Filed: July 26, 2018
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`INTEL CORP., CAVIUM, INC., WISTRON CORP., and DELL, INC.
`Petitioners,
`
`v.
`
`ALACRITECH, INC.,
`Patent Owner.
`______________________
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,0721
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`1 Cavium, Inc., which filed a Petition in Case IPR2017-01707, Wistron
`
`Corporation, which filed a Petition in Case IPR2018-00329, and Dell Inc., which
`
`filed a Petition in Case IPR2018-00375, have been joined as a petitioners in this
`
`proceeding.
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`INTEL CORP., CAVIUM, INC., WISTRON CORP., and DELL, INC.
`Petitioners,
`
`v.
`
`ALACRITECH, INC.,
`Patent Owner.
`______________________
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,0721
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`1 Cavium, Inc., which filed a Petition in Case IPR2017-01707, Wistron
`
`Corporation, which filed a Petition in Case IPR2018-00329, and Dell Inc., which
`
`filed a Petition in Case IPR2018-00375, have been joined as a petitioners in this
`
`proceeding.
`
`
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Description
`
`Ex.1001 U.S. Patent No. 7,673,072 (“072 Patent”)
`
`Ex.1002
`
`Excerpts from Prosecution File History of U.S. Patent No.
`7,673,072 (“072 File History”)
`
`Ex.1003 Declaration of Robert Horst
`
`Ex.1004 Curriculum Vitae of Robert Horst
`
`Ex.1005 U.S. Patent No. 5,768,618 (“Erickson”)
`
`Ex.1006
`
`Tanenbaum, Andrew S., Computer Networks, Prentice-Hall, Inc.,
`New Jersey (1996) (“Tanenbaum96”)
`
`Ex.1007
`
`Transmission Control Protocol, “Darpa Internet Protocol
`Specification,” RFC: 793, Sept. 1981 (“RFC 793”)
`
`Ex.1008
`
`Stevens, W. Richard, TCP/IP Illustrated Volume 1: The Protocols,
`Addison-Wesley (1994) (“Stevens1”)
`
`Ex.1009
`
`Lilinkamp, J., Mandell. R. and Padlipsky, M., “Proposed Host-Front
`End Protocol,” Network Working Group Request for Comments:
`929, Dec. 1984 (“RFC 929”)
`
`Ex.1010
`
` Not Used
`
`Ex.1011
`
`Declaration of Rice Mayors regarding Tanenbaum, Andrew S.,
`Computer Network
`
`Ex.1012 Not Used
`
`Ex.1013
`
`Stevens, W. Richard and Wright, Gary R., TCP/IP Illustrated
`Volume 2: The Implementation, Addison-Wesley (1995)
`(“Stevens2”)
`
`Ex.1014
`
`Touch, J., “TCP Control Block Interdependence,” Network Working
`Group Request for Comments: 2140, April 1997 (“RFC 2140”)
`
`Ex.1015
`
`Thia, Y.H., Woodside, C.M., “A Reduced Operation Protocol
`Engine (ROPE) for a Multiple-Layer Bypass Architecture,”
`Protocols for High Speed Networks (Dordrecht), 1995 (“Thia”)
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Ex.1016
`
`Description
`
`Biersack, E. W., Rütsche E., “Demultiplexing on the ATM Adapter:
`Experiments with Internet Protocols in User Space,” Journal on
`High Speed Networks, Vol. 5, No. 2, May 1996 (“Biersack”)
`
`Ex.1017
`
`Rütsche, E., Kaiserswerth, M., “TCP/IP on the Parallel Protocol
`Engine,” Proceedings, IFIP Conference on High Performance
`Networking, Liege (Belgium), Dec. 1992 (“Rütsche92”)
`
`Ex.1018
`
`Rütsche, E., “The Architecture of a Gb/s Multimedia Protocol
