Case IPR No. 2017-01392
`U.S. Patent No. 7,337,241
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`INTEL CORP. CAVIUM, INC., WISTRON CORP., and DELL, INC.
`Petitioners,
`
`v.
`
`ALACRITECH, INC.,
`Patent Owner.
`______________________
`
`Case IPR No. 2017-01392
`U.S. Patent No. 7,337,2411
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`1 Cavium, Inc., which filed a Petition in Case IPR2017-01728, Wistron
`
`Corporation, which filed a Petition in Case IPR2018-00328, and Dell Inc., which
`
`filed a Petition in Case IPR2018-00372, have been joined as a petitioners in this
`
`proceeding.
`
`
`
`1
`
`
`U.S. Patent No. 7,337,241
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`INTEL CORP. CAVIUM, INC., WISTRON CORP., and DELL, INC.
`Petitioners,
`
`v.
`
`ALACRITECH, INC.,
`Patent Owner.
`______________________
`
`Case IPR No. 2017-01392
`U.S. Patent No. 7,337,2411
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`1 Cavium, Inc., which filed a Petition in Case IPR2017-01728, Wistron
`
`Corporation, which filed a Petition in Case IPR2018-00328, and Dell Inc., which
`
`filed a Petition in Case IPR2018-00372, have been joined as a petitioners in this
`
`proceeding.
`
`
`
`1
`
`
`
`
`
`
`
`
`
`Exhibit #
`
`Ex. 1001
`
`Ex. 1002
`
`Ex. 1003
`Ex. 1004
`Ex. 1005
`
`Ex. 1006
`
`Ex. 1007
`
`Ex. 1008
`
`Ex. 1009
`
`Ex. 1010
`
`Ex. 1011
`
`Ex. 1012
`
`Ex. 1013
`
`Ex. 1014
`
`Ex. 1015
`
`
`
`Description
`
`U.S. Patent No. 7,337,241 (“241 Patent”)
`Excerpts from Prosecution File History of U.S. Patent
`No. 7,337,241 (“241 File History”)
`Declaration of Robert Horst
`Curriculum Vitae of Robert Horst
`U.S. Patent No. 5,768,618 (“Erickson”)
`Tanenbaum, Andrew S., Computer Networks, Prentice-Hall, Inc.,
`New Jersey (1996). (“Tanenbaum96”)
`Transmission Control Protocol, “Darpa Internet Protocol
`Specification”, RFC: 793, Sept. 1981. (“RFC 793”)
`Stevens, W. Richard, TCP/IP Illustrated Volume 1: The
`Protocols, Addison-Wesley (1994). (“Stevens1”)
`Lilinkamp, J., Mandell. R. and Padlipsky, M., “Proposed Host-
`Front End Protocol”, Network Working Group Request for
`Comments: 929, Dec. 1984. (“RFC 929”)
`Number Not Used
`Librarian Declaration of Rice Mayors regarding Andrew S.
`Tanenbaum, Computer Networks (3rd ed. 1996)
`(Ex.1006,“Tanenbaum96”)
`Number Not Used
`Stevens, W. Richard and Wright, Gary R., TCP/IP Illustrated
`Volume 2: The Implementation, Addison-Wesley (1995).
`(“Stevens2”)
`Number Not Used
`Thia, Y.H., Woodside, C.M., “A Reduced Operation Protocol
`Engine (ROPE) for a Multiple-Layer Bypass Architecture”,
`Protocols for High Speed Networks (Dordrecht), 1995. (“Thia and
`
`
`
`
`
`
`
`Exhibit #
`
`Description
`
`Woodside”)
`
`Ex. 1016
`
`Ex. 1017
`
`Ex. 1018
`
`Ex. 1019
`
`Biersack, E. W., Rütsche E., “Demultiplexing on the ATM
`Adapter: Experiments with Internet Protocols in User Space”,
`Journal on High Speed Networks, Vol. 5, No. 2, May 1996.
`(“Biersack”)
`Rütsche, E., Kaiserswerth, M., “TCP/IP on the Parallel Protocol
`Engine”, Proceedings, IFIP Conference on High Performance
`Networking, Liege (Belgium), Dec. 1992. (“Rütsche92”)
`Rütsche, E., “The Architecture of a Gb/s Multimedia Protocol
`Adapter”, Computer Communication Review, 1993.
`(“Rütsche93”)
`Padlipsky, M. A., “A Proposed Protocol for Connecting Host
`Computers to Arpa-Like Networks Via Directly-Connected Front
`End Processors”, Network Working Group RFC #647, Nov. 1974.
