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Apple Inc. and Fitbit, Inc. v.
`Valencell, Inc.
`
`P.T.A.B. Proceeding No. IPR2017-003181
`U.S. Patent No. 8,886,269
`February 27, 2018
`
`1 Case IPR2017-01554 has been joined with this proceeding.
`
`Sterne, Kessler, Goldstein & Fox P.L.L.C.
`
`

`

`Instituted Grounds (’269 Patent)
`
`Ground
`
`Claims
`
`Type
`
`Primary
`Reference
`
`Secondary Reference(s)
`
`IPR2017-00318 (’269 Patent)
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`1, 2, 6, 7
`
`3
`
`4, 5
`
`8
`
`9, 10
`
`1, 2
`
`3
`
`4
`
`5
`
`6, 7
`
`8
`
`9, 10
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`Asada
`
`Asada
`
`Asada
`
`Asada
`
`Asada
`
`§ 103 Goodman
`
`§ 103 Goodman
`
`§ 103 Goodman
`
`§ 103 Goodman
`
`§ 103 Goodman
`
`§ 103 Goodman
`
`§ 103 Goodman
`
`--
`
`Hicks
`
`Hannula
`
`Delonzor
`
`Al-Ali
`
`--
`
`Hicks
`
`Hannula
`
`Hannula, Asada
`
`Asada
`
`Delonzor
`
`Al-Ali
`
`Paper 7 (“Inst. Decision”), pp. 25, 26
`
`2
`
`

`

`1.
`
`2.
`
`3.
`
`4.
`
`Summary of the Proceeding
`“The claims of the ’269 patent recite nothing more than what was
`already known in the prior art.” (Paper 2 (“Petition”), p. 2.)
`
`“For decades prior to the ’269 patent, artisans had developed and
`continued to improve sensor devices commonly known as non-
`invasive optical biosensors ….” (Petition, p. 1.)
`
`“Valencell’s arguments rely on: … 2) inaccurate interpretations of
`the prior art, with annotated figures that are modified in misleading
`and inappropriate ways; …and 5) Dr. Titus’s declaration, which is
`devoid of references supporting his opinions, and whose testimony
`contradicts Valencell’s positions on key points.” (Paper 32 (“Pet.
`Reply”), pp. 1-2.)
`
`“Because the prior art references teach all of the claim elements,
`Valencell’s tactic is to enumerate any possible drawback to the
`combinations, no matter how implausible or insubstantial.” (Pet.
`Reply, p. 19.)
`
`3
`
`

`

`’269 Patent – Independent Claim 1
`
`APL1001, 30:30-53
`
`4
`
`

`

`Petitioner’s Annotated Figures 22B and 23 from ’269 Patent
`
`Petition, p. 10
`
`5
`
`

`

`Petitioner’s Annotated Figure – Goodman Fig. 2C
`
`Goodman Fig. 4
`
`Petition, pp. 22-23, 54
`
`6
`
`

`

`Petitioner's Annotated Figure – Asada Fig. 11
`
`Petition, p. 19; APL1005, Fig. 11
`
`7
`
`

`

`Petitioner’s Annotated Figure – Swedlow Fig. 2
`
`Petition, p. 20; Ex. 1006, FIG. 2
`
`8
`
`

`

`•
`
`Claim Construction: “Light-Guiding Interface”
`“at least one window formed in the cladding material that serves
`as a light-guiding interface to the body of the subject”
`
`APL1001, 30:40-42; Petition, pp. 32, 54; Pet. Reply, pp. 5-8
`
`9
`
`

`

`•
`
`Claim Construction: “Light-Guiding Interface”
`“at least one window formed in the cladding material that serves
`as a light-guiding interface to the body of the subject”
`
`PO’s Declarant’s Admission
`
`APL1001, 30:40-42; Petition, pp. 32, 54; Pet. Reply, pp. 5-8
`
`10
`
`

