A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas - Marshall Div
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`160v741
`PLAINTIFF
`
`Uniloc USA Inc
`
`DATE FILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div
`DEFENDANT
`
`ADP LLC
`
`——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`(BY) DEPUTY CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 1
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 1
`
`

`

`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas - Marshall Div
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv743
`PLAINTIFF
`
`UNLOC USA Inc
`
`DATE FILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div
`DEFENDANT
`
`Concur Tech., Inc
`
`——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`(BY) DEPUTY CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 2
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 2
`
`

`

`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas - Marshall Div.
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv744
`PLAINTIFF
`
`UNILOC USA INC
`
`DATE FILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div.
`DEFENDANT
`
`Salesforce Corn, Inc
`
`——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`(BY) DEPUTY CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 3
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 3
`
`

`

`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas - Marshall Div.
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv745
`PLAINTIFF
`
`UNILOC USA, Inc
`
`DATE FILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div.
`DEFENDANT
`
`UBISOFT, Inc
`
`PATENT OR
`TRADEMARK N0.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 4
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 4
`
`

`

`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas - Marshall Div.
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv746
`PLAINTIFF
`
`UNILOC USA
`
`DATE FILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div.
`DEFENDANT
`
`VALVE Corp.
`
`PATENT OR
`TRADEMARK N0.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 5
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 5
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`*BIBDATASHEET*
`Bib Data Sheet
`
`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United Suites Patent and Tradenaark Office
`Addie”: COMMISSIONER FOR PATENTS
`E0. Box I450
`Alexandria. Vuginin ZIJIJ-HSO
`wwnrptogav
`
`CONFIRMATION No. 9481
`
`SERIAL NUMBER
`09/370,503
`
`‘ PPLICANTS
`
`FILING OR 371(c)
`DATE
`05/31/2001
`RULE
`
`GROUP ART UNIT
`2141
`
`ATTORNEY
`DOCKET NO.
`
`5577-130DV
`
`David E. Cox. Raleigh, NC;
`Kent F. Hayes JR., Chapel Hill, NC;
`David B. Lindquist, Raleigh, NC;
`John R. McGarvey, Apex, NC;
`Abdi Salahshour, Raleigh, NC;
`
`itiiiiitttttttttttttttktt
`
`This application is a DIV of 09/211,528 12/14/1998 PAT 6,510,466 * (*)Data provided by applicant is not
`consistent with PTO records.
`
`titkttttttitiiiiiiii
`
`*
`
`*
`
`
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`
`D yes D no
`Foreign Priority claimed
`5 “50119‘a'd)°°"dm°"5 D yes D "0 D Metafier
`mei
`Allowance
`Examiner's Si nature
`
`initials
`
`STATE 0R
`COUNTRY
`NC
`
`SHEETS
`DRAWING
`9
`
`INDEPENDEN
`CLAIMS
`3
`
`‘DDRESS
`r5259
`
`ITLE
`
`METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR DISTRIBUTION OF APPLICATION
`PROGRAMS TO A TARGET STATION ON A NETWORK
`
`FILING FEE FEES: Authority has been given in Paper
`RECEIVED No.
`to charge/credit DEPOSIT ACCOUNT
`ll
`'
`Z
`for f0 0W|n9
`
`1.17 Fees ( Processing Ext. of
`time )
`CI 1.18 Fees ( Issue )
`
`D All Fees
`
`Cl 1.16 Fees ( Filing)
`
`D Other
`
`Cl Credit
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 6
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 6
`
`

