throbber

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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`IMMERSION CORPORATION,
`Patent Owner.
`___________________
`
`Case IPR2017-01310
`Patent No. 8,749,507
`___________________
`
`
`
`
`IMMERSION CORPORATION’S
`
`PATENT OWNER PRELIMINARY RESPONSE
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`10205460
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`TABLE OF CONTENTS
`
`Case IPR2017-01310
`Patent No. 8,749,507
`
`Page
`
`INTRODUCTION ........................................................................................ 1 
`
`THE ‘507 PATENT ...................................................................................... 4 
`
`PROCEDURAL HISTORY ......................................................................... 5 
`
`
`I. 
`
`II. 
`
`III. 
`
`IV.  THE BOARD SHOULD EXERCISE ITS DISCRETION UNDER
`35 U.S.C. §§ 314(A) AND 325(D) TO DENY INSTITUTION .................. 6 
`
`V. 
`
`PERSON HAVING ORDINARY SKILL IN THE ART (POSITA) ......... 13 
`
`VI.  CLAIM CONSTRUCTION ....................................................................... 14 
`
`VII.  CLAIMS 1-18 ARE NOT OBVIOUS OVER ASTALA IN VIEW
`OF SHAHOIAN ......................................................................................... 18 
`
`A.  Neither Astala Nor Shahoian Discloses The “determining a
`press if: . . . the change in pressure is greater than a change in
`pressure threshold” Limitation ......................................................... 18 
`
`1. 
`
`2. 
`
`3. 
`
`Astala Consistently Teaches Determining Touch Inputs
`Based Only On Pressure And Time ....................................... 19 
`
`Astala Uses “Change In Pressure” For An Entirely
`Different Purpose, Unrelated To “Determining A Press” ..... 21 
`
`Petitioner’s Conclusory Obviousness Arguments Fail .......... 28 
`
`Astala Contains No Disclosure Relating To Haptics, and
`Shahoian Fails to Remedy the Deficiency ....................................... 30 
`
`Astala and Shahoian Do Not Render Obvious Claims 2, 10,
`and 15 ............................................................................................... 32 
`
`B. 
`
`C. 
`
`D.  Additional Dependent Claims .......................................................... 36 
`
`VIII.  CONCLUSION ........................................................................................... 37
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`TABLE OF AUTHORITIES
`
`Case IPR2017-01310
`Patent No. 8,749,507
`
`
` Page(s)
`
`Cases
`In re. Am. Acad. of Sci. Tech. Ctr.,
`367 F.3d 1359 (Fed. Cir. 2004) .......................................................................... 29
`
`Arendi S.A.R.L. v. Apple Inc.,
`832 F.3d 1355 (Fed. Cir. 2016) .......................................................................... 29
`
`Cuozzo Speed Techs., LLC v. Lee,
`136 S. Ct. 2131, 195 L. Ed. 2d 423 (2016) ......................................................... 14
`
`PPC Broadband, Inc., v. Corning Optical Comms. RF, LLC,
`815 F.3d 747 (Fed. Cir. 2016) ............................................................................ 14
`
`Statutes
`
`35 U.S.C. § 103(a) ..................................................................................................... 2
`
`35 U.S.C. § 314(a) ......................................................................................... 7, 14, 38
`
`35 U.S.C. § 325(d) ......................................................................................... 7, 12, 38
`
`Other Authorities
`
`37 C.F.R. § 42.100(b) .............................................................................................. 14
`
`37 C.F.R. § 42.108(a) ............................................................................................... 14
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`Case IPR2017-01310
`Patent No. 8,749,507
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`EXHIBIT LIST
`
`Declaration of Daniel Wigdor, Ph.D. in Support of Immersion
`Corporation’s Patent Owner Preliminary Response
`Curriculum Vitae of Daniel Wigdor, Ph.D.
`
`Excerpt from Immersion’s ITC Complaint (ITC Inv. No. 337-TA-
`1004/990)
`Excerpt from April 27, 2017 Hearing Transcript (International
`Trade Commission)
`Excerpt from Apple’s Invalidity Claim Chart for U.S. Patent No.