`

`Petition Ground 6: Goodman Renders Claims 1 and 2 Obvious
`
`• Goodman discloses “at least one window formed in the cladding
`material that serves as a light-guiding interface to the body of the
`subject”
`
`Petition, p. 54; Pet. Reply, pp. 8-12
`
`11
`
`

`

`Petition Ground 6: Goodman Renders Claims 1 and 2 Obvious
`• Goodman discloses “at least one window formed in the cladding
`material that serves as a light-guiding interface to the body of the
`subject”
`Petitioner’s Annotated Figure – Goodman Fig. 2C
`
`Goodman Fig. 4
`
`Petition, p. 23
`
`12
`
`

`

`Petition Ground 6: Goodman Renders Claims 1 and 2 Obvious
`• Goodman discloses “at least one window formed in the cladding
`material that serves as a light-guiding interface to the body of the
`subject”
`
`Petition Evidence
`
`PO’s “assembly” – Goodman Fig. 2C
`
`Petitioner’s Annotated Figure
` Goodman Fig. 7A
`
`Petition, p. 54; POR p. 50; Pet. Reply, p. 12
`
`13
`
`

`

`Petition Ground 6: Goodman Renders Claims 1 and 2 Obvious
`• Goodman discloses “at least one window formed in the cladding
`material that serves as a light-guiding interface to the body of the
`subject”
`
`PO’s Declarant’s Admission
`
`Pet. Reply, p. 9
`
`14
`
`

`

`Petition Ground 1: Asada Renders Claims 1, 2, 6, and 7 Obvious
`
`• Asada discloses an “inner body portion comprising light
`transmissive material” and that “the light transmissive material is in
`optical communication with the at least one optical emitter and the
`at least one optical detector”
`
`
`• Asada’s Prototypes A and B both include a “signal processor” (claim
`6) and a “transmitter” (claim 7)
`
`Petition, pp. 31-34, 35-36; Pet. Reply, pp. 13-17, 17-18
`
`15
`
`

`

`Petition Ground 1: Asada Renders Claims 1, 2, 6, and 7 Obvious
`• Asada discloses an “inner body portion comprising light
`transmissive material” and that “the light transmissive material is in
`optical communication with the at least one optical emitter and the
`at least one optical detector”
`
`Petition Evidence
`
`Petition, p. 19
`
`16
`
`

`

`Petition Ground 1: Asada Renders Claims 1, 2, 6, and 7 Obvious
`• Asada discloses an “inner body portion comprising light
`transmissive material” and that “the light transmissive material is in
`optical communication with the at least one optical emitter and the
`at least one optical detector”
`
`PO’s Declarant’s Admission
`
`Pet. Reply, p. 15
`
`17
`
`

`

`Petition Ground 1: Asada Renders Claims 1, 2, 6, and 7 Obvious
`• Asada’s Prototypes A and B both include a “signal processor” (claim
`6) and a “transmitter” (claim 7)
`
`PO’s Declarant’s Admission
`
`Pet. Reply, p. 18
`
`18
`
`

`

`Petition Ground 1: Asada Renders Claims 1, 2, 6, and 7 Obvious
`• Asada’s Prototypes A and B both include a “signal processor” (claim
`6) and a “transmitter” (claim 7)
`
`PO’s Declarant’s Admission
`
`Pet. Reply, p. 18
`
`19
`
`

`

`Petition Grounds 2, 3, 7, 8, 9, and 10: Patent Owner Argues Against
`Motivations to Combine References
`
`•
`
`•
`
`•
`•
`
`• The Petition provided:
`•
`“Motivation for Combining Asada and Hicks” (Petition, pp. 36-38.)
`•
`“Motivation for Combining Asada and Hannula” (Petition, pp. 39-40.)
`•
`“Motivation for Combining Asada and Delonzor” (Petition, pp. 43-44.)
`•
`“Motivation for Combining Asada and Al-Ali” (Petition, pp. 46-47.)
`•
`“Motivation for the Combination of Goodman and Hicks” (Petition, pp.
`56-57.)
`“Motivation for the Combination of Goodman and Hannula” (Petition,
`pp. 59-60.)
`“Motivation for the Combination of Goodman, Hannula, and Asada”
`(Petition, pp. 61-62.)
`“Motivation for Combining Goodman and Asada” (Petition, pp. 65-66.)
`“Motivation for the Combination of Goodman and Delonzor” (Petition,
`pp. 68-69.)
`“Motivation for Combining Goodman and Al-Ali” (Petition, pp. 71-72.)
`
`•
`
`“Each applied reference is from the field of non-invasive optical
`biosensors.” (Petition, p. 16.)
`
`
`20
`
` •
`
`

