`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.,
`
`Petitioner
`
`v.
`
`UNILOC 2017 LLC,
`
`Patent Owner
`
`
`
`IPR2018-00394
`PATENT 6,622,018
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S REQUEST FOR
`REHEARING UNDER 37 C.F.R. § 42.71(D)
`
`
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`In response to the Final Written Decision entered June 17, 2019 (Paper 20)
`
`and pursuant to 37 CFR § 42.71(d), Patent Owner hereby respectfully requests a
`
`rehearing and reconsideration by the Patent Trial and Appeal Board of its Final
`
`Written Decision.
`
`I.
`
`APPLICABLE STANDARDS
`
`“A party dissatisfied with a decision may file a request for rehearing, without
`
`prior authorization from the Board.” 37 C.F.R. §42.71(d). “The request must
`
`specifically identify all matters the party believes the Board misapprehended or
`
`overlooked, and the place where each matter was previously addressed in a motion,
`
`an opposition, or a reply.” Id. The Board reviews a decision for an abuse of
`
`discretion. 37 C.F.R. §42.71(c).
`
`II. ARGUMENT
`
`The Board appears to have overlooked or misunderstood argument and
`
`evidence presented during trial explaining why Petitioner failed to meet its burden
`
`to prove Ben-Ze’ev discloses “broadcasting a message, said message for locating
`
`remote devices within range of said transceiver”, as recited in independent claims 1
`
`and 11.
`
`It was undisputed at trial that broadcasting is a term of art and that Ben-Ze’ev
`
`does not expressly disclose broadcasting. The obviousness theory adopted by the
`
`Board was essentially that the interrogating in Ben-Ze’ev inherently discloses the
`
`broadcasting limitations, even without using the broadcasting term of art. Paper 20
`
`at 7-9. The record evidence, including the Broadcasting Standard itself, which the
`
`Board does not mention in its Final Written Decision, reveals that a person of
`
`1
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`ordinary skill in the art at the time of the invention would have readily recognized
`
`that broadcasting has a distinct technical meaning that is different from the
`
`conventional interrogating disclosed in Ben-Ze’ev.
`
`The parties essentially agreed on that “broadcasting” in the context of the ’018
`
`patent refers to a single transmission of a message that is itself receivable at once by
`
`multiple devices. See, e.g., Paper 10 at 6 (“It is significant that the broadcast message
`
`640 is referenced here (and elsewhere in the specification) in the singular, yet it is
`
`receivable by multiple devices”) (citing Ex. 1001, 8:33-36); id. at 6-7 (citing
`
`Microsoft Computer Dictionary definitions submitted by Petitioner); Ex. 2001 at
`
`¶45; see also Paper 13 at 3 (“the plain and ordinary meaning of ‘broadcasting a
`
`message’ in the context of the ’018 Patent is generally understood as transmitting a
`
`singular message to multiple devices”); Paper 20 at 5 (concluding the parties appear
`
`“to adopt the same general understanding for ‘broadcasting’”). The Board appears
`
`to have overlooked argument and evidence distinguishing this acknowledged
`
`understanding of broadcasting from interrogating.
`
`Uniloc’s expert, Dr. Easttom, testified that a person of ordinary skill in the art
`
`would readily recognize interrogating and broadcasting are distinguishable terms of
`
`art at least because interrogating involves communicating with an individual
`
`machine, one at a time. Id. at ¶ 49; see also Paper 10 at 7-8 (citing the same). Dr.
`
`Easttom offered the following technical dictionary definitions to support his
`
`testimony concerning the distinct meaning of interrogation from the perspective of
`
`a person of ordinary skill in the art.
`
`2
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`
`
`Ex. 2001 ¶¶ 46-47; see also Paper 10 at 7-8 (citing the same). Petitioner offered no
`
`controverting technical dictionary definition for interrogation in its Reply.
`
`As shown above, interrogate is defined in the context of computer science to
`
`mean “to give or send out a signal to a device for triggering an appropriate response.”
`
`Ex. 2001 ¶¶ 46-47. Dr. Easttom found it significant that these definitions consistently
`
`define interrogate (in relation to computer science) to refer to communication with
`
`an individual machine, one at a time. Id. ¶¶ 46-50. For communication with multiple
`
`machines, each is interrogated sequentially in an interrogation process also referred
`
`to as polling. Id.
`
`3
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`To further support his conclusion that a person of ordinary skill in the art
`
`would readily recognize a meaningful distinction between broadcasting and
`
`interrogating, Dr. Easttom quoted a passage from the RFC 919 Broadcasting
`
`Standard, which he summarized as describing certain disadvantages of interrogation
`
`and its polling derivative. Id. ¶ 50; see also Paper 10 at 7-8 (citing the same).1 As
`
`Dr. Easttom observed, the Broadcasting Standard differentiates a polling form of
`
`interrogation, in part, as polling all possible neighbors until one responds. Id.
`
`Individually polling all possible neighbors is achievable because there is a finite
`
`number of possible addresses for devices grouped together on a network. Id. The
`
`Broadcasting Standard expressly disparages such interrogation and distinguishes it
`
`from the “broadcasting” set forth in the Broadcasting Standard. Id. Rather than
`
`contacting devices individually, broadcasting “provides a fast and simple way for a
`
`host to reach all of its neighbors.” Id.
`
`The Board also appears to have overlooked Dr. Easttom’s conclusion that
`
`Ben-Ze’ev use of the word interrogate only confirms there is a meaningful
`
`distinction, as the Broadcasting Standard itself confirms. Ex. 2001 ¶¶ 41, 48-52.
