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`med in the US. District Com Western District of Wisconsin
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`PLAINTIFF
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`MOAEC, Inc.
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`07 3 %5«#
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`TRADEMARK NO.
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`OR TRADEMARK
`
`U.S. PATENT 8: TRADEMARK O_FF|(:§
`
`j I
`
`DATE INCLUDED
`
`n the abovekentilled case, the following paIent(s)/ trademark(s) have been included:
`INCLUDED BY
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`TRX3g{‘ATR?(RN0
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`G Amendment
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`Copy 4—Case file copy
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`SONY Exhibit 1010
`
`SONY Exhibit 1010
`SONY v. Creative
`SONY Exhibit 1010 - Page 1
`
`SONY V. Creative
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington. DC. 20231
`
`SERIAL NUMH n
`. --
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`'
`
`'
`
`msr~AMu>nrr-LrcA~—‘1
`
`MM41/0826
`
`WILLIAM A LCIGINOV
`CESARI AND MCKENNA
`
`3" WES "W"
`BOSTON MA 02110
`
`DATE MMLE-D:
`
`08/26/99
`
`under 37 CFR 1.312(b)' is granted.
`A. D The petition tiled
`The paper has been ionrvarded to the examinertor consideration on the merits.
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`The amendment tiled
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`onsidered. and has been:
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`under37 CFR 1312 has been
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`FORM PTOL-271 (REV. 7/89)
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`SONY Exhibit 1010 - Page 2
`
`
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`HT B—lSSUE FEE TRANSMFITAL
`Best Available Copy
`g_
`. Box ISSUE FEE M‘
`le tees. to:
`*,;x 'Glr"tt'pIete and mailthis ror1n.t09 _
`.
`Xx
`9“ Assistant commissioner for
`e ._.
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`r
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`0
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`I
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`MAILING INSTRUCTIONS: This fonn should be used for transmitting the ISSUE FEE. Blocks 1
`:‘;m;::,:EIls°$: ggrggfifiglw ffisgrfigggggggdfigessfi
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`" =
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`‘-‘J3?-” i3'3/‘E5’?!
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`1. Change of conespondence address or indication of ' Fee Address‘ (37 CFR 1.363).
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`1 0
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`muss
`Q._!L-'1"
`NOTE; The I
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`or agent; or the assignee or other party in Interest as shown by the records of the Patent and
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`. »..‘=- re)
`
`',
`g
`
`05/E5/1999 RTSEBQYI 00000039 09093843
`
`01 H3243
`0? W551
`
`505 09 up
`30.00 OP
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection
`of intomtation unless it displays a valid OMB control number.
`
`rwcsczrr was iR©FCfl
`PTOL-853 (REV.10-96) Approved for I.Ise through 06/30/99. oma 0651-0033
`
`F3;-’
`
`‘
`" ~
`Patent and Trademark olnce:’l.i.S. DEPARIIAENT OF GOMMEROE
`SONY Exhibit 1010 - Page 3
`
`
`
`PATENTS
`1041 30-0001
`
`In Re The Application of:
`Brian M. Looney et al.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`\./%%\&\&\./€\/%\/
`
`Batch No.: P88
`
`Examiner: S. Witkowski
`
`Art Unit: 2837
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`
`Boston, MA 02110
`
`May 21, 1999
`
`CERTIFICATE OF EXPRESS MAILING
`
`,
`EL310200398US
`“Express Mail” Mailing-Label Number:
`1
`I hereby certify that the following Issue-Fee Transmittal is being deposited with
`the United States Postal Service “Express Mail Post Office to Addressee” service pursu-
`ant to 37 C.F.R. §1.1O in an envelope addressed to Box Issue Fee, Assistant Commis-
`sioner for Patents, Washington, D.C. 20231, on May 21, 19 9.
`
`Honorable Commissioner of Patents and Trademarks
`
`Washington, D.C. 2023]
`
`Sir:
`
`ISSUE-FEE TRANSMITTAL
`
`In response to the Notice of Allowance and Issue Fee Due mailed March 3, 1999,
`
`for the above-identified application, enclosed are the following documents:
`
`— Microfiche Appendix
`
`— Amendment Under 37 CFR 1.312 (a)
`
`SONY Exhibit 1010 - Page 4
`
`
`
`.,
`
`PATENTS
`104130-0001
`
`— Issue Fee Transmittal Form PTOL-85b;
`
`—a Letter To Official Draftsman accompanied by formal drawings of Fig-
`ures 1-28 (27 sheets);
`
`—a check for $635 to cover the issue fee the advance order of soft copies of the
`Letters Patent.
`
`Please charge any additional fee occasioned by this paper to our Deposit Account
`
`. 03-1237.