`Adapter,” Computer Communication Review, 1993 (“Rütsche93”)
`
`Ex.1019
`
`Padlipsky, M. A., “A Proposed Protocol for Connecting Host
`Computers to Arpa-Like Networks Via Directly-Connected Front
`End Processors,”,Network Working Group RFC #647, Nov. 1974
`(“RFC 647”)
`
`Ex.1020 U.S. Patent No. 5,619,650 (“Bach”)
`
`Ex.1021 U.S. Patent No. 5,915,124 (“Morris”)
`
`Ex.1022
`
`Ex.1023
`
`Ex.1024
`
`Ex.1025
`
`Cooper, E.C., et al., “Protocol Implementation on the Nectar
`Communication Processor,” School of Computer Science, Carnegie
`Mellon University, Sept. 1990 (“Cooper”)
`
`Kung, H.T., et al., “A Host Interface Architecture for High-Speed
`Networks,” School of Computer Science, Carnegie Mellon
`University and Network Systems Corporation (“Kung”)
`
`Exhibit D to Declaration of Dr. Gregory L. Chesson in Support of
`Microsoft’s Opposition to Alacritech’s Motion for Preliminary
`Injunction: “Protocol Engine Handbook,” Protocol Engines
`Incorporated, Oct. 1990 (“Chesson”)
`
`Kanakia, H., Cheriton, D.R., “The VMP Network Adapter Board
`(NAB): High-Performance Network Communication for
`Multiprocessors,” Communications Architectures & Protocols,
`Stanford University, Aug. 1988 (“Kanakia”)
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Ex.1026
`
`Ex.1027
`
`Ex.1028
`
`Ex.1029
`
`Description
`
`Kung, H.T., Cooper, E.C., et al., “Network-Based Multicomputers:
`An Emerging Parallel Architectures,” School of Computer Science,
`Carnegie Mellon University (“Kung and Cooper”)
`
`Dalton, C., et al., “Afterburner: Architectural Support for High-
`Performance Protocols,” Networks & Communications
`Laboratories, HP Laboratories Bristol, July 1993 (“Dalton”)
`
`Murphy, E., Hayes, S., Enders, M., TCP/IP Tutorial and Technical
`Overview Fifth Edition, Prentice-Hall, Inc. New Jersey, (1995)
`(“Murphy”)
`
`MacLean, A.R., Barvick, S. E., “An Outboard Processor for High
`Performance Implementation of Transport Layer Protocols,” IEEE
`Globecom ’91, Phoenix, AZ, Dec. 1991 (“MacLean”)
`
`Ex.1030
`
`Clark, D.D., et al., “An Analysis of TCP Processing Overhead,”
`IEEE Communications Magazine, June 1989 (“Clark”)
`
`Ex.1031
`
`U.S. Provisional Application 60/061,809 (“Alacritech 1997
`Provisional Application”)
`
`Ex.1032
`
`Ex.1033
`
`Ex.1034
`
`Ex.1035
`
`Culler, E.C., et al., “Parallel Computing on the Berkeley NOW,”
`Computer Science Division, University of California, Berkeley
`(“Culler”)
`
`“Gigabit Ethernet Technical Brief: Achieving End-to-End
`Performance,” Alteon Networks, Inc. First Edition, Sept. 1996
`(“Alteon”)
`
`Smith, J.A., Primmer, M., “Tachyon: A Gigabit Fibre Channel
`Protocol Chip,” Hewlett-Packard Journal, Article 12, Oct. 1996
`(“Smith”)
`
`Patterson, D.A., Hennessy, J.L., Computer Architecture: A
`Quantitative Approach, Morgan Kaufmann Publishers, Inc., San
`Mateo, CA (1990) (“Patterson”)
`
`Ex.1036
`
`Internet Protocol, “Darpa Internet Protocol Specification,” RFC:
`791, Sept. 1981 (“RFC 791”)
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Ex.1037-
`1039
`
`Not Used
`
`Description
`
`Ex. 1040 Alacritech Opening Claim Construction Brief
`
`Exs. 1041-
`1081