`8,749,507 Based On U.S. Patent No. 6,590,568 (Astala ‘568)
`Decision on Appeal 2009-015440 in Application 10/723,778
`(Board of Patent Appeals and Interferences)
`May 13, 2013 Applicant Arguments and Remarks Made in an
`Amendment in Application 13/441,108
`Excerpt from Exhibit 5 to December 16, 2016 Expert Report of
`Dr. Andy Cockburn regarding Invalidity
`U.S. Patent No. 4,555,952 to Jenkins
`
`Excerpt from Apple’s Supplemental Interrogatory Responses to
`Immersion’s 6th Set of Interrogatories (Nos. 98-100, 103-104),
`served September 14, 2016 in ITC Inv. No. 337-TA-1004/990
`
`
`
`
`Immersion
`Ex. 2001
`Immersion
`Ex. 2002
`Immersion
`Ex. 2003
`Immersion
`Ex. 2004
`Immersion
`Ex. 2005
`Immersion
`Ex. 2006
`Immersion
`Ex. 2007
`Immersion
`Ex. 2008
`Immersion
`Ex. 2009
`Immersion
`Ex. 2010
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`Case IPR2017-01310
`Patent No. 8,749,507
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`STATEMENT OF MATERIAL FACTS IN DISPUTE
`
`Petitioner Apple, Inc. did not submit a statement of material facts in this
`
`
`
`
`
`Petition. Accordingly, no response is due pursuant to 37 C.F.R. § 42.23(a), and no
`
`facts are admitted.
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`I.
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`Case IPR2017-01310
`Patent No. 8,749,507
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`INTRODUCTION
`The Patent Trial and Appeal Board (“Board”) should deny this second
`
`petition for inter partes review (“Petition”) that Petitioner Apple, Inc. filed against
`
`U.S. Patent No. 8,749,507 (Ex. 1101, the “‘507 patent”). Petitioner is engaged in a
`
`campaign to harass Immersion Corporation (“Patent Owner”) and drive up
`
`litigation costs by filing serial petitions against not only the ‘507 patent but several
`
`other Immersion patents. This Petition is one of fourteen petitions Petitioner has
`
`now filed against seven patents in Patent Owner’s patent portfolio. In each case,
`
`including this one, Petitioner strategically waited for Patent Owner to file a
`
`preliminary response and for the Board to make a decision before crafting another
`
`serial petition challenging the same claims. As in Akamai Techs., Inc. v. Limelight
`
`Networks, IPR2017-00358, Paper 9 at 12, the Board should exercise its discretion
`
`to deny institution here of this repeat strategic petition.
`
`Each of the factors articulated in Akamai favors denying institution. Apple
`
`filed the second petition against the ‘507 patent on April 21, 2017, almost four
`
`months after receiving Patent Owner’s Preliminary Response and almost a month
`
`after receiving the Board’s decision denying institution of the first petition.
`
`Petitioner freely admitted in ITC proceedings between Patent Owner and Petitioner
`
`that it used the Board’s decision to craft the arguments in its second petition with
`
`the hope of obtaining a different outcome. See Ex. 2005, 2017-04-27 Trial Tr. at
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`Case IPR2017-01310
`Patent No. 8,749,507
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`42:11-15 (“The other two patents, the ‘051 and the ‘507, their petitions were
`
`initially denied. We’ve since, following the cues that the PTAB has given us,
`
`refiled petitions for both of those and we expect those will be instituted as well.”)
`
`(emphasis added). Petitioner did so even though it was well aware of the prior art
`
`used in this Petition at the time it filed the first petition and had in fact already
`
`developed its invalidity contentions based on that art. Petitioner’s strategy of
`
`holding back prior art and arguments in order to file a second petition imposes
`
`inequities on Patent Owner. Indeed, the present Petition references the Board’s
`
`Institution Decision in IPR2016-01777 repeatedly over the span of many pages,
`
`essentially challenging
`
`the previous decision. These are precisely
`
`the
`
`circumstances in which institution of a serial petition like this should be denied.