`(“RFC 647”)
`
`Ex. 1020
`
`U.S. Patent No. 5,619,650 (“Bach”)
`
`Ex. 1021
`
`U.S. Patent No. 5,915,124 (“Morris”)
`
`Ex. 1022
`
`Ex. 1023
`
`Ex. 1024
`
`Cooper, E.C., et al., “Protocol Implementation on the Nectar
`Communication Processor”, School of Computer Science,
`Carnegie Mellon University, Sept. 1990. (“Cooper”)
`Kung, H.T., et al., “A Host Interface Architecture for High-Speed
`Networks”, School of Computer Science, Carnegie Mellon
`University and Network Systems Corporation. (“Kung”)
`Exhibit D to Declaration of Dr. Gregory L. Chesson in Support of
`Microsoft’s Opposition to Alacritech’s Motion for Preliminary
`Injunction: “Protocol Engine Handbook”, Protocol Engines
`Incorporated, Oct. 1990. (“Chesson”)
`
`
`
`Exhibit #
`
`Ex. 1025
`
`Ex. 1026
`
`Ex. 1027
`
`Ex. 1028
`
`Ex. 1029
`
`Ex. 1030
`
`Ex. 1031
`
`Ex. 1032
`
`Ex. 1033
`
`Ex. 1034
`
`
`
`
`
`Description
`
`Kanakia, H., Cheriton, D.R., “The VMP Network Adapter Board
`(NAB): High-Performance Network Communication for
`Multiprocessors”, Communications Architectures & Protocols,
`Stanford University, Aug. 1988. (“Kanakia”)
`Kung, H.T., Cooper, E.C., et al., “Network-Based
`Multicomputers: An Emerging Parallel Architectures”, School of
`Computer Science, Carnegie Mellon University. (“Kung and
`Cooper”)
`Dalton, C., et al., “Afterburner: Architectural Support for High-
`Performance Protocols”, Networks & Communications
`Laboratories, HP Laboratories Bristol, July 1993. (“Dalton”)
`Murphy, E., Hayes, S., Enders, M., TCP/IP Tutorial and
`Technical Overview Fifth Edition, Prentice-Hall, Inc. New Jersey,
`(1995). (“Murphy”)
`MacLean, A.R., Barvick, S. E., “An Outboard Processor for High
`Performance Implementation of Transport Layer Protocols”,
`IEEE Globecom ’91, Phoenix, AZ, Dec. 1991. (“MacLean”)
`Clark, D.D., et al., “An Analysis of TCP Processing Overhead”,
`IEEE Communications Magazine, June 1989. (“Clark”)
`
`U.S. Provisional Application 60/061,809 (“Alacritech 1997
`Provisional Application”)
`Culler, E.C., et al., “Parallel Computing on the Berkeley NOW”,
`Computer Science Division, University of California, Berkeley.
`(“Culler”)
`“Gigabit Ethernet Technical Brief: Achieving End-to-End
`Performance”, Alteon Networks, Inc. First Edition, Sept. 1996.
`(“Alteon”)
`Smith, J.A., Primmer, M., “Tachyon: A Gigabit Fibre Channel
`Protocol Chip”, Hewlett-Packard Journal, Article 12, Oct. 1996.
`(“Smith”)
`
`
`
`Exhibit #
`
`Ex. 1035
`
`Ex. 1036
`
`Description
`
`Patterson, D.A., Hennessy, J.L., Computer Architecture: A
`Quantitative Approach, Morgan Kaufmann Publishers, Inc., San
`Mateo, CA (1990). (“Patterson”)
`Internet Protocol, “Darpa Internet Protocol Specification”, RFC:
`791, Sept. 1981. (“RFC 791”)
`
`Ex. 1037
`
`Number Not Used
`
`Ex. 1038
`
`Ex. 1039
`
`Exs. 1040-
`1050
`
`Woodside, C. M., Ravindran, K. and Franks, R. G.. “The protocol
`bypass concept for high speed OSI data transfer.” IFIP Workshop
`on Protocols for High Speed Networks. 1990. (“Woodside”)
`Joint Claim Construction and Pre-Hearing Statement Pursuant to
`Rule 4-3 (Alacritech, Inc. v. Dell Inc, Intel Corporation, et al.)
