Case 1:16-cv-00325-UNA Document 3 Filed 05/05/16 Page 1 of 1 PagelD #: 116
`
`AO 120 (Rev. 08/10)
`
`'10:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`on the following
`District of Delaware
`filed in the U.S. District Court
`gif Patents. ( 0 the patent action involves 35 U.S.C. § 292.1:
`0 Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`Immersion Corporation
`
`DATE FILED
`5/5/2016
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`DEFENDANT
`Apple Inc., AT&T Inc., and AT&T Mobility LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 US 8,749,507 82
`
`2 US 7,808,488 B2
`
`3 US 8,581,710 B2
`
`4 US 7,336,260 B2
`
`5
`
`6/10/2014
`
`10/5/2010
`
`11/12/2013
`
`2/2612008
`
`Immersion Corporation
`
`Immersion Corporation
`
`Immersion Corporation
`
`Immersion Corporation
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`0 Amendment
`DATE OF PATF,NT
`OR TRADEMARK
`
`III Answer
`
`0 Cross Bill
`
`III Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`•
`
`..:
`
`S
`
`In the above entitled case. the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`( LEKK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 11-1..pon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2-1.:pon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 1
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 1
`
`

`

`PTO/SB/47 (03-09)
`Approved for use through 05/31/2015. OMB 0651-0016
`U.S. Patent and Trademark Office; U. S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`•
`
`"FEE ADDRESS" INDICATION FORM
`
`•
`
`Address to:
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`571-273-6500
`
`- OR -
`
`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form. In addition,
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`For the following listed application(s), please recognize as the "Fee Address" under the provisions of 37 CFR
`1.363 the address associated with:
`
`1,/ Customer Number: 00204
`
`OR
`
`q
`
`The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`8,749,507
`
`13/441,108
`
`Completed by (check one):
`
`Applicant/Inventor
`
`/Barry S. Goldsmith/
`
`Signature
`
`1/ Attorney or Agent of record 39690
`(Reg. No.)
`
`Barry S. Goldsmith
`Typed or printed name
`
`q Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`
`703-610-8680
`Requester's telephone number
`
`q Assignee recorded at Reel
`
`Frame
`
`March 29, 2016
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below*.
`
`m * Total of
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.363. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313- 1450. DO NOT SEND COMPLETE D FORMS TO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 2
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 2
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.0 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
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`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 3
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 3
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`25326379
`
`13441108
`
`International Application Number:
`
`Confirmation Number:
`
`8727
`
`Title of Invention:
`
`SYSTEMS AND METHODS FOR ADAPTIVE INTERPRETATION OF INPUT FROM A
`TOUCH-SENSITIVE INPUT DEVICE
`
`First Named Inventor/Applicant Name:
`
`Henry DaCosta
`
`Customer Number:
`
`95000
`
`Filer:
`
`Barry S. Goldsmith/Hilary Shannon
`
`Filer Authorized By:
`
`Barry S. Goldsmith
`
`Attorney Docket Number:
`
`T9047-22171US02; IMM174C1
`
`Receipt Date:
`
`29-MAR-2016
`
`Filing Date:
`
`06-APR-2012
`
`Time Stamp:
`
`09:25:25
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`1
`
`Maintenance Fee Address Change
`
`T9047-22171U502-
`FEEADDRESSFORM pdf
`
`203971
`
`no
`
`2
`
`12e0709c0444ca778e56t931cab825660d5
`csa2
`
`Warnings:
`
`Information:
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 4
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 4
`
`

