throbber
PTO/SB/DB3 (01-10)
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`U_s_ Patent and Tragzggfk O‘:;::eU_§"EfiEPARTMENT OF COMMERCE
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`( Not for submission under 37 CFR 1.99)
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`Application Number
`
`Filing Date
`First Named Inventor
`A“ Unit
`
`Examiner Name
`
`Harold S. Mindlin ll
`|
`
`Attorney Docket Number
`
`| 1520-0013
`
`Examiner Cite
`.
`.
`,,
`Initial
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
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`Name of Patentee or Applicant PageS’C°|umn5'Line5 Where
`.
`Relevant Passages or Relevant
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`20050036637
`
`2005-02-17
`
`Janssen
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`Application Number
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`INFORMATION DISCLOSURE
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`First Named Inventor
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`Harold S. Mindlin ll
`
`STATEMENT BY APPLICANT
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`( Not for submission under 37 CFR 1.99)
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Application Nuryber
`
`Filing Date
`First Named Inventor
`Ar, Uni,
`
`Examiner Name
`
`Harold S. Mindlin II
`l
`
`Attorney Docket Number
`
`| 1520-0013
`
`CERTIFICATION STATEMENT
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`Please see 37 CFR 1.97 and 1.98 to make the appropriate se|ection(s):
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`That each item of information contained in the information disclosure statement was first cited in any communication
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`Privacy Act Statement
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`PTOISBI14 (1 1-08)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`5
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`_
`_
`Application Number
`
`1520-0013
`
`Title of Invention
`
`System and Method of Progressive Hearing Device Adjustment
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
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`|:| Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
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`Applicant Information:
`Applicant 1
`Applicant Authority @|nventor | OLegal Representative under 35 U.S.C. 117
`Prefix Given Name
`Middle Name
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`|OParty of Interest under 35 U.S.C. 118
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`Family Name
`
`
`
`City
`
`Austin
`
`Citizenship under 37 CFR1.41(b)l
`
`Mailing Address of Applicant:
`
`Address 1
`
`Address 2
`
`3808 Turkey Creek Drive
`
`Applicant 2
`Applicant Authority @|nventor OLegal Representative under 35 U.S.C. 117
`Prefix Middle Name
`Matthew
`Residence Information (Select One) @ US Residency O Non US Residency O Active US Military Service
`StateIProvince
`Country of Residencei
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`C)Party of Interest under 35 U.S.C. 118
`Family Name
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`Citizenship under 37 CFR1.41(b)i
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`S
`
`Mailing Address of Applicant:
` Address 1
`815 A Brazos Street Apt. #342
`Address 2
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`US
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`

`PTOISBI14 (11-08)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`6
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`Application Number
`
`1520-0013
`
`Title of Invention
`
`System and Method of Progressive Hearing Device Adjustment
`
`
`
`Customer Number
`
`89320
`
`Email Address
`
`mreed@patentwerks.net
`
`Application Information:
`
`
`
`Title of the Invention
`
`System and Method of Progressive Hearing Device Adjustment
`1520-0013
`| Small Entity Status Claimed
`Nonprovisional
`
`Attorney Docket Number
`Application Type
`Subject Matter
`Utility
`
` Suggested Technology Center (if any)
`Suggested Class (if any)
`Sub Class (if any)
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`
`Total Number of Drawing Sheets (if any) _ Suggested Figure for Publication (if any)
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`Publication Information:
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`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
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`Request N012 t0 Publish. I hereby request that the attached application not be published under 35 U.S.
`E] C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of
`an application filed in another country, or under a multilateral international agreement, that requires publication at
`eighteen months after filing.
`
`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
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`or
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`the
`Representative Name
`section
`below.
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`sections
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`89320
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`Please Select One:
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`@ Customer Number
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`0 US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
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`Domestic BenefitINational Stage Information:
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`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(0) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a)(4), and need not otherwise be made part of the specification.
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`Prior Application Status
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`Pending
`
`Application Number
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`Continuity Type
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`Prior Application Number
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`Filing Date (YYYY-MM-DD)
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`non provisional of
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`61323841
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`2010-04-13
`
`Prior Application Status
`
`Pending
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`Application Number
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`Continuity Type
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`Prior Application Number
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`Filing Date (YYYY-MM-DD)
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`non provisional of
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`61350759
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`2010-06-02
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`6
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`