`(“JCCS”)
`
`Numbers Not Used
`
`Ex. 1051
`
`U.S. Patent No. 4,027,293
`
`Ex. 1052
`
`U.S. Patent No. 5,329,630
`
`Exs. 1053-
`1061
`
`Ex. 1062
`
`Exs. 1063-
`1076
`
`Numbers Not Used
`
`Rebuttal Declaration of Paul S. Min in Support of Plaintiff’s
`Claim Construction Brief (“Min Rebuttal Declaration”)
`
`Numbers Not Used
`
`Ex. 1077
`
`Deposition of Paul S. Min on March 21, 2017 (“Min Depo”)
`
`
`
`
`
`
`
`Exhibit #
`
`Exs. 1078-
`1086
`
`Ex. 1087
`
`Exs. 1088-
`1109
`
`Ex. 1110
`
`Ex. 1111
`
`Ex. 1112
`
`Exs. 1113-
`1200
`
`Ex. 1201
`
`Ex. 1202
`
`Ex. 1203
`
`
`
`
`
`Description
`
`Numbers Not Used
`
`Librarian Declaration of Christopher Butler regarding “Gigabit
`Ethernet Technical Brief: Achieving End-to-End Performance”,
`Alteon Networks, Inc. First Edition, Sept. 1996. (Ex.1033,
`“Alteon”) (“First Butler Declaration”)
`
`Numbers Not Used
`
`Declaration of Garland Stephens in Support of Petitioner’s
`Opposition to Patent Owner’s Motion for Additional Discovery
`Regarding Real Parties-In-Interest (Jan. 10, 2018)
`Declaration of S. Christopher Kyriacou in Support of Petitioner’s
`Opposition to Patent Owner’s Motion for Additional Discovery
`Regarding Real Parties-In-Interest (Jan. 10, 2018)
`Alacritech’s Answer from Alacritech v. CenturyLink, et al.
`16cv693
`
`Numbers Not Used
`
`A true and correct copy of the following website as of December
`27, 2017:
`https://web.archive.org/web/19970622102719/http://www.alteon.
`com/index.html “Archived version of the Alteon home page”.
`A true and correct copy of the following website as of December
`27, 2017:
`https://web.archive.org/web/19970622102647/http://www.alteon.
`com:80/presintr.html
`A true and correct copy of the following website as of December
`27, 2017:
`https://web.archive.org/web/19970622102901/http://www.alteon.
`com:80/techbr01.html
`
`
`
`
`
`
`
`Exhibit #
`
`Ex. 1204
`
`Description
`
`A true and correct copy of the following website as of December
`27, 2017:
`https://web.archive.org/web/19970622103538/http://www.alteon.
`com:80/whitpapr.pdf
`
`Ex. 1205
`
`Request for Comments (“RFC”) 2026
`
`A true and correct copy of the following website as of December
`27, 2017: https://www.rfc-
`editor.org/search/rfc_search_detail.php?rfc=929&pubstatus%5B
`%5D=Any&pub_date_type=any
`A true and correct copy of the following website as of December
`27, 2017: https://www.rfc-
`editor.org/search/rfc_search_detail.php?rfc=793&pubstatus%5B
`%5D=Any&pub_date_type=any
`
`Numbers Not Used
`
`Declaration of Robert Horst, Ph. D. In Support of Petitioner’s
`Response in Opposition to Patent Owner’s Contingent Motion to
`Amend (April 4, 2018)
`
`Numbers Not Used
`
`Ex. 1206
`
`Ex. 1207
`
`Exs. 1208-
`1209
`
`Ex. 1210
`
`Exs. 1211-
`1214
`
`Ex. 1215
`
`Second Affidavit of Christopher Butler (March 16, 2018)
`
`Ex. 1216
`
`Number Not Used
`
`Ex. 1217
`
`The Memory-Integrated Network Interface by Ron Minnich, et al.
`(February 1995)
`
`Ex. 1218
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`Number Not Used
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`
`
`
`
`
`
`Exhibit #
`
`Ex. 1219
`
`Ex. 1220
`
`Ex. 1221
`
`Ex. 1222
`
`Ex. 1223
`
`Ex. 1224
`
`Ex. 1225
`
`Description
`
`Budding Alteon to Offer Gigabit Ethernet Switch, InfoWorld,
`(August 26, 1996)
`
`IBM, Alteon Strike Gigabit Ethernet deal, InfoWorld (May 12,
`1997)
`
`Internet pages directed to Technical Brief on Alteon Ethernet
`Gigabit NIC (Printed Mar. 15, 1997)
`
`The design of Nectar : a network backplane for heterogeneous
`multicomputers by E. Arnould, et al. (1989)
`Declaration of Robert Horst, Ph.D. In Support of Petitioner’s
`Reply to Patent Owner’s Response to petition for Inter Partes
`Review of U.S. patent No. 7,337, 241.