`

`'
`
`'
`
`PART B- FEE(S)TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`,
`
`.
`
`through 5 should be completed w ere
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required . Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification‘of maintenance fees will
`mailed to the current corres ondence address as
`in icated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS" for
`maintenance fee notifications.
`‘
`
`CURRENT CORRESPONDENCE ADDRESS (Now; Use Block I [army Chang: arm)
`Note: A certi icate of.mailin can only be used for omestic mailings of ' e
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`papers. Each additional paper, .such as an assignment or formal drawmg, must
`ave its own certificate of mailing or transmissmn.
`er
`ica e o
`a
`n or
`ransmissmn
`C fir
`t
`{M m
`T
`'
`.
`20792
`7590
`02/23/2006
`that this Fees?) Transmitgtal is being deposited with the United
`I hereb certi
`MYERS BIGEL SIBLEY & SAJOVEC
`ervice with su icient posta e for first class mail in_ an envelope
`States ostal
`p0 Box37428
`addressed to the Mail Sto
`ISSUE FE address above, or bein
`faCSimile
`transmitted to the USPTO (E71) 273-2885, on the date indicated be ow.
`RALEIGH, NC 27627
`
`00/00/0000 00020000000010: mm 09870608
`
`00 00.0000
`000.00 00
`
`
`02 FC=1504
`300-00 DH
`
`l ATTORNEY DOCKET NO. —CONFIRMATIONNO.
`FIRST NAMED INVENTOR
`FILING DATE
`—APPLICATIONNO.
`5577-130DV
`9481
`'
`'
`'
`David E. Cox
`05/31/2001
`09/870,608
`TITLE OF INVENTION: METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR DISTRIBUTION OF APPLICATION PROGRAMS
`TO A TARGET STATION ON A NETWORK
`'
`
`
`
`,
`
`
`
`|
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`nonprovisional
`
`NO
`
`ISSUE FEE
`
`3
`
`1400
`
`PUBLICATION FEE
`
`TOTAL FEE(S) DUE
`
`$3 00
`
`$1700
`
`DATE DUE
`
`05/23/2006
`
`BAYARD, DJENANE M
`
`2141
`
`709-203000
`
`
`1. Chan e of correspondence address or indication of "Fee Address" (37
`CFR l. 63).
`CI Chan e of corres ondence address (or Change of Correspondence
`Address onn PTO/ B/122) attached.
`CI “Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`
`
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`3
`
`listed, no name Will be printed.
`Stephan-Amo—
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`lMerS—BigfiL—Siblfiy—
`2
`& Saj ovec
`
`ee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assi
`recordation as set forth in 37 CF 3.1 1. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Armonk, NY
`International Business Machines Corporation
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : CI Individual £1 Corporation or other private group entity CI Government
`
`4h. Payment of Fee(s):
`4a, The following fee(s) are enclosed:
`D A check in the amount of the fee(s) is enclosed.
`Issue Fee
`D Payment by credit card. Form PTO-2038 is attached.
`Publication Fee (No small entity discount permitted)
`ent, to
`EIThe Director is hereby authorized by charge the required fee(s), or credit any overpa
`D Advance Order — # of Copies
`
`()9 4);, 5 ]Deposit Account Number (enclose an extra copy of this orm).
`
`5. Change in Entity Status (from status indicated above)
`i b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`C] a. Applicant claims SMALL ENTITY status. See 37 CFRI.27.
`The Director of the USPTO is requeste 0 apply the Issue e s “7 ’ ication Fee (if any) or to re-a ply any previously paid issue fee to the application identified above.
`NOTE: The Issue Fee and Publ
`- ion 7
`> (i r u -* Wil
`0
`~
`u pted from anyone other than
`e applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the recur
`the
`ited ‘k, s 1 ten n ‘1 - ;' ark Office.
`
`21¢ 51mg
`MEL/11551117]
`Registration No.
`3 6 ’ 8 1 1
`Typed or printed name RObert w ' Glatz '
`V
`This collection of information is required by 37 CFR 1.31 l. T - information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentialityis governed by 35 U.S.C. 122 and 37 CFR 1.14. T _is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time Will v
`dependm upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducmg this burden, should be sent to
`e C ief In orrnation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`2px 1430, Alexari i125,2gigging32313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450,
`exan na,
`irgima
`-
`.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 01/06) Approved for use through 04/30/2007.
`
`OMB 0651—0033
`
`U.S. Patent and Trademark Office}WMERCE
`
`Ubisoft, et al. EX1003 Page 7
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 7
`
`

