party( ies):
`Daniel M. Fischer; Dan G. Radut;
`Michael F. Habicher; Quang A. Luong; |
`» Jonathan T. Matton
`io
`Additional name(s) ofeenwinden party(ies) aiteched|_l¥es |”|No
`3. Nature ofconveyance:
`a
`Assignment
`— =
`["]Merger
`_ [_] Security Agreement = esC]change of Name
`sabe OAseeesone
`L1/30/2001
`Re
`02/28/2002
`Execution Date:03/01/2002
`
`Street Address: 227Pale Street
`
`(SeeeeremtHenei
`
`Huawei v. FISI Exhibit 1002 - 139/175
`
`

`

`ASSIGNMENT
`WHEREAS, new and useful improvements have been madeby the undersigned in
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`gid are thesubject of a patent application prepared for filing with the United States Patent and
`_ Trademark Office attached hereto, and executed by the undersigned onthe dates indicated below in
`_the appropriate spaces to theleft of the signatures of the undersigned, which application is further
`identified as Jones, Day, Reavis & Pogue Docket No. 555255012294,
`
`..... WHEREAS, RESEARCH IN MOTION LIMITED,a corporation organized under the laws of
`_. the Province of Ontario, CANADA,having a place of business at 295 Phillip Street, Waterloo,
`Ontario, CANADA N2L 3W8,hereinafter referred to as "assignee", is desirous of acquiring all
`- Tight, title, and interest throughoutthe worldin,to, and under said improvements and inventions and
`patentrights therefor.
`the receipt and
`NOW,THEREFORE, be it known that, for valuable consideration,
`sufficiency of which are herebyacknowledged,all right,title, and interest, in the United States and
`. throughout the world, in, to and under said improvements and inventions andall patents, patent
`applications,patentrights, and inventor's certificates thereof, therefor, and therein, including without
`-. limitation said application for patentin the United States, all divisions and continuations thereof, all
`_ patents which may be granted thereon,all reissues and extensionsthereof,all right to sue for past
`_ infringementthereunder,all patents which may be granted for said improvements and inventions by
`"States or nations other than the United States, or by other authority, entity, or organization, andall
`~- applications therefor, have been and are hereby sold, assigned, transferred, and delivered unto
`assignee, its successors and assigns; and it is covenanted and agreed by the undersigned, and for
`executors, administrators, and legal representatives ofthe undersigned,that at assignee'srequest any
`and all applications, affidavits, assignments, and other instruments will be made, executed, and
`~ delivered as maybe necessary, or desirable to secure for or vestin assignee,its successors or assigns,
`_ any improvement, inventions,right, title,interest, application, patent, patentright or other right or
`property covered bythis assignment, and the United States Commissioner ofPatents and Trademarks
`is hereby requested and authorized to issue any andall United States patents granted on any ofsaid
`_ applicationsto assignee as owner oftheentire right, tite, and interestin, to, and under the same, and
`appropriately empowered officials of foreign countries are hereby authorized to issue anyletters
`patent granted on any ofsaid applicationsto assignee as owneroftheentire right, title andinterestin,
`to, and under the same.
`
`©
`
`The undersigned herebygrants the firm ofJones, Day, Reavis & Poguethe power to insert on
`this assignmentany further identification which may be necessary or desirable in order to comply
`with the rules of the United States Patent and Trademark Office for recordation of this document.
`
`Page 1 of 6
`
`Huaweiv. FISI Exhibit 1002 - 140/175
`FISI00000361
`
`Huawei v. FISI Exhibit 1002 - 140/175
`
`

`

`IN WITNESS WHEREOF,this assignmenthas been executed below by the undersigned:
`
`pate: Marcle),299%
`
`Daniel M. Fischer
`
`303-276 Eiwo Ct
`Waterloo, Ontario
`N2K 3M6
`CANADA
`
`"STATEMENT BY WITNESS
`
`Wee CariilleD. Girard
`
`, whosefull Post Office address is.
`
`
`(Address of Witness)
`
`hereby declare that I was personally present and did see the above named person; personally
`knownto me to be the person named in the assignment, duly sign and execute the same.
`
`Date: [Maz 02
`
`(Signature of Witness)
`
`Page 2 of 6
`
`Huaweiv. FISI Exhibit 1002 - 141/175
`FISIO0000362
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`Huawei v. FISI Exhibit 1002 - 141/175
`
`

