Case 2:17-cv-00310 Document 4 Filed 04/13/17 Page 1of1 PagelD #: 90
`
`AO 120 (Rev. 08/101
`
`TO:
`
`Mail Stop8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas, Marshall Division
`filed in the U.S. District Court
`on the following
`0 Trademarks or
`~Patents. ( 0 the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:17-cv-310
`PLAINTIFF
`
`DATE ALEO
`4/13/2017
`
`U.S. DISTRICT COURT
`Eastern District ofTexas, Marshall Division
`DEFENDANT
`
`Document Security Systems, Inc.
`
`Everlight Electronics Co., Ltd. and Everlight Americas, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 6,949,771 62
`
`2 7,524,087 61
`
`3 7,919,787 62
`
`4 7,256,486 82
`
`5
`
`9/27/2005
`
`4/28/2009
`
`Document Security Systems, lnc.
`
`Document Security Systems, Inc.
`
`4/5/2011
`
`Document Security Systems, Inc.
`
`8/14/2007
`
`Document Security Systems, Inc.
`
`In the above---entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`0 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the abov~titled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPlITY CLERK
`
`Copy 1-Upon initiation ofaction, mail this copy to Director Copy 3--Upon termination ofaction, mail this copy to Director
`Copy 2-Upon tiling document adding patent(s), mail this copy to Director Copy 4--Case tile copy
`
`1 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Case 2:17-cv-00309 Document 4 Filed 04/13/17 Page 1of1 Page\D #: 111
`
`AO 120(Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas, Marshall Division
`filed in the U.S. District Court
`on the following
`Iii' Patents.
`D Trademarks or
`( 0 the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2: 17-cv-309
`PLAINTIFF
`
`DATE FILED
`4/13/2017
`
`U.S. DISTRICT COURT
`Eastern District ofTexas, Marshall Division
`DEFENDANT
`
`Document Security Systems, Inc.
`
`Cree, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 6,949,771 B2
`
`2 7 ,256,486 82
`
`3 7,279,355 82
`
`4 7,524,087 81
`
`9/27/2005
`
`8/14/2007
`
`Document Security Systems, Inc.
`
`Document Security Systems, Inc.
`
`10/9/2007
`
`Document Security Systems, lnc.
`
`4/28/2009
`
`Document Security Systems, Inc.
`
`5 7,919,787 82
`
`4/5/2011
`
`Document Security Systems, Inc.
`
`ln the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DA TE lNCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`D CrossBill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the abov~titled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy 1-Upon initiation ofaction, mail this copy to Director Copy 3--Upon termination ofaction, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`2 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Case 2:17-cv-00309-JRG Document 4 Filed 04/13/17 Page 1of1 PagelD #: 111
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas, Marshall Division
`on the following
`filed in the U.S. District Court
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:17-cv-309
`PLAINTIFF
`
`DATE FILED
`4/13/2017
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`Document Security Systems, Inc.
`
`Cree, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 6,949,771 82
`
`2 7,256,486 82
`
`3 7,279,355 82
`
`4 7,524,087 81
`
`9/27/2005
`
`8/14/2007
`
`Document Security Systems, Inc.
`
`Document Security Systems, Inc.
`
`10/9/2007
`
`Document Security Systems, Inc.
`
`4/28/2009
`
`Document Security Systems, Inc.
`
`5 7,919,787 82
`
`4/5/2011
`
`Document Security Systems, Inc.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`3 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Case 2:17-cv-00310-JRG Document 4 Filed 04/13/17 Page 1of1 PagelD #: 90
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas, Marshall Division
`on the following
`filed in the U.S. District Court
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:17-cv-310
`PLAINTIFF
`
`DATE FILED
`4/13/2017
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`Document Security Systems, Inc.
`
`Everlight Electronics Co., Ltd. and Everlight Americas, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 6,949,771 82
`
`2 7,524,087 81
`
`3 7,919,787 82
`
`4 7,256,486 82
`
`5
`
`9/27/2005
`
`4/28/2009
`
`Document Security Systems, Inc.
`
`Document Security Systems, Inc.
`
`4/5/2011
`
`Document Security Systems, Inc.
`
`8/14/2007
`
`Document Security Systems, Inc.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`4 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Confirmation No.: 2253
`
`Examiner: Crane, Sara W.