`

`Petition Grounds 2 & 7: Asada/Goodman in View of Hicks Renders
`Claim 3 Obvious
`
`PO’s alleged “detriments” (e.g., adding mass, reduced disposability, reduced skin
`conformance, added skin pressure) would NOT have deterred a POSA from
`combining the references
`
`Pet. Reply, pp. 21-22
`
`21
`
`

`

`Petition Grounds 2 & 7: Asada/Goodman in View of Hicks Renders
`Claim 3 Obvious
`Petitioner’s Annotated Figure – Hicks Fig. 6
`
`PO’s Inaccurate Annotated Figure
`
`Petition, p. 24; POR, p. 43; Pet. Reply, pp. 19-20
`
`
`
`22 22
`
`

`

`Petition Grounds 3, 8, 9: Asada/Goodman in View of Hannula
`Renders Claims 4 and 5 Obvious
`
`A POSA Would Have Been Motivated to Combine Hannula with Goodman
`
`PO Ignores Goodman’s “Non-adhesive” Embodiment
`
`Pet. Reply, p. 24
`
`23
`
`

`

`Petition Grounds 3, 8, 9: Asada/Goodman in View of Hannula
`Renders Claims 4 and 5 Obvious
`
`A POSA Would Have Been Motivated to Combine Hannula with Goodman
`
`PO’s Declarant’s Admission
`
`Pet. Reply, p. 24
`
`24
`
`

`

`Petition Grounds 3, 8, 9: Asada/Goodman in View of Hannula
`Renders Claims 4 and 5 Obvious
`
`A POSA Would Have Been Motivated to Combine Hannula with Asada
`
`Pet. Reply, p. 25; Petition, p. 25 (APL1009, Annotated Fig. 1C)
`
`25
`
`

`

`Petition Grounds 9 & 10: Goodman and Asada in View of Hannula
`Renders Claims 5-7 Obvious
`
`A POSA Would Have Been Motivated to Combine Asada with Goodman
`
`Pet. Reply, p. 26
`
`26
`
`

`

`Patent Owner’s Motion to Amend is Deficient Under § 112 and
`the Amended Claims Would Have Been Obvious to a POSA
`
`• Substitute Independent Claim 12 lacks written description support
`and is indefinite
`
`
`• Patent Owner did not argue that the prior art fails to teach any of
`the added limitations
`
`• Petitioner’s Opposition provided significant and extensive rationales
`to combine references, supported by the declaration of Dr. Anthony
`
`Paper 33 (“Opp. to MTA”), pp. 1-2, 2-7, 13-17, 22, 23-24
`
`27
`
`

`

`Substitute Independent Claim 12
`
`12. (Substitute for original claim 1) A monitoring device, comprising:
`a band and light-guiding structure configured to at least partially encircle a portion of the
`
`body limb of a subject, the band and light-guiding structure comprising:
`a generally cylindrical outer body portion and a generally cylindrical inner body portion
`
`secured together in concentric relationship, the inner body portion comprising
`
`light transmissive material, and having outer inner surface;
`a layer of cladding material near the inner body portion inner surface; and
`at least one window formed in the cladding material that serves as a light-guiding interface to
`
`the body of the subject; and
`a base comprising at least one optical emitter and at least one optical detector attached to the
`
`band and light-guiding structure;
`a signal processor configured to (i) receive and process signals produced by the at least one
`
`optical detector and a motion sensor to extract physiological and motion-related
`
`information, (ii) reduce motion artifacts by removing frequency bands from the
`
`signals that are outside of a range of interest using at least one band-pass filter to
`
`produce preconditioned signals and (iii) generate parsed output data by
`
`executing one or more processing methods to provide information that is fed
`
`into a multiplexed output serial data string comprising motion-related and
`
`physiological information;
`wherein the light transmissive material is in optical communication with the at least one
`
`optical emitter and the at least one optical detector and is configured to deliver
`
`light from the at least one optical emitter to one or more locations of the body of
`
`the subject via the at least one window and to collect light from one or more
`
`locations of the body of the subject via the at least one window and deliver the
`
`collected light to the at least one optical detector.
`
`Paper 21, (“MTA”), pp. 2-3, 6-10, 28-29
`
`28
`
`