`PTOISBI14 (1 1-08)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`7
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
` Attorney Docket Number
`1520-0013
`
`Application Number
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`System and Method of Progressive Hearing Device Adjustment
`
`
`
`Title of Invention
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U_S_C_ 119(b)
`and 37 CFR 1.55(a).
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`Application Number
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`Parent Filing Date (YYYY-MM-DD}
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`Priority Claimed
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`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
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`Assignee Information:
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office.
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`Assi nee 1
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`
`If the Assignee is an Organization check here.
`
`Organization Name
`
`AUDIOTONIQ, Inc.
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
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`206 South Wild Basin Road, Building A, Suite 220
`
`Ph°“eN“mbe' —
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`Additional Assignee Data may be generated within this form by selecting the Add
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`Signature:
`
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`
`
`/Ronald Michael Reedl Date (YYYY-MM-DD)Signature 2011-04-12
`
`
`
`
`
`First Name
`
`Ronald
`
`Last Name
`
`Reed
`
`Registration Number
`
`59066
`
`EFS Web 2.2.2
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`7
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`

`

`PTOISBI14 (11-OB)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`8
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_T T
`
`itle of Invention
`
`System and Method of Progressive Hearing Device Adjustment
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U_S_C_ 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.2
`
`8
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`(1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.2
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`9
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`

`

`10
`
`Electronic Patent Application Fee Transmittal
`
`—
`
`Title of Invention:
`
`System and Method of Progressive Hearing Device Adjustment
`
`First Named Inventor/Applicant Name:
`
`Harold S. Mindlin ll
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`10
`
`

`

`Post-AIIowance-and-Post-Issuance:
`
`462
`
`Extension-of-Time:
`
`Total in USD ($)
`
`11
`
`

`

`Electronic Ackno\lI1edgement Receipt
`
`Application Number:
`
`International Application Number:
`
`9861341
`
`13085016
`
`Confirmation Number:
`
`1249
`
`Title of Invention:
`
`System and Method of Progressive Hearing Device Adjustment
`
`First Named Inventor/Applicant Name:
`
`Harold S. Mindlin II
`
`Customer Number:
`
`89320
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Ronald Michael Reed
`
`1520-0013
`
`12-APR-2011
`
`15:44:36
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
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`Submitted with Payment
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`12
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`

`

`‘I3
`1520-0013_App|ication.pdf
`
`f9eea89d703372dc90366efa7d0dde193f0a
`
`Multipart Description/PDF files in .zip description
`
`Drawings-only black and white line
`d rawi n g s
`
`_
`_
`Information Disclosure Statement (IDS)
`Filed (SB/08)
`
`221233
`
`6f1c3a46477917be15374b8ac44e7b11eb2
`cbc93
`
`0d1b963c19f8db4af15bc98135ed387b569
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`
`abf822be17671b492abe803c26e380d0ad0
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`
`Fee Worksheet (PTO-875)
`
`fee-info.pdf
`
`62ec53f2a80b1d15a1a5cd8b8002d60a109
`a62bc
`
`13
`
`

`

`This Acknowledgement Receipt evidences receipt on the nbfed date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`14
`
`