`
`Group Art Unit: 2811
`
`In re Patent of:
`
`Inventor: Kong Weng Lee
`
`Serial No.: 10/608,605
`
`Filing Date: June 27, 2003
`
`Patent No.: 7,256,486
`
`Issue Date: August 14, 2007
`
`Title: Packaging Device for Semiconductor Die,
`Semiconductor Device Incorporating
`Same and Method of Making Same
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`NOTIFICATION OF LOSS OF ENTITLEMENT TO SMALL ENTITY STATUS
`
`Notice is hereby given under 37 C.F.R. § l.27(g)(2) that small entity status is no longer
`
`claimed by the applicant for the above-identified patent. Applicant believed Applicant was
`
`entitled to small entity status when the previous change to small entity status was made. However,
`
`Applicant has now become aware of facts that make Applicant unsure as to whether Applicant is
`
`eligible for small entity status. Accordingly, large entity status is now claimed by the Applicant for
`
`the above-identified patent.
`
`The practitioner signing below is authorized by the assignee to act in representative
`
`capacity under 37 C.F.R. 1.34 for purposes of filing this request only. Should the Office have
`
`any questions related to this request, the Office is invited to call the undersigned at (312) 913-
`
`3341.
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`(312)913-0001
`
`5 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Date: May 17, 2017
`
`Respectfully submitted,
`
`McDONNELLBOEHNEN
`HULBERT & BERGHOFF LLP
`
`By: /Michael D. Clifford/
`Michael D. Clifford
`Reg. No. 60,550
`
`McDonnell Boehnen Hulbert & Berghoff, Ltd.
`300 South Wacker Drive, 7th Floor
`Chicago, IL 60606
`(312)913-0001
`
`2
`
`6 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`29240822
`
`10608605
`
`International Application Number:
`
`Confirmation Number:
`
`2253
`
`Title of Invention:
`
`PACKAGING DEVICE FOR SEMICONDUCTOR DIE, SEMICONDUCTOR DEVICE
`INCORPORATING SAME AND METHOD OF MAKING SAME
`
`First Named Inventor/Applicant Name:
`
`Kong Weng Lee
`
`Customer Number:
`
`57299
`
`Filer:
`
`Michael David Clifford
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`70030259-1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`22-MA Y-2017
`
`27-JUN-2003
`
`19:21:55
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`75649
`
`1
`
`Notification of loss of entitlement to
`small entity status
`
`7256486_LargeEntityStatus.pdf
`
`no
`
`2
`
`14ee2a9985 6782c 79 bbe9 3 9ea 7 444 73 268a
`25393
`
`Warnings:
`
`7 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Information:
`
`Total Files Size (in bytes)~
`
`75649
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`8 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Confirmation No.: 2253
`
`Examiner: Crane, Sara W.
`
`Group Art Unit: 2811
`
`In re Patent of:
`
`Inventor: Kong Weng Lee
`
`Serial No.: 10/608,605
`
`Filing Date: June 27, 2003
`
`Patent No.: 7,256,486
`
`Issue Date: August 14, 2007
`
`Title: Packaging Device for Semiconductor Die,
`Semiconductor Device Incorporating
`Same and Method of Making Same
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`NOTICE OF CHANGE OF STATUS TO SMALL ENTITY
`
`Notice is hereby given under 37 C.F.R. § l.27(g)(l) that effective at least as early as
`
`November 10, 2016, large entity status is no longer claimed by the assignee of the above-
`
`identified patent. The assignee asserts small entity status, and is entitled to claim small entity
`
`status for the purpose of calculating maintenance fees. To the extent any undiscounted fees were
`
`paid after the above-listed date, the assignee or a representative of the assignee will retroactively
`
`seek to pay the next maintenance fee at the small entity rate by requesting a refund of
`
`overpayment.
`
`The practitioner signing below is authorized by the assignee to act in representative
`
`capacity under 37 C.F.R. 1.34 for purposes of filing this request only. Should the Office have
`
`any questions, the Office is invited to call the undersigned at (312) 913-3341.
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`(312)913-0001
`
`9 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Date: February 17, 2017
`
`Respectfully submitted,
`
`McDONNELLBOEHNEN
`HULBERT & BERGHOFF LLP
`
`By: /Michael D. Clifford/
`Michael D. Clifford
`Reg. No. 60,550
`
`McDonnell Boehnen Hulbert & Berghoff, Ltd.
