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`TCL 1002, Page 266
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`LOWES 1002, Page 266
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`TCL 1002, Page 267
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`LOWES 1002, Page 267
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`TCL 1002, Page 268
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`LOWES 1002, Page 268
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`LOWES 1002, Page 269
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`LOWES 1002, Page 270
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`LOWES 1002, Page 270
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`LOWES 1002, Page 271
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`LOWES 1002, Page 272
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`LOWES 1002, Page 273
`TCL 1002, Page 273
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`LOWES 1002, Page 273
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`

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`LOWES 1002, Page 274
`TCL 1002, Page 274
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`LOWES 1002, Page 274
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`

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`LOWES 1002, Page 275
`TCL 1002, Page 275
`
`LOWES 1002, Page 275
`
`

`

`ICL CHAI 4 A — FORKWMERER EIT a 72. TARENEFOCET 4 A— KF
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`Ph IRELAJestIt
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`

`

`
`
`UNITED Stares ParENT AND TRADEMARK OFFIGE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: CoeOER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www. uspto.gov
`
`APPLICATION
`
`FILING or
`
`GRP ART
`
`
`NUMBER
`371(c) DATE
`UNIT
`FIL FEE REC'D
`ATTY.DOCKET.NO
`TOTi IND CLAIMS
`coneiRMATOR NO.aes
`
`12/548,618
`
`08/27/2009
`
`2879
`
`1090
`
`0020-5147PUS5
`
`2292
`BIRCH STEWART KOLASCH & BIRCH
`
`ALLSOhaie Ga eaaanarie
`
`FILING RECEIPT
`
`OO
`
`Date Mailed: 10/05/2009
`
`Receipt is acknowledgedof this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented onthis receipt. If an error is noted onthis Filing Receipt, please
`submit a written requestfor a Filing Receipt Correction. Please provide a copyofthis Filing Receipt with the
`changesnoted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any correctionsto this Filing Receipt with your reply to the Notice. When the USPTO processesthereply
`to the Notice, the USPTOwill generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Yoshinori SHIMIZU, Naka-gun, JAPAN;
`Kensho Sakano, Anan-shi, JAPAN;
`Yasunobu Noguchi, Naka-gun, JAPAN;
`Toshio Moriguchi, Anan-shi, JAPAN;
`Powerof Attorney: None
`
`Domestic Priority data as claimed by applicant
`This application is a DIV of 12/028,062 02/08/2008
`which is a DIV of 10/609,402 07/01/2003 PAT 7,362,048
`which is a DIV of 09/458,024 12/10/1999 PAT 6,614,179
`which is a DIV of 09/300,315 04/28/1999 PAT 6,069,440
`which is a DIV of 08/902,725 07/29/1997 PAT 5,998,925
`
`Foreign Applications
`JAPAN P 08-198585 07/29/1996
`JAPAN P 08-244339 09/17/1996
`JAPAN P 08-245381 09/18/1996
`JAPAN P 08-359004 12/27/1996
`JAPAN P 09-081010 03/31/1997
`
`Request to Retrieve - This application either claims priority to one or more applications filed in an intellectual
`property Office that participates in the Priority Document Exchange (PDX) program or contains a proper Request to
`
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`

`Retrieve Electronic Priority Application(s) (PTO/SB/38orits equivalent). Consequently, the USPTO will attempt
`to electronically retrieve these priority documents.
`
`lf Required, Foreign Filing License Granted: 09/29/2009
`
`The country code and numberofyourpriority application, to be used forfiling abroad under the Paris Convention,
`is US 12/548,618
`
`Projected Publication Date: 01/14/2010
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`LIGHT EMITTING DEVICE AND DISPLAY
`
`Preliminary Class
`
`313
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughouttheterritory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider thefiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-membercountry. The PCT process simplifiesthefiling
`of patent applications on the sameinvention in membercountries, but does notresult in a grantof "an international
`patent" and doesnoteliminate the needof applicantsto file additional documents and feesin countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewithits particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions madein the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a requestfor a foreign filing license. The application's filing receipt contains further information and
`guidanceasto the status of applicant's licensefor foreignfiling.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesforfiling foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199,orit
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/www.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includesself-help "toolkits" giving innovators guidance on howto protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcementissues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4158).
`
`page 2 of 3
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`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184,if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whetheror not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitationsof this license are set forth in 37 CFR 5.15(a) unless anearlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This licenseis to be retained by the licensee and maybe usedat any time on orafterthe effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s)filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Governmentcontract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselvesof current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Departmentof Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOTappearonthis form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from thefiling date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee mayforeignfile the application pursuant to 37 CFR 5.15(b).
`
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`
`
`UNITED Stares ParENT AND TRADEMARK OFFIGE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address:COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria, Vinzinia 22313-1450
`WWW. uspto gov
`
` APPLICATION NUMBER FILINGOR 371(C) DATE | FIRST NAMED APPLICANT | ATTY. DOCKETNO/TITLE
`
`
`
`
`
`12/548,618
`08/27/2009
`Yoshinori SHIMIZU
`0020-5147PUS5
`CONFIRMATION NO. 7447
`
`2292
`
`POBOX747,
`
`FALLS CHURCH, VA 22040-0747
`
`IMPROPER CPOA LETTER
`
`0LN400
`
`Date Mailed: 10/05/2009
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the Powerof Attorneyfiled 08/27/2009. The Powerof Attorneyin this application is not
`accepted for the reason(s)listed below:
`
`* The Powerof Attorney you provided did not comply with the new Powerof Attorney rules that became
`effective on June 25, 2004. See 37 CFR 1.32.
`
`/bpham/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
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`Underthe Pape
`
`
`
`
`
`4,
`
`[Total Sheets
`
`19
`
`2
`
`]
`
`]
`
`PTO/SB/05 (08-08)
`Approvedfor use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE
`work Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`
`
`
`
`
`Attorney Docket No.
`0020-5147PUS5
`SU
`First Inventor
`PATENT APPLICATION
`Yoshinori SHIMIZU
`
`
`TRANSMITTAL
`ji
`LIGHT EMITTING DEVICE AND DISPLAY
`(ONLY FOR NEW NONPROVISIONAL APPLICATIONS UNDER
`37 CFR 1.53(B))
`
`
`Express Mail Label No.
`
`APPLICATION ELEMENTS
`ES coke
`See MPEP chapter 600 concerningutility patent application contents,
`.
`Alexandria, VA 22313-1450
`
`ACCOMPANYING APPLICATION PARTS
`1. [x] Fee Transmittal Form (e.g., PTO/SB/17)
`
`
`
`
`Applicant claims small entity status.
`9.[| Assignment Papers (cover sheet & document(s))
`S
`See 37 CFR 1.27.
`
`
`
`
`3,
`[Total Pages
`60
`]
`Specification
`NameofAssignee
`Both the claims and abstract must start on a new page
`(For information on the preferred arrangement, sea MPEP 608.0