`
`Should the Board reach the merits, the Petition fails to establish a reasonable
`
`likelihood that Petitioner would carry its burden of showing that any claim of the
`
`‘507 patent is not patentable. The Petition asserts a single Ground, alleging that
`
`claims 1-18 are obvious under 35 U.S.C. § 103(a) in light of Astala (Ex. 1103) in
`
`view of Shahoian (Ex. 1104) – references the PTO already considered either in
`
`prosecution or earlier IPR proceedings. A comparison of the references to the ‘507
`
`patent confirms that the asserted Ground lacks merit.
`
`The ‘507 patent teaches a novel of way of determining whether a user
`
`intended to “press” an input device such as a touchpad and providing haptic
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`Case IPR2017-01310
`Patent No. 8,749,507
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`feedback in response. Specifically, the ‘507 patent teaches examining data about
`
`the user’s contact, including the pressure of the contact, changes in the pressure,
`
`and a time interval, and determining a press if the “pressure is greater than a
`
`pressure threshold,” “the change in pressure is greater than a change in pressure
`
`threshold,” and “a first interval has elapsed.” Ex. 1101 at 4:47-63 & cl. 1. This
`
`novel combination of considerations is absent from the prior art. Neither of
`
`Petitioner’s asserted references, Astala and Shahoian, teaches determining a press
`
`based on a change in pressure being greater than a change in pressure threshold.
`
`Petitioner also concedes that its lead reference Astala fails to disclose a
`
`required element of the ‘507 patent claims, “outputting a haptic effect” in response
`
`to determining a gesture. See Ex. 1101, cl. 1. Astala contains no disclosure
`
`whatsoever regarding haptics. Petitioner argues that it would have been obvious to
`
`add such a feature to Astala, based only on using hindsight to apply general
`
`statements in the Shahoian reference that it would be beneficial for touchpads to
`
`use haptics. This is insufficient, and Petitioner fails to identify a combination of
`
`references that would actually produce the claimed invention of the ‘507 patent.
`
`Petitioner’s obviousness challenges to the dependent claims of the ‘507
`
`patent also are deficient. Claims 2, 10, and 15 require the use of contact data
`
`“comprising both an actual pressure and a pseudo pressure.” See, e.g., Ex. 1101
`
`cls. 2, 10, 15. But neither Astala nor Shahoian disclose contact data comprising a
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`Case IPR2017-01310
`Patent No. 8,749,507
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`“pseudo pressure.” To the contrary, both references at most describe measuring
`
`only the actual pressure applied by the user to the touchpad or touchscreen.
`
`Petitioner concedes that Astala fails to disclose contact data comprising a “pseudo
`
`pressure,” and tries to fill this gap with arguments based on misinterpretations of
`
`the Shahoian disclosure and an unreasonably broad proposed claim construction
`
`that the Board should reject.
`
`In short, this second Petition against the ‘507 patent can and should be
`
`denied based on Petitioner’s abusive practice of making serial IPR filings. Even if
`
`the Board does not exercise this discretion, the Board should nonetheless decline to
`
`institute inter partes review based at least on the deficiencies in the asserted prior
`
`art on which Petitioner relies for Ground 1.
`
`II. THE ‘507 PATENT
`The ‘507 patent
`is entitled “Systems and Methods for Adaptive
`
`Interpretation of Input from a Touch-sensitive Input Device.” The patent arose out
`
`of Immersion’s work developing improved ways to interpret touch inputs from
`
`different users of a device, such as a touchscreen on a cell phone. Because of
`
`factors such as physical differences between users, different angles of finger
`
`contacts, different pressures applied by different users or between different
`
`touches, or finger movement across the touch surface during a press, it may be
`
`difficult to determine the user’s intent. Ex. 1101 at 1:55-65; Ex. 2001 (Declaration
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`Patent No. 8,749,507
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`of Daniel Wigdor, Ph.D., hereinafter “Wigdor Decl.”) ¶ 17. The ‘507 patent
`
`addresses these difficulties by determining a gesture using additional information
`
`about a touch other than just position or pressure. For example, a press is
`
`determined if the “pressure is greater than a pressure threshold,” “the change in
`
`pressure is greater than a change in pressure threshold,” and “a first interval has
`
`elapsed.” Ex. 1101 at cl. 1; Wigdor Decl. ¶ 17. Using these criteria, the system can
`
`better determine the user’s intended gesture and provide haptic feedback in
`
`response. Ex. 1101 at 4:47-63; Wigdor Decl. ¶ 17.