`300 South Wacker Drive, 7th Floor
`Chicago, IL 60606
`(312)913-0001
`
`2
`
`10 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`28396281
`
`10608605
`
`International Application Number:
`
`Confirmation Number:
`
`2253
`
`Title of Invention:
`
`PACKAGING DEVICE FOR SEMICONDUCTOR DIE, SEMICONDUCTOR DEVICE
`INCORPORATING SAME AND METHOD OF MAKING SAME
`
`First Named Inventor/Applicant Name:
`
`Kong Weng Lee
`
`Customer Number:
`
`57299
`
`Filer:
`
`Michael David Clifford
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`70030259-1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`22-FEB-2017
`
`27-JUN-2003
`
`19:09:45
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`75914
`
`1
`
`Assertion of entitlement to small entity
`status
`
`7256486_SmallEntityStatus.pdf
`
`no
`
`2
`
`6ab26Sb9b045c7fe8986ac9d69117298c9d
`4ee5b
`
`Warnings:
`
`11 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Information:
`
`Total Files Size (in bytes)~
`
`75914
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`12 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`03-23-13;18:45
`
`;MarkPro
`
`15712736500
`
`;248.3150912
`
`# 21 9
`
`•
`
`Swnll Entity Declo.ration
`
`PATENT
`IN THE UNITBD STATES PATENT AND TRADEMARK OFFICE
`
`PCA.1<2.1?f-
`
`,7V'o s·.
`
`f'k"'se. ;,ee. -lk (?.../.1-p. vk..erf ·
`
`CHANGE OF ENTITY STATUS PURSUANT TO 37 C.F.R. §1.27 (g)(2)
`
`Commissioner for Patents
`Mail Stop M Corr~pondence
`P.O. Box 1450
`Alexandria., VA 22313-1450
`
`Sir: .
`
`This communication hereby asserts that the attached Schedule A patents Is
`
`entitled to small entity status.
`
`COMP AN\' or FIRM
`NAME AND ADDRESS;
`
`INTELLECTUAL DISCOVERY
`135-090
`Golden Tower lOF
`#51 l Sam~cung-ro, Gangnam-gu,
`Seoul, Korea
`
`Respectfully submitted,
`
`Signature ~
`Printed Name
`CHO MIYOUNG
`Title
`
`Manager
`
`Reg. #if US Attorney ____ _
`
`PAGE 2/9 ~ RCVD AT 3/2812013 2:32:45 PM [Eastern Daylight TimeJ 1 SVR:W·PTOFAX-002139'DNIS:2736500 1CSID:2488160912 1 DURATION (mm-ss):02·11
`
`13 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`;MarkPro
`
`15712736500
`
`; 24881609 '12
`
`# 4/ 9
`
`03-22.-13;18:45
`
`"
`
`Schedule A - Patents assigned to *Assignee*
`
`NO
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`APPLICATION
`NUMBER
`
`FILING DATE
`
`10/071987
`
`2002-02-08
`
`09/783101
`
`2001-02-15
`
`10/128446
`
`2002-04-23
`
`10/370435
`
`2003-02-20
`
`PATENT
`NUMBER
`
`6940102
`
`6943666
`
`6949771
`
`6967123
`
`ISSUE DATE
`
`2005-09-06
`
`2005-09-13
`
`2005-09-27
`
`2005-11-22
`
`10/374268
`
`2003~02-25
`
`7021807
`
`2006-04-04
`
`10/820342·
`
`2004-04-07
`
`7066633
`
`2006-06-27
`
`10/609160
`
`2003-06-27
`
`10/617626
`
`2003-07-10
`
`7075225
`
`7075233
`
`2006-07-11
`
`2006-07-11
`
`10/649094
`
`2003-08-26
`
`7102177
`
`2006-09-05
`
`2005-06-03
`
`29
`
`30
`
`31
`
`32
`
`33
`
`34
`
`35
`
`36
`
`37
`
`38
`
`39
`
`40
`
`11/145140
`
`7105863
`
`2006-09-12
`
`10/798130
`
`2004-03-11
`
`7108413
`
`2006-09-19
`
`10/267759
`
`2002-10-09
`
`7112916
`
`2006-09-26
`
`11/075242
`
`2005-03-07
`
`7115428
`
`2006-10-03
`
`09/924653
`
`2001-08-08
`
`7129638
`
`2006-10-31
`
`10/661054
`
`2003-09-12
`
`7145182
`
`2006-12-05
`
`10/755047
`
`2004-01-08
`
`10/833905
`
`2004-04-27
`
`7183588
`
`7210817
`
`2007-02-27
`
`2007-05-01
`
`11/205580
`
`2005-08-15
`
`7230222
`
`2007-06-12
`
`10/798477
`(}016086~
`10/789136
`
`2004-03-11
`
`2003-06-27
`
`7239080
`
`7256486
`
`2007-07-03
`
`2007-08-14
`
`2004-02-27
`
`7261441
`
`2007-08-28
`
`PAGE 419 1 RCVD AT 3/28/2013 2:32:45 PM [Eastern Da~ight Time}~ SVR:W·PTOFAX·002/39 i ONIS:2736500 ~ CSID:2488160912 i DURATION (mm-ss):02·11
`
`14 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`10/608,605
`
`ISSUE DATE
`
`08/14/2007
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`7256486
`
`70030259-1
`
`2253
`
`07/25/2007
`
`7590
`
`57299
`Kathy Manke
`A vago Technologies Limited
`4380 Ziegler Road
`Fort Collins, CO 80525
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Customer Service Center of the Office of Patent Publication at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Kong Weng Lee, Penang, MALAYSIA;
`Kee Yean Ng, Penang, MALAYSIA;
`Yew Cheong Kuan, Penang, MALAYSIA;
`Gin Ghee Tan, Penang, MALAYSIA;
`Cheng Why Tan, Penang, MALAYSIA;
`
`IR103 (Rev. 11105)
`
`15 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`l\foii Sfop rSSUE FEE
`C!}mmhiikmer for .Pt1fant~
`P,0. BwK l45(!