`

`IN WITNESS WHEREOF,this assignment has been exefuted below by the undersigned:
`
`pas 4/30/4061.
`a,
`ot Loe:
`
`Daw, Raditt
`
`300 REGINA ST. N, 1-1207 _
`_ Waterloo, Ontario
`’ N2J 3B8
`CANADA
`
`~ STATEMENT BY WITNESS —
`
`eee iL A. SutyCheung. , whosefullPostOfficeaddress is
`
`(Name of Witness)
`
`Kan er,
`
`
`.. known tometo be the person namedin the assignment, du YO ;
`
`
`Page 3 of 6
`
`Huaweiv. FISI Exhibit 1002 - 142/175
`FISIO0000363
`
`Huawei v. FISI Exhibit 1002 - 142/175
`
`

`

`IN WITNESS WHEREOF,this assignment has been executed belowby the undersigned:
`
`
`
`27 Ronald Road
`Cambridge, Ontario
`N1S 4N2
`CANADA
`
`STATEMENT BY WITNESS
`
` “te es Camille D. Girard
`
`, whose full Post Office address is :
`
`
`(Address of Witness)
`
`hereby declare that Iwas personally present and did see the above named person, personally
`known to me to be the person named in the assignment, duly sign and execute the same.
`
`Date: ag ‘cp 0}-
`
`( Wark -
`
`(Signature of Witness)
`
`Page 4 of 6
`
`H
`
`iv. FIST Exhibit 1002 - 143/175
`“ms
`me
`FISIO0000364
`
`Huawei v. FISI Exhibit 1002 - 143/175
`
`

`

`IN WITNESS WHEREOF,this assignmenthas been executed below by the undersigned:
`
`
` oo)eee
`
`94 Fairway Road
`Unit 10
`Kitchener, Ontario
`N2A 2N5
`CANADA
`
`~~" STATEMENT BY WITNESS
`
`Ty Camille’ D. Girard __, whose full Post Office address is
`
`iS A Galan A
`Sian
`an
`bie
`mn
`
`io, NIB SW9_
`(Address of Witness)
`
`CANADA
`
`;
`a
`
`hereby declare that I was personally present and did sce the above named person,personally
`known to meto be the person named in the assignment, duly sign and execute the same.
`
`a
`
`oe teh Cp-
`
`(Signature of Witness)
`
`Page 5 of 6
`
`Huaweiv. FISI Exhibit 1002 - 144/175
`FISIO0000365
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`
`

`

`IN WITNESS WHEREOF,this assignment has been executed below bythe isndersigned:
`
`
`
`100 Highland Cr.
`Kitchener, Ontario
`N2M 5C1
`CANADA
`
`_- STATEMENT BY WITNESS
`
`
`
`ae - ALCamilleD. Girard whose full Post Office address is.
`
`9 Anmstrong Ave, Guelph, Ontario, N
`(Address of Witness)
`
`CANADA
`
`a
`
`herebydeclare that I was personally present and did see the above named person, personally
`known to meto be the person named in the assignment, duly sign and execute the same.
`
`Date: BS fe On-
`
`(Signature of Witness)
`
`Page 6of6
`
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`

`

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`Huaweiv. FISI Exhibit 1002 - 146/175
`FISIO0000367
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`
`

`

`PATENT APPLICATION SERIAL NO
`
`U.S. DEPARTMENT OF COMMERCE
`2 PATENT AND TRADEMARK OFFICE |
`FEE RECORD SHEET
`
`07/11/2005 HLE333° 0000026 SO1432 11175885
`Qt FCs1011
`300,00 DA
`;
`. OB FCsdiii
`500.00 DA
`03 FCstalt © 200.00 DA
`
`PTO-1556
`(5/87)
`
`“ULB Goverrenied Printing Olga: 2007 — SNe7ANOD |
`
`Huawei v. FISI Exhibit 1002 - 147/175
`FISI00000368
`
`Huawei v. FISI Exhibit 1002 - 147/175
`