`
`Respectfully submitted,
`
`Christopher K. G gne
`Reg. No. 36,142
`CESARI AND MCKENNA, LLP
`30 Rowes Wharf
`
`Boston, MA 02110-2699
`(617) 951-2500
`
`SONY Exhibit 1010 - Page 5
`
`
`
`PATENTS
`
`104130-0001
`
`'
`
`if
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re The Application of:
`Brian M. Looney et al.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`\J\/xax/xyx/xax/\/\/Ma
`
`Examiner: S. Witkowski
`
`Art Unit: 2837
`
`Cesari and‘ McKenna, LLP
`30 Rowes Wharf
`
`Boston, MA 02110
`
`May 21, 1999
`
`EL310200398US
`“Express Mail” Mailing-Label Number:
`I hereby certify that the following Letter to Official Draftsman is being deposited
`with the United States Postal Service “Express Mail Post Office to Addressee” service
`pursuant to 37 C.F.R. §l .10 in an envelope addressed to the Assistant Commissioner for
`Patents, Washington, D.C. 20231, on May 21, 1
`
`Honorable Commissioner of Patents and Trademarks
`Washington, D.C. 20231
`
`Sir:
`
`LETTER TO OFFICIAL DRAFTSMAN
`
`”;W\‘ /7"."
`F1‘, ‘7'‘'’/«''.‘'‘''
`E?JL—;L57..,»,- ' “' -2'D
`
`a
`WW 2 7 1999
`
`Pubiishiztg Bivision
`
`If the Examiner in charge of the above-identified application approves, please
`
`substitute the enclosed drawing sheets containing formal versions of Figures 1-28 (27
`
`sheets) for the corresponding drawing sheets currently in the application.
`
`SONY Exhibit 1010 - Page 6
`
`
`
`1
`
`PATENTS
`104130-0001
`
`Please charge any additional fee occasioned by this paper to our Deposit Account
`
`No. 03-1237.
`
`Respectfully submitted,
`
`Christopher K. Gagne
`Reg. No. 36,142
`CESARI AND MCKENNA, LLP
`30 Rowes Wharf
`
`Boston, MA 02110-2699
`
`(617) 951-2500
`
`SONY Exhibit 1010 - Page 7
`
`
`
`In Re The Application of:
`Brian M. Looney et al.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`%%%\/\J\/\2\J
`
`Batch No.: P88
`
`Examiner: S. Witkowski
`
`Art Unit: 2837
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`
`Boston, MA 02110
`
`May 21, 1999
`
`CERTIFICATE OF EXPRESS MAILING
`
`EL310200398US
`“Express Mail” Mai1ing—Labe1 Number:
`I hereby certify that the following Amendment Under 37 CFR 1.3 12(a) (4 pages),
`Issue Fee Transmittal, Issue Fee Transmittal Form PTOL-85B (1 page), Microfiche Ap-
`pendix, Letter to Official Draftsman (2 pages), formal drawings (27 sheets), and check
`for $635 are being deposited with the United States Postal Service “Express Mail Post
`Office to Addressee” service pursuant to 37 C.F.R. §1.10 in an envelope addressed to
`Box Issue Fee, Assistant Commissioner for Patents
`ashington, D.C. 20231, on May
`
`SONY Exhibit 1010 - Page 8
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`I’
`
`PATENTS
`104130-0001
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re The Application of:
`
`Brian M. Looniet al.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`\/\/\/\J\yg/Q/g/%/\,/\y
`
`Batch No.2 P88
`
`Examiner: S. Witkowski
`
`Art Unit: 2837
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`
`Boston, MA 02110
`
`May 21, 1999
`
`CERTIFICATE OF EXPRESS MAILING
`
`EL310200398US
`“Express Mail” Mailing-Label Number:
`I hereby certify that the following Amendment Under 37 CFR 1.312 (a) and Mi-
`crofiche Appendix are being deposited with the United States Postal Service “Express
`Mail Post Office to Addressee” service pursuant to 37 C.F.R. §1.10 in an envelope ad-
`dressed to Box Issue Fee, Assistant Commissioner for Patents, Washington, D.C. 20231,
`
`on May 21, 1999.
`
`Herbert Glover,
`
`Honorable Assistant Commissioner for Patents
`
`Washington, D.C. 20231
`
`Sir:
`
`AMENDMENT UNDER 37 CFR l.312[a[
`
`This Amendment is being submitted pursuant to 37 CFR 1.3l2(a) together with
`
`payment of the issue fee in the above-captioned application. A Microfiche Appendix
`
`containing a computer program listing is being submitted with this Amendment, pursuant
`
`SONY Exhibit 1010 - Page 36
`
`
`
`PATENTS
`1041 30-0001
`
`to 37 CFR l.96(c), for inclusion in the file wrapper of the subject application. Applicants
`
`respectfully propose to amend the subject application, as follows:
`
`In the Specification:
`
`Please amend the Specification, as follows:
`
`\I Page 1, before line 2, please insert the following:
`
`A-This application includes a Microfiche Appendix pursuant to 37 CFR 1.96(c)
`
`that contains a computer program listing of program commands in the commercially
`
`available Visual Basic language for implementing various functions of one embodiment
`
`of the center of the present invention described herein. The total number of microfiche
`
`and the total number of frames in the Microfiche Appendix are 2 and 103, respectively.