`l\l~x;indrbt'! \'~~r~i~~~a 21.3 lJ ... ~ 45(~
`(571}273~2885 -
`
`/\ \/i~~(3() ,.~·t:c~~~~N(JL.:<)C~11~.s~ t .. ··rr),
`r~.c) .. B<)X i 920
`
`.-----"""'---·-----,------------,,.---------------------
`co:'-fflR~-L''r":i'"; NO
`If /,'.1-w:>ttoff~·: r;X::-:Er :-<'O.
`.:\.PPL~C.~\T~GN .:..:u
`FHJ}~c~ n.:·d·:':
`rrRt·n N/·l~'·ff:D 1"N''1/t'.N"1'0R
`L"-----------"------------""------------'"'~'"'~"" .................... __ ..._..._..._ ______________ ..,.,.:_~-----=-----"'"'-----------"
`
`!
`
`...... =--:::.:]
`....____§_~•••:.::::_·:
`
`TrrLf: OF JNVE?·4"t10N. Pl':.CKAGiNG DE\/~CI: F(H'?. Sf·)r .. ~HCO·NDUCTOR DJ.E. SE_t' ... ·tl('(JNDT)CTfJR DEVH.~"E n ... rcORPCH<.ATJNG S.:\~·~E /\.ND
`\1EIHOD f)F f'..·1A'K:"N{~ S/-:.\:fE
`
`~
`rDr!~t rt:::ts}nUE
`:::~t.V. PAU> j~SDE FLf~
`l
`D .. \'fE DUE
`l, PUHL:C ... \TLON FEE ifUf
`'-~~~~~~~~~"'-~~~~~~~~~-"~~~~~~~~~~""-~~~~~~~~~~.o..~~~~~~~~~--'"'-~--------~ ........... ~-l-~----~~----~,.,,,,..-~-----j
`NO
`
`---,
`
`~·-->·-'""""-"'"""""····--·--···---------,-----------..------------..
`~
`EX .. ~:~·: ~r·H:.R
`
`U ·:•F.;;i:.: Addt·":.'~;·SN ~n.Jk':~~.;,k~·:'l {\:-~~ 'T\>~>: /._,JJr~::s.:~'· ~nd;~~~~.~1.:m ~br:n
`PT(>.:·~ B.:.f?, J<.{~-...· fU ~O.! •Jr ;nor:.:,~ n._~,~;,;::~:.) ~::.-l·~~:{:h~~d. {~:s.~' "Jf ~ Cu~t~Hn~;~- j'
`~UBl~~~t ·is r..:t~rdred.
`··---·········--··--·--····--····-·····--· ------------------~-------------------------------~-----~---········-·----··
`
`~:~~~~~~f if~~u:;{~a~~l,~££;,~:i~~-~~~;:I~~~:i\~
`
`2. Fm· ~wJBting t•t1 ~he p2:t~::t frc·~~ p:lg<:\ h.~l.