`

`Total Files Size (in bytes)i
`
`203971
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 5
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 5
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 8,749,507 B2
`: 13/441108
`: June 10, 2014
`: Dacosta et al.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`In column 10, line 43, in Claim 1, delete "outputting the" and insert -- outputting a --, therefor.
`
`In column 11, line 18, in Claim 9, delete "outputting the" and insert -- outputting a --, therefor.
`
`In column 12, line 18, in Claim 14, delete "output the" and insert -- output a --, therefor.
`
`Signed and Sealed this
`Fifteenth Day of March, 2016
`
`itivcr„ze,
`
`Michelle K. Lee
`Director of the United Stales Patent and Trademark Office
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 6
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 6
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSTONER FOR PATENTS
`PCB. B.1450
`Alexandria, Yirgnia 22313-1450
`www.uspto.g.
`
`APPLICATION NUMBER
`13/441,108
`
`FILING OR 371(C) DATE
`04/06/2012
`
`95000
`MILES & STOCKBRIDGE P.C.
`Immersion Corporation
`1751 Pinnacle Drive
`Suite 1500
`Tysons Corner, VA 22102-3833
`
`FIRST NAMED APPLICANT
`Henry DaCosta
`
`ATTY. DOCKET NO./TITLE
`1MM174.C1 (51851/835125)
`CONFIRMATION NO. 8727
`POA ACCEPTANCE LETTER
`
`Icloottimipoall
`
`III
`
`111111111111111111
`
`M11111
`
`11
`
`III
`
`Date Mailed: 03/04/2016
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/18/2016.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/zretta/
`
`page 1 of 1
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 7
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 7
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSTONER FOR PATENTS
`PCB. B.1450
`Alexandria, Yirgnia 22313-1450
`www.uspto.g.
`
`APPLICATION NUMBER
`13/441,108
`
`FILING OR 371(C) DATE
`04/06/2012
`
`34300
`Kilpatrick Townsend and Stockton, LLP
`1001 W Fourth Street
`Winston-Salem, NC 27101
`
`FIRST NAMED APPLICANT
`Henry DaCosta
`
`ATTY. DOCKET NO./TITLE
`1MM174.C1 (51851/835125)
`CONFIRMATION NO. 8727
`POWER OF ATTORNEY NOTICE
`
`III 111111111111111111 Icloogullgtql
`
`
`
`III 100
`
`Date Mailed: 03/04/2016
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/18/2016.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/zretta/
`
`page 1 of 1
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 8
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 8
`
`

`

`Doc Code: PA..
`Document Description: Power of Attorney
`
`PTOiAIA/82E (07-13)
`Approved for use through 11130r2014. OMB 0651-0051
`L.S. Patent and Trademark Office; V.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coliection of information unless it displays a valid OMB control number
`
`POWER OF ATTORNEY BY APPLICANT
`
`' I hereby revoke all previous powers of attorney given in the application identified in either the attached transmittal letter or
`the boxes below.
`
`Application Number
`
`Filing Date
`
`[V
`
`
`
`(Note: The boxes above may be left blank if information is provided on form PTID/AIN82A.)
`I hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/our attorney(s) or agent(s), and
`to transact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the attached transmittal letter (form PTO(NA/82A) or identified above:
`95000
`
`OR
`I hereby appoint Practifioner(s) named in the attached list (form PTO/AINE12C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referencec in the
`attached transmittal letter (form PTO/AIA/82A) or identified above, (Note: Complete form PTO/AIA/82C.)
`
`recognize or change the correspondence address for the application identified in the attached transmittal
`Please
`letter
`or the boxes above to;
`The address associated with the above-mentioned Customer Number
`OR
`V The address associated with Customer Number, 95000
`OR
`Firm or
`Individual Name
`
`Address
`
`City
`Country
`Telephone
`
`State
`
`Zip
`
`Email
`
`I am the Applicant (if The Applicant is a juristic entity, list the Applicant name in the box):
`
`Immersion Corporation
`Inventor or Joint Inventor (title not required below)
`
`T.'
`
`
`
`Legal Representative of a Deceased or Legally incapacitated Inventor (title not required below)
`1
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer's title if applicant is a juristic entity)
`Person Who Otherwise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR 1.46(b)(2) was granted in the
`application or is concurrently being filed with this document) (provide signer's title if applicant is a juristic entity)
`SIGNATURE of Applicant for Patent
`The undersigned (whose':fitle is supplied below) is authorized to act on behalf of the applicant (e.g., where the applicant is a juristic entity).
`C .r,,,I., ,,,--
`1 /t-,---,---E-:i_
`Signature
`Date (Optional)
`Name
`Catherine Maresh
`
`Title
`Senior IP Patent Counsel, Immersion Corporation
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
`and certifications. If more than one applicant, use multiple forms.
`
`forms are submitted.
`Total of
`T}tis collection of information is required by 37 CFR 1.131. 1.22, and 1.33. The information is requi•ed to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 15 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO, Time will vary depending upon the individual case. Any comments on the amount
`o' time ycu require to complete this form arc lo! suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313.1450, 00 NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call I-300-PTO-9199 and setect option 2.
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 9
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 9
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`24947468
`
`13441108
`
`International Application Number:
`
`Confirmation Number:
`
`8727
`
`Title of Invention:
`
`SYSTEMS AND METHODS FOR ADAPTIVE INTERPRETATION OF INPUT FROM A
`TOUCH-SENSITIVE INPUT DEVICE
`
`First Named Inventor/Applicant Name:
`
`Henry DaCosta
`
`Customer Number:
`
`34300
`
`Filer:
`
`Barry S. Goldsmith/Hilary Shannon
`
`Filer Authorized By:
`
`Barry S. Goldsmith
`
`Attorney Docket Number:
`
`IMM174.C1 (51851/835125)
`
`Receipt Date:
`
`Filing Date:
`
`18-FEB-2016
`
`06-APR-2012
`
`Time Stamp:
`
`11:57:13
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`128726
`
`1
`
`T9047-22171US02-POAFI LE pdf
`
`yes
`
`3
`
`abOb663ba3080bbl 3bea6b1e53f311.9f8
`d1312
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 10
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 10
`
`