`
`Not Used
`
`Ex. 1082 Alacritech Infringement Contentions
`
`Ex. 1083-
`1109
`
`Not Used
`
`Ex. 1110
`
`Ex. 1111
`
`Declaration of Garland Stephens in Support of Petitioner’s
`Opposition to Patent Owner’s Motion for Additional Discovery
`Regarding Real Parties-In-Interest (Jan. 10, 2018)
`
`Declaration of S. Christopher Kyriacou in Support of Petitioner’s
`Opposition to Patent Owner’s Motion for Additional Discovery
`Regarding Real Parties-In-Interest (Jan. 10, 2018)
`
`Ex. 1112 Alacritech’s Answer from Alacritech v. CenturyLink, et al. 16cv693
`
`Exs. 1113-
`1204
`
`Not Used
`
`Ex. 1205 Request for Comments (“RFC”) 2026
`
`Ex. 1206
`
`Ex. 1207
`
`Website:
` https://www.rfc-editor.org/search/rfc_search_
`detail.php?rfc=929&pubstatus%5B%5D=Any&pub_date_type=any
`
`Website:
`https://www.rfc-editor.org/search/rfc_search_
`detail.php?rfc=793&pubstatus%5B%5D=Any&pub_date_type=any
`
`Exs. 1208-
`1209
`
`Not Used
`
`Ex. 1210
`
`Declaration of Robert Horst, Ph.D. In Support of Petitioner’s
`Response in Opposition to Patent Owner’s Contingent Motion to
`Amend (April 4, 2018)
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Ex. 1211-
`1222
`
`Ex. 1223
`
`Description
`
`Not Used
`
`Declaration of Robert Horst, Ph.D. In Support of Petitioner’s Reply
`to Patent Owner’s Response to Petition for Inter Partes Review of
`U.S. Patent No. 7,237,036
`
`Ex. 1224 Deposition of Kevin C. Almeroth, Ph.D., Volume 1 (May 03, 2018)
`
`Ex. 1225 Deposition of Kevin C. Almeroth, Ph.D., Volume 2 (May 04 2018)
`
`Ex. 1226 Not Used
`
`Ex. 1227
`
`New ASIC drives Alacritech into storage by R. Merritt, EE Times
`(January 11, 2011)
`
`Ex. 1228
`
`Internet page from Alacritech.com downloaded on May 6, 2018
`
`Ex. 1229 Not Used
`
`Ex. 1230
`
`Why Are We Deprecating Network Performance Features? By B.
`Wilson downloaded on May 2, 2018
`
`Ex. 1231
`
`Ex. 1232
`
`Ex. 1233
`
`Alacritech, Inc.’s Answer and Counterclaims to Intel Corporation’s
`Complaint in Intervention from Alacritech v. CenturyLink, et al.,
`16cv693, Eastern District of Texas (D.I. 94) (December 13, 2016)
`
`Alacritech’s First Amended and Supplemental Patent Initial
`Disclosures from Alacritech v. CenturyLink, et al., 16cv693, Eastern
`District of Texas (February 24, 2017)
`
`Alacritech, Inc.’s Answer and Counterclaims to Cavium Inc.’s
`Complaint in Intervention from Alacritech v. CenturyLink, et al.,
`16cv693, Eastern District of Texas (D.I. 137) (February 24, 2017)
`
`Ex. 1234
`
`Course Information for Fall 1997 “Introduction to Computer
`Communication Networks”
`
`Ex. 1235
`
`Patent Local Rules for the Eastern District of Texas
`
`Ex. 1236 Updated Curriculum Vitae of Robert Horst
`
`Ex. 1237 Not Used
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Description
`
`Ex. 1238 Not Used
`
`Ex. 1239 Not Used
`
`Ex. 1240
`
`IETF SNMP Working Group Internet Draft SNMP Communications
`Services by Frank J. Kastenholz (April 1991)
`
`Ex. 1241
`
`On Systems Integration: Tuning the Performance of a Commercial
`TCP Implementation by D. Leon Guerrero and Ophir Frieder (1992)
`
`Ex. 1242
`
`John S. Quarterman, Abraham Silberschatz, and James L. Peterson.