`

`1529-0013
`
`1 5
`
`System and Method of Progressive Hearing Deviee Adjtistirieiit
`
`Harold S. Miridlin ll
`
`David l\/lattliew Landry
`
`CROSS REFERENCE TO P;ELATE,D Al?’PLlCA’l'lON(Si)
`
`llllltlll
`
`Tliis application is at i1ori—preVisiei1al of and claims priority to US. Provisional patent
`
`application 1lE.lI'1‘ll3f3t' 6l/350,759, entitled “‘SYST El\/l AND lV’lETl%l{)D OF PROVlDlNG
`
`lNCREl\/lEN'lLAL l'lEARll\lG ADJUS'l‘l\.«lEN"l" FlL'7l‘ER,” and filed on June 2, Zillll, ‘Nlllcll is
`
`iiicorporatecl lierein by rel’ei'ei'ice in its entirety. Furtlier, this applieatiori is a uori—prot/isioiial of
`
`and claims priority to U Provisional patent applioatiori ii1.iriil“:ei' (ii /323,84} , entitled
`
`“SYSTEM AND METHOD OF PROGRESSEVE HEARING DEVICE ADRlSTl\/EENTQ’ and
`
`filed on April l3, Zlll G, which is incorporated il€l”6l1’ll‘.ty refererioe in its eritirety.
`
`FEELD
`
`§:lll}€l2iE
`
`"Ellis disclosure relates germrally to liearirig aid atljustriieiits, and more particularly, to
`
`liearirig aids, eorripiitei'~readable media, arid CGl'Tl[)U.li,'(l,g devices for lllC1'f3l'Tl€3Tll.i€:.l
`
`lrieaiiiig aid
`
`adjustment.
`
`BACKGROUND
`
`{G893} Heariiig delieierioies can rarige trorn partial hearing irrrpaii'i1ier1t to complete liearirig loss.
`
`Often, an iiidiVidual‘s hearing ability Varies across tlie range of audible sourid freq1.ieiieies, and
`
`inaiiy individuals have liearirig impaiiiiierit with respect to only select acoustic frequeiieies. For
`
`example, air iridivirluals liearirig loss may lie greater at higher frequeiieies tliau at lower
`
`frequencies.
`
`lfltlilél-l Hearing aids have been developed to alleviate the effects ofliearing losses in individuals‘
`
`Coiweiitiorially, heariiig aids range froin ear pieces oorifigured to ariiplify seurirls to eoiifigmalile
`
`l£1f3Iil"lI1g devices tille1'ing a,djllSlal3li? operational pai'amete1‘s tliiat can be eoiifigured by a hearing
`
`specialist to eiiliaiiee tlie perfoiiriarioe of tlie hearing aid. Parariieters, such as Veluiiie or tone,
`
`often can be easily adjusted, arid mariy hearing aids allow for the iridivitltial users to adjust these
`
`15
`
`

`

`l52{Ml€3l3
`
`1 6
`
`=3
`
`parameters. However, other parameters may only be adjusted by the audinlogist or by anotlier
`
`health prefessionail.
`
`lllllllfil
`
`in instances Where the individnal’s hearing less varies across frequencies, such hearing
`
`aids ean be tuned by an audielogist, for example, tn compensate fer the unique variations of the
`
`individual ’s hearing less. The amlielngist er ll§32l.lll'1 prefessieria.l typically takes measurements
`
`using eatlibrated and specialized equipment to assess an individual‘s hearing eapabilities in a
`
`variety of seund envireninents, and th en adjusts the hearing aid based on the calibrate
`
`measurements to compensate for the individual's hearing loss. Subsequent adjustments to the
`
`hearing aid can require additional measurements and further ealibratieii, which ean be costly and
`
`time intensive.
`
`lllllllfil However, for same users, tlie transition from not wearing a hearing aid to Wearing a
`
`hearing aid can he traurn attire.
`
`ln particular, sounds that the user is net accustomed to hearing can
`
`suddenly be made audible to the user by the hearing aid. Some individuals, such as those
`
`Wearing hearing aids for the first time, can experience psyelielegieal distress when hearing is
`
`restored te a normal level after years et‘si.il7l7ering freni hearing loss. Due tn such distress, the
`
`first time user may have at diflieult time adjustiiig to the hearing aid, and may give up on hearing
`
`aids altegetlier.
`
`Bllllili‘ li)l3ISCRll-"’l'l‘l{:lN OF Tl-lli l)RA‘vVll\lGS
`
`§:ll0€l7iE HG. l is a graph illustrating a representative example ef decibel level (in dB) versus
`
`irequeiiey (in Hertz) fer a
`
`‘esentative hearing sensitivity tl'ii'eslieltl, a representative user’s
`
`nearing detieit, arid a series otinereniental adjnstinents tn advance the user’s hearing frorn the
`
`user’s hearing cletieit level to an adjusted hearing level associated with a hearing aid profile.
`
`lllfilllll MG. 2 is a l)lOCl( diagram ol’a.n einbediment olia. hearing aid system for providing
`
`incremental hearing correction adjustments.
`
`{$399} HG‘ 3 is at flew diagram of an enibodiment of a method for iiierementally adjustiiig the
`
`hearing correction of a hearing aid,
`
`lllllllll l’ EG. 4 is a llew diagram of a second ernbediment of a inetlied fer incrementally adjusting
`
`the hearing eorreetien ef a hearing aids
`
`16
`
`