`~~~ )~~~:~~~;~~(~k~ r~1!~:.~~~~'~t~.~~;~:~_i$:.~r,:J ~mtc·Q~ ;}\~n~·m:ys
`
`,./\'A~hiO ---re:c h.n o i tx:1.1 i~: s
`
`\.}
`
`",}
`
`... · . .,,
`
`~; i [--) <::;i::~ph t(~ __ .J
`f~}e A £.it/,
`0 lndiviJ;.,;;j -~-J\irp<.H<>ti;;:; m· C>ib:r pn'-''''" g~;~p '-'nbty lJ Cc"-·\:rnm,,ni
`
`~rh. Fsy~r:.ent ~)f F~,;;":(:;_;- f Pkasf fin:~ reSipp1y ~ny ~1n.~~··~~HH!y ~>z.i.d fasue t"t~e sho\~·11 ~hnve ~
`Cl A rh,x:k ~> endc:;d,
`
`~~. Ch~u~ge in Knt3ty Sh~tS3:t Uh:.:tn :~~~~~~t ~t·:i:.-fo::~~~~d abf:.•'-'~}
`Q ~~ /\ppb·~::~~~:~· d~:l:·H~. S~·V\LL ENT~T'( -:;\;~~u.~. s,~.._~ 3 7 CFR l .1. 7,
`
`16 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10608605
`
`27-Jun-2003
`
`Title of Invention:
`
`PACKAGING DEVICE FOR SEMICONDUCTOR DIE,
`SEMICONDUCTOR DEVICE INCORPORATING SAME AND METHOD
`OF MAKING SAME
`
`First Named Inventor/Applicant Name:
`
`Kong Weng Lee
`
`Filer:
`
`Scott Weitzel/Adrienne Barclay
`
`Attorney Docket Number:
`
`70030259-1
`
`Filed as Large Entity
`
`Utility
`
`Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Fi Ii ng:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Al I owance-and-Post-lssu ance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1
`
`1400
`
`300
`
`1400
`
`300
`
`17 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO ($)
`
`1700
`
`18 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`1940428
`
`10608605
`
`International Application Number:
`
`Confirmation Number:
`
`2253
`
`Title of Invention:
`
`PACKAGING DEVICE FOR SEMICONDUCTOR DIE,
`SEMICONDUCTOR DEVICE INCORPORATING SAME AND METHOD
`OF MAKING SAME
`
`First Named Inventor/Applicant Name:
`
`Kong Weng Lee
`
`Customer Number:
`
`57299
`
`Filer:
`
`Scott Weitzel/Adrienne Barclay
`
`Filer Authorized By:
`
`Scott Weitzel
`
`Attorney Docket Number:
`
`70030259-1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Application Type:
`
`Payment information:
`
`Submitted with Payment
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`05-JUL-2007
`
`27-JUN-2003
`
`11 :54:34
`
`Utility
`
`yes
`
`$1700
`
`4850
`
`503718
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 and 1 .17
`
`File Listing:
`
`19 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)
`
`Pages
`Multi
`Part /.zip (if appl.}
`
`1
`
`Issue Fee Payment (PT0-858)
`
`lssueFee.pdf
`
`383904
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`2
`
`Fee Worksheet (PT0-06)
`
`fee-info.pdf
`
`8339
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`392243
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/R0/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`Receipt will establish the international filing date of the application.
`
`20 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`'1 · f)
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`7590
`57299
`04/0412007
`A VAGO TECHNOLOGIES, LTD.
`P.O. BOX 1920
`DENVER, CO 80201-1920
`
`EXAMINER
`
`CRANE, SARA W
`
`ART UNIT
`
`PAPER NUMBER
`
`2811
`DATE MAILED: 04/04/2007
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`70030259-1
`Kong Weng Lee
`06/27/2003
`10/608,605
`TITLE OF INVENTION: PACKAGING DEVICE FOR SEMICONDUCTOR DIE, SEMICONDUCTOR DEVICE INCORPORATING SAME AND
`METHOD OF MAKING SAME
`
`2253
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`NO
`
`$1400
`
`$300
`
`$0
`
`$1700
`
`DATE DUE
`
`07/05/2007
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION .QN THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT .RE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`A. If the status is the same, pay the TOT AL FEE(S) DUE shown
`above.
`B. If the status above is to be removed, check box Sb on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`If the SMALL ENTITY is shown as NO:
`
`A Pay TOT AL FEE(S) DUE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box Sa on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORT ANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 07/06) Approved for use through 04/30/2007.
`
`Page I of3
`
`21 of 265
`
`SEOUL SEMICONDUCTOR CO., LTD.,
`and SEOUL SEMICONDUCTOR, INC.
`EX. NO. 1002
`
`

`

`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mfil!
`
`Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`or Fax
`fNSTRUCTIONS: This fonn should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indjcated unless cor.recte~ below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee nottficattons.
`Note: A certificate of ma1fmg can only be used for domestic maihngs of the
`CURRENTCORRESPONDENCEADDRESS(Note:UseBlock 1 foranychangeofaddress)
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papel'!>. Each add,itional pape~, .such as an a~signment or fonnal drawing, must
`have its own certificate of ma