`

`
`
`Attomey'Dgcket No. 5 5 77—1 3 ODV
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Examiner: Djenane M. Bayard
`In re: Cox et a1.
`Group Art Unit: 2141
`Application Serial No.: 09/870,608
`Confirmation No.: 9481
`Filed: May 31, 2001
`Forz‘“ METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR
`DISTRIBUTION OF APPLICATION PROGRAMS TO A TARGET STATION ON A
`NETWORK
`
`Date: March 27, 2006
`
`Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`CHANGE OF CORRESPONDENCE ADDRESS
`
`Sir:
`
`to:
`
`The address of the correspondence attorney in the above—referenced case has changed
`
`USPTO Customer No. 25259
`
`International Business Machines Corporation
`Dept. T81/Bldg. 503
`PO Box 12195
`
`Research Triangle Park, NC 27709
`
`Please address all correspondence to the above address.
`
`ect
`
`11y u
`
`te
`
`Registration No. 36,
`
`1
`
`USPTO Customer No. 20792
`
`r
`
`Myers Bigel Sibley & Sajovec, P.A.
`Post Office Box 37428
`
`Raleigh, North Carolina 27627
`Telephone: 919/854—1400
`Facsimile: 919/854-1401
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 8
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 8
`
`

`

`FORM Pro-1449 0.8. Department of Com:
`‘
`Patent and Trademark Offiac
`
`Attorney Dacia Numb“
`SSW-BODV
`
`‘ LIST or DOCUMENTS cméo av APPLICANT
`
`'(Useseveralsheevsllmry)
`
`‘
`
`, 6.|08.7l2
`
`6.105.”
`
`5.145.379
`
`6.!753B
`
`5.848.243 ’
`
`5.9! l .066
`
`6.115.832
`
`5,680.6”
`
`3.875.327
`
`6.070. I”
`
`6.105.063
`
`5.440.739
`
`5.148.896
`
`5.381.236
`
`5.345.077
`
`5.778.368
`
`5.253.I65
`
`5-589-70’3
`5.764.387
`
`5.7“.354
`
`5.813.009
`
`5.554.979
`6.I92.4M
`
`‘
`
`K214 5-1009
`
`KLH 5—10-06
`
`I, a ,6,
`
`: DJ?”
`: a ,9 .
`1
`
`.1
`
`.
`
`§ FOREIGN PATENT DOCUMENTS
`
`one CONSIDERED
`'
`ammmsa
`'EXAMINER Initial if "fem Wider“. mm: or not citation '3 in conformance vim Mm 609'. draw [inc my citation if
`no: in cantata-same and no: comidemd.
`lnntudecopy 11me form whh new communication mappiicm.
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 9
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 9
`
`