`Deposition of Kevin C. Almeroth, Ph.D., Volume 1 (May 03,
`2018)
`
`Deposition of Kevin C. Almeroth, Ph.D., Volume 2 (May 04
`2018)
`
`Ex. 1226
`
`Number Not Used
`
`Ex. 1227
`
`New ASIC drives Alacritech into storage by R. Merritt, EE Times
`(January 11, 2011)
`
`Ex. 1228
`
`Internet page from Alacritech.com downloaded on May 6, 2018
`
`Ex. 1229
`
`Number Not Used
`
`Ex. 1230
`
`Ex. 1231
`
`Why Are We Deprecating Network Performance Features? By B.
`Wilson downloaded on May 2, 2018
`Alacritech, Inc.’s Answer and Counterclaims to Intel
`Corporation’s Complaint in Intervention from Alacritech v.
`CenturyLink, et al., 16cv693, Eastern District of Texas (D.I. 94)
`
`
`
`
`
`
`
`Exhibit #
`
`Description
`
`(December 13, 2016)
`
`Ex. 1232
`
`Ex. 1233
`
`Ex. 1234
`
`Alacritech’s First Amended and Supplemental Patent Initial
`Disclosures for Intel from Alacritech v. CenturyLink, et al.,
`16cv693, Eastern District of Texas (February 24, 2017)
`Alacritech, Inc.’s Answer and Counterclaims to Cavium Inc.’s
`Complaint in Intervention from Alacritech v. CenturyLink, et al.,
`16cv693, Eastern District of Texas (D.I. 137) (February 24, 2017)
`Course Information for Fall 1997 “Introduction to Computer
`Communication Networks”
`
`Ex. 1235
`
`Patent Local Rules for the Eastern District of Texas
`
`Ex. 1236
`
`Updated Curriculum Vitae of Robert Horst
`
`Ex. 1237
`
`Number Not Used
`
`Ex. 1238
`
`Number Not Used
`
`Ex. 1239
`
`Ex. 1240
`
`Comparison of Alteon (Ex. 1033) and “Internet pages directed to
`Technical Brief on Alteon Ethernet Gigabit NIC (Printed Mar. 15,
`1997)” (Ex. 1221)
`IETF SNMP Working Group Internet Draft SNMP
`Communications Services by Frank J. Kastenholz (April 1991)
`
`Ex. 1241
`
`Number Not Used
`
`Ex. 1242
`
`John S. Quarterman, Abraham Silberschatz, and James L.
`Peterson. 1985. 4.2BSD and 4.3BSD as examples of the UNIX
`system. ACM Comput. Surv. 17, 4 (December 1985), 379-418.
`
`
`
`
`
`
`
`Exhibit #
`
`Ex. 1243
`
`Ex. 1244
`
`Ex. 1245
`
`Ex. 1246
`
`Ex. 1247
`
`Ex. 1248
`
`Ex. 1249
`
`Ex. 1250
`
`Ex. 1251
`
`Ex. 1252-
`1253
`
`Description
`
`The Internet Archive: Building an 'Internet Library' downloaded
`at: https://web.archive.org/web/20000408223908
`/https://archive.org/about/index.html
`History of Search Engines: From 1945 to Google Today
`downloaded at: http://www.searchenginehistory.com/
`History Of Search Engines by Tom Seymour, et al., International
`Journal of Management & Information Systems, Volume 15,
`Number 4 (2011)
`Press Release: Alteon Networks and Network Appliance
`Demonstrate Gigabit Ethernet Connectivity at NetWorld+Interop
`Atlanta (September 18, 1996)
`Sun to OEM Alteon's Gigabit Ethernet products by Robert
`McMillan (May 1, 1997)
`Modeling and analysis of the Unix communication subsystems by
`Yi-Chun Chu and Toby J. Teorey In Proceedings of the 1996
`conference of the Centre for Advanced Studies on Collaborative
`research (CASCON '96) (1996)
`Excerpt from Report of Alacritech’s Expert Dr. Kevin C.
`Almeroth Concerning Intel’s Infringement from from Alacritech
`v. CenturyLink, et al., 16cv693, Eastern District of Texas
`(October 23, 2017)
`Declaration of Dr. Kevin C. Almeroth in Support of Alacritech’s
`Motion for Preliminary Injunction of Microsoft’s Infringement of
`Claim 1 of U.S. Patent 6,697,868 from Alacritech, Inc. v.