`

`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Assignee showing of ownership per 37 CFR 3.73
`
`Power of Attorney
`
`1
`
`3
`
`2
`
`3
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`128726
`
`of the indicated documents,
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`
`for a filing date (see 37 CFR If a new application is being filed and the application includes the necessary components
`
`and the date shown on this 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`
`is compliant with the conditions of 35 If a timely submission to enter the national stage of an international application
`
`acceptance of the application as a U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating
`
`Filing Receipt, in due course. national stage submission under 35 U.S.C. 371 will be issued in addition to the
`
`New International Application Filed with the USPTO as a Receiving Office
`
`includes the necessary components for If a new international application is being filed and the international application
`
`of the International Application Number an international filing date (see PCT Article 11 and MPEP 1810), a Notification
`subject to prescriptions concerning and of the International Filing Date (Form PCT/RO/105) will be issued in due course,
`
`
`the international filing date of national security, and the date shown on this Acknowledgement Receipt will establish
`the application.
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 11
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 11
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07131/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant/Patent Owner: Henry DACOSTA et al.
` Filed/Issue Date: June 10, 2014
`Application No./Patent No.: 8,749,507
`Titled: SYSTEMS AND METHODS FOR ADAPTIVE INTERPRETATION OF INPUT FROM A TOUCH-SENSITIVE
`INPUT DEVICE
`
`Immersion Corporation
`
`(Name of Assignee)
`
`states that it is:
`
`a
`
`corporation
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`1. ▪ the assignee of the entire right, title, and interest in;
`
`2.
`
`▪ an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`q the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`3.
`the patent application/patent identified above, by virtue of either:
`
`A. Xq An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 028019
`, Frame 0789
`, or for which a
`copy therefore is attached.
`
`OR
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From:
`
`2. From:
`
`3. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`Frame
`
` or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`Frame
`
` or for which a copy thereof is attached.
`
`To:
`
`▪ Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`▪
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Barry S. Goldsmith/
`
`Signature
`
`Barry S. Goldsmith, Reg. No. 39,690
`
`February 18, 2016
`Date
`
`Attorney of Record
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
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`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 12
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 12
`
`

`

`Privacy Act Statement
`
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`
`The information provided by you in this form will be subject to the following routine uses:
`
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`CFR 1.14, as a routine use, to the public if the record was filed in an application which
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`
`APPLE INC.
`EXHIBIT 1102 - PAGE 13
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 13
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Patent No.
`8749507
`Issued Date: 10 June, 2014
`13/441,108
`Appl. No:
`Filed.:
`06 April 2012
`
`PART (A) RESPONSE FOR CERTIFICATES OF CORRECTION
`
`This is a decision on the Certificate of Correction request filed 04 January 2016.
`
`The request for issuance of Certificate of Correction for the above-identified correction(s)
`under the provisions of 37 CFR 1.322 and/or 1.323 is hereby:
`
`(Check one)
`IS1 Approved
`
`Comments:
`
`q Approved in Part
`
`q Denied
`
`PART (B) PETITION UNDER 37 CFR 1.324 OR 37 CFR 1.48
`
`This is a decision on the petition filed
`
`to correct inventorship under 37 CFR 1.324.
`
`. In view of the fact
`This is a decision on the request under 37 CFR 1.48, petition filed
`that the patent has already issued, the request under 37 CFR 1.48 has been treated as a
`petition to correct inventorship under 37 CFR 1.324.
`
`The petition is hereby:
`
`q Granted
`
`q Dismissed
`
`The patented filed is being forwarded to Certificate of Corrections Branch for issuance of a
`certificate naming only the actual inventor or inventors.
`
`/WILLIAM BODDIE/
`Supervisory Patent Examiner, Art Unit 2625
`Technology Center 2600
`Phone: 571-272-0666
`
`Certificates of Correction Branch email: CustomerServiceCoC@uspto.gov CoC Central Phone Number: (703) 756-1814
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 14
`
`APPLE INC.
`EXHIBIT 1102 - PAGE 14
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PTO-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`• 8,749,507
`
`APPLICATION NO.: 13/441 ,108
`
`ISSUE DATE
`
`June 10, 2014
`
`INVENTOR(S)
`
`DACOSTA et al.
`
`Page 1 of 1
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`In column 10, line 43, in Claim 1, delete "outputting the" and insert -- outputting a --, therefor.
`
`In column 11, line 18, in Claim 9, delete "outputting the