`

`1529-0013
`
`1 7
`
`r-\
`m3-
`
`ltllllll in the following description, the use of the same reference numerals in ditmerent drawings
`
`indicates similar or identical iterns.
`
`li)l3i.'l”Alll_il3i.l) l)lEiSCRlP'l‘lON till?‘ ILLUS'Ti‘RA'l'lVE l3Mt?»ti)t)lMt3N’t‘S
`
`lll0l2lE Embodiments of a hearing aid and rnetliods are described l“.tt3l0‘W that provide an
`
`incremental or progressive hearing a,djustment for at user particularly for easing the transition
`
`from not wearing a hearing aid to wearing a hearing aid.
`
`ln particular, rather than abruptly
`
`0%
`inipleineriting the hearin correction for the user iininediately, the hearing aid progressively
`
`applies incrernental adjustinents to progressively or gradually adjust the user’s experience froin
`
`an uncompensated hearing level to a fully compensated hearing level. Such increniental
`
`ad_iustments allow the user to become axccustonied to the hearing cornpensation in small
`
`increments over time, therehy reducing the psycliological and/or physical distress associated with
`
`an ahrtipt transition froiii uncornpen sated to corrected hearing.
`
`{$013} As used herein, the term “‘l'1earing aid profile” ret‘ei's to a collectiori of acoustic
`
`contiguration settings for a hearing aid, such as hearing aid 20?; depicted in FIG. 2, which are
`
`used by a processor 2l (3 (in FEG, 2) to shape a,(7(lllSll(? signals to correct for a user’s heai'ing loss.
`
`The shaped acoustic signals (or modulated output signals) are provided to at spealrer or bone
`
`conduction elenient for reproduction for at user. Each of the hearing aid profiles are designed to
`
`conipens-ate for the hearing loss of the user hased on the user’s particular hearing clraracteristics
`
`(iiiipairrnent) in particular, processor Zlfi can apply a particular hearing aid profile that is
`
`custorni;:ed for the particular user to compensate for hearing deficits otthe user or otherwise
`
`enhance the sound—related signals. The hearing aid profile includes parameters that configure the
`
`hearing aid 202. For example, such parameters can include signal anipliitude and
`
`characteristics, signal processing algorithms, frequency response characteristics, coeficients
`
`associated with one or more signal processing a.lgoritlnris, or any cornbiniation thei'eof.
`
`ltllllélsl
`
` ln some instances, one or more of the hearing aid protiles may also include lilters and/or
`
`further adiustnients configured to compensate the user’s hearing iinpairnient for a particular
`
`sound f3i'Wll‘0t1I“1‘1€-1'11.
`
`lri such ii'istaiices, the hea:i'ing aid protile may be conligured based on the
`
`user°'s hearing impairnient and hased on a particular environmental niodel.
`
`17
`
`

`

`1529-0013
`
`1 8
`
`,4.
`
`{@315} As used herein, the term “hearing correction filter” refers to a collection of filters for
`
`hearing aid 202, which are applied by processor 2l (3 within hiearing aid 202 to a hearing

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