`
`III. PROCEDURAL HISTORY
`The ‘507 patent is one of seven patents that are the subject of the following
`
`District Court and ITC cases: Immersion Corp. v. Apple Inc., et al., Nos. 1-16-cv-
`
`00077 and 1:16-cv-00325 (D. Del.) (stayed) and In the Matter of: Certain Mobile
`
`and Portable Electronic Devices Incorporating Haptics (Including Smartphones
`
`and Laptops) and Components Thereof, ITC Investigation Nos. 337-TA-990 and -
`
`1004 (consolidated). In addition to the ‘507 patent, the other patents at issue in one
`
`or both of these cases are U.S. Patent Nos. 8,619,051 (the “‘051 patent”);
`
`8,659,571 (the “‘571 patent”); 8,581,710 (the “‘710 patent”); 7,336,260 (the “‘260
`
`patent”); 7,808,488 (the “‘488 patent”) and 8,773,356 (the “‘356 patent”).
`
`Petitioner Apple filed two petitions, sequential in time, for each patent
`
`Patent Owner asserted against Apple in co-pending litigation. The chart below
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`Case IPR2017-01310
`Patent No. 8,749,507
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`lists each of these patents and the corresponding case number for “IPR #1,” the
`
`dates for the filing of the petition and the Board’s decision in IPR#1, and case
`
`number and filing date for “IPR #2.” The information for the ‘507 patent at issue
`
`in this Petition is highlighted in bold.
`
`Patent
`
`8,619,051
`8,659,571
`8,773,356
`8,581,710
`8,749,507
`7,336,260
`7,808,488
`
`IPR #1
`Case No.
`IPR2016-01371
`IPR2016-01372
`IPR2016-01381
`IPR2016-01603
`IPR2016-01777
`IPR2016-01884
`IPR2016-01907
`
`Filed
`
`Board
`Decision
`1-11-17
`7-7-16
`1-11-17
`7-7-16
`1-11-17
`7-8-16
`8-12-16 2-23-17
`9-12-16 3-23-17
`9-23-16 4-3-17
`9-29-16 4-3-17
`
`Filed
`
`IPR #2
`Case No.
`IPR2017-00887 2-10-17
`IPR2017-00896 2-12-17
`IPR2017-00897 2-12-17
`IPR2017-01368 5-4-17
`IPR2017-01310 4-21-17
`IPR2017-01369 5-4-17
`IPR2017-01371 5-4-17
`
`In each instance, Apple waited for the Patent Owner to file a preliminary
`
`response and the Board to make a decision before it crafted a new, serial petition.
`
`In this case, Apple filed the second Petition on April 21, 2017, almost four months
`
`after receiving Patent Owner’s Preliminary Response and almost a month after the
`
`Board denied institution on the first Petition. The Board denied Apple’s Request
`
`for Rehearing on April 27, 2017. Apple, IPR2016-01777, Paper 9.
`
`IV. THE BOARD SHOULD EXERCISE ITS DISCRETION UNDER 35
`U.S.C. §§ 314(A) AND 325(D) TO DENY INSTITUTION
`
`Institution of an inter partes review is discretionary under 35 U.S.C. §
`
`314(a). Akamai, IPR2017-00358, Paper 9 at 6. Because of the “potential inequity
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`Patent No. 8,749,507
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`of Petitioner filing multiple attacks, adjusting along the way based on Patent
`
`Owner’s contentions and the Board’s decision responding to a prior challenge”
`
`(id., at 8), the Board should exercise its discretion and deny the petition under 35
`
`U.S.C. § 325(d).