`Microsoft Corporation, Northern District of California,
`04cv03284 (D.I. 27) (November 19, 2004)
`Declaration of Dr. Kevin C. Almeroth in Support of Alacritech’s
`Reply to Microsoft’s Opposition to of Alacritech’s Motion for
`Preliminary Injunction from Alacritech, Inc. v. Microsoft
`Corporation, Northern District of California, 04cv03284 (D.I. 73)
`(February 11, 2005)
`Numbers Not Used
`
`
`
`Exhibit #
`Ex. 1254
`
`Description
`May 28, 2018 Deposition of Kevin Almeroth
`
`Ex. 1255
`
`Ex. 1256
`
`Declaration of Robert Horst in Support of Petitioner’s Sur-Reply
`in Opposition to Patent Owner’s Motion to Amend for Inter
`Partes Review of U.S. Patent No. 7,337,241
`Chart regarding Patent Owner Exhibit 2026
`
`Ex. 1257
`
`U.S. Patent 6,401,127
`
`Ex. 1258
`
`U.S. Patent 7,496,689
`
`Ex. 1259
`
`U.S. Patent 6,334,153
`
`Ex. 1260
`
`Number Not Used
`
`Ex. 1261
`
`U.S. Patent 6,119,230
`
`
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`
`
`Respectfully submitted,
`
`/s/ Garland T. Stephens
`Garland T. Stephens, Reg. No. 37,242
`Justin L. Constant, Reg. No. 66,883
`Weil, Gotshal & Manges LLP
`700 Louisiana, Suite 1700
`Houston, TX 77002
`Tel: (713) 546-5000
`Fax: (713) 224-9511
`garland.stephens@weil.com
`justin.constant@weil.com
`Anne M. Cappella, Reg. No. 43,217
`Adrian Percer, Reg. No. 46,986
`Weil, Gotshal & Manges LLP
`201 Redwood Shores Parkway
`Redwood Shores, CA 94065
`Tel: (650) 802-3141
`Fax: (650) 802-3100
`anne.cappella@weil.com
`adrian.percer@weil.com
`William S. Ansley, Reg. No. 67,828
`Weil, Gotshal & Manges LLP
`2001 M Street, N.W, Suite 600
`Washington, DC 20036
`Tel: (202) 682-7000
`Fax: (202) 857-0940
`sutton.ansley@weil.com
`
`Attorneys for Petitioner Intel Corporation
`
`
`
`Dated: July 5, 2018
`
`
`
`
`
`
`
`Case IPR No. 2017-01392
`U.S. Patent No. 7,337,241
`
`CERTIFICATE OF SERVICE
`I hereby certify that on July 5, 2018, a copy of PETITIONER’S
`
`UPDATED EXHIBIT LIST was served by filing this document through the
`
`PTAB’s E2E Filing System as well as delivering a copy via electronic mail upon
`
`the following:
`
`James M. Glass
`Registration No. 46,729
`Quinn Emanuel Urquhart & Sullivan LLP
`51 Madison Ave., 22nd Fl.
`New York, NY 10010
`Tel.: (212) 849-7000
`Email: jimglass@quinnemanuel.com
`Joseph M. Paunovich
`Registration No. 59,033
`Quinn Emanuel Urquhart & Sullivan LLP
`865 S. Figueroa Street, 10th Fl.
`Los Angeles, CA 90017
`Tel.: (213) 443-3000
`Email: joepaunovich@quinnemanuel.com
`Brian E. Mack
`Registration No. 57,189
`Quinn Emanuel Urquhart & Sullivan LLP
`50 California Street, 22nd Fl.
`San Francisco, CA 94111
`Tel.: (415) 875-6600
`Email: brianmack@quinnemanuel.com
`
`
`
`
`13
`
`
`
`Case IPR No. 01392
`U.S. Patent No. 7,337,241
`
`Mark Lauer
`Registration No. 36,578
`Silicon Edge Law Group LLP
`7901 Stoneridge Dr., Ste. 528
`Pleasanton, CA 94588
`Tel.: (925) 621-2121
`Email: mark@siliconedgelaw.com
`
`Dated: July 5, 2018
`
`
`
`/s/ Garland T. Stephens
`
`Garland T. Stephens
`Reg. No. 37,242
`
`
`
`
`14
`
`
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