`
`Ben-Ze’ev states the remote controller “periodically interrogates the existence of all
`
`appliances in the vicinity.” Id. (quoting Ex. 1007, 10:49-51). This passage is copied
`
`in its fuller context below:
`
`
`1 As Dr. Easttom correctly noted, a complete copy of RFC 919 Broadcasting
`Standard is publicly available at: J. Mogul, Broadcasting Internet Datagrams, RFC
`919, SRI Network Information Center, Oct. 1984, https://tools.ietf.org/html/rfc919.
`Ex. 2001 ¶ 50 n.3.
`
`4
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`According to one embodiment of the invention, the remote
`controller periodically interrogates the existence of all appliances
`in its vicinity. More particularly, the remote controller initiates a
`signal containing the remote controller device code, and an
`interrogation code asking the device to identify itself. Upon
`receipt and identification of the signal, the appliance sends to the
`remote controller an identification signal including the device
`code of the remote controller and the appliance identification
`Section 41.
`
`Ex.1007, 10:49-57.
`
`As Dr. Easttom correctly concluded, this passage of Ben-Ze’ev provides a
`
`description of interrogating that is similar to the disparaged polling form
`
`interrogation in the Broadcasting Standard quoted by Dr. Easttom. Specifically, the
`
`remote controller is described as “asking the device”—in the singular— to identify
`
`itself. Ben-Ze’ev consistently and repeatedly describes interrogating elsewhere as a
`
`signal sent from the remote controller to “to a specific appliance”, such as a garage
`
`door. Id. 12:49-64, 14:7-11. Ben-Ze’ev similarly uses a time limit for responding
`
`that is applicable to only “a device” in the singular. Id. 11:4-7.
`
`Accordingly, as Dr. Easttom concluded, Ben-Ze’ev does not interrogate
`
`multiple devices with a single transmission. Rather, an interrogation transmission
`
`interrogates a singular device (as the word implies). This fits Dr. Easttom’s
`
`definition for interrogation, which he bases on his own personal knowledge as an
`
`expert and which he supports with quotations from multiple references, including
`
`the Broadcasting Standard.
`
`The Board’s Final Written Decision appears to have overlooked at least the
`
`above-referenced testimony of Dr. Easttom and the ample evidence he cited in
`
`5
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`support of his opinions.
`
`The Board also appears to have overlooked the rebutted fact that ’018 patent
`
`disparages and distinguishes an interrogation approach that involves grouping
`
`devices into a network of some sort. See Paper 10 at 9-11; see also Ex. 1001, 1:53-
`
`56. Ben-Ze’ev discloses that for its “present invention” to operate as intended, all
`
`appliances are grouped to one local network to enable the remote controller to
`
`identify each appliance. Id. (citing Ex. 1007, 8:65-9:2). This disclosure in Ben-Ze’ev
`
`fits the description of the polling disparaged and distinguished in the Broadcasting
`
`Standard quoted by Dr. Easttom. Id. The quoted paragraph from the Broadcasting
`
`Standard states that “[w]hen a host needs information that one or more of its
`
`neighbors might have, it could have a list of neighbors to ask, or it could poll all of
`
`its possible neighbors until one responds.” Ex. 2001 ¶ 50. In the latter example,
`
`individually polling all possible neighbors is achievable because there is a finite
`
`number of possible addresses for devices grouped together on a network. The ’018
`
`patent disparages the “shortcomings” of prior approaches that required grouping
`
`devices into a network to enable centralized control and communication. See Paper
`
`10 at 9-11; see also Ex. 1001, 1:53-56.
`
`The Board’s conclusion that Ben-Ze’ev’s adaptive remote controller
`
`necessarily broadcasts an interrogation signal to all appliance in the vicinity not only
`
`overlooks argument and evidence identified herein, it is also contradicted by the
`
`express disclosure in Ben-Ze’ev itself. Compare Paper 20 at 7-8 with, e.g., Ex. 1007
`
`12:61 (describing an interrogating command “sent to a specific appliance”) and
`
`14:7-11 (“an interrogation signal is sent from the remote controller to the garage
`
`6
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`door). Moreover, obviousness cannot be established merely by speculating it is
`
`possible that Ben-Ze’ev’s interrogation signal is a single transmission of a message
`
`that is itself receivable at once by multiple devices.
`
`To establish a feature is inherently present in a reference,
`
`mere possibility is not enough. Inherency may not be
`established by probabilities or possibilities. The mere fact that a
`certain thing may result from a given set of circumstances is not
`sufficient. Rather, a party must show that the natural result
`flowing from the operation as taught would result in the
`performance of the questioned function.
`
`Personal Web Techs., LLC v. Apple, Inc., 917 F.3d 1376, 1382 (Fed. Cir. 2019)
`
`(cleaned up). If the element that a party relies on does not necessarily exist in a
`
`reference, “reliance on inherency for that element in its obviousness analysis [is]
`
`improper.” Id. at 1382-83. The Board appears to have misunderstood this exacting
`
`requirement in finding that Ben-Ze’ev’s nondescript references to interrogating
`
`renders obvious the claimed broadcasting.
`
`II. CONCLUSION
`
`In view of the foregoing, Patent Owner respectfully requests that the Board
`
`grant a rehearing and reconsider its Final Written Decision.
`
`
`
`Date: July 17, 2019
`
`
`
`
`
`Respectfully submitted,
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Attorney for Patent Owner
`
`7
`
`
`
`IPR2018-00394
`U.S. Patent 6,622,018
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that the foregoing was served electronically on
`
`counsel of record for Petitioner.
`
`Date: July 17, 2019
`
`
`
`
`
`Respectfully submitted,
`
`
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Attorney for Patent Owner
`
`i
`
`