`
`The Board has identified the following factors to consider when deciding
`
`whether to exercise its discretion not to institute review based on concerns of the
`
`inequity that results from multiple petitions:
`
`(a) whether the same petitioner previously filed a petition directed to
`the same claims of the same patent;
`(b) whether the petitioner knew or should have known of the prior art
`asserted in the later petition when it filed its earlier petition;
`(c) whether at the time of filing of the later petition, the petitioner
`already received the patent owner’s preliminary response to the first
`petition or received the Board’s decision on whether to institute
`review in the earlier petition;
`(d) the length of time that elapsed between when the petitioner had
`patent owner’s or Board’s analysis on the earlier petition and when
`petitioner filed the later petition; and
`(e) whether the petitioner provides adequate explanation why we
`should permit another attack on the same claims of the same patent.
`
`Akamai, IPR2017-00358, Paper 9 at 9.
`
`
`
`Here, all five factors favor denying this Petition. The same petitioner has
`
`now filed two petitions directed at the same claims. Both the first petition in
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`IPR2016-01777 and the current Petition requested inter partes review of claims 1-
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`Case IPR2017-01310
`Patent No. 8,749,507
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`
`5, 9-12, and 14-17 of the ‘507 patent. Apple Inc. v. Immersion Corporation,
`
`IPR2016-01777, Paper 1 at 3; Pet. at 3. The Board denied institution of inter
`
`partes review of claims 1-5, 9-12, and 14-17 in IPR2016-01777. Apple, IPR2016-
`
`01777, Paper 7 at 2. The current Petition requests inter partes review of the same
`
`claims. Pet. at 3. Although the current Petition also requests inter partes review of
`
`a few additional claims (6-8, 13, and 18) that were not challenged in the first
`
`petition, these claims all depend from claims for which institution was denied.
`
`
`
`The prior art at issue in this Petition also is not new to Petitioner. There is
`
`no dispute that Petitioner was well aware of both the Astala and Shahoian
`
`references asserted in this Petition when it filed the previous IPR2016-01777
`
`petition. The earlier petition asserted grounds involving Shahoian, so it goes
`
`without saying that Petitioner knew of Shahoian at that time. See Apple, IPR2016-
`
`01777, Paper 1 at 3. Petitioner also knew of Astala when it filed the IPR2016-
`
`01777 petition. Not only is Astala cited on the face of the ‘507 patent and
`
`discussed at length during the prosecution history, Immersion produced Astala to
`
`Petitioner in the ITC investigation on May 5, 2016 when it filed its ITC complaint
`
`regarding the ‘507 patent. Ex. 2003. Petitioner did not file the first IPR petition
`
`until September 12, 2016 over four months later. Apple, IPR2016-01777, Paper 1.
`
`By the time the first petition was filed on September 12, 2016, Petitioner also had
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`Patent No. 8,749,507
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`already developed its invalidity theories based on Astala. In fact, two days after
`
`the first petition was filed, Petitioner served detailed invalidity contentions about
`
`Astala in the ongoing ITC investigation. Ex. 2010 (served September 14, 2016).
`
`These contentions included a 19-page invalidity claim chart asserting that Astala
`
`allegedly anticipated or rendered obvious (including in combination with
`
`Shahoian) claims 1-5, 9-12, and 14-17 of the ‘507 patent. Ex. 2004 (Astala claim
`
`chart served with Ex. 2010).
`
`
`
`Petitioner also had ample time to study Immersion’s Patent Owner
`
`Preliminary Response and the Board’s Institution Decision in the IPR2016-01777
`
`proceeding before filing the present Petition. Immersion filed its Preliminary
`
`Response to the IPR2016-01777 petition on December 27, 2016. See Apple,
`
`IPR2016-01777, Paper 6. The Board issued its Institution Decision denying
`
`institution on March 23, 2017. Id., Paper 7. Petitioner had Patent Owner’s
`
`Preliminary Response for four months and the Board’s Institution Decision for a
`
`month before filing the current petition. These facts line up with Akamai, where
`
`the Board declined institution where the second petition was filed four months
`
`after first POPR and one month after first Board decision. See Akamai, IPR2017-
`
`00358, Paper 9 at 11.