`
`A portion of the disclosure of this patent document or patent disclosure contains material,
`
`which is subject to copyright protection. The copyright owner has no objection to the
`
`facsimile reproduction by anyone of the patent document or the patent disclosure, as it
`
`appears in the Patent and Trademark Office patent file or records, but otherwise reserves
`
`all copyright rights whatsoever.-Ix,‘
`
`_fi____fl____
`
`3 Page 19, line 24, please change "Appended hereto in the attached APPENDIX is"
`
`o The Microfihe Appendix included i he sujct licatio pursuant to 37 CFR
`1.96(c) contains--.
`
`67’
`
`In the Appendix to the Specification:
`
`SONY Exhibit 1010 - Page 37
`
`
`
`.‘
`
`,
`
`PATENTS
`104130-0001
`
`Please cancel the current written Appendix to the Specification, which Appendix contains
`
`a total of ninety-eight pages, and substitute in place of the cancelled written Appendix the
`
`Microfiche Appendix submitted with this Amendment.
`
`REMARKS
`
`This Amendment is being filed pursuant to 37 CFR 1.3 l2(a) together with the
`
`payment of the issue fee in the subject application.
`
`As required by the Examiner in the Notice of Allowability mailed March 3, 1999
`
`and the Offiée Action mailed November 6, 1998, the Specification has been amended to
`
`cancel the computer program listing that was submitted as a written Appendix to the
`
`Specification, as originally filed. Pursuant to 37 CFR 1.96(c), a Microfiche Appendix
`
`containing the listing is being submitted with this Amendment for inclusion in the file
`
`wrapper of the subject application, and pursuant to 37 CFR l.77(a)(6), the Specification
`
`has been amended to reference the Microfiche Appendix. No new matter is believed to
`
`have been added to subject application as a result of the changes being made thereto.
`
`It is respectfully submitted that this Amendment should be entered, since this
`
`Amendment is directed solely to formal matters that are unrelated to claim scope. In the
`
`event the Examiner deems further personal contact desirable in disposition of this case,
`
`the Examiner is invited to telephone the unsigned attorney or Attorney William A. Logi-
`
`nov, at (617) 951-2500.
`
`SONY Exhibit 1010 - Page 38
`
`
`
`I
`
`I,
`
`PATENTS
`104130-0001
`
`Please charge any additional fee occasioned by this paper to our Deposit Account
`
`No. 03-1237.
`
`Respectfully submitted,
`
`agne
`
`Christopher K.
`Reg. No. 36,142
`CESARI AND MCKENNA, LLP
`30 Rowes Wharf
`
`Boston, MA 02110-2699
`(617) 951-2500
`
`SONY Exhibit 1010 - Page 39
`
`
`
`UNITED STATQPARTMENT OF COMMERCE
`
`Patent and Trademark Office
`
`NOTICE OF ALLOWANCE AND ISSUE FEE DUE
`
`II'II"-Eff '1 .’ 'I:i3>;3l-.13
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`I557 l'.!!‘~3
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`
`APPIJCATTON NO.
`
`FILING DATE’
`
`TOTAL CLAIMS
`
`EXAMINER AND GROUP ART UNIT
`
`DATE MAILED
`
`?'_'|‘§’.!’ Ci‘?-‘=3 q 3314 J
`
`It 1 z’ / '5‘'*'-
`
`I31 2.?
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`
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`
`FlrstNamed
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`ATI'Y‘S DOCKET NO.
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`APPLN. TYPE
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`SMALL ENTITY
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`PATENT AND TRADEMARK OFFICE COPY
`PTOL-85 (REV. 10-96) Approved for use through 06/30/99. (0651 -0033)
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`SONY Exhibit 1010 - Page 40
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`UNITED STATES £:‘PAI'tTMEI\lT OF COMMERCE
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`ATTORNEV oocxn No.
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`SONY Exhibit 1010 - Page 41
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`'«A~mm
`GROUP 2109
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`In Re The Application of:
`Brian M. Looney et
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`Serial No.: 09/098,843 /
`Filed: June 17, 1998 /
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`1.
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`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
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`X \./\_/\/\/\./\/\/\/\./\/\4
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`Examiner: S. Witkowsy
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`Art Ur1it: 28V
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`Cesari and McKenna, LLP
`30 Rowes Wharf
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`Boston, MA 02110
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`January 22, 1999
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`CERTIFICATE OF EXPRESS MAILING
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`EL024702207US
`“Express Mail” Mailing-Label Number:
`I hereby certify that the following Amendment is being deposited with the United
`States Postal Service “Express Mail Post Office to Addressee” service pursuant to
`37 C.F.R. §1.10 in an envelope addressed to the Assistant Commissioner for Patents, Box
`Amendment, Washington, DC. 20231, on January 22, 1999.
`
`Betty Taylor
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`Honorable Assistant Commissioner for Patents
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`Washington, D.C. 20231
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`Sir:
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`AMENDMENT
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`This is in response to the Official Action mailed November 6, 1998. Please
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`amend the above-identified application, as follows:
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`SONY Exhibit 1010 - Page 42
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`PATENTS
`104130-0001
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`In The S ec' icationt
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`Please am nd the Specification, as follows:
`Page 3, line 17, please chalyée “.” to --;--.
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`Page 6,