`

`W
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.0. Box I450
`Alexandria. Virp‘nia DJ I3—1450
`www.mflngov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`MYERS BIGEL SIBLEY & SAJOVEC
`
`BAYARD. DJENANE M
`
`RALEIGH, NC 27627
`
`21“
`DATE MAILED: 02/23/2006
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`5577-130DV
`David E. Cox
`05/3 l/200l
`09/870,608
`TITLE OF INVENTION: METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR DISTRIBUTION OF APPLICATION PROGRAMS
`TO A TARGET STATION ON A NETWORK
`
`9481
`
`APPLN. TYPE
`
`nonprovisional
`
`SMALL ENTITY
`NO
`
`ISSUE FEE
`
`$1400
`
`PUBLICATION FEE
`
`TOTAL FEE(S) DUE
`
`$300
`
`$1700
`
`DATE DUE
`
`05/23/2006
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`W QN 111EWIS QLQSEQ. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTQRY PERIOD CANNO! fl EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
`REFLECTS A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL-8SB (OR
`AN EQUIVALENT) MUST BE RETURNED WITHIN THIS PERIOD EVEN IF NO FEE IS DUE OR THE APPLICATION WILL
`BE REGARDED AS ABANDONED.
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the SMALL ENTITY status shown above.
`
`Ifthe SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`Ifthe SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL should be completed and returned to the'United States Patent and Trademark Office (USPTO) with
`your ISSUE FEE and PUBLICATION FEE (if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
`completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
`completed and an extra copy of the form should be submitted.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 01/06) Approved for use through 04/30/2007.
`
`Page 1 of 3
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 10
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 10
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required . Blocks 1
`ap ropriate. All further conespondence including the Patent, advance orders and notification of maintenance fees Will
`mailed to the current cone"
`ndence address as
`maintenance ee noti ications.
`in icated unlegss coijrfgcted below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate
`EE ADDRESS" for
`wanmoompoxomcs mamas (Nag;Usc Block | {ammorm)
`Note: A certificate of marlin can only be usa for domesuc mailings of the
`Fee(s) Transmittal. This certi icate cannot be iised for any other accompanying
`pers. Each additional paper, such as an as_srgnment or formal drawmg, must
`give its own certificate of mailing or transmrssron.
`Certificate of Mailing or Transmission
`at this neg) Transmittal is being depositedwith the United
`I hereb cerdgy
`States ostal
`ervice with su icient postage for first class marl in an envelope
`addressed to the Mail Sto
`ISSUE FEE address abo_ve,_ or bein
`facSimile
`transmitted to the USPTO ( 71) 273-2885, on the date indicated be ow.
`
`20792
`
`7590
`
`02/23/2005
`
`MYERS BIGEL SIBLEY & SAJOVEC
`p0 Box 37428
`RALEIGH, NC 27627
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION No.
`
`5577‘ l 30DV
`David E. Cox
`05/3 l/200l
`09/8 70,608
`TITLE OF INVENTION: METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR DISTRIBUTION OF APPLICATION PROGRAMS
`TO A TARGET STATION ON A NETWORK
`
`948 I
`
`
`
`APPLN. TYPE
`
`nonprovisional
`
`SMALL ENTITY
`NO
`
`ISSUE FEE
`
`5 I400
`
`PUBLICATION FEE
`
`TOTAL FEE(S) DUE
`
`$300
`
`$1700
`
`DATE DUE
`
`05/2 3/2006
`
`BAYARD, DJ ENANE M
`
`214l
`
`709-203000
`
`
`
`2. For printing on the patent front page, list
`l. Chanfe of correspondence address or indication of "Fee Address" (37
`CFR l. 63).
`
`(I) the names of up to 3 registered patent attorneys
`'
`or agents OR, alternatively,
`D Chan e of corres ondence address (or Change of Correspondence
`Address orrn PTO/ 8/122) attached.
`
`(2) the name of a single firrn (having as a member a
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or "Fee Address" Indication form
`
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`3
`2 registered patent attorneys or agents. If no name is
`Number is required.
`listed, no name will be printed.
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assi
`ee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CF 3. l l. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE 0R COUNTRY)
`
`2
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual '3 Corporation or other private group entity D Government
`
`4b. Payment of Fee(s):
`4a. The following fee(s) are enclosed:
`'3 A check in the amount of the fee(s) is enclosed.
`'3 Issue Fee
`'3 Payment by credit card. Form PTO-2038 is attached.
`'3 Publication Fee (No small entity discount permitted)
`ent, to
`DThe Director is hereby authorized by charge the required fee(s), or credit any overpa
`'3 Advance Order - # of Copies
`
`Deposit Account Number (enclose an extra copy of this orin).
`5. Change in Entity Status (from status indicated above)
`D b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`'3 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`I
`The Director of the USPTO is requested to apply the Issue Fee and Publication Fee (if any) or to re-a ply any previously paid issue fee to the application identified above.
`NOTE: The Issue Fee and Publication Fee (1
`required) Will not be accepted from anyone other than
`e applicant; a registered attorney or agent; or the assrgnee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.31 l. The information is reluned to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentialityis governed by 35 U.S.C. l22_and 37 CFR l.l4. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will V8.3 de ending upon the individual case. Any comments on the amount of time you require to com lete
`this form and/or su
`estions for reducing this burden, should be sent to
`e C ief ln orrnation Officer, US. Patent and Trademark Office, US. Department of Commerce,
`.0
`Box I450, Alexan na, Vir inia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box I450,
`Alexandria, Virginia 2231 -l450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 01/06) Approved for use through 04/30/2007.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; IEIRIQQKTM ofiflfiMERCE
`
`Ubisoft, et al. EX1003 Page 11
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 11
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`09/870,608
`
`05/3 l/200l
`
`David E. Cox
`
`0233/2006
`7590
`20792
`MYERS BIGEL SIBLEY & SAJOVEC
`
`RALEIGH, NC 27627
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Tndemnrk omce
`Mum: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria~ Virg'thZJlS-IASO
`WWW-tsunami
`
`mowoocwo-
`5577-I3ODV
`
`9481
`
`-
`
`|
`
`[NER
`BAYARD' D’ENANE M
`
`l
`
`2'“
`DATE MAILED: 02/2 3/2006
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or afier May 29, 2000)
`
`The Patent Term Adjustment to date is 782 day(s). If the issue fee is paid on the date that is three months afier the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 782 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at
`1-(888)—786-0101
`or
`(571)-272-4200.
`
`PTOL-SS (Rev. 01/06) Approved for use through 04/30/2007.
`
`Page 3 of 3
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 12
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 12
`
`