`
`
`
`In Akamai, the Board noted that “any non-strategic reasons” offered by
`
`Petitioner for the delay in filing the petition could be weighed against the factors
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`discussed above. Akamai, IPR2017-00358, Paper 9 at 11. Petitioner has presented
`
`no non-strategic purpose. To the contrary, Petitioner admitted in its opening
`
`statement in the ITC investigation that its strategy in filing the second petition
`
`against the ‘507 patent was to follow the “cues” given by the Board’s institution
`
`decision with the hopes of achieving a different result. See Ex. 2005, 2017-04-27
`
`Trial Tr. at 42:11-15 (“The other two patents, the ‘051 and the ‘507, their petitions
`
`were initially denied. We’ve since, following the cues that the PTAB has given
`
`us, refiled petitions for both of those and we expect those will be instituted as
`
`well.”) (emphasis added).
`
`
`
`Petitioner argues that this second Petition should be allowed because it raises
`
`an additional prior art reference (Astala) and attacks additional claims. Pet. at 16-
`
`17. These arguments are without merit. As the Board noted in Akamai,
`
`substituting one prior art reference for another does not, on its own, “justify
`
`permitting Petitioner to gain an unfair advantage by waiting to file the present
`
`Petition so that it could utilize our Institution Decision in the earlier . .. proceeding
`
`in order to craft the arguments presented in the present Petition.” Akamai,
`
`IPR2017-00358, Paper 9 at 11-12. As noted above, Petitioner was well aware of
`
`Astala at the time it filed the IPR2016-01777 petition and had already developed
`
`its invalidity contentions based on that reference. Petitioner held back the art,
`
`either deciding that the reference was not strong or that it would assert it in a
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`subsequent IPR attempt if the first one failed, as it did. If Petitioner were not
`
`acting with strategic intent, it could have easily included arguments based on
`
`Astala in the IPR2016-0177 petition at that time, rather than waiting months to
`
`learn from Patent Owner’s arguments and the Board’s decision.
`
`
`
`The same is true for the few additional dependent claims Petitioner has
`
`added to the current Petition. The current Petition spends only a handful of pages
`
`addressing these dependent claims, which could have been addressed efficiently in
`
`the earlier petition if the Astala reference had not been withheld. Petitioner’s
`
`asserted justification that the few additional claims should change the outcome is
`
`also belied by the fact that the current Petition challenges all claims of the ‘507
`
`patent, not just the five claims unasserted in the ITC investigation that Petitioner
`
`now contends it must challenge to avoid estoppel. See Pet. at 17.
`
`
`
`Neither of the two cases on which Petitioner relies to justify its second
`
`petition under § 325(d) supports its position. Each of these Board decisions are
`
`distinguishable in critical ways. In Silicon Laboratories, the Board did permit a
`
`second petition challenging additional claims beyond those denied institution in an
`
`earlier petition. Silicon Labs, Inc. v. Cresta Tech. Corp., IPR2015-00615, Paper 9
`
`at 24-25. However, the Board noted how in that case only two claims were being
`
`challenged a second time, with the newly challenged claims “represent[ing] a
`
`minority of the claims [challenged]” in the second petition. Id. at 24. Here, by
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`contrast, 13 out of 18 claims challenged in the current Petition were already
`
`challenged in IPR2016-01777, where institution was denied. In Microsoft Corp. v.
`
`Bradium Techs., IPR2016-00448, Paper 9, the Board declined to deny institution of
`
`a second petition because the second petition raised issues that had not been
`
`considered previously and the Board was not persuaded that Petitioner could have
`
`raised those issues in the first petition. See id. at 10-11 (“Patent Owner does not
`
`establish how Petitioner would have relied on Fuller to assert the same challenges
`
`as those asserted based on Reddy as a primary reference in the instant Petition.”).