`1985. 4.2BSD and 4.3BSD as examples of the UNIX system. ACM
`Comput. Surv. 17, 4 (December 1985), 379-418
`
`Exs. 1243-
`1248
`
`Not Used
`
`Ex. 1249
`
`Excerpt from Report of Alacritech’s Expert Dr. Kevin C. Almeroth
`Concerning Intel’s Infringement from Alacritech v. CenturyLink, et
`al., 16cv693, Eastern District of Texas (October 23, 2017)
`
`Ex. 1250
`
`Ex. 1251
`
`Declaration of Dr. Kevin C. Almeroth in Support of Alacritech’s
`Motion for Preliminary Injunction of Microsoft’s Infringement of
`Claim 1 of U.S. Patent 6,697,868 from Alacritech, Inc. v. Microsoft
`Corporation, Northern District of California, 04cv03284 (D.I. 27)
`(November 19, 2004)
`
`Declaration of Dr. Kevin C. Almeroth in Support of Alacritech’s
`Reply to Microsoft’s Opposition to of Alacritech’s Motion for
`Preliminary Injunction from Alacritech, Inc. v. Microsoft
`Corporation, Northern District of California, 04cv03284 (D.I. 73)
`(February 11, 2005)
`
`Ex. 1252-
`1253
`
`Not Used
`
`Ex. 1254 May 28, 2018 Deposition of Kevin Almeroth
`
`Ex. 1255
`
`Not Used
`
`Ex. 1256
`
`Chart regarding Patent Owner Exhibit 2026
`
`Ex. 1257 U.S. Patent 6,401,127
`
`
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Exhibit #
`
`Description
`
`Ex. 1258 U.S. Patent 7,496,689
`
`Ex. 1259 U.S. Patent 6,334,153
`
`Ex. 1260 U.S. Patent 7,337,241
`
`Ex. 1261 U.S. Patent 6,119,230
`
`
`
`
`
`
`
`
`
`Dated: July 26, 2018
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`
`
`Respectfully submitted,
`
`/s/ Garland T. Stephens
`Garland T. Stephens, Reg. No. 37,242
`Justin L. Constant, Reg. No. 66,883
`Weil, Gotshal & Manges LLP
`700 Louisiana, Suite 1700
`Houston, TX 77002
`Tel: (713) 546-5000
`Fax: (713) 224-9511
`garland.stephens@weil.com
`justin.constant@weil.com
`
`Anne M. Cappella, Reg. No. 43,217
`Adrian Percer, Reg. No. 46,986
`Weil, Gotshal & Manges LLP
`201 Redwood Shores Parkway
`Redwood Shores, CA 94065
`Tel: (650) 802-3141
`Fax: (650) 802-3100
`anne.cappella@weil.com
`adrian.percer@weil.com
`
`William S. Ansley, Reg. No. 67,828
`Weil, Gotshal & Manges LLP
`2001 M Street, N.W, Suite 600
`Washington, DC 20036
`Tel: (202) 682-7000
`Fax: (202) 857-0940
`sutton.ansley@weil.com
`
`
`
`Attorneys for Petitioner Intel Corporation
`
`8
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on July 26, 2018, a copy of PETITIONER’S
`
`UPDATED EXHIBIT LIST was served by filing this document through the
`
`PTAB’s E2E Filing System as well as delivering a copy via electronic mail upon
`
`the following:
`
`James M. Glass
`Registration No. 46,729
`Quinn Emanuel Urquhart & Sullivan LLP
`51 Madison Ave., 22nd Fl.
`New York, NY 10010
`Tel.: (212) 849-7000
`Email: jimglass@quinnemanuel.com
`
`Joseph M. Paunovich
`Registration No. 59,033
`Quinn Emanuel Urquhart & Sullivan LLP
`865 S. Figueroa Street, 10th Fl.
`Los Angeles, CA 90017
`Tel.: (213) 443-3000
`Email: joepaunovich@quinnemanuel.com
`
`Brian E. Mack
`Registration No. 57,189
`Quinn Emanuel Urquhart & Sullivan LLP
`50 California Street, 22nd Fl.
`San Francisco, CA 94111
`Tel.: (415) 875-6600
`Email: brianmack@quinnemanuel.com
`
`
`
`
`
`9
`
`
`
`Case IPR No. 2017-01406
`U.S. Patent No. 7,673,072
`
`Mark Lauer
`Registration No. 36,578
`Silicon Edge Law Group LLP
`7901 Stoneridge Dr., Ste. 528
`Pleasanton, CA 94588
`Tel.: (925) 621-2121
`Email: mark@siliconedgelaw.com
`
`Dated: July 26, 2018
`
`
`
`/s/ Garland T. Stephens
`
`Garland T. Stephens
`Reg. No. 37,242
`
`
`
`
`10
`
`
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