`

`Substitute Independent Claim 12
`12. (Substitute for original claim 1)
`
` …
`
`
`
` a
`
` signal processor configured to (i) receive and process
`signals produced by the at least one optical detector and a
`motion sensor to extract physiological and motion-related
`information, (ii) reduce motion artifacts by removing
`frequency bands from the signals that are outside of a
`range of interest using at least one band-pass filter to
`produce preconditioned signals and (iii) generate parsed
`output data by executing one or more processing methods
`to provide information that is fed into a multiplexed output
`serial data string comprising motion-related and
`physiological information;
`
`29
`
` …
`
`
`MTA, pp. 2-3, 6-10, 28-29
`
`

`

`Substitute Claim 12 Lacks Written Description Support
`
`Opp. to MTA, pp. 1-2
`
`30
`
`

`

`Substitute Claim 12 Is Indefinite
`
`Opp. to MTA, p. 2
`
`31
`
`

`

`There Is Ample Motivation to Combine
`Asada and Swedlow
`
`Opp. to MTA, p. 4
`
`32
`
`

`

`There Is Ample Motivation to Combine Asada and Gupta
`
`Opp. to MTA, pp. 6-7; Paper 39 (“Pet. MTA Sur-Reply”), p. 5
`
`33
`
`

`

`There Is Ample Motivation to Combine Asada with Goodman
`
`Opp. to MTA, p. 14; Pet. MTA Sur-Reply, p. 6
`
`34
`
`

`

`Case IPR2017-00318
`U.S. Patent No. 8,886,269
`CERTIFICATION OF SERVICE (37 C.F.R. §§42.6(e))
`
`The undersigned hereby certifies that a true and correct copy of the above-
`
`captioned PETITIONER APPLE INC.’S DEMONSTRATIVES was served
`
`electronically via email in its entirety on February 26, 2018 on the following:
`
`Justin B. Kimble (Lead Counsel)
`Jeffrey R. Bragalone (Back-up Counsel)
`Nicholas C. Kliewer (Back-up Counsel)
`T. William Kennedy (Back-up Counsel)
`Jonathan H. Rastegar (Back-up Counsel)
`Brian P. Herrmann (Back-up Counsel)
`Marcus Benavides (Back-up Counsel)
`R. Scott Rhoades (Back-up Counsel)
`Sanford E. Warren, Jr. (Back-up Counsel)
`
`Harper Batts (Counsel for Fitbit, Inc.)
`Jeremy Taylor (Counsel for Fitbit, Inc.)
`
`
`
`JKimble-IPR@bcpc-law.com
`jbragalone@bcpc-law.com
`nkliewer@bcpc-law.com
`bkennedy@bcpc-law.com
`jrastegar@bcpc-law.com
`bherrmann@bcpc-law.com
`mbenavides@bcpc-law.com
`srhoades@wriplaw.com
`swarren@wriplaw.com
`
`harper.batts@bakerbotts.com
`jeremy.taylor@bakerbotts.com
`dlfitbit-valencell@bakerbotts.com
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Michael D. Specht/
`
`Michael D. Specht
`Registration No. 54,463
`Attorney for Petitioner Apple Inc.
`
`
`
`
`
`
`
`Date: February 26, 2018
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`
`
`
`

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