`
`This is not such a case. Here, there is no question that Petitioner could have raised
`
`the challenges raised in this Petition earlier. Petitioner was well aware of Astala
`
`and Shahoian and had already developed the invalidity arguments based on those
`
`references in the related ITC investigation.
`
`
`
`Moreover, Petitioner’s challenge based on Astala is not new to the PTO.
`
`The Astala reference was considered during prosecution of U.S. Patent App.
`
`10/723,778 (issued as U.S. 8,164,573), the parent application to the ‘507 patent.
`
`Ex. 2006 at 3. In that prosecution, claims including the “change in pressure”
`
`limitation of the ‘507 patent were rejected as obvious in view of the combination
`
`of Astala and another reference, Gillespie. Id. After an appeal, the Board of Patent
`
`Appeals and Interferences reversed the examiner’s rejection, finding that the
`
`combination of Astala and Gillespie failed to teach or suggest “comparing a
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`Case IPR2017-01310
`Patent No. 8,749,507
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`change in pressure (delta P) to a change in pressure threshold (delta P threshold).”
`
`Id. at 5. Patent Owner added the “change in pressure” claim limitation to the
`
`claims of the ‘507 patent during prosecution, referring to this exact language in the
`
`appeal decision in the parent application. Ex. 2007 at 8-9. The Board’s decision
`
`on appeal during prosecution may well have influenced Petitioner’s strategic
`
`decision not to include Astala in the first IPR petition, but the fact remains that
`
`Astala is not a new reference to either Petitioner or the PTO.
`
`Apple’s filing multiple attacks against the ‘507 patent and adjusting its
`
`position along the way as Apple learns from the Board’s prior decisions is
`
`inequitable and should not be rewarded. Patent Owner respectfully requests that
`
`the Board exercise its discretion under 35 U.S.C. § 314(a) and 37 C.F.R. §
`
`42.108(a) not to institute inter partes review of claims 1-18 of the ‘507 patent.
`
`V.
`
`PERSON HAVING ORDINARY SKILL IN THE ART (POSITA)
`
`A person of ordinary skill in the art for the field of the ‘507 patent would
`
`have at least: a Bachelor of Science degree in an engineering discipline such as
`
`Mechanical Engineering or Computer Science, or at least two years of experience
`
`working with human machine interface systems, graphical user interfaces, haptic
`
`feedback systems, or mobile devices or equivalent embedded systems. Wigdor
`
`Decl. ¶ 19. The conclusions regarding claim construction and validity contained
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`Case IPR2017-01310
`Patent No. 8,749,507
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`herein would be the same regardless of whether Immersion’s or Petitioner’s
`
`proposed level of skill is adopted by the Board. Wigdor Decl. ¶ 20.
`
`VI. CLAIM CONSTRUCTION
`During inter partes review, a patent claim shall be given “its broadest
`
`reasonable construction in light of the specification of the patent in which it
`
`appears.” Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2133, 195 L. Ed. 2d
`
`423 (2016) (quoting 37 C.F.R. § 42.100(b)). The standard for claim construction at
`
`the Patent Office is different from that used during a United States District Court
`
`litigation. See PPC Broadband, Inc., v. Corning Optical Comms. RF, LLC, 815
`
`F.3d 747, 756 (Fed. Cir. 2016); 37 C.F.R. § 42.100(b). Immersion expressly
`
`reserves the right to argue a different claim construction in litigation for any term
`
`of the ‘507 patent, as appropriate in that proceeding.
`
`In its decision denying institution of IPR2016-01777, the Board discussed
`
`the meaning of the claim limitation “determining a press if: the pressure is greater
`
`than a pressure threshold, the change in pressure is greater than a change in
`
`pressure threshold, and a first interval has elapsed.” Apple, IPR2016-01777, Paper
`
`7 at 11-16. Petitioner filed a request for rehearing, arguing that the Board
`
`incorrectly construed the claim limitation in its decision. Id., Paper 8 at 1. The
`
`Board denied Petitioner’s request for rehearing. Id., Paper 9.