`

`Application No.
`
`09/870,608
`Examiner
`
`Applicant(s)
`
`COX ET AL.
`Art Unit
`
`Djenane M. Bayard
`
`2141
`
`--
`
`Notice of Allowability
`
`
`
`
`
`
`
`
`
`1. E] Certified copies of the priority documents have been received.
`
`- The MAILING DA TE of this communication appears on the cover sheet with the correspondence addr
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1. E This communication is responsive to 11/09/05.
`
` 2. E The allowed claim(s) is/are 15-20 22 24-37.
`3. C] Acknowledgment is made ofa claim for foreign priority under 35 U.S.C. § 119(a)—(d) or (f).
`a) C] All
`b) E] Some'
`c) E] None
`ofthe:
`
`
`
`
`
`
`
`
`
`
`
`
`
`2. E] Certified copies of the priority documents have been received in Application No.
`
`3. E] Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`' Certified copies not received:
`
`
`
`
`
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE" ofthis communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`
`
`
`4. E] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`
`
`5. C] CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`(a) E] including changes required by the Notice of Draftsperson's Patent Drawing Review( PTO-948) attached
`
`
`
`1) E] hereto or 2) E] to Paper No./Mai| Date __
`
`(b) E] including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`
`Paper No./Mai| Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`
`
`
`6. E] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`
`
`
`
`Attachment(s)
`1. E] Notice of References Cited (PTO-892)
`
`5. E] Notice of Informal Patent Application (PTO-152)
`
`2. E] Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. E] Information Disclosure Statements (PTO-1449 or PTO/SB/OB),
`Paper No./Mai| Date
`4. E] Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`
`
`6. E] Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. E] Examiner's Amendment/Comment
`
`8. IX Examiner's Statement of Reasons forAIIowance
`
`9. 1:] Other
`
`
`
`
`
`
`
`
`
`
`
`
`M RUPALDHARA
`SUPERVISOR)! PATIENT EXAMINER
`
`US. Patent and Trademark Office
`PTOL-37 (Rev. 7-05)
`
`Notice of Allowability
`
`Part of Paper No./Mai| Date 20060214
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 13
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 13
`
`

`

`1':
`
`Application/Control Number: 09/870,608
`
`Art Unit: 2141
`
`Page 2
`
`Allowable Subject Matter
`
`Claims 15—20, 22, 24-37 are allowed.
`
`The following is an examiner’s statement of reasons for allowance: Providing an
`
`1.
`
`2.
`
`application program to be distributed to the network management server in combination with
`
`preparing a file packet associated with the application program and including a segment
`
`configured to initiate registration operations for the application program at the target on-demand
`
`server.
`
`Any comments considered necessary by applicant must be submitted no later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for
`
`Allowance.”
`
`Conclusion
`
`3.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Djenane M. Bayard whose telephone number is (571) 272-3878.
`
`The examiner can normally be reached on Monday- Friday 5:30 AM- 3 :00 PM..
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Rupal Dharia can be reached on (571) 272-3 880. The fax phone number for the
`
`organization where this application or proceeding is assigned is 571-273-8300.
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 14
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 14
`
`

`

`Application/Control Number: 09/870,608
`
`Art Unit: 2141
`
`Page 3
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAJR or Public PAJR. Status information for unpublished
`
`applications is available through Private PAJR only. For more information about the PAJR
`
`system, see http://pair-directuspto. gov. Should you have questions on access to the Private PAJR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free).
`
`Djenane Bayard
`
`Patent Examiner
`
`PAL DHARlA
`‘SUPEmieoav PATENT EXAMWER
`
`IPR2017-01827
`
`Ubisoft, et al. EX1003 Page 15
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 15
`
`

`

`Issue Classification
`
`Application/Control No.
`
`Applicant(s)lPatent under
`Reexamination
`
`lllllll||ll|||l|lllllllll|ll|lllllllllllll
`
`09/870,608
`
`.mnmmme
`ED
`
`..M88
`
`COX ET AL.
`hn
`fl
`
`_maaB
`UM
`
`ORIGINAL
`SUBCLASS
`
`907
`INTERNATIONAL CLASSIFICATION
`
`uc
`
`907
`
`717
`
`IS