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`Case IPR2017-01310
`Patent No. 8,749,507
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`Here, apparently recognizing that the asserted prior art would not render the
`
`claims obvious under the Board’s interpretation in IPR2016-01777, Petitioner
`
`spends five pages of the Petition arguing that the Board’s “interpretation is
`
`incorrect and should not be adopted here” and that it has made an “error in claim
`
`construction.” Pet. at 10. Patent Owner does not endorse the Board’s
`
`interpretation or offer a claim construction of the “determining a press if . . .” term
`
`in this Preliminary Response. However, it is inappropriate for Petitioner to use
`
`serial petitions to re-try the same claim construction arguments with a different
`
`panel of judges, making an end-run around the Board’s rules regarding requests for
`
`rehearing. Petitioner’s claim construction arguments on this issue in the instant
`
`petition are copied nearly verbatim from its denied request for rehearing in
`
`IPR2016-01777. Compare Pet. at 9-14 with Apple, IPR2016-01777, Paper 8 at 3-
`
`8. This is yet another example of Petitioner using serial petitions as a tool for
`
`harassment through repeated, duplicative administrative attacks on the validity of
`
`Patent Owner’s patent. See Akamai, IPR2017-00358, Paper 9 at 12-13 (declining
`
`to institute inter partes review on similar grounds).
`
`With respect to the claim term “pseudo pressure” in certain challenged
`
`dependent claims (claims 2, 10, 15), Immersion contends that the broadest
`
`reasonable interpretation is “a measure of the area of the screen contacted by an
`
`object.” Wigdor Decl. ¶ 23. This construction is consistent with the surrounding
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`Case IPR2017-01310
`Patent No. 8,749,507
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`claim language and the specification, which make clear that “pseudo pressure” can
`
`occur in input devices that utilize a variety of different touchpad technologies. Id.
`
`In the context of the claimed invention, the pseudo pressure is a measure of
`
`the area of the screen contacted by an object, which the ‘507 patent explains is part
`
`of the “contact data” upon which a determination of pressure and change in
`
`pressure is based. See, e.g., Ex. 1101 at cl. 2 (reciting “The method of claim 1,
`
`wherein the contact data comprises an actual pressure and a pseudo pressure”)
`
`(emphasis added); claim 1 (reciting “A method comprising: receiving contact data
`
`from an input device” and then using it to “determin[e] an interaction with a
`
`displayed object on a screen based on the contact data” and “determin[e] a pressure
`
`and a change in pressure based on the contact data”).
`
`The specification explains how the pseudo-pressure—the area of the
`
`touchpad contacted by the user’s finger—may be useful in analyzing the user’s
`
`motions. Ex. 1101, 3:15-19 (“In other words, the pseudo pressure or Z parameter
`
`provided by the touchpad102 is not a measure of the actual vertical displacement
`
`by a conductor at a single point on the touchpad 102, but rather an estimation of
`
`the vertical displacement based on the size of the capacitance change.”); id. at
`
`3:24-28 (“[I]f a user presses heavily against the touchpad 102 with a fleshy part of
`
`the finger, the amount of touchpad 102 area covered by the finger is greater than
`
`when the same part of the finger is touching lightly.”) (emphasis added); Wigdor
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`Case IPR2017-01310
`Patent No. 8,749,507
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`Decl. ¶ 23. That is, because the user’s finger is deformable, the finger will tend to
`
`flatten out and cover a larger area of the touchpad when the user presses down
`
`heavily. Wigdor Decl. ¶ 23.
`
`Petitioner advances several constructions, including that “pseudo pressure”
`
`should be interpreted to “include at least all indirect measures of pressure.” Pet. at
`
`15. As Petitioner’s own arguments in the Petition illustrate, this construction is
`
`unreasonably broad because nearly any measure of pressure can be argued to be, in
`
`at least some sense, “indirect.” For example, Petitioner argues that any measure of
`
`pressure involving “capacitance” or “resistance” is necessarily a “pseudo
`
`pressure.” See Pet. at 16, 45. Such a result is unreasonable as it was well known
`
`in the art that actual pressure could be measured, for example, by measuring the
`
`deflection of a parallel